Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Global Water Resources, Inc.GWRS · Entity 234 | 10% owner | August 01, 2022 | January 04, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Global Water Resources, Inc.
Report date August 01, 2022 · Filed January 04, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Levine Investments Limited Partnership | 10,208,920 |
Reported balance
Holding disclosure · report date 2022-08-01 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 10,208,920 F1: This Form 4 amendment is being filed to correct an error in the amount reported in Table I, Column 5, which overstated the reporting person's beneficial ownership held through Levine Investments Limited Partnership by 10,000 shares of common stock. The error was initially made in Table I, Column 5 of the reporting person's Form 4 filed on October 20, 2016 and affected the reported amount in the subsequent Form 4s. See the Form 4 amendment filed by the reporting person on January 16, 2018 for additional information. F2: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Levine Family Trust "A" | 50,000 |
Reported balance
Holding disclosure · report date 2022-08-01 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 50,000 F3: This Form 4 amendment is being filed to correct the omission of the holding balance owned indirectly through the Levine Family Trust "A". F4: Shares are held by the Levine Family Trust "A" for which the reporting person serves as a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 amendment is being filed to correct an error in the amount reported in Table I, Column 5, which overstated the reporting person's beneficial ownership held through Levine Investments Limited Partnership by 10,000 shares of common stock. The error was initially made in Table I, Column 5 of the reporting person's Form 4 filed on October 20, 2016 and affected the reported amount in the subsequent Form 4s. See the Form 4 amendment filed by the reporting person on January 16, 2018 for additional information.
F2: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3: This Form 4 amendment is being filed to correct the omission of the holding balance owned indirectly through the Levine Family Trust "A".
F4: Shares are held by the Levine Family Trust "A" for which the reporting person serves as a trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2022 Filed Mar 14, 2023 18:48 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 541,000 | $13.50 | $7,303,500.00 |
DisclosureSEC source: 0001434728-23-000092 · wf-form4_167883409225663.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Former Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 10,218,920 F1 · shares: These shares were purchased by Levine Investments Limited Partnership directly from the underwriter at the public offering price in connection with a public offering of the common stock of Global Water Resources, Inc. (the"Company"). F2 · price: The purchase of common stock pursuant to public offering on 08/01/2022, offered at the public offering price of $13.50 per share. F3 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 14, 2021 Filed May 14, 2021 21:25 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 2,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000173 · wf-form4_162104192077223.xml · derivative · entry 4 LEVINE WILLIAM S · CIK 0001041175 · Former Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,808 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The reporting person ceased to be a director of the Company effective May 6, 2021. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| May 12, 2021 Filed May 14, 2021 21:25 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000173 · wf-form4_162104192077223.xml · derivative · entry 3 LEVINE WILLIAM S · CIK 0001041175 · Former Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,808 Underlying: Common Stock · 413 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| May 12, 2021 Filed May 14, 2021 21:25 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 2,808 | $16.84 | $47,286.72 |
DisclosureSEC source: 0001434728-21-000173 · wf-form4_162104192077223.xml · nonDerivative · entry 2 LEVINE WILLIAM S · CIK 0001041175 · Former Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee for Levine Family Trust "A" Disclosed balance after: 50,000 Read SEC document |
| May 12, 2021 Filed May 14, 2021 21:25 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 2,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000173 · wf-form4_162104192077223.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Former Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee for Levine Family Trust "A" Disclosed balance after: 52,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2021 Filed May 4, 2021 16:50 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000121 · wf-form4_162016139245162.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,395 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 19:48 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000107 · wf-form4_161740725928613.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,391 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:39 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 403 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000090 · wf-form4_161620435381618.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,388 Underlying: Common Stock · 403 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F3 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, directors receive RSUs instead of DPUs. Accordingly, the reported numbers of RSUs and DPUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 18:35 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000078 · wf-form4_161464169805994.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,985 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 19:12 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000054 · wf-form4_161231111439142.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,983 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 12:36 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000018 · wf-form4_160978176345504.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,980 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 18:45 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000378 · wf-form4_160686631980508.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,976 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 18:53 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 660 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000358 · wf-form4_160522520297414.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,973 Underlying: Common Stock · 660 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 13:29 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000324 · wf-form4_160442814699692.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,313 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 13:22 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000308 · wf-form4_160165936307956.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,310 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 18:33 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000284 · wf-form4_159908599983991.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,307 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| August 19, 2020 Filed Aug 19, 2020 13:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 656 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000252 · wf-form4_159785866135841.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304 Underlying: Common Stock · 656 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 14:51 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000231 · wf-form4_159648069858163.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 19:31 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000193 · wf-form4_159364622407818.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| June 03, 2020 Filed Jun 3, 2020 15:25 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 645 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000179 · wf-form4_159121231909417.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645 Underlying: Common Stock · 645 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| May 29, 2018 Filed May 31, 2018 15:48 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001434728-18-000101 · wf-form4_152779602664921.xml · derivative · entry 3 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2019-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in two equal annual installments on May 20, 2017 and May 20, 2018. Read SEC document |
