Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2021 Filed May 4, 2021 00:11 UTC |
Attestor Value Master Fund, LPMember of 10% owner group
Attestor Value Fund GP LtdMember of 10% owner group
Attestor Capital LtdMember of 10% owner group
Attestor LtdMember of 10% owner group
Peters Jan-ChristophMember of 10% owner group
|
OtherCommon Stock | 3,147,970 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-017878 · doc4.xml · nonDerivative · entry 1 Attestor Value Master Fund, LP · CIK 0001627400 · Member of 10% owner group Attestor Value Fund GP Ltd · CIK 0001830732 · Member of 10% owner group Attestor Capital Ltd · CIK 0001830731 · Member of 10% owner group Attestor Ltd · CIK 0001760131 · Member of 10% owner group Peters Jan-Christoph · CIK 0001830250 · Member of 10% owner group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy. F2 · kind: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Persons with respect to the Issuer. F1 · price: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy. F2 · price: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Persons with respect to the Issuer. F3 · ownership.nature: These securities of the Issuer are beneficially owned by (a) Attestor Value Master Fund LP, a Cayman Islands exempted limited partnership ("Attestor"), as a result of its direct ownership of the Shares reported herein, (b) Attestor Value Fund GP Limited, a Cayman Islands exempted private limited company ("Attestor GP"), as the sole general partner of Attestor, (c) Attestor Capital Limited, a Cayman Islands exempted private limited company ("Attestor Capital"), as the manager to Attestor GP, (d) Attestor Limited, a private limited company registered in England and Wales (with company number 12080120) ("Attestor Limited"), as the investment manager to Attestor, and (e) Mr. Jan-Christoph Peters, as the sole director and sole indirect shareholder of Attestor Limited. Attestor, Attestor GP, Attestor Capital, Attestor Limited and Mr. Peters are collectively referred to as the "Reporting Persons." Read SEC document |
| April 30, 2021 Filed May 3, 2021 20:17 UTC |
Sessa Capital GP, LLCMember of 10% owner group
Sessa Capital (Master), L.P.Member of 10% owner group
Sessa Capital IM, L.P.Member of 10% owner group
Sessa Capital IM GP, LLCMember of 10% owner group
Petry JohnMember of 10% owner group
|
OtherCommon Stock | 6,912,204 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-017883 · doc4.xml · nonDerivative · entry 1 Sessa Capital GP, LLC · CIK 0001618699 · Member of 10% owner group Sessa Capital (Master), L.P. · CIK 0001618360 · Member of 10% owner group Sessa Capital IM, L.P. · CIK 0001595849 · Member of 10% owner group Sessa Capital IM GP, LLC · CIK 0001618700 · Member of 10% owner group Petry John · CIK 0001618702 · Member of 10% owner group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy. F2 · kind: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Persons with respect to the Issuer. F1 · price: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy. F2 · price: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Persons with respect to the Issuer. F3 · ownership.nature: These securities of the Issuer are beneficially owned by (i) Sessa Capital (Master), L.P. ("Sessa Capital"), as a result of its direct ownership of Shares, (ii) Sessa Capital GP, LLC ("Sessa Capital GP"), as a result of being the sole general partner of Sessa Capital, (iii) Sessa Capital IM, L.P. ("Sessa IM"), as a result of being the investment adviser for Sessa Capital, (iv) Sessa Capital IM GP, LLC ("Sessa IM GP"), as a result of being the sole general partner of Sessa IM, and (v) John Petry, as a result of being the manager of Sessa Capital GP and Sessa IM GP. Read SEC document |
| April 30, 2021 Filed May 4, 2021 00:10 UTC |
Newtyn Management, LLCMember of 10% owner group
NEWTYN PARTNERS, LPMember of 10% owner group
NEWTYN TE PARTNERS, LPMember of 10% owner group
Newtyn Capital Partners, LPMember of 10% owner group
Ledo Capital, LLCMember of 10% owner group
Levy Noah G.Member of 10% owner group
|
OtherCommon Stock | 1,802,095 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-017876 · doc4.xml · nonDerivative · entry 1 Newtyn Management, LLC · CIK 0001569241 · Member of 10% owner group NEWTYN PARTNERS, LP · CIK 0001548707 · Member of 10% owner group NEWTYN TE PARTNERS, LP · CIK 0001548709 · Member of 10% owner group Newtyn Capital Partners, LP · CIK 0001789643 · Member of 10% owner group Ledo Capital, LLC · CIK 0001789647 · Member of 10% owner group Levy Noah G. · CIK 0001788608 · Member of 10% owner group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy. F2 · kind: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Persons with respect to the Issuer. F1 · price: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy. F2 · price: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Persons with respect to the Issuer. F3 · ownership.nature: Newtyn Partners, LP ("NP") and Newtyn TE Partners, LP ("NTE") directly held 1,117,299 and 684,796 shares, respectively, of common stock of the Issuer. Newtyn Management, LLC ("NM") is the investment manager of NP and NTE. Newtyn Capital Partners, LP ("NCP") is the general partner to each of NP and NTE. Ledo Capital, LLC ("Ledo") is the general partner to NCP. Mr. Noah Levy is managing member to NM. NP, NTE, NM, NCP, Ledo and Mr. Levy are collectively referred to as the "Reporting Persons." Read SEC document |
| April 30, 2021 Filed May 4, 2021 00:00 UTC |
HAWK RIDGE CAPITAL MANAGEMENT LPMember of 10% owner group
|
OtherCommon Stock | 2,336,564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-017869 · doc4.xml · nonDerivative · entry 1 HAWK RIDGE CAPITAL MANAGEMENT LP · CIK 0001609074 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy. F2 · kind: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. F1 · price: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy. F2 · price: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. F3 · ownership.nature: These securities of the Issuer are indirectly beneficially owned by Hawk Ridge Capital Management LP (the "Reporting Person") as a result of being the investment manager for Hawk Ridge Master Fund, L.P., which directly owns such securities. The Reporting Person is controlled by its sole general partner, Hawk Ridge Capital Management GP, LLC, which is controlled by its manager, David Brown. Read SEC document |
| April 30, 2021 Filed May 3, 2021 20:06 UTC |
Keyframe Capital Partners, L.P.Member of 10% owner group
Keyframe Fund I, L.P.Member of 10% owner group
Keyframe Fund II, L.P.Member of 10% owner group
Keyframe Fund III, L.P.Member of 10% owner group
Keyframe Fund IV, L.P.Member of 10% owner group
Keyframe Capital Advisors, L.L.C.Member of 10% owner group
Keyframe Capital Partners GP, L.L.C.Member of 10% owner group
Rapaport John RossMember of 10% owner group
|
