Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Global Water Resources, Inc.
Report date August 13, 2018 · Filed August 15, 2018
Section 16 reporting ended · disclosed 2018-08-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,393 |
Ending reported balance
After 2018-08-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-13 · Exercise / conversion · Acquired 47,744 · Balance 53,137 F1: Each deferred phantom unit ("DPU") was the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). Row 2 · 2018-08-13 · Disposition to issuer · Disposed 47,744 · Balance 5,393 |
| Deferred Phantom UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-08-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-13 · Exercise / conversion · Disposed 47,744 · Balance 0 F1: Each deferred phantom unit ("DPU") was the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2: The reporting person ceased to be a director of the Company effective May 16, 2018. F3: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred phantom unit ("DPU") was the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").
F2: The reporting person ceased to be a director of the Company effective May 16, 2018.
F3: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2018 Filed Aug 15, 2018 16:40 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionDeferred Phantom Unit · Derivative | 47,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000162 · wf-form4_153436559125942.xml · derivative · entry 3 Theil L Rita · CIK 0001672987 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,744 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") was the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F1 · price: Each deferred phantom unit ("DPU") was the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The reporting person ceased to be a director of the Company effective May 16, 2018. F3 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:40 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 47,744 | $9.74 | $465,026.56 |
DisclosureSEC source: 0001434728-18-000162 · wf-form4_153436559125942.xml · nonDerivative · entry 2 Theil L Rita · CIK 0001672987 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,393 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:40 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 47,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000162 · wf-form4_153436559125942.xml · nonDerivative · entry 1 Theil L Rita · CIK 0001672987 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each deferred phantom unit ("DPU") was the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 17:34 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 119 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000149 · wf-form4_153315926451170.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,744 Underlying: Common Stock · 119 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 13:33 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000125 · wf-form4_153063921946556.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,625 Underlying: Common Stock · 118 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 19:05 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001434728-18-000119 · wf-form4_152875831949408.xml · derivative · entry 3 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2019-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in two equal annual installments on May 20, 2017 and May 20, 2018. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 19:05 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Tax withholdingCommon Stock | 20,673 | $9.07 | $187,504.11 |
DisclosureSEC source: 0001434728-18-000119 · wf-form4_152875831949408.xml · nonDerivative · entry 2 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,393 Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 19:05 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 25,000 | $7.50 | $187,500.00 |
DisclosureSEC source: 0001434728-18-000119 · wf-form4_152875831949408.xml · nonDerivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 12:39 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 122 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000109 · wf-form4_152787114902408.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,507 Underlying: Common Stock · 122 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| April 30, 2018 Filed May 2, 2018 16:11 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000072 · wf-form4_152529187882951.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,385 Underlying: Common Stock · 121 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 17:28 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000056 · wf-form4_152270444667125.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,264 Underlying: Common Stock · 125 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 14:23 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000024 · wf-form4_152001857707651.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,139 Underlying: Common Stock · 129 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 15:59 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000018 · wf-form4_151760517008540.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,010 Underlying: Common Stock · 124 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 14:24 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000010 · wf-form4_151500742975604.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,886 Underlying: Common Stock · 121 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 18:51 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000158 · wf-form4_151243146905219.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,765 Underlying: Common Stock · 110 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 15:12 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000125 · wf-form4_150964991050147.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,655 Underlying: Common Stock · 114 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant and do not have a set expiration date. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 17:30 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000111 · wf-form4_150706622802969.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,541 Underlying: Common Stock · 112 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant and do not have a set expiration date. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 14:39 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionDeferred Phantom Unit · Derivative | 5,000 | $9.64 | $48,200.00 |
DisclosureSEC source: 0001434728-17-000109 · wf-form4_150671036158348.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,429 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant and do not have a set expiration date. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 15:51 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 122 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000103 · wf-form4_150464107263699.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,429 Underlying: Common Stock · 122 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 16:45 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 1,600 | $9.39 | $15,016.00 |
DisclosureSEC source: 0001434728-17-000074 · wf-form4_150274352921066.xml · nonDerivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,066 Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 19:10 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000050 · wf-form4_150171541405680.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,307 Underlying: Common Stock · 128 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 17:52 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 116 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000036 · wf-form4_149929154712597.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,179 Underlying: Common Stock · 116 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 1,832 | $9.50 | $17,407.30 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 18 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,666 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 5,000 | $9.35 | $46,756.50 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 17 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,498 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 2,000 | $9.22 | $18,447.60 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 16 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,498 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 1,000 | $9.22 | $9,220.00 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 15 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,498 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 2,000 | $9.16 | $18,311.60 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 14 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,498 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 2,000 | $9.13 | $18,261.80 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 13 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,498 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 700 | $9.08 | $6,355.02 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 12 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,498 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 20 | $9.03 | $180.60 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 11 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,198 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 1,041 | $9.01 | $9,377.02 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 10 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,218 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 239 | $8.96 | $2,140.65 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 9 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,259 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 1,000 | $9.35 | $9,350.10 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 8 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,498 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 1,500 | $9.32 | $13,981.05 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 7 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,498 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 1,300 | $9.27 | $12,050.09 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 6 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,998 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 921 | $9.21 | $8,486.46 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 5 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,298 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 789 | $9.16 | $7,230.47 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 4 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,219 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 1,279 | $9.09 | $11,620.48 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 3 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,008 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 1,379 | $9.07 | $12,506.29 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 2 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,287 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 1,000 | $9.04 | $9,044.30 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,666 Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 16:51 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000024 · wf-form4_149643668820664.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,063 Underlying: Common Stock · 124 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 16:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001434728-17-000013 · wf-form4_149634797615026.xml · derivative · entry 2 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2019-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in two equal annual installments on May 20, 2017 and May 20, 2018. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 16:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 25,000 | $7.50 | $187,500.00 |
DisclosureSEC source: 0001434728-17-000013 · wf-form4_149634797615026.xml · nonDerivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 2, 2017 17:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029337 · doc4.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,939 Underlying: Common Stock · 126 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:27 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025129 · doc4.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,813 Underlying: Common Stock · 131 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 17:27 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 132 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016810 · doc4.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,682 Underlying: Common Stock · 132 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 12:33 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006937 · doc4.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,550 Underlying: Common Stock · 139 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 17:51 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000395 · doc4.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,411 Underlying: Common Stock · 125 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 18:35 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 132 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152767 · doc4.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,286 Underlying: Common Stock · 132 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 17:05 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 141 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147969 · doc4.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,154 Underlying: Common Stock · 141 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.