| May 29, 2018 Filed May 31, 2018 15:48 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 25,000 | $7.50 | $187,500.00 |
DisclosureSEC source: 0001434728-18-000101 · wf-form4_152779602664921.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee for Levine Family Trust "A" Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 17:47 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 126,587 | $9.29 | $1,175,360.30 |
DisclosureSEC source: 0001434728-17-000175 · wf-form4_151381004829113.xml · nonDerivative · entry 5 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 9,677,920 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 17:47 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 505,028 | $9.29 | $4,689,184.98 |
DisclosureSEC source: 0001434728-17-000175 · wf-form4_151381004829113.xml · nonDerivative · entry 4 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 9,551,333 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 17:47 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 160,000 | $9.29 | $1,485,600.00 |
DisclosureSEC source: 0001434728-17-000175 · wf-form4_151381004829113.xml · nonDerivative · entry 3 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 9,046,305 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 17:47 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 135,000 | $9.29 | $1,253,475.00 |
DisclosureSEC source: 0001434728-17-000175 · wf-form4_151381004829113.xml · nonDerivative · entry 2 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 8,886,305 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 17:47 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 1,900,000 | $9.29 | $17,641,500.00 |
DisclosureSEC source: 0001434728-17-000175 · wf-form4_151381004829113.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 8,751,305 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 16:20 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001434728-17-000090 · wf-form4_150334680476740.xml · derivative · entry 2 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2019-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in two equal annual installments on May 20, 2017 and May 20, 2018. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 16:20 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 25,000 | $7.50 | $187,500.00 |
DisclosureSEC source: 0001434728-17-000090 · wf-form4_150334680476740.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee for Levine Family Trust "A" Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 19, 2017 13:01 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 101 | $8.51 | $859.51 |
DisclosureSEC source: 0001434728-17-000007 · wf-form4_149521328556024.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,851,305 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 16, 2017 Filed May 17, 2017 14:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 10,000 | $8.54 | $85,400.00 |
DisclosureSEC source: 0001434728-17-000003 · wf-form4_149504480330608.xml · nonDerivative · entry 2 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,851,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2017 Filed May 17, 2017 14:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 10,000 | $8.55 | $85,500.00 |
DisclosureSEC source: 0001434728-17-000003 · wf-form4_149504480330608.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,841,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 17:59 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 50,000 | $8.20 | $410,000.00 |
DisclosureSEC source: 0001209191-17-011199 · doc4.xml · nonDerivative · entry 4 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,831,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 17:59 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 130,000 | $8.20 | $1,066,000.00 |
DisclosureSEC source: 0001209191-17-011199 · doc4.xml · nonDerivative · entry 3 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,781,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:59 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 50,000 | $8.20 | $410,000.00 |
DisclosureSEC source: 0001209191-17-011199 · doc4.xml · nonDerivative · entry 2 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,651,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:59 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 270,000 | $8.20 | $2,214,000.00 |
DisclosureSEC source: 0001209191-17-011199 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,601,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 11:33 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 10,000 | $7.68 | $76,800.00 |
DisclosureSEC source: 0001209191-16-148528 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,331,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 02, 2016 Filed Nov 2, 2016 17:19 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 10,000 | $7.77 | $77,700.00 |
DisclosureSEC source: 0001209191-16-147995 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,321,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 13:12 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 10,000 | $7.79 | $77,900.00 |
DisclosureSEC source: 0001209191-16-147797 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,311,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 28, 2016 Filed Oct 28, 2016 15:02 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 10,000 | $7.73 | $77,300.00 |
DisclosureSEC source: 0001209191-16-147261 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,301,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 21, 2016 Filed Oct 21, 2016 16:11 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 10,000 | $7.78 | $77,800.00 |
DisclosureSEC source: 0001209191-16-146587 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,291,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 20, 2016 Filed Oct 20, 2016 16:32 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 10,000 | $7.67 | $76,700.00 |
DisclosureSEC source: 0001209191-16-146492 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,281,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 14, 2016 Filed Oct 17, 2016 11:35 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 10,000 | $7.82 | $78,200.00 |
DisclosureSEC source: 0001209191-16-145994 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,271,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 11, 2016 Filed Oct 11, 2016 16:07 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 10,000 | $7.81 | $78,100.00 |
DisclosureSEC source: 0001209191-16-145551 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,261,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 4, 2016 15:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 10,000 | $7.89 | $78,900.00 |
DisclosureSEC source: 0001209191-16-144116 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,251,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2016 Filed Sep 30, 2016 17:34 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 10,000 | $7.84 | $78,400.00 |
DisclosureSEC source: 0001209191-16-143370 · doc4.xml · nonDerivative · entry 2 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,241,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 17:34 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 917 | $7.57 | $6,941.69 |
DisclosureSEC source: 0001209191-16-143370 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,231,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 17:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 10,000 | $7.93 | $79,300.00 |
DisclosureSEC source: 0000899243-16-028766 · doc4.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,230,287 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.