OtherCommon Stock | 1,506,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-017872 · doc4.xml · nonDerivative · entry 1 Keyframe Capital Partners, L.P. · CIK 0001830175 · Member of 10% owner group Keyframe Fund I, L.P. · CIK 0001830200 · Member of 10% owner group Keyframe Fund II, L.P. · CIK 0001830338 · Member of 10% owner group Keyframe Fund III, L.P. · CIK 0001830260 · Member of 10% owner group Keyframe Fund IV, L.P. · CIK 0001830238 · Member of 10% owner group Keyframe Capital Advisors, L.L.C. · CIK 0001830247 · Member of 10% owner group Keyframe Capital Partners GP, L.L.C. · CIK 0001830199 · Member of 10% owner group Rapaport John Ross · CIK 0001619801 · Member of 10% owner group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy. F2 · kind: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Persons with respect to the Issuer. F1 · price: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy. F2 · price: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Persons with respect to the Issuer. F3 · ownership.nature: Keyframe Fund I, L.P., Keyframe Fund II, L.P., Keyframe Fund III, L.P. and Keyframe Fund IV, L.P. (collectively, the "Keyframe Funds") directly hold 263,900, 225,226, 564,200 and 452,724 shares, respectively, of common stock of the Issuer. Keyframe Capital Advisors, L.L.C. ("KCA") is the general partner of each of the Keyframe Funds. Keyframe Capital Partners, L.P. ("KCP") is the investment manager to each of the Keyframe Funds. Keyframe Capital Partners GP, L.L.C. ("KCPGP") is the general partner to KCP. Mr. John R. Rapaport is the Chief Investment Officer and Managing Partner of KCP and the Managing Member of both KCA and KCPGP. The Keyframe Funds, KCA, KCP, KCPGP and Mr. Rapaport are collectively referred to as the "Reporting Persons." Read SEC document |
| April 30, 2021 Filed May 4, 2021 00:09 UTC |
FIN Capital Partners LPMember of 10% owner group
|
OtherCommon Stock | 445,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-017875 · doc4.xml · nonDerivative · entry 1 FIN Capital Partners LP · CIK 0001776724 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy. F2 · kind: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. F1 · price: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy. F2 · price: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. Read SEC document |
| April 30, 2021 Filed May 4, 2021 00:01 UTC |
IngleSea Capital, LLCMember of 10% owner group
|
OtherCommon Stock | 300,000 | $6.25 | $1,875,000.00 |
DisclosureSEC source: 0000899243-21-017870 · doc4.xml · nonDerivative · entry 1 IngleSea Capital, LLC · CIK 0001830416 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy. F2 · kind: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. The Reporting Person exercised its right under the Plan's cash-out option to receive an amount equal to $6.25 per share of common stock in full and final satisfaction of its cancelled shares. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. F1 · price: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy. F2 · price: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. The Reporting Person exercised its right under the Plan's cash-out option to receive an amount equal to $6.25 per share of common stock in full and final satisfaction of its cancelled shares. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. F3 · ownership.nature: These securities of the Issuer are indirectly beneficially owned by IngleSea Capital, LLC (the "Reporting Person"), as the investment advisor to Zoe Partners LP. Read SEC document |
| April 30, 2021 Filed May 5, 2021 01:00 UTC |
HONEYWELL INTERNATIONAL INCMay be a member of 10% group
|
OtherCommon Stock | 2,896,116 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018260 · doc4.xml · nonDerivative · entry 1 HONEYWELL INTERNATIONAL INC · CIK 0000773840 · May be a member of 10% group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed voluntary petitions (the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021) with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order (the "Confirmation Order") among other things, confirming the Plan, and on April 30, 2021 (the "Effective Date"), F2 · kind: (Continued from footnote 1) the conditions to effectiveness of the Plan were satisfied or waived and the Debtors emerged from bankruptcy. On the Effective Date, and in accordance with the Plan and Confirmation Order, all shares of the Issuer's common stock, par value $0.001 per share, issued and outstanding immediately prior to the Effective Date (the "Existing Common Stock"), and any rights of any holder in respect thereof, were deemed cancelled, discharged and of no further force or effect. Accordingly, all the 2,896,116 shares of Existing Common Stock that Honeywell International Inc. (the "Reporting Person") owned in the Company were cancelled. F1 · balance_after: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed voluntary petitions (the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021) with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order (the "Confirmation Order") among other things, confirming the Plan, and on April 30, 2021 (the "Effective Date"), F2 · balance_after: (Continued from footnote 1) the conditions to effectiveness of the Plan were satisfied or waived and the Debtors emerged from bankruptcy. On the Effective Date, and in accordance with the Plan and Confirmation Order, all shares of the Issuer's common stock, par value $0.001 per share, issued and outstanding immediately prior to the Effective Date (the "Existing Common Stock"), and any rights of any holder in respect thereof, were deemed cancelled, discharged and of no further force or effect. Accordingly, all the 2,896,116 shares of Existing Common Stock that Honeywell International Inc. (the "Reporting Person") owned in the Company were cancelled. Read SEC document |
| April 30, 2021 Filed May 4, 2021 18:02 UTC |
BAUPOST GROUP LLC/MAMaybe a member of 10% group
Baupost Group GP, L.L.C.10% owner
KLARMAN SETH A10% owner
|
OtherCommon Stock | 3,575,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-009012 · doc1.xml · nonDerivative · entry 1 BAUPOST GROUP LLC/MA · CIK 0001061768 · Maybe a member of 10% group Baupost Group GP, L.L.C. · CIK 0001738693 · 10% owner KLARMAN SETH A · CIK 0000899869 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F3 · kind: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy. F4 · kind: (Continued from footnote 3) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Persons with respect to the Issuer. F3 · price: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy. F4 · price: (Continued from footnote 3) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Persons with respect to the Issuer. F1 · ownership.nature: This statement on Form 4 is being jointly filed by The Baupost Group, L.L.C. ("Baupost"), Baupost Group GP, L.L.C. ("Baupost GP") and Seth A. Klarman ("Mr. Klarman") (collectively, the "Reporting Persons"). Baupost is a registered investment adviser. The principal business of Baupost is to act as an investment adviser to various private investment limited partnerships. Baupost GP, as the manager of Baupost, and Mr. Klarman, as the sole managing member of Baupost GP and a controlling person of Baupost, may be deemed to have beneficial ownership under Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), of the securities beneficially owned by Baupost. Securities reported on this Form 3 as being beneficially owned by Baupost were purchased on behalf of certain of such partnerships. F2 · ownership.nature: (Continued from footnote 1) The Reporting Persons disclaim beneficial ownership of the securities indicated except to the extent of their pecuniary interest therein, and the reporting herein of such securities shall not be construed as an admission that the Reporting Persons are the beneficial owners thereof for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| April 30, 2021 Filed May 4, 2021 22:43 UTC |
