Tapewire

Nasdaq · USD

GTIM

Good Times Restaurants Inc.

Export transactions ↓
Tapewire entity
7779
SEC CIK
0000825324
Parsed reports
256

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2020 Filed Dec 22, 2020 21:18 UTC
KNUTSON SUSAN MController, Corp Secretary
SaleCommon Stock 597 $2.27 $1,355.19
Disclosure

SEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 13

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,906

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:18 UTC
KNUTSON SUSAN MController, Corp Secretary
SaleCommon Stock 2,040 $2.26 $4,610.40
Disclosure

SEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 12

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,503

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:18 UTC
KNUTSON SUSAN MController, Corp Secretary
SaleCommon Stock 1,265 $2.25 $2,846.25
Disclosure

SEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 11

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,543

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:18 UTC
KNUTSON SUSAN MController, Corp Secretary
SaleCommon Stock 52 $2.25 $116.74
Disclosure

SEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 10

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,808

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:18 UTC
KNUTSON SUSAN MController, Corp Secretary
SaleCommon Stock 1,066 $2.24 $2,387.84
Disclosure

SEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 9

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,860

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:18 UTC
KNUTSON SUSAN MController, Corp Secretary
SaleCommon Stock 1,600 $2.23 $3,568.00
Disclosure

SEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 8

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,926

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:18 UTC
KNUTSON SUSAN MController, Corp Secretary
SaleCommon Stock 1,324 $2.22 $2,939.28
Disclosure

SEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 7

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,526

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:18 UTC
KNUTSON SUSAN MController, Corp Secretary
SaleCommon Stock 200 $2.22 $443.00
Disclosure

SEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 6

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,850

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:18 UTC
KNUTSON SUSAN MController, Corp Secretary
SaleCommon Stock 129 $2.21 $285.35
Disclosure

SEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 5

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,050

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:18 UTC
KNUTSON SUSAN MController, Corp Secretary
SaleCommon Stock 3,299 $2.21 $7,291.12
Disclosure

SEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 4

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,179

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:18 UTC
KNUTSON SUSAN MController, Corp Secretary
SaleCommon Stock 959 $2.21 $2,119.39
Disclosure

SEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 3

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,478

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:18 UTC
KNUTSON SUSAN MController, Corp Secretary
SaleCommon Stock 300 $2.21 $661.50
Disclosure

SEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 2

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,437

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:18 UTC
KNUTSON SUSAN MController, Corp Secretary
SaleCommon Stock 500 $2.20 $1,100.00
Disclosure

SEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 1

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,737

Read SEC document
December 17, 2020 Filed Dec 21, 2020 23:45 UTC PurchaseCommon Stock 42,514 $2.25 $95,656.50
Disclosure

SEC source: 0001214659-20-010600 · marketforms-50701.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charles E. Jobson Irrevocable Trust

Disclosed balance after: 122,822

F1 · ownership.nature: Charles E. Jobson Irrevocable Trust, a trust in which the reporting person's children beneficially own 100%. The reporting person's spouse is the Trustee.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:00 UTC Exercise / conversionRestricted Stock Un · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009693 · marketforms-50136.xml · derivative · entry 5

JOBSON CHARLES E · CIK 0001232587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914

Underlying: Common Stock · 913 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

F5 · derivative.exercise_date: The Reporting Person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:00 UTC Exercise / conversionCommon Stock 913 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009693 · marketforms-50136.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,807,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:00 UTC
Maceda JasonDirector
Exercise / conversionRestricted Stock Units · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009694 · marketforms-50135.xml · derivative · entry 2

Maceda Jason · CIK 0001712351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914

Underlying: Restricted Stock Units · 913 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

F2 · derivative.exercise_date: The Reporting Person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:00 UTC
Maceda JasonDirector
Exercise / conversionCommon Stock 913 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009694 · marketforms-50135.xml · nonDerivative · entry 1

Maceda Jason · CIK 0001712351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:00 UTC Exercise / conversionRestricted Stock Units · Derivative 4,340 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009696 · marketforms-50138.xml · derivative · entry 3

Zink Ryan M · CIK 0001714035 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,341

Underlying: Common Stock · 4,340 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units ("RSU") into common stock (the "Converted Common Stock ").

