Last 12 months
Inside the activity.
10 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 7 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2018 Filed Mar 20, 2018 19:06 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 2,000 | $9.07 | $18,140.00 |
DisclosureSEC source: 0001434728-18-000050 · wf-form4_152158717804676.xml · nonDerivative · entry 4 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,615 F2 · price: On March 20, 2018, Mr. Hill sold a total of 2,000 shares on the Toronto Stock Exchange, where Global Water Resources, Inc. trades under ticker symbol GWR.TO. All share prices have been converted from CAD to USD using an exchange rate of 0.76375. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 19:06 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 300 | $9.12 | $2,736.00 |
DisclosureSEC source: 0001434728-18-000050 · wf-form4_152158717804676.xml · nonDerivative · entry 3 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,615 F1 · price: On March 19, 2018, Mr. Hill sold a total of 3,300 shares on the Toronto Stock Exchange, where Global Water Resources, Inc. trades under ticker symbol GWR.TO. All share prices have been converted from CAD to USD using an exchange rate of 0.76315. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 19:06 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 1,000 | $9.08 | $9,080.00 |
DisclosureSEC source: 0001434728-18-000050 · wf-form4_152158717804676.xml · nonDerivative · entry 2 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,915 F1 · price: On March 19, 2018, Mr. Hill sold a total of 3,300 shares on the Toronto Stock Exchange, where Global Water Resources, Inc. trades under ticker symbol GWR.TO. All share prices have been converted from CAD to USD using an exchange rate of 0.76315. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 19:06 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 2,000 | $9.07 | $18,140.00 |
DisclosureSEC source: 0001434728-18-000050 · wf-form4_152158717804676.xml · nonDerivative · entry 1 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,915 F1 · price: On March 19, 2018, Mr. Hill sold a total of 3,300 shares on the Toronto Stock Exchange, where Global Water Resources, Inc. trades under ticker symbol GWR.TO. All share prices have been converted from CAD to USD using an exchange rate of 0.76315. Read SEC document |
| March 16, 2018 Filed Mar 16, 2018 17:14 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 1,700 | $9.15 | $15,555.00 |
DisclosureSEC source: 0001434728-18-000048 · wf-form4_152123486343354.xml · nonDerivative · entry 2 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,915 F2 · price: On March 16, 2018, Mr. Hill sold a total of 1,700 shares on the Toronto Stock Exchange, where Global Water Resources, Inc. trades under ticker symbol GWR.TO. All share prices have been converted from CAD to USD using an exchange rate of 0.76934. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:14 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 1,500 | $9.18 | $13,770.00 |
DisclosureSEC source: 0001434728-18-000048 · wf-form4_152123486343354.xml · nonDerivative · entry 1 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,615 F1 · price: On March 15, 2018, Mr. Hill sold a total of 1,500 shares on the Toronto Stock Exchange, where Global Water Resources, Inc. trades under ticker symbol GWR.TO. All share prices have been converted from CAD to USD using an exchange rate of 0.77225. Read SEC document |
| March 14, 2018 Filed Mar 14, 2018 19:11 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 1,000 | $9.24 | $9,240.00 |
DisclosureSEC source: 0001434728-18-000046 · wf-form4_152106906355300.xml · nonDerivative · entry 4 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,115 F1 · price: On March 14, 2018, Mr. Hill sold a total of 7,000 shares on the Toronto Stock Exchange, where Global Water Resources, Inc. trades under ticker symbol GWR.TO. All share prices have been converted from CAD to USD using an exchange rate of 0.77585. Read SEC document |
| March 14, 2018 Filed Mar 14, 2018 19:11 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 1,000 | $9.16 | $9,160.00 |
DisclosureSEC source: 0001434728-18-000046 · wf-form4_152106906355300.xml · nonDerivative · entry 3 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,115 F1 · price: On March 14, 2018, Mr. Hill sold a total of 7,000 shares on the Toronto Stock Exchange, where Global Water Resources, Inc. trades under ticker symbol GWR.TO. All share prices have been converted from CAD to USD using an exchange rate of 0.77585. Read SEC document |
| March 14, 2018 Filed Mar 14, 2018 19:11 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 4,000 | $9.15 | $36,600.00 |
DisclosureSEC source: 0001434728-18-000046 · wf-form4_152106906355300.xml · nonDerivative · entry 2 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,115 F1 · price: On March 14, 2018, Mr. Hill sold a total of 7,000 shares on the Toronto Stock Exchange, where Global Water Resources, Inc. trades under ticker symbol GWR.TO. All share prices have been converted from CAD to USD using an exchange rate of 0.77585. Read SEC document |
| March 14, 2018 Filed Mar 14, 2018 19:11 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 1,000 | $9.11 | $9,110.00 |
