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Newtyn Capital Partners, LP

Disclosed activity across 2 companies

Tapewire entity
120666
SEC CIK
0001789643

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MERRIMACK PHARMACEUTICALS INCMACK · Entity 95770See RemarksJanuary 12, 2023January 17, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MERRIMACK PHARMACEUTICALS INC

Report date January 12, 2023 · Filed January 17, 2023

Jointly reported with Levy Noah G., Newtyn Management, LLC, NEWTYN PARTNERS, LP, NEWTYN TE PARTNERS, LP, Ledo Capital, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote1,119,586 Reported balance After 2023-01-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-01-12 · Purchase · Acquired 100,000 · Balance 1,119,586

F1: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Filing footnotes · ownership attribution and instrument terms

F1: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Garrett Motion Inc.

Report date April 30, 2021 · Filed May 04, 2021

Jointly reported with Newtyn Management, LLC, NEWTYN PARTNERS, LP, NEWTYN TE PARTNERS, LP, Ledo Capital, LLC, Levy Noah G.

Section 16 reporting ended · disclosed 2021-05-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2021-04-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-04-30 · Other · Disposed 1,802,095 · Balance 0

F1: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy.

F2: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Persons with respect to the Issuer.

F3: Newtyn Partners, LP ("NP") and Newtyn TE Partners, LP ("NTE") directly held 1,117,299 and 684,796 shares, respectively, of common stock of the Issuer. Newtyn Management, LLC ("NM") is the investment manager of NP and NTE. Newtyn Capital Partners, LP ("NCP") is the general partner to each of NP and NTE. Ledo Capital, LLC ("Ledo") is the general partner to NCP. Mr. Noah Levy is managing member to NM. NP, NTE, NM, NCP, Ledo and Mr. Levy are collectively referred to as the "Reporting Persons."

Filing footnotes · ownership attribution and instrument terms

F1: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy.

F2: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Persons with respect to the Issuer.

F3: Newtyn Partners, LP ("NP") and Newtyn TE Partners, LP ("NTE") directly held 1,117,299 and 684,796 shares, respectively, of common stock of the Issuer. Newtyn Management, LLC ("NM") is the investment manager of NP and NTE. Newtyn Capital Partners, LP ("NCP") is the general partner to each of NP and NTE. Ledo Capital, LLC ("Ledo") is the general partner to NCP. Mr. Noah Levy is managing member to NM. NP, NTE, NM, NCP, Ledo and Mr. Levy are collectively referred to as the "Reporting Persons."

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 12, 2023 Filed Jan 17, 2023 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 100,000 $11.90 $1,190,000.00
Disclosure

SEC source: 0000899243-23-001838 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,119,586

F1 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 16:06 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 5,300 $11.24 $59,563.52
Disclosure

SEC source: 0000899243-23-000580 · doc4.xml · nonDerivative · entry 2

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,019,586

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.21 to $11.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F2 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 16:06 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 1,300 $11.24 $14,614.99
Disclosure

SEC source: 0000899243-23-000580 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,014,286

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.21 to $11.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
July 13, 2022 Filed Jul 15, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 3,095 $5.89 $18,226.76
Disclosure

SEC source: 0000899243-22-026124 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 754,108

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.60 to $6.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
July 12, 2022 Filed Jul 13, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 2,816 $5.86 $16,515.56
Disclosure

SEC source: 0000899243-22-026020 · doc4.xml · nonDerivative · entry 2

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 751,013

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.91 to $6.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F2 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
July 11, 2022 Filed Jul 13, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 700 $5.97 $4,181.59
Disclosure

SEC source: 0000899243-22-026020 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 748,197

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.85 to $5.905, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 1,378 $5.99 $8,249.12
Disclosure

SEC source: 0000899243-22-025909 · doc4.xml · nonDerivative · entry 2

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 747,497

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.945 to $6.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F2 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 1,100 $5.99 $6,586.03
Disclosure

SEC source: 0000899243-22-025909 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 746,119

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.93 to $6.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 16:06 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 1,550 $5.76 $8,921.49
Disclosure