OAKTREE CAPITAL MANAGEMENT LP10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Oaktree Capital Management GP, LLC10% owner
|
OtherCommon Stock | 3,593,111 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018233 · doc4.xml · nonDerivative · entry 1 OAKTREE CAPITAL MANAGEMENT LP · CIK 0000949509 · 10% owner Oaktree Value Opportunities Fund Holdings, L.P. · CIK 0001474241 · 10% owner Oaktree Value Opportunities Fund GP, L.P. · CIK 0001474239 · 10% owner Oaktree Value Opportunities Fund GP Ltd. · CIK 0001474240 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner Oaktree Capital Management GP, LLC · CIK 0001831013 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: On April 30, 2021, Garrett Motion Inc.'s (the "Company") plan of reorganization became effective which automatically terminated the Second Amended and Restated Plan Support Agreement. Upon the effective date of the plan of reorganization, all then outstanding shares of Common Stock were cancelled. As a result, on April 30, 2021, each of the Reporting Persons listed herein ceased to be the beneficial owner of any shares of Common Stock, and instead acquired beneficial ownership of newly issued securities in the reorganized Company. These newly acquired interests in the Company shall be reported on a subsequent Form 3 filing. F2 · shares: These shares of common stock, $0.001 par value per share (the "Shares"), of the Company were beneficially owned by Oaktree Capital Management, L.P., ("Management") and OCM Opps GTM Holdings, LLC ("GTM Holdings") as a result of being the investment manager of certain private investment funds that directly held Shares, including Oaktree Value Opportunities Fund Holdings, L.P., ("VOF Holdings"), Oaktree Value Opportunities Fund GP, L.P., ("VOF GP"), as general partner of VOF Holdings, Oaktree Value Opportunities Fund GP Ltd., ("VOF GP Ltd."), as general partner of VOF GP, Oaktree Fund GP, LLC, ("Fund GP"), as general partner of GTM Holdings, Oaktree Fund GP I, L.P., ("GP I"), as managing member of Fund GP and the sole shareholder of VOF GP Ltd., Oaktree Capital I, L.P., ("Capital I"), as general partner of GP I, OCM Holdings I, LLC, ("Holdings I"), as general partner of Capital I and to hold limited partnership interests in Capital I, Oaktree Holdings LLC, ("Holdings"), F3 · shares: (Continued from footnote 2) as managing member of Holdings I, Oaktree Capital Management GP, LLC, ("Management GP"), as general partner of Management, Atlas OCM Holdings LLC, ("Atlas"), as manager of Management GP, Oaktree Capital Group, LLC, ("OCG"), as managing member of Holdings, Oaktree Capital Group Holdings GP, LLC, ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, Brookfield Asset Management, Inc., ("BAM"), as indirect owner of the class A units of each of OCG and Atlas, and BAM Partners Trust, (the "BAM Partnership"), as sole owner of the Class B Limited Voting Shares of BAM. BAM Class B Partners Inc. ("BAM Partners") is the trustee of the BAM Partnership. F1 · balance_after: On April 30, 2021, Garrett Motion Inc.'s (the "Company") plan of reorganization became effective which automatically terminated the Second Amended and Restated Plan Support Agreement. Upon the effective date of the plan of reorganization, all then outstanding shares of Common Stock were cancelled. As a result, on April 30, 2021, each of the Reporting Persons listed herein ceased to be the beneficial owner of any shares of Common Stock, and instead acquired beneficial ownership of newly issued securities in the reorganized Company. These newly acquired interests in the Company shall be reported on a subsequent Form 3 filing. F2 · ownership.nature: These shares of common stock, $0.001 par value per share (the "Shares"), of the Company were beneficially owned by Oaktree Capital Management, L.P., ("Management") and OCM Opps GTM Holdings, LLC ("GTM Holdings") as a result of being the investment manager of certain private investment funds that directly held Shares, including Oaktree Value Opportunities Fund Holdings, L.P., ("VOF Holdings"), Oaktree Value Opportunities Fund GP, L.P., ("VOF GP"), as general partner of VOF Holdings, Oaktree Value Opportunities Fund GP Ltd., ("VOF GP Ltd."), as general partner of VOF GP, Oaktree Fund GP, LLC, ("Fund GP"), as general partner of GTM Holdings, Oaktree Fund GP I, L.P., ("GP I"), as managing member of Fund GP and the sole shareholder of VOF GP Ltd., Oaktree Capital I, L.P., ("Capital I"), as general partner of GP I, OCM Holdings I, LLC, ("Holdings I"), as general partner of Capital I and to hold limited partnership interests in Capital I, Oaktree Holdings LLC, ("Holdings"), F3 · ownership.nature: (Continued from footnote 2) as managing member of Holdings I, Oaktree Capital Management GP, LLC, ("Management GP"), as general partner of Management, Atlas OCM Holdings LLC, ("Atlas"), as manager of Management GP, Oaktree Capital Group, LLC, ("OCG"), as managing member of Holdings, Oaktree Capital Group Holdings GP, LLC, ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, Brookfield Asset Management, Inc., ("BAM"), as indirect owner of the class A units of each of OCG and Atlas, and BAM Partners Trust, (the "BAM Partnership"), as sole owner of the Class B Limited Voting Shares of BAM. BAM Class B Partners Inc. ("BAM Partners") is the trustee of the BAM Partnership. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:27 UTC |
Brookfield OCM Holdings, LLC10% owner
Oaktree Capital Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
BROOKFIELD Corp /ON/10% owner
|
OtherCommon Stock | 3,593,111 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018171 · doc4.xml · nonDerivative · entry 1 OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Atlas OCM Holdings, LLC · CIK 0001790787 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: On April 30, 2021, Garrett Motion Inc.'s (the "Company") plan of reorganization became effective which automatically terminated the Second Amended and Restated Plan Support Agreement. Upon the effective date of the plan of reorganization, all then outstanding shares of Common Stock were cancelled. As a result, on April 30, 2021, each of the Reporting Persons listed herein ceased to be the beneficial owner of any shares of Common Stock, and instead acquired beneficial ownership of newly issued securities in the reorganized Company. These newly acquired interests in the Company shall be reported on a subsequent Form 3 filing. F2 · shares: These shares of common stock, $0.001 par value per share (the "Shares"), of the Company were beneficially owned by Oaktree Capital Management, L.P., ("Management") and OCM Opps GTM Holdings, LLC ("GTM Holdings") as a result of being the investment manager of certain private investment funds that directly held Shares, including Oaktree Value Opportunities Fund