DisclosureSEC source: 0001434728-18-000046 · wf-form4_152106906355300.xml · nonDerivative · entry 1 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,115 F1 · price: On March 14, 2018, Mr. Hill sold a total of 7,000 shares on the Toronto Stock Exchange, where Global Water Resources, Inc. trades under ticker symbol GWR.TO. All share prices have been converted from CAD to USD using an exchange rate of 0.77585. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 16:56 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 1,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000044 · wf-form4_152106098615607.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,942 Underlying: Common Stock · 1,305 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company, do not have a set expiration date, but do have a set redemption date. See Fourth Amendment to Global Water Resources, Inc. Deferred Phantom Stock Unit Plan which was filed as Exhibit 10.1 on Form 8-K filed on March 13, 2018. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company, do not have a set expiration date, but do have a set redemption date. See Fourth Amendment to Global Water Resources, Inc. Deferred Phantom Stock Unit Plan which was filed as Exhibit 10.1 on Form 8-K filed on March 13, 2018. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 14:23 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000024 · wf-form4_152001857707651.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,139 Underlying: Common Stock · 129 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 19:28 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000030 · wf-form4_152001888604728.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,859 Underlying: Common Stock · 43 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 19:24 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 46 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000026 · wf-form4_152001866383913.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,750 Underlying: Common Stock · 46 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 14:30 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000032 · wf-form4_152001901435075.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,637 Underlying: Common Stock · 105 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 19:26 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000028 · wf-form4_152001877182723.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,147 Underlying: Common Stock · 28 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 15:59 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000018 · wf-form4_151760517008540.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,010 Underlying: Common Stock · 124 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:01 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000020 · wf-form4_151760527896596.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,704 Underlying: Common Stock · 44 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:56 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000014 · wf-form4_151760495606762.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,816 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:03 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000022 · wf-form4_151760540986504.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,532 Underlying: Common Stock · 102 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:57 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000016 · wf-form4_151760505258469.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,119 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 14:24 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000010 · wf-form4_151500742975604.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,886 Underlying: Common Stock · 121 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:17 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000002 · wf-form4_151500701502441.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,774 Underlying: Common Stock · 41 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:18 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionPhantom Stock Unit · Derivative | 4,434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434728-18-000004 · wf-form4_151500707590721.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,660 Underlying: Common Stock · 4,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.expiration_date: The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:18 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000004 · wf-form4_151500707590721.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,094 Underlying: Common Stock · 54 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:18 UTC |
Fleming Ronnie LDirector · President and CEO
|
Disposition to issuerCommon Stock | 4,434 | $9.22 | $40,881.48 |
DisclosureSEC source: 0001434728-18-000004 · wf-form4_151500707590721.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,796 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 29, 2017. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:18 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionCommon Stock | 4,434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434728-18-000004 · wf-form4_151500707590721.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:20 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionPhantom Stock Unit · Derivative | 3,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434728-18-000006 · wf-form4_151500719976738.xml · derivative · entry 4 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,092 Underlying: Common Stock · 3,014 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.expiration_date: The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:20 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000006 · wf-form4_151500719976738.xml · derivative · entry 3 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,106 Underlying: Common Stock · 33 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:20 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Disposition to issuerCommon Stock | 3,014 | $9.22 | $27,789.08 |
