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GUIDED THERAPEUTICS INC

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7610
SEC CIK
0000924515
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49

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2026 Filed Apr 7, 2026 19:14 UTC
Imhoff John EDirector · 10% owner
ConversionConvertible Promissory Note · Derivative 157,417 $0.07 Strike: $0.07 $11,019.19
Disclosure

SEC source: 0001477932-26-002052 · form4.xml · derivative · entry 6

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 156,086 shares

Expires 2027-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On March 31, 2026, Dr. Imhoff converted $11,019.18 outstanding under a September 25, 2025 Convertible Promissory Note into 157,417 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $1,019.18 of accrued interest. Following the reported conversion, $110,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

F4 · shares: On March 31, 2026, Dr. Imhoff converted $11,019.18 outstanding under a September 25, 2025 Convertible Promissory Note into 157,417 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $1,019.18 of accrued interest. Following the reported conversion, $110,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

F4 · derivative.underlying_shares: On March 31, 2026, Dr. Imhoff converted $11,019.18 outstanding under a September 25, 2025 Convertible Promissory Note into 157,417 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $1,019.18 of accrued interest. Following the reported conversion, $110,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

Read SEC document
March 31, 2026 Filed Apr 7, 2026 19:14 UTC
Imhoff John EDirector · 10% owner
ConversionCommon Stock 157,417 $0.07 $11,019.19
Disclosure

SEC source: 0001477932-26-002052 · form4.xml · nonDerivative · entry 4

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,252,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On March 31, 2026, Dr. Imhoff converted $11,019.18 outstanding under a September 25, 2025 Convertible Promissory Note into 157,417 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $1,019.18 of accrued interest. Following the reported conversion, $110,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

Read SEC document
March 26, 2026 Filed Apr 7, 2026 19:14 UTC
Imhoff John EDirector · 10% owner
OtherCommon Stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001477932-26-002052 · form4.xml · nonDerivative · entry 3

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,095,256

F3 · kind: On March 26, 2026, Mr. Imhoff converted 10 shares of Series F preferred stock into 40,000 shares of common stock. The Series F preferred stock had a stated value of $1,000 and $0.25 conversion price.

F3 · price: On March 26, 2026, Mr. Imhoff converted 10 shares of Series F preferred stock into 40,000 shares of common stock. The Series F preferred stock had a stated value of $1,000 and $0.25 conversion price.

Read SEC document
March 26, 2026 Filed Apr 7, 2026 19:14 UTC
Imhoff John EDirector · 10% owner
OtherPreferred Series F Stock 10 Not disclosed Not disclosed
Disclosure

SEC source: 0001477932-26-002052 · form4.xml · nonDerivative · entry 2

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · kind: On March 26, 2026, Mr. Imhoff converted 10 shares of Series F preferred stock into 40,000 shares of common stock. The Series F preferred stock had a stated value of $1,000 and $0.25 conversion price.

F3 · price: On March 26, 2026, Mr. Imhoff converted 10 shares of Series F preferred stock into 40,000 shares of common stock. The Series F preferred stock had a stated value of $1,000 and $0.25 conversion price.

Read SEC document
March 26, 2026 Filed Apr 7, 2026 19:14 UTC
Imhoff John EDirector · 10% owner
OtherCommon Stock 2,157 Not disclosed Not disclosed
Disclosure

SEC source: 0001477932-26-002052 · form4.xml · nonDerivative · entry 1

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,055,256

F2 · kind: These shares were issued for payment of accrued dividends on the reporting individual's Series F preferred stock, at a conversion price of $0.2773.

F2 · price: These shares were issued for payment of accrued dividends on the reporting individual's Series F preferred stock, at a conversion price of $0.2773.

Read SEC document
March 26, 2026 Filed May 5, 2026 22:21 UTC
Blumberg Richard P.Director · 10% owner
OtherCommon Stock 352,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001477932-26-002770 · form4.xml · nonDerivative · entry 7

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,391,311

F7 · kind: On March 26, 2026, Mr. Blumberg converted 88 shares of Series F-2 preferred stock into 352,000 shares of common stock. The Series F-2 preferred stock had a stated value of $1,000 and $0.25 conversion price.

F7 · price: On March 26, 2026, Mr. Blumberg converted 88 shares of Series F-2 preferred stock into 352,000 shares of common stock. The Series F-2 preferred stock had a stated value of $1,000 and $0.25 conversion price.