Holdings, L.P., ("VOF Holdings"), Oaktree Value Opportunities Fund GP, L.P., ("VOF GP"), as general partner of VOF Holdings, Oaktree Value Opportunities Fund GP Ltd., ("VOF GP Ltd."), as general partner of VOF GP, Oaktree Fund GP, LLC, ("Fund GP"), as general partner of GTM Holdings, Oaktree Fund GP I, L.P., ("GP I"), as managing member of Fund GP and the sole shareholder of VOF GP Ltd., Oaktree Capital I, L.P., ("Capital I"), as general partner of GP I, OCM Holdings I, LLC, ("Holdings I"), as general partner of Capital I and to hold limited partnership interests in Capital I, Oaktree Holdings LLC, ("Holdings"), F3 · shares: (Continued from footnote 2) as managing member of Holdings I, Oaktree Capital Management GP, LLC, ("Management GP"), as general partner of Management, Atlas OCM Holdings LLC, ("Atlas"), as manager of Management GP, Oaktree Capital Group, LLC, ("OCG"), as managing member of Holdings, Oaktree Capital Group Holdings GP, LLC, ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, Brookfield Asset Management, Inc., ("BAM"), as indirect owner of the class A units of each of OCG and Atlas, and BAM Partners Trust, (the "BAM Partnership"), as sole owner of the Class B Limited Voting Shares of BAM. BAM Class B Partners Inc. ("BAM Partners") is the trustee of the BAM Partnership. F1 · balance_after: On April 30, 2021, Garrett Motion Inc.'s (the "Company") plan of reorganization became effective which automatically terminated the Second Amended and Restated Plan Support Agreement. Upon the effective date of the plan of reorganization, all then outstanding shares of Common Stock were cancelled. As a result, on April 30, 2021, each of the Reporting Persons listed herein ceased to be the beneficial owner of any shares of Common Stock, and instead acquired beneficial ownership of newly issued securities in the reorganized Company. These newly acquired interests in the Company shall be reported on a subsequent Form 3 filing. F2 · ownership.nature: These shares of common stock, $0.001 par value per share (the "Shares"), of the Company were beneficially owned by Oaktree Capital Management, L.P., ("Management") and OCM Opps GTM Holdings, LLC ("GTM Holdings") as a result of being the investment manager of certain private investment funds that directly held Shares, including Oaktree Value Opportunities Fund Holdings, L.P., ("VOF Holdings"), Oaktree Value Opportunities Fund GP, L.P., ("VOF GP"), as general partner of VOF Holdings, Oaktree Value Opportunities Fund GP Ltd., ("VOF GP Ltd."), as general partner of VOF GP, Oaktree Fund GP, LLC, ("Fund GP"), as general partner of GTM Holdings, Oaktree Fund GP I, L.P., ("GP I"), as managing member of Fund GP and the sole shareholder of VOF GP Ltd., Oaktree Capital I, L.P., ("Capital I"), as general partner of GP I, OCM Holdings I, LLC, ("Holdings I"), as general partner of Capital I and to hold limited partnership interests in Capital I, Oaktree Holdings LLC, ("Holdings"), F3 · ownership.nature: (Continued from footnote 2) as managing member of Holdings I, Oaktree Capital Management GP, LLC, ("Management GP"), as general partner of Management, Atlas OCM Holdings LLC, ("Atlas"), as manager of Management GP, Oaktree Capital Group, LLC, ("OCG"), as managing member of Holdings, Oaktree Capital Group Holdings GP, LLC, ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, Brookfield Asset Management, Inc., ("BAM"), as indirect owner of the class A units of each of OCG and Atlas, and BAM Partners Trust, (the "BAM Partnership"), as sole owner of the Class B Limited Voting Shares of BAM. BAM Class B Partners Inc. ("BAM Partners") is the trustee of the BAM Partnership. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:38 UTC |
Rabiller OlivierDirector · President & CEO
|
Disposition to issuerCommon Stock | 358,047 | $6.25 | $2,237,793.75 |
DisclosureSEC source: 0000899243-21-018206 · doc4.xml · nonDerivative · entry 3 Rabiller Olivier · CIK 0001743959 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Represents the disposition of 358,047 time-based restricted stock units by operation of the Company's Plan. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:38 UTC |
Rabiller OlivierDirector · President & CEO
|
Disposition to issuerCommon Stock | 159,381 | $6.25 | $996,131.25 |
DisclosureSEC source: 0000899243-21-018206 · doc4.xml · nonDerivative · entry 2 Rabiller Olivier · CIK 0001743959 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,047 F2 · kind: Represents the disposition of 159,381 shares of common stock by operation of the Company's Plan, for which the reporting person elected to receive a cash payment of $6.25 per share from the Company in exchange for the cancellation of the shares. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:38 UTC |
Rabiller OlivierDirector · President & CEO
|
Disposition to issuerCommon Stock | 97,745 | $6.25 | $610,906.25 |
DisclosureSEC source: 0000899243-21-018206 · doc4.xml · nonDerivative · entry 1 Rabiller Olivier · CIK 0001743959 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,428 F1 · kind: Represents the disposition of 97,745 performance-based restricted stock units pursuant to Garrett Motion Inc.'s (the "Company's") chapter 11 plan of reorganization (the "Plan"). The Plan was confirmed by an order of the United States Bankruptcy Court for the Southern District of New York entered on April 26, 2021 and became effective on April 30, 2021. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:41 UTC |
Spenninck FabriceSVP & Chief Human Res. Officer
|
Disposition to issuerCommon Stock | 61,907 | $6.25 | $386,918.75 |
DisclosureSEC source: 0000899243-21-018211 · doc4.xml · nonDerivative · entry 3 Spenninck Fabrice · CIK 0001744889 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Represents the disposition of 61,907 time-based restricted stock units by operation of the Company's Plan. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:41 UTC |
Spenninck FabriceSVP & Chief Human Res. Officer
|
Disposition to issuerCommon Stock | 26,076 | $6.25 | $162,975.00 |
DisclosureSEC source: 0000899243-21-018211 · doc4.xml · nonDerivative · entry 2 Spenninck Fabrice · CIK 0001744889 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,907 F2 · kind: Represents the disposition of 26,076 shares of common stock by operation of the Company's Plan, for which the reporting person elected to receive a cash payment of $6.25 per share from the Company in exchange for the cancellation of the shares. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:41 UTC |
Spenninck FabriceSVP & Chief Human Res. Officer
|
Disposition to issuerCommon Stock | 14,622 | $6.25 | $91,387.50 |
DisclosureSEC source: 0000899243-21-018211 · doc4.xml · nonDerivative · entry 1 Spenninck Fabrice · CIK 0001744889 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,983 F1 · kind: Represents the disposition of 14,622 performance-based restricted stock units pursuant to Garrett Motion Inc.'s (the "Company's") chapter 11 plan of reorganization (the "Plan"). The Plan was confirmed by an order of the United States Bankruptcy Court for the Southern District of New York entered on April 26, 2021 and became effective on April 30, 2021. Read SEC document |