SEC source: 0000899243-22-024972 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 745,019

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.635 to $5.89, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
June 24, 2022 Filed Jun 27, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 1,000 $5.99 $5,990.00
Disclosure

SEC source: 0000899243-22-024187 · doc4.xml · nonDerivative · entry 2

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 743,469

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.95 to $6.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F1 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 500 $6.00 $3,000.00
Disclosure

SEC source: 0000899243-22-024187 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 742,469

F1 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 385 $5.97 $2,298.14
Disclosure

SEC source: 0000899243-22-023332 · doc4.xml · nonDerivative · entry 4

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 741,969

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.85 to $6.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 515 $5.97 $3,074.14
Disclosure

SEC source: 0000899243-22-023332 · doc4.xml · nonDerivative · entry 3

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,012,986

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.85 to $6.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F2 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 223 $5.45 $1,214.90
Disclosure

SEC source: 0000899243-22-023332 · doc4.xml · nonDerivative · entry 2

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 741,584

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.40 to $5.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 297 $5.45 $1,618.06
Disclosure

SEC source: 0000899243-22-023332 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,012,471

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.40 to $5.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 1,241 $5.37 $6,659.08
Disclosure

SEC source: 0000899243-22-022785 · doc4.xml · nonDerivative · entry 4

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 741,361

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.03 to $5.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 1,659 $5.37 $8,902.03
Disclosure

SEC source: 0000899243-22-022785 · doc4.xml · nonDerivative · entry 3

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,012,174

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.03 to $5.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F2 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 8,961 $5.17 $46,357.94
Disclosure

SEC source: 0000899243-22-022785 · doc4.xml · nonDerivative · entry 2

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 740,120

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.03 to $5.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 11,977 $5.17 $61,960.61
Disclosure

SEC source: 0000899243-22-022785 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,010,515

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.03 to $5.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 4,151 $5.15 $21,372.67
Disclosure

SEC source: 0000899243-22-022373 · doc4.xml · nonDerivative · entry 4

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 731,159

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.045 to $5.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 5,548 $5.15 $28,565.54
Disclosure

SEC source: 0000899243-22-022373 · doc4.xml · nonDerivative · entry 3

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 998,538

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.045 to $5.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F2 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 2,733 $4.92 $13,448.00
Disclosure

SEC source: 0000899243-22-022373 · doc4.xml · nonDerivative · entry 2

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 727,008

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.80 to $5.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 3,653 $4.92 $17,974.95
Disclosure

SEC source: 0000899243-22-022373 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 992,990

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.80 to $5.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 523 $5.05 $2,640.78
Disclosure

SEC source: 0000899243-22-003837 · doc4.xml · nonDerivative · entry 4

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 724,275

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.87 to $5.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 714 $5.05 $3,605.20
Disclosure

SEC source: 0000899243-22-003837 · doc4.xml · nonDerivative · entry 3

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 989,337

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.87 to $5.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F2 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 11,458 $4.48 $51,295.17
Disclosure

SEC source: 0000899243-22-003837 · doc4.xml · nonDerivative · entry 2

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 723,752

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.28 to $4.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 1,505 $4.48 $6,737.58
Disclosure

SEC source: 0000899243-22-003837 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 988,623

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.28 to $4.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
January 27, 2022 Filed Jan 28, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 16,272 $4.82 $78,474.97
Disclosure

SEC source: 0000899243-22-003553 · doc4.xml · nonDerivative · entry 2

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 712,294

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.59 to $5.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F2 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 19,528 $5.01 $97,784.51
Disclosure

SEC source: 0000899243-22-003553 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 696,022

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $5.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 14,728 $4.00 $58,884.02
Disclosure

SEC source: 0000899243-22-001744 · doc4.xml · nonDerivative · entry 4

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 676,494

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.78 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (6) to this Form 4.

F4 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 76,542 $4.00 $306,022.57
Disclosure

SEC source: 0000899243-22-001744 · doc4.xml · nonDerivative · entry 3

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 987,118

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.78 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5) to this Form 4.