F2 · derivative.exercise_date: The Reporting Person was granted 13,021 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:00 UTC Exercise / conversionCommon Stock 4,340 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009696 · marketforms-50138.xml · nonDerivative · entry 1

Zink Ryan M · CIK 0001714035 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units ("RSU") into common stock (the "Converted Common Stock ").

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:00 UTC Exercise / conversionRestricted Stock Units · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009695 · marketforms-50134.xml · derivative · entry 5

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914

Underlying: Common Stock · 913 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

F5 · derivative.exercise_date: The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:00 UTC Exercise / conversionCommon Stock 913 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009695 · marketforms-50134.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:00 UTC
KNUTSON SUSAN MController, Corp Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,934 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009690 · marketforms-50132.xml · derivative · entry 2

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,936

Underlying: Common Stock · 1,934 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

F2 · derivative.exercise_date: The Reporting Person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:00 UTC
KNUTSON SUSAN MController, Corp Secretary
Exercise / conversionCommon Stock 1,934 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009690 · marketforms-50132.xml · nonDerivative · entry 1

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:00 UTC Exercise / conversionRestricted Stock Units · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009692 · marketforms-50129.xml · derivative · entry 2

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914

Underlying: Common Stock · 913 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

F2 · derivative.exercise_date: The Reporting Person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:00 UTC Exercise / conversionCommon Stock 913 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009692 · marketforms-50129.xml · nonDerivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:00 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionRestricted Stock Units · Derivative 3,185 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009691 · marketforms-50130.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,186

Underlying: Common Stock · 3,185 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

F2 · derivative.exercise_date: The Reporting Person was granted 9,556 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:00 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionCommon Stock 3,185 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009691 · marketforms-50130.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

Read SEC document
November 16, 2020 Filed Dec 16, 2020 23:39 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionCommon Stock 7,984 $1.56 $12,455.04
Disclosure

SEC source: 0001214659-20-010494 · marketforms-50605.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon exercise of Incentive Stock Options (Right to Buy) granted to the reporting person on December 13, 2010 vesting at 1/5 of the total amount granted over five years.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 20:04 UTC PurchaseCommon Stock 3,300 $1.43 $4,719.00
Disclosure

SEC source: 0001214659-20-008291 · marketforms-49810.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 215,340

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 14:24 UTC Exercise / conversionCommon Stock 12,345 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-008195 · marketforms-49777.xml · nonDerivative · entry 1

Zink Ryan M · CIK 0001714035 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units ("RSU") into common stock (the "Converted Common Stock ").

Read SEC document
September 16, 2020 Filed Sep 18, 2020 22:14 UTC PurchaseCommon Stock 3,300 $1.45 $4,785.00
Disclosure

SEC source: 0001214659-20-007961 · marketforms-49700.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 212,040

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 20:57 UTC PurchaseCommon Stock 606 $1.51 $915.06
Disclosure

SEC source: 0001214659-20-007648 · marketforms-49570.xml · nonDerivative · entry 2

JOBSON CHARLES E · CIK 0001232587 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charles E. Jobson Irrevocable Trust

Disclosed balance after: 80,308

F1 · ownership.nature: Charles E. Jobson Irrevocable Trust, a trust in which the reporting person's children beneficially own 100%. The reporting person's spouse is the Trustee.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:43 UTC PurchaseCommon Stock 3,300 $1.52 $5,000.49
Disclosure

SEC source: 0001214659-20-007673 · marketforms-49595.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 211,340

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 20:57 UTC PurchaseCommon Stock 35,083 $1.50 $52,624.50
Disclosure

SEC source: 0001214659-20-007648 · marketforms-49570.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charles E. Jobson Irrevocable Trust

Disclosed balance after: 79,702

F1 · ownership.nature: Charles E. Jobson Irrevocable Trust, a trust in which the reporting person's children beneficially own 100%. The reporting person's spouse is the Trustee.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 21:56 UTC PurchaseCommon Stock 3,300 $1.57 $5,182.98
Disclosure