| April 30, 2021 Filed May 4, 2021 17:00 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
CCP III Cayman GP Ltd.10% owner
Aronson Jeffrey10% owner
|
OtherCommon Stock | 3,390,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018150 · doc4.xml · nonDerivative · entry 1 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · kind: On April 30, 2021, Garrett Motion Inc.'s (the "Company") plan of reorganization became effective which automatically terminated the Second Amended and Restated Plan Support Agreement. Upon the effective date of the plan of reorganization, all then outstanding shares of Common Stock were cancelled. As a result, on April 30, 2021, each of the Reporting Persons listed herein ceased to be the beneficial owner of any shares of Common Stock, and instead acquired beneficial ownership of newly issued securities in the reorganized Company. These newly acquired interests in the Company shall be reported on a subsequent Form 3 filing. F2 · shares: CSCP III Cayman GP Ltd. ("CSCP III Cayman GP") is the general partner of Centerbridge Special Credit Partners General Partner III, L.P. ("Special Credit III GP"), which is the general partner of Centerbridge Special Credit Partners III-Flex, L.P. ("SC III-Flex"), and may be deemed to share beneficial ownership over the shares held of record by SC III-Flex. As the director of CSCP III Cayman GP, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by SC III-Flex. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by SC III-Flex, except to the extent of any proportionate pecuniary interest therein. Centerbridge Credit GP Investors, L.L.C. ("Credit GP Investors") is the sole director of Centerbridge Credit Cayman GP, Ltd. ("Credit Cayman GP"), which is the general partner of Centerbridge Credit Partners Offshore General Partner, L.P. F3 · shares: (Continued from Footnote 2) ("Credit Partners Offshore GP"), which is the general partner of Centerbridge Credit Partners Master, L.P. ("Credit Partners Master"), and may be deemed to share beneficial ownership over the shares held of record by Credit Partners Master. As the managing member of Credit GP Investors, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by Credit Partners Master. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by Credit Partners Master, except to the extent of any proportionate pecuniary interest therein F1 · balance_after: On April 30, 2021, Garrett Motion Inc.'s (the "Company") plan of reorganization became effective which automatically terminated the Second Amended and Restated Plan Support Agreement. Upon the effective date of the plan of reorganization, all then outstanding shares of Common Stock were cancelled. As a result, on April 30, 2021, each of the Reporting Persons listed herein ceased to be the beneficial owner of any shares of Common Stock, and instead acquired beneficial ownership of newly issued securities in the reorganized Company. These newly acquired interests in the Company shall be reported on a subsequent Form 3 filing. F2 · ownership.nature: CSCP III Cayman GP Ltd. ("CSCP III Cayman GP") is the general partner of Centerbridge Special Credit Partners General Partner III, L.P. ("Special Credit III GP"), which is the general partner of Centerbridge Special Credit Partners III-Flex, L.P. ("SC III-Flex"), and may be deemed to share beneficial ownership over the shares held of record by SC III-Flex. As the director of CSCP III Cayman GP, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by SC III-Flex. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by SC III-Flex, except to the extent of any proportionate pecuniary interest therein. Centerbridge Credit GP Investors, L.L.C. ("Credit GP Investors") is the sole director of Centerbridge Credit Cayman GP, Ltd. ("Credit Cayman GP"), which is the general partner of Centerbridge Credit Partners Offshore General Partner, L.P. F3 · ownership.nature: (Continued from Footnote 2) ("Credit Partners Offshore GP"), which is the general partner of Centerbridge Credit Partners Master, L.P. ("Credit Partners Master"), and may be deemed to share beneficial ownership over the shares held of record by Credit Partners Master. As the managing member of Credit GP Investors, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by Credit Partners Master. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by Credit Partners Master, except to the extent of any proportionate pecuniary interest therein Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:27 UTC |
MAIN SUEDirector
|
Exercise / conversionSeries A Cumulative Convertible Preferred Stock · Derivative | 9,190 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018170 · doc4.xml · derivative · entry 4 MAIN SUE · CIK 0001284967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,190 Underlying: Common Stock · 9,190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the acquisition of 9,190 shares of Series A Cumulative Convertible Preferred Stock ("Series A Preferred Stock") of the Company for $5.25 per share pursuant to the exercise of subscription rights representing the right to buy Series A Preferred Stock issued to the reporting person under the Plan. The Series A Preferred Stock is convertible into shares of the Company's common stock on a one-to-one basis on dates specified in the Certificate of Designation. The Series A Preferred Stock is perpetual and therefore has no expiration date. F3 · derivative.exercise_date: Represents the acquisition of 9,190 shares of Series A Cumulative Convertible Preferred Stock ("Series A Preferred Stock") of the Company for $5.25 per share pursuant to the exercise of subscription rights representing the right to buy Series A Preferred Stock issued to the reporting person under the Plan. The Series A Preferred Stock is convertible into shares of the Company's common stock on a one-to-one basis on dates specified in the Certificate of Designation. The Series A Preferred Stock is perpetual and therefore has no expiration date. F3 · derivative.expiration_date: Represents the acquisition of 9,190 shares of Series A Cumulative Convertible Preferred Stock ("Series A Preferred Stock") of the Company for $5.25 per share pursuant to the exercise of subscription rights representing the right to buy Series A Preferred Stock issued to the reporting person under the Plan. The Series A Preferred Stock is convertible into shares of the Company's common stock on a one-to-one basis on dates specified in the Certificate of Designation. The Series A Preferred Stock is perpetual and therefore has no expiration date. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:27 UTC |
MAIN SUEDirector
|
Exercise / conversionSubscription Rights (right to buy) · Derivative | 9,190 | $0.00 Strike: $5.25 | $0.00 |
DisclosureSEC source: 0000899243-21-018170 · doc4.xml · derivative · entry 3 MAIN SUE · CIK 0001284967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series A Preferred Stock · 9,190 shares Expires 2021-04-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the acquisition of 9,190 shares of Series A Cumulative Convertible Preferred Stock ("Series A Preferred Stock") of the Company for $5.25 per share pursuant to the exercise of subscription rights representing the right to buy Series A Preferred Stock issued to the reporting person under the Plan. The Series A Preferred Stock is convertible into shares of the Company's common stock on a one-to-one basis on dates specified in the Certificate of Designation. The Series A Preferred Stock is perpetual and therefore has no expiration date. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:27 UTC |