F2 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 5,960 $3.83 $22,853.02
Disclosure

SEC source: 0000899243-22-001744 · doc4.xml · nonDerivative · entry 2

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 661,766

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.775 to $3.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 8,719 $3.83 $33,432.13
Disclosure

SEC source: 0000899243-22-001744 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 910,576

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.775 to $3.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
January 07, 2022 Filed Jan 10, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 3,565 $3.82 $13,611.88
Disclosure

SEC source: 0000899243-22-001470 · doc4.xml · nonDerivative · entry 2

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 655,806

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.75 to $3.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
January 07, 2022 Filed Jan 10, 2022 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 5,215 $3.82 $19,911.91
Disclosure

SEC source: 0000899243-22-001470 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 901,857

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.75 to $3.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
April 30, 2021 Filed May 4, 2021 00:10 UTC Garrett Motion Inc. GTX · Entity 1720 OtherCommon Stock 1,802,095 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-017876 · doc4.xml · nonDerivative · entry 1

Newtyn Management, LLC · CIK 0001569241 · Member of 10% owner group

NEWTYN PARTNERS, LP · CIK 0001548707 · Member of 10% owner group

NEWTYN TE PARTNERS, LP · CIK 0001548709 · Member of 10% owner group

Newtyn Capital Partners, LP · CIK 0001789643 · Member of 10% owner group

Ledo Capital, LLC · CIK 0001789647 · Member of 10% owner group

Levy Noah G. · CIK 0001788608 · Member of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy.

F2 · kind: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Persons with respect to the Issuer.

F1 · price: On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy.

F2 · price: (Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Persons with respect to the Issuer.

F3 · ownership.nature: Newtyn Partners, LP ("NP") and Newtyn TE Partners, LP ("NTE") directly held 1,117,299 and 684,796 shares, respectively, of common stock of the Issuer. Newtyn Management, LLC ("NM") is the investment manager of NP and NTE. Newtyn Capital Partners, LP ("NCP") is the general partner to each of NP and NTE. Ledo Capital, LLC ("Ledo") is the general partner to NCP. Mr. Noah Levy is managing member to NM. NP, NTE, NM, NCP, Ledo and Mr. Levy are collectively referred to as the "Reporting Persons."

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January 08, 2021 Filed Jan 12, 2021 02:10 UTC Garrett Motion Inc. GTX · Entity 1720 PurchaseCommon Stock 62,846 $4.66 $293,050.90
Disclosure

SEC source: 0000899243-21-001417 · doc4.xml · nonDerivative · entry 5

Newtyn Management, LLC · CIK 0001569241 · Member of 10% owner group

NEWTYN PARTNERS, LP · CIK 0001548707 · Member of 10% owner group

NEWTYN TE PARTNERS, LP · CIK 0001548709 · Member of 10% owner group

Newtyn Capital Partners, LP · CIK 0001789643 · Member of 10% owner group

Ledo Capital, LLC · CIK 0001789647 · Member of 10% owner group

Levy Noah G. · CIK 0001788608 · Member of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,802,095

F1 · ownership.nature: Newtyn Partners, LP ("NP") and Newtyn TE Partners, LP ("NTE") directly hold 1,117,299 and 684,796 shares, respectively, of common stock of Garrett Motion Inc. (the "Company"). Newtyn Management, LLC ("NM") is the investment manager of NP and NTE. Newtyn Capital Partners, LP ("NCP") is the general partner to each of NP and NTE. Ledo Capital, LLC ("Ledo") is the general partner to NCP. Mr. Noah Levy is managing member to NM. NP, NTE, NM, NCP, Ledo and Mr. Levy are collectively referred to as the "Reporting Persons."