SEC source: 0001214659-20-007507 · marketforms-49532.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 208,040

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 20:10 UTC PurchaseCommon Stock 3,300 $1.70 $5,610.00
Disclosure

SEC source: 0001214659-20-007461 · marketforms-49523.xml · nonDerivative · entry 2

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 204,740

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 20:10 UTC PurchaseCommon Stock 4,382 $1.64 $7,186.48
Disclosure

SEC source: 0001214659-20-007461 · marketforms-49523.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 201,440

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
August 20, 2020 Filed Aug 20, 2020 21:36 UTC PurchaseCommon Stock 3,300 $1.55 $5,115.00
Disclosure

SEC source: 0001214659-20-007406 · marketforms-49495.xml · nonDerivative · entry 3

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 197,058

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 21:36 UTC PurchaseCommon Stock 14,401 $1.73 $24,913.73
Disclosure

SEC source: 0001214659-20-007406 · marketforms-49495.xml · nonDerivative · entry 2

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 193,758

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 21:36 UTC PurchaseCommon Stock 200 $1.30 $260.00
Disclosure

SEC source: 0001214659-20-007406 · marketforms-49495.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 179,357

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
June 29, 2020 Filed Jul 2, 2020 00:00 UTC
KNUTSON SUSAN MController, Corp Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,645 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-006034 · marketforms-49147.xml · derivative · entry 3

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,823

Underlying: Common Stock · 1,823 shares

Expires 2021-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

F3 · derivative.exercise_date: The Reporting Person was granted 5,467 Restricted Stock Units ("RSU") on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
June 29, 2020 Filed Jul 2, 2020 00:00 UTC
KNUTSON SUSAN MController, Corp Secretary
Tax withholdingCommon Stock 625 $1.18 $737.50
Disclosure

SEC source: 0001214659-20-006034 · marketforms-49147.xml · nonDerivative · entry 2

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,303

F2 · kind: Represents shares withheld to cover the exercise price of the options exercised.

Read SEC document
June 29, 2020 Filed Jul 2, 2020 00:00 UTC
KNUTSON SUSAN MController, Corp Secretary
Exercise / conversionCommon Stock 1,822 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-006034 · marketforms-49147.xml · nonDerivative · entry 1

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

Read SEC document
June 27, 2020 Filed Jul 2, 2020 00:00 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionRestricted Stock Units · Derivative 3,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-006035 · marketforms-49151.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,138

Underlying: Common Stock · 3,137 shares

Expires 2021-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Reporting Person was granted 9,412 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
June 27, 2020 Filed Jul 2, 2020 00:00 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionCommon Stock 3,137 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-006035 · marketforms-49151.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

F2 · shares: The Reporting Person was granted 9,412 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
June 27, 2020 Filed Jul 2, 2020 00:00 UTC Exercise / conversionCommon Stock 1,615 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-006033 · marketforms-49149.xml · nonDerivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 22:01 UTC PurchaseCommon Stock 13,571 $1.19 $16,176.63
Disclosure

SEC source: 0001214659-20-005942 · marketforms-49135.xml · nonDerivative · entry 2

JOBSON CHARLES E · CIK 0001232587 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charles E. Jobson Irrevocable Trust

Disclosed balance after: 44,619

F1 · ownership.nature: Charles E. Jobson Irrevocable Trust, a trust in which the reporting person's children beneficially own 100%. The reporting person's spouse is the Trustee.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:01 UTC PurchaseCommon Stock 4,400 $1.21 $5,324.00
Disclosure

SEC source: 0001214659-20-005943 · marketforms-49136.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 169,571

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:01 UTC PurchaseCommon Stock 7,910 $1.20 $9,492.00
Disclosure

SEC source: 0001214659-20-005942 · marketforms-49135.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charles E. Jobson Irrevocable Trust

Disclosed balance after: 31,048

F1 · ownership.nature: Charles E. Jobson Irrevocable Trust, a trust in which the reporting person's children beneficially own 100%. The reporting person's spouse is the Trustee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.