MAIN SUEDirector
|
GrantCommon Stock | 9,190 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018170 · doc4.xml · nonDerivative · entry 2 MAIN SUE · CIK 0001284967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,190 F2 · kind: Represents the issuance of 9,190 shares of common stock to effect the reinstatement of the reporting person's cancelled shares of common stock pursuant to the Plan. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:27 UTC |
MAIN SUEDirector
|
Disposition to issuerCommon Stock | 9,190 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018170 · doc4.xml · nonDerivative · entry 1 MAIN SUE · CIK 0001284967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents the cancellation of 9,190 shares of common stock pursuant to Garrett Motion Inc.'s ("the Company") chapter 11 plan of reorganization (the "Plan"). The Plan was confirmed by an order of the United States Bankruptcy Court for the Southern District of New York entered on April 26, 2021 and became effective on April 30, 2021. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:30 UTC |
CARDOSO CARLOS M.Director
|
GrantCommon Stock | 9,190 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018178 · doc4.xml · nonDerivative · entry 2 CARDOSO CARLOS M · CIK 0001208747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,190 F2 · kind: Represents the issuance of 9,190 shares of common stock to effect the reinstatement of the reporting person's cancelled shares of common stock pursuant to the Plan. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:30 UTC |
CARDOSO CARLOS M.Director
|
Disposition to issuerCommon Stock | 9,190 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018178 · doc4.xml · nonDerivative · entry 1 CARDOSO CARLOS M · CIK 0001208747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents the cancellation of 9,190 shares of common stock pursuant to Garrett Motion Inc.'s chapter 11 plan of reorganization (the "Plan"). The Plan was confirmed by an order of the United States Bankruptcy Court for the Southern District of New York entered on April 26, 2021 and became effective on April 30, 2021. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:26 UTC |
CLARK MAURA JDirector
|
GrantCommon Stock | 9,190 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018166 · doc4.xml · nonDerivative · entry 2 CLARK MAURA J · CIK 0001335913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,190 F2 · kind: Represents the issuance of 9,190 shares of common stock to effect the reinstatement of the reporting person's cancelled shares of common stock pursuant to the Plan. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:26 UTC |
CLARK MAURA JDirector
|
Disposition to issuerCommon Stock | 9,190 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018166 · doc4.xml · nonDerivative · entry 1 CLARK MAURA J · CIK 0001335913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents the cancellation of 9,190 shares of common stock pursuant to Garrett Motion Inc.'s chapter 11 plan of reorganization (the "Plan"). The Plan was confirmed by an order of the United States Bankruptcy Court for the Southern District of New York entered on April 26, 2021 and became effective on April 30, 2021. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:30 UTC |
Reinhardt Carsten JDirector
|
Exercise / conversionSeries A Cumulative Convertible Preferred Stock · Derivative | 6,432 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018180 · doc4.xml · derivative · entry 4 Reinhardt Carsten J · CIK 0001373781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,432 Underlying: Common Stock · 6,432 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the acquisition of 6,432 shares of Series A Cumulative Convertible Preferred Stock ("Series A Preferred Stock") of the Company for $5.25 per share pursuant to the exercise of subscription rights representing the right to buy Series A Preferred Stock issued to the reporting person under the Plan. The Series A Preferred Stock is convertible into shares of the Company's common stock on a one-to-one basis on dates specified in the Certificate of Designation. The Series A Preferred Stock is perpetual and therefore has no expiration date. F3 · derivative.exercise_date: Represents the acquisition of 6,432 shares of Series A Cumulative Convertible Preferred Stock ("Series A Preferred Stock") of the Company for $5.25 per share pursuant to the exercise of subscription rights representing the right to buy Series A Preferred Stock issued to the reporting person under the Plan. The Series A Preferred Stock is convertible into shares of the Company's common stock on a one-to-one basis on dates specified in the Certificate of Designation. The Series A Preferred Stock is perpetual and therefore has no expiration date. F3 · derivative.expiration_date: Represents the acquisition of 6,432 shares of Series A Cumulative Convertible Preferred Stock ("Series A Preferred Stock") of the Company for $5.25 per share pursuant to the exercise of subscription rights representing the right to buy Series A Preferred Stock issued to the reporting person under the Plan. The Series A Preferred Stock is convertible into shares of the Company's common stock on a one-to-one basis on dates specified in the Certificate of Designation. The Series A Preferred Stock is perpetual and therefore has no expiration date. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:30 UTC |
Reinhardt Carsten JDirector
|
Exercise / conversionSubscription Rights (right to buy) · Derivative | 6,432 | $0.00 Strike: $5.25 | $0.00 |
DisclosureSEC source: 0000899243-21-018180 · doc4.xml · derivative · entry 3 Reinhardt Carsten J · CIK 0001373781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series A Preferred Stock · 6,432 shares Expires 2021-04-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the acquisition of 6,432 shares of Series A Cumulative Convertible Preferred Stock ("Series A Preferred Stock") of the Company for $5.25 per share pursuant to the exercise of subscription rights representing the right to buy Series A Preferred Stock issued to the reporting person under the Plan. The Series A Preferred Stock is convertible into shares of the Company's common stock on a one-to-one basis on dates specified in the Certificate of Designation. The Series A Preferred Stock is perpetual and therefore has no expiration date. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:30 UTC |
Reinhardt Carsten JDirector
|
GrantCommon Stock | 6,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018180 · doc4.xml · nonDerivative · entry 2 Reinhardt Carsten J · CIK 0001373781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,432 F2 · kind: Represents the issuance of 6,432 shares of common stock to effect the reinstatement of the reporting person's cancelled shares of common stock pursuant to the Plan. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:30 UTC |