Read SEC document
January 07, 2021 Filed Jan 12, 2021 02:10 UTC Garrett Motion Inc. GTX · Entity 1720 PurchaseCommon Stock 16,939 $4.73 $80,189.23
Disclosure

SEC source: 0000899243-21-001417 · doc4.xml · nonDerivative · entry 4

Newtyn Management, LLC · CIK 0001569241 · Member of 10% owner group

NEWTYN PARTNERS, LP · CIK 0001548707 · Member of 10% owner group

NEWTYN TE PARTNERS, LP · CIK 0001548709 · Member of 10% owner group

Newtyn Capital Partners, LP · CIK 0001789643 · Member of 10% owner group

Ledo Capital, LLC · CIK 0001789647 · Member of 10% owner group

Levy Noah G. · CIK 0001788608 · Member of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,739,249

F1 · ownership.nature: Newtyn Partners, LP ("NP") and Newtyn TE Partners, LP ("NTE") directly hold 1,117,299 and 684,796 shares, respectively, of common stock of Garrett Motion Inc. (the "Company"). Newtyn Management, LLC ("NM") is the investment manager of NP and NTE. Newtyn Capital Partners, LP ("NCP") is the general partner to each of NP and NTE. Ledo Capital, LLC ("Ledo") is the general partner to NCP. Mr. Noah Levy is managing member to NM. NP, NTE, NM, NCP, Ledo and Mr. Levy are collectively referred to as the "Reporting Persons."

Read SEC document
January 06, 2021 Filed Jan 12, 2021 02:10 UTC Garrett Motion Inc. GTX · Entity 1720 PurchaseCommon Stock 67,310 $4.63 $311,577.99
Disclosure

SEC source: 0000899243-21-001417 · doc4.xml · nonDerivative · entry 3

Newtyn Management, LLC · CIK 0001569241 · Member of 10% owner group

NEWTYN PARTNERS, LP · CIK 0001548707 · Member of 10% owner group

NEWTYN TE PARTNERS, LP · CIK 0001548709 · Member of 10% owner group

Newtyn Capital Partners, LP · CIK 0001789643 · Member of 10% owner group

Ledo Capital, LLC · CIK 0001789647 · Member of 10% owner group

Levy Noah G. · CIK 0001788608 · Member of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,722,310

F1 · ownership.nature: Newtyn Partners, LP ("NP") and Newtyn TE Partners, LP ("NTE") directly hold 1,117,299 and 684,796 shares, respectively, of common stock of Garrett Motion Inc. (the "Company"). Newtyn Management, LLC ("NM") is the investment manager of NP and NTE. Newtyn Capital Partners, LP ("NCP") is the general partner to each of NP and NTE. Ledo Capital, LLC ("Ledo") is the general partner to NCP. Mr. Noah Levy is managing member to NM. NP, NTE, NM, NCP, Ledo and Mr. Levy are collectively referred to as the "Reporting Persons."

Read SEC document
January 04, 2021 Filed Jan 12, 2021 02:10 UTC Garrett Motion Inc. GTX · Entity 1720 SaleCommon Stock 60,112 $4.40 $264,432.69
Disclosure

SEC source: 0000899243-21-001417 · doc4.xml · nonDerivative · entry 2

Newtyn Management, LLC · CIK 0001569241 · Member of 10% owner group

NEWTYN PARTNERS, LP · CIK 0001548707 · Member of 10% owner group

NEWTYN TE PARTNERS, LP · CIK 0001548709 · Member of 10% owner group

Newtyn Capital Partners, LP · CIK 0001789643 · Member of 10% owner group

Ledo Capital, LLC · CIK 0001789647 · Member of 10% owner group

Levy Noah G. · CIK 0001788608 · Member of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,655,000

F1 · ownership.nature: Newtyn Partners, LP ("NP") and Newtyn TE Partners, LP ("NTE") directly hold 1,117,299 and 684,796 shares, respectively, of common stock of Garrett Motion Inc. (the "Company"). Newtyn Management, LLC ("NM") is the investment manager of NP and NTE. Newtyn Capital Partners, LP ("NCP") is the general partner to each of NP and NTE. Ledo Capital, LLC ("Ledo") is the general partner to NCP. Mr. Noah Levy is managing member to NM. NP, NTE, NM, NCP, Ledo and Mr. Levy are collectively referred to as the "Reporting Persons."