Read SEC document
March 26, 2026 Filed May 5, 2026 22:21 UTC
Blumberg Richard P.Director · 10% owner
OtherPreferred Series F-2 Stock 88 Not disclosed Not disclosed
Disclosure

SEC source: 0001477932-26-002770 · form4.xml · nonDerivative · entry 6

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F7 · kind: On March 26, 2026, Mr. Blumberg converted 88 shares of Series F-2 preferred stock into 352,000 shares of common stock. The Series F-2 preferred stock had a stated value of $1,000 and $0.25 conversion price.

F7 · price: On March 26, 2026, Mr. Blumberg converted 88 shares of Series F-2 preferred stock into 352,000 shares of common stock. The Series F-2 preferred stock had a stated value of $1,000 and $0.25 conversion price.

Read SEC document
March 26, 2026 Filed May 5, 2026 22:21 UTC
Blumberg Richard P.Director · 10% owner
OtherCommon Stock 19,038 Not disclosed Not disclosed
Disclosure

SEC source: 0001477932-26-002770 · form4.xml · nonDerivative · entry 5

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,039,311

F6 · kind: These shares were issued for payment of accrued dividends on the reporting individual's Series F-2 preferred stock, at a conversion price of $0.2773.

F6 · price: These shares were issued for payment of accrued dividends on the reporting individual's Series F-2 preferred stock, at a conversion price of $0.2773.

Read SEC document
March 26, 2026 Filed May 5, 2026 22:21 UTC
Blumberg Richard P.Director · 10% owner
OtherCommon Stock 1,040,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001477932-26-002770 · form4.xml · nonDerivative · entry 4

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,020,273

F5 · kind: On March 26, 2026, Mr. Blumberg converted 260 shares of Series F preferred stock into 1,040,000 shares of common stock. The Series F preferred stock had a stated value of $1,000 and $0.25 conversion price.

F5 · price: On March 26, 2026, Mr. Blumberg converted 260 shares of Series F preferred stock into 1,040,000 shares of common stock. The Series F preferred stock had a stated value of $1,000 and $0.25 conversion price.

Read SEC document
March 26, 2026 Filed May 5, 2026 22:21 UTC
Blumberg Richard P.Director · 10% owner
OtherPreferred Series F Stock 260 Not disclosed Not disclosed
Disclosure

SEC source: 0001477932-26-002770 · form4.xml · nonDerivative · entry 3

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F5 · kind: On March 26, 2026, Mr. Blumberg converted 260 shares of Series F preferred stock into 1,040,000 shares of common stock. The Series F preferred stock had a stated value of $1,000 and $0.25 conversion price.

F5 · price: On March 26, 2026, Mr. Blumberg converted 260 shares of Series F preferred stock into 1,040,000 shares of common stock. The Series F preferred stock had a stated value of $1,000 and $0.25 conversion price.

Read SEC document
March 26, 2026 Filed May 5, 2026 22:21 UTC
Blumberg Richard P.Director · 10% owner
OtherCommon Stock 56,093 Not disclosed Not disclosed
Disclosure

SEC source: 0001477932-26-002770 · form4.xml · nonDerivative · entry 2

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,980,273

F4 · kind: These shares were issued for payment of accrued dividends on the reporting individual's Series F preferred stock, at a conversion price of $0.2773.

F4 · price: These shares were issued for payment of accrued dividends on the reporting individual's Series F preferred stock, at a conversion price of $0.2773.

Read SEC document
March 10, 2026 Filed Apr 7, 2026 19:14 UTC
Imhoff John EDirector · 10% owner
GrantStock Options · Derivative 110,000 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001477932-26-002052 · form4.xml · derivative · entry 5

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2036-03-09

F1 · derivative.exercise_date: One-fourth of the shares subject to the award vested on March 10, 2026; the remaining shares will vest monthly, starting on June 10, 2026, subject to the reporting person's continued service on each such date, until the award is fully vested on March 10, 2029.

Read SEC document
March 10, 2026 Filed Apr 7, 2026 21:10 UTC
Grujic AlanDirector
GrantStock Options · Derivative 110,000 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001477932-26-002054 · form4.xml · derivative · entry 1

Grujