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Bowers Cindy M

Disclosed activity across 1 company

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159125
SEC CIK
0001672998

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Global Water Resources, Inc.GWRS · Entity 234DirectorMarch 13, 2019March 14, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Global Water Resources, Inc.

Report date March 13, 2019 · Filed March 14, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,071 Reported balance After 2019-03-13 transaction · row 1
1 source row

Row 1 · 2019-03-13 · Sale · Disposed 9,426 · Balance 16,071

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2019 Filed Mar 14, 2019 19:59 UTC Global Water Resources, Inc. GWRS · Entity 234 SaleCommon Stock 9,426 $9.50 $89,547.00
Disclosure

SEC source: 0001434728-19-000063 · wf-form4_155260797903386.xml · nonDerivative · entry 1

Bowers Cindy M · CIK 0001672998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,071

Read SEC document
March 12, 2019 Filed Mar 14, 2019 19:04 UTC Global Water Resources, Inc. GWRS · Entity 234 SaleCommon Stock 13,004 $9.58 $124,528.90
Disclosure

SEC source: 0001434728-19-000061 · wf-form4_155260464364892.xml · nonDerivative · entry 1

Bowers Cindy M · CIK 0001672998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,497

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:28 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001434728-18-000155 · wf-form4_153436489237851.xml · derivative · entry 3

Bowers Cindy M · CIK 0001672998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2019-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option vests in two equal annual installments on May 20, 2017 and May 20, 2018.

F1 · derivative.exercise_date: The option vests in two equal annual installments on May 20, 2017 and May 20, 2018.

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August 13, 2018 Filed Aug 15, 2018 16:28 UTC Global Water Resources, Inc. GWRS · Entity 234 Tax withholdingCommon Stock 38,501 $9.74 $374,999.74
Disclosure

SEC source: 0001434728-18-000155 · wf-form4_153436489237851.xml · nonDerivative · entry 2

Bowers Cindy M · CIK 0001672998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,501

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:28 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 50,000 $7.50 $375,000.00
Disclosure

SEC source: 0001434728-18-000155 · wf-form4_153436489237851.xml · nonDerivative · entry 1

Bowers Cindy M · CIK 0001672998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 17:43 UTC Global Water Resources, Inc. GWRS · Entity 234 SaleCommon Stock 160,000 $9.29 $1,485,600.00
Disclosure

SEC source: 0001434728-17-000171 · wf-form4_151380981850852.xml · nonDerivative · entry 1

Bowers Cindy M · CIK 0001672998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,002

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:51 UTC Global Water Resources, Inc. GWRS · Entity 234 SaleCommon Stock 50,000 $8.20 $410,000.00
Disclosure

SEC source: 0001209191-17-011191 · doc4.xml · nonDerivative · entry 1

Bowers Cindy M · CIK 0001672998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,002

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.