Read SEC document
January 04, 2021 Filed Jan 12, 2021 02:10 UTC Garrett Motion Inc. GTX · Entity 1720 PurchaseCommon Stock 60,112 $4.40 $264,613.02
Disclosure

SEC source: 0000899243-21-001417 · doc4.xml · nonDerivative · entry 1

Newtyn Management, LLC · CIK 0001569241 · Member of 10% owner group

NEWTYN PARTNERS, LP · CIK 0001548707 · Member of 10% owner group

NEWTYN TE PARTNERS, LP · CIK 0001548709 · Member of 10% owner group

Newtyn Capital Partners, LP · CIK 0001789643 · Member of 10% owner group

Ledo Capital, LLC · CIK 0001789647 · Member of 10% owner group

Levy Noah G. · CIK 0001788608 · Member of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,715,112

F1 · ownership.nature: Newtyn Partners, LP ("NP") and Newtyn TE Partners, LP ("NTE") directly hold 1,117,299 and 684,796 shares, respectively, of common stock of Garrett Motion Inc. (the "Company"). Newtyn Management, LLC ("NM") is the investment manager of NP and NTE. Newtyn Capital Partners, LP ("NCP") is the general partner to each of NP and NTE. Ledo Capital, LLC ("Ledo") is the general partner to NCP. Mr. Noah Levy is managing member to NM. NP, NTE, NM, NCP, Ledo and Mr. Levy are collectively referred to as the "Reporting Persons."

Read SEC document
December 01, 2020 Filed Dec 3, 2020 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 12,417 $4.00 $49,656.82
Disclosure

SEC source: 0000899243-20-032668 · doc4.xml · nonDerivative · entry 2

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 652,241

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.955 to $4.000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 17,359 $4.00 $69,420.38
Disclosure

SEC source: 0000899243-20-032668 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 896,642

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.955 to $4.000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
November 24, 2020 Filed Nov 27, 2020 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 28,809 $3.65 $105,152.85
Disclosure

SEC source: 0000899243-20-032258 · doc4.xml · nonDerivative · entry 2

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 639,824

F2 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
November 24, 2020 Filed Nov 27, 2020 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 40,278 $3.65 $147,014.70
Disclosure

SEC source: 0000899243-20-032258 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 879,283

F1 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 23,556 $3.65 $85,863.98
Disclosure

SEC source: 0000899243-20-031115 · doc4.xml · nonDerivative · entry 2

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 611,015

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.60 to $3.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 32,934 $3.65 $120,047.72
Disclosure

SEC source: 0000899243-20-031115 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 839,005

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.60 to $3.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

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August 13, 2020 Filed Aug 17, 2020 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 254 $3.50 $889.00
Disclosure

SEC source: 0000899243-20-022561 · doc4.xml · nonDerivative · entry 2

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 587,459

F2 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

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August 13, 2020 Filed Aug 17, 2020 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 354 $3.50 $1,239.00
Disclosure

SEC source: 0000899243-20-022561 · doc4.xml · nonDerivative · entry 1

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 806,071

F1 · ownership.nature: The shares are directly held by NP. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

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August 12, 2020 Filed Aug 13, 2020 16:05 UTC MERRIMACK PHARMACEUTICALS INC MACK · Entity 95770 PurchaseCommon Stock 834 $3.49 $2,913.16
Disclosure

SEC source: 0000899243-20-022283 · doc4.xml · nonDerivative · entry 4

Levy Noah G. · CIK 0001788608 · Director · See remarks

Newtyn Management, LLC · CIK 0001569241 · See Remarks

NEWTYN PARTNERS, LP · CIK 0001548707 · See Remarks

NEWTYN TE PARTNERS, LP · CIK 0001548709 · See Remarks

Newtyn Capital Partners, LP · CIK 0001789643 · See Remarks

Ledo Capital, LLC · CIK 0001789647 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 587,205

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.45 to $3.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: The shares are directly held Newtyn TE. The general partner of the Funds is NCP. The general partner of NCP is Ledo. The investment manager to the Funds is Newtyn Management. The managing member of Newtyn Management and Ledo and the portfolio manager to the Funds is Mr. Levy. Each of Newtyn Management, Ledo, NCP and Mr. Levy disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.