Reinhardt Carsten JDirector
|
Disposition to issuerCommon Stock | 6,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018180 · doc4.xml · nonDerivative · entry 1 Reinhardt Carsten J · CIK 0001373781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents the cancellation of 6,432 shares of common stock pursuant to Garrett Motion Inc.'s (the "Company's") chapter 11 plan of reorganization (the "Plan"). The Plan was confirmed by an order of the United States Bankruptcy Court for the Southern District of New York entered on April 26, 2021 and became effective on April 30, 2021. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:26 UTC |
Tozier ScottDirector
|
Exercise / conversionSeries A Cumulative Convertible Preferred Stock · Derivative | 9,190 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018169 · doc4.xml · derivative · entry 4 Tozier Scott · CIK 0001511133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,190 Underlying: Common Stock · 9,190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the acquisition of 9,190 shares of Series A Cumulative Convertible Preferred Stock ("Series A Preferred Stock") of the Company for $5.25 per share pursuant to the exercise of subscription rights representing the right to buy Series A Preferred Stock issued to the reporting person under the Plan. The Series A Preferred Stock is convertible into shares of the Company's common stock on a one-to-one basis on dates specified in the Certificate of Designation. The Series A Preferred Stock is perpetual and therefore has no expiration date. F3 · derivative.exercise_date: Represents the acquisition of 9,190 shares of Series A Cumulative Convertible Preferred Stock ("Series A Preferred Stock") of the Company for $5.25 per share pursuant to the exercise of subscription rights representing the right to buy Series A Preferred Stock issued to the reporting person under the Plan. The Series A Preferred Stock is convertible into shares of the Company's common stock on a one-to-one basis on dates specified in the Certificate of Designation. The Series A Preferred Stock is perpetual and therefore has no expiration date. F3 · derivative.expiration_date: Represents the acquisition of 9,190 shares of Series A Cumulative Convertible Preferred Stock ("Series A Preferred Stock") of the Company for $5.25 per share pursuant to the exercise of subscription rights representing the right to buy Series A Preferred Stock issued to the reporting person under the Plan. The Series A Preferred Stock is convertible into shares of the Company's common stock on a one-to-one basis on dates specified in the Certificate of Designation. The Series A Preferred Stock is perpetual and therefore has no expiration date. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:26 UTC |
Tozier ScottDirector
|
Exercise / conversionSubscription Rights (right to buy) · Derivative | 9,190 | $0.00 Strike: $5.25 | $0.00 |
DisclosureSEC source: 0000899243-21-018169 · doc4.xml · derivative · entry 3 Tozier Scott · CIK 0001511133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series A Preferred Stock · 9,190 shares Expires 2021-04-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the acquisition of 9,190 shares of Series A Cumulative Convertible Preferred Stock ("Series A Preferred Stock") of the Company for $5.25 per share pursuant to the exercise of subscription rights representing the right to buy Series A Preferred Stock issued to the reporting person under the Plan. The Series A Preferred Stock is convertible into shares of the Company's common stock on a one-to-one basis on dates specified in the Certificate of Designation. The Series A Preferred Stock is perpetual and therefore has no expiration date. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:26 UTC |
Tozier ScottDirector
|
GrantCommon Stock | 9,190 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018169 · doc4.xml · nonDerivative · entry 2 Tozier Scott · CIK 0001511133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,190 F2 · kind: Represents the issuance of 9,190 shares of common stock to effect the reinstatement of the reporting person's cancelled shares of common stock pursuant to the Plan. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:26 UTC |
Tozier ScottDirector
|
Disposition to issuerCommon Stock | 9,190 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018169 · doc4.xml · nonDerivative · entry 1 Tozier Scott · CIK 0001511133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents the cancellation of 9,190 shares of common stock pursuant to Garrett Motion Inc.'s ("the Company") chapter 11 plan of reorganization (the "Plan"). The Plan was confirmed by an order of the United States Bankruptcy Court for the Southern District of New York entered on April 26, 2021 and became effective on April 30, 2021. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:45 UTC |
Maironi JeromeSVP, GC & Corp. Secretary
|
Disposition to issuerCommon Stock | 82,589 | $6.25 | $516,181.25 |
DisclosureSEC source: 0000899243-21-018214 · doc4.xml · nonDerivative · entry 3 Maironi Jerome · CIK 0001743963 · SVP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Represents the disposition of 82,589 time-based restricted stock units by operation of the Company's Plan. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:45 UTC |
Maironi JeromeSVP, GC & Corp. Secretary
|
Disposition to issuerCommon Stock | 122,395 | $6.25 | $764,968.75 |
DisclosureSEC source: 0000899243-21-018214 · doc4.xml · nonDerivative · entry 2 Maironi Jerome · CIK 0001743963 · SVP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,589 F2 · kind: Represents the disposition of 122,395 shares of common stock by operation of the Company's Plan, for which the reporting person elected to receive a cash payment of $6.25 per share from the Company in exchange for the cancellation of the shares. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:45 UTC |
Maironi JeromeSVP, GC & Corp. Secretary
|
Disposition to issuerCommon Stock | 26,392 | $6.25 | $164,950.00 |
DisclosureSEC source: 0000899243-21-018214 · doc4.xml · nonDerivative · entry 1 Maironi Jerome · CIK 0001743963 · SVP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,984 F1 · kind: Represents the disposition of 26,392 performance-based restricted stock units pursuant to Garrett Motion Inc.'s (the "Company's") chapter 11 plan of reorganization (the "Plan"). The Plan was confirmed by an order of the United States Bankruptcy Court for the Southern District of New York entered on April 26, 2021 and became effective on April 30, 2021. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:44 UTC |
Bracke PeterVP & Chief Transf. Ofcr.
|
Disposition to issuerCommon Stock | 37,180 | $6.25 | $232,375.00 |
DisclosureSEC source: 0000899243-21-018213 · doc4.xml · nonDerivative · entry 2 Bracke Peter · CIK 0001752104 · VP & Chief Transf. Ofcr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents the disposition of 37,180 time-based restricted stock units by operation of the Company's Plan. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:44 UTC |
Bracke PeterVP & Chief Transf. Ofcr.