DisclosureSEC source: 0001434728-18-000006 · wf-form4_151500719976738.xml · nonDerivative · entry 2 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 29, 2017. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:20 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionCommon Stock | 3,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434728-18-000006 · wf-form4_151500719976738.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 14:21 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000008 · wf-form4_151500728370643.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,430 Underlying: Common Stock · 99 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 18:44 UTC |
Liebman Michael JCFO and Corporate Secretary
|
PurchaseCommon Stock | 1,800 | $9.12 | $16,416.00 |
DisclosureSEC source: 0001434728-17-000179 · wf-form4_151448666481849.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 17:47 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 126,587 | $9.29 | $1,175,360.30 |
DisclosureSEC source: 0001434728-17-000175 · wf-form4_151381004829113.xml · nonDerivative · entry 5 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 9,677,920 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 17:47 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 505,028 | $9.29 | $4,689,184.98 |
DisclosureSEC source: 0001434728-17-000175 · wf-form4_151381004829113.xml · nonDerivative · entry 4 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 9,551,333 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 17:47 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 160,000 | $9.29 | $1,485,600.00 |
DisclosureSEC source: 0001434728-17-000175 · wf-form4_151381004829113.xml · nonDerivative · entry 3 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 9,046,305 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 17:47 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 135,000 | $9.29 | $1,253,475.00 |
DisclosureSEC source: 0001434728-17-000175 · wf-form4_151381004829113.xml · nonDerivative · entry 2 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 8,886,305 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 17:47 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 1,900,000 | $9.29 | $17,641,500.00 |
DisclosureSEC source: 0001434728-17-000175 · wf-form4_151381004829113.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 8,751,305 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 17:45 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 1,900,000 | $9.29 | $17,641,500.00 |
DisclosureSEC source: 0001434728-17-000173 · wf-form4_151380989672983.xml · nonDerivative · entry 1 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,115 Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 17:43 UTC |
Bowers Cindy MDirector
|
SaleCommon Stock | 160,000 | $9.29 | $1,485,600.00 |
DisclosureSEC source: 0001434728-17-000171 · wf-form4_151380981850852.xml · nonDerivative · entry 1 Bowers Cindy M · CIK 0001672998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,002 Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 16:38 UTC |
Corwin Jonathan C.Vice President
|
PurchaseCommon Stock | 83 | $9.28 | $770.11 |
DisclosureSEC source: 0001434728-17-000169 · wf-form4_151318310009245.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 16:38 UTC |
Corwin Jonathan C.Vice President
|
PurchaseCommon Stock | 100 | $9.30 | $930.00 |
DisclosureSEC source: 0001434728-17-000169 · wf-form4_151318310009245.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600 Read SEC document |
| December 07, 2017 Filed Dec 7, 2017 21:28 UTC |
Liebman Michael JCFO and Corporate Secretary
|
PurchaseCommon Stock | 1,000 | $9.42 | $9,419.00 |
DisclosureSEC source: 0001434728-17-000165 · wf-form4_151268208371422.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,200 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 18:58 UTC |
Fleming Ronnie LDirector · President and CEO
|
PurchaseCommon Stock | 1,000 | $9.41 | $9,410.00 |
DisclosureSEC source: 0001434728-17-000167 · wf-form4_151301870909586.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,796 Read SEC document |
| December 04, 2017 Filed Dec 7, 2017 16:26 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 100 | $9.75 | $975.00 |
DisclosureSEC source: 0001434728-17-000163 · wf-form4_151268200165055.xml · nonDerivative · entry 2 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,939,115 Read SEC document |
| December 04, 2017 Filed Dec 7, 2017 16:26 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 110 | $9.76 | $1,073.60 |
DisclosureSEC source: 0001434728-17-000163 · wf-form4_151268200165055.xml · nonDerivative · entry 1 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,939,215 Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 16:34 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 300 | $9.75 | $2,925.00 |
DisclosureSEC source: 0001434728-17-000149 · wf-form4_151216406142634.xml · nonDerivative · entry 12 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,939,325 Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 16:34 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 100 | $9.76 | $976.00 |
DisclosureSEC source: 0001434728-17-000149 · wf-form4_151216406142634.xml · nonDerivative · entry 11 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,939,625 Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 16:34 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 6 | $9.78 | $58.68 |
DisclosureSEC source: 0001434728-17-000149 · wf-form4_151216406142634.xml · nonDerivative · entry 10 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,939,725 Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 16:34 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 800 | $9.75 | $7,800.00 |
DisclosureSEC source: 0001434728-17-000149 · wf-form4_151216406142634.xml · nonDerivative · entry 9 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,939,731 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.