|
Disposition to issuerCommon Stock | 170,171 | $6.25 | $1,063,568.75 |
DisclosureSEC source: 0000899243-21-018213 · doc4.xml · nonDerivative · entry 1 Bracke Peter · CIK 0001752104 · VP & Chief Transf. Ofcr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,180 F1 · kind: Represents the disposition of 170,171 Shares of common stock pursuant to Garrett Motion Inc.'s (the "Company's") chapter 11 plan of reorganization (the "Plan"), for which the reporting person elected to receive a cash payment of $6.25 per share from the Company in exchange for the cancellation of the shares. The Plan was confirmed by an order of the United States Bankruptcy Court for the Southern District of New York entered on April 26, 2021 and became effective on April 30, 2021. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:40 UTC |
Deiro DanielSVP, GCM & GM Japan/Korea
|
Disposition to issuerCommon Stock | 21,427 | $6.25 | $133,918.75 |
DisclosureSEC source: 0000899243-21-018210 · doc4.xml · nonDerivative · entry 3 Deiro Daniel · CIK 0001744045 · SVP, GCM & GM Japan/Korea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: Represents the disposition of 21,427 time-based restricted stock units by operation of the Company's Plan. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:40 UTC |
Deiro DanielSVP, GCM & GM Japan/Korea
|
Disposition to issuerCommon Stock | 86,189 | $6.25 | $538,681.25 |
DisclosureSEC source: 0000899243-21-018210 · doc4.xml · nonDerivative · entry 2 Deiro Daniel · CIK 0001744045 · SVP, GCM & GM Japan/Korea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,427 F3 · kind: Represents the disposition of 86,189 shares of common stock by operation of the Company's Plan, for which the reporting person elected to receive a cash payment of $6.25 per share from the Company in exchange for the cancellation of the shares. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:40 UTC |
Deiro DanielSVP, GCM & GM Japan/Korea
|
Disposition to issuerCommon Stock | 15,338 | $6.25 | $95,862.50 |
DisclosureSEC source: 0000899243-21-018210 · doc4.xml · nonDerivative · entry 1 Deiro Daniel · CIK 0001744045 · SVP, GCM & GM Japan/Korea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,616 F1 · kind: Represents the disposition of 15,338 performance-based restricted stock units pursuant to Garrett Motion Inc.'s (the "Company's") chapter 11 plan of reorganization (the "Plan"). The Plan was confirmed by an order of the United States Bankruptcy Court for the Southern District of New York entered on April 26, 2021 and became effective on April 30, 2021. F2 · balance_after: Following the transaction reported above, the reporting person directly beneficially owned 107,616 shares of common stock of the Company. This information updates the information reflected in the reporting person's previous Form 4 filed on March 2, 2021, which inadvertently omitted 32 shares of common stock held by the reporting person. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:39 UTC |
Mabru ThierrySVP, Integrated Supply Chain
|
Disposition to issuerCommon Stock | 81,392 | $6.25 | $508,700.00 |
DisclosureSEC source: 0000899243-21-018204 · doc4.xml · nonDerivative · entry 3 Mabru Thierry · CIK 0001743952 · SVP, Integrated Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Represents the disposition of 81,392 time-based restricted stock units by operation of the Company's Plan. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:39 UTC |
Mabru ThierrySVP, Integrated Supply Chain
|
Disposition to issuerCommon Stock | 77,062 | $6.25 | $481,637.50 |
DisclosureSEC source: 0000899243-21-018204 · doc4.xml · nonDerivative · entry 2 Mabru Thierry · CIK 0001743952 · SVP, Integrated Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,392 F2 · kind: Represents the disposition of 77,062 shares of common stock by operation of the Company's Plan, for which the reporting person elected to receive a cash payment of $6.25 per share from the Company in exchange for the cancellation of the shares. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:39 UTC |
Mabru ThierrySVP, Integrated Supply Chain
|
Disposition to issuerCommon Stock | 20,108 | $6.25 | $125,675.00 |
DisclosureSEC source: 0000899243-21-018204 · doc4.xml · nonDerivative · entry 1 Mabru Thierry · CIK 0001743952 · SVP, Integrated Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,454 F1 · kind: Represents the disposition of 20,108 performance-based restricted stock units pursuant to Garrett Motion Inc.'s (the "Company's") chapter 11 plan of reorganization (the "Plan"). The Plan was confirmed by an order of the United States Bankruptcy Court for the Southern District of New York entered on April 26, 2021 and became effective on April 30, 2021. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:37 UTC |
Balis CraigSVP & Chief Technology Officer
|
Disposition to issuerCommon Stock | 77,954 | $6.25 | $487,212.50 |
DisclosureSEC source: 0000899243-21-018198 · doc4.xml · nonDerivative · entry 3 Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Represents the disposition of 77,954 time-based restricted stock units by operation of the Company's Plan. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:37 UTC |
Balis CraigSVP & Chief Technology Officer
|
Disposition to issuerCommon Stock | 188,578 | $6.25 | $1,178,612.50 |
DisclosureSEC source: 0000899243-21-018198 · doc4.xml · nonDerivative · entry 2 Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,954 F2 · kind: Represents the disposition of 188,578 shares of common stock by operation of the Company's Plan, for which the reporting person elected to receive a cash payment of $6.25 per share from the Company in exchange for the cancellation of the shares. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:37 UTC |
Balis CraigSVP & Chief Technology Officer
|
Disposition to issuerCommon Stock | 24,825 | $6.25 | $155,156.25 |
DisclosureSEC source: 0000899243-21-018198 · doc4.xml · nonDerivative · entry 1 Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,532 F1 · kind: Represents the disposition of 24,825 performance-based restricted stock units pursuant to Garrett Motion Inc.'s (the "Company's") chapter 11 plan of reorganization (the "Plan"). The Plan was confirmed by an order of the United States Bankruptcy Court for the Southern District of New York entered on April 26, 2021 and became effective on April 30, 2021. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:33 UTC |
James RussellVP & Corp. Controller
|
Disposition to issuerCommon Stock | 4,280 | $6.25 | $26,750.00 |
DisclosureSEC source: 0000899243-21-018186 · doc4.xml · nonDerivative · entry 2 James Russell · CIK 0001748807 · VP & Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents the disposition of 4,280 time-based restricted stock units by operation of the Company's Plan. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:33 UTC |
James RussellVP & Corp. Controller
|
Disposition to issuerCommon Stock | 4,547 | $6.25 | $28,418.75 |
DisclosureSEC source: 0000899243-21-018186 · doc4.xml · nonDerivative · entry 1 James Russell · CIK 0001748807 · VP & Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,280 F1 · kind: Represents the disposition of 4,547 Shares of common stock pursuant to Garrett Motion Inc.'s (the "Company's") chapter 11 plan of reorganization (the "Plan"), for which the reporting person elected to receive a cash payment of $6.25 per share from the Company in exchange for the cancellation of the shares. The Plan was confirmed by an order of the United States Bankruptcy Court for the Southern District of New York entered on April 26, 2021 and became effective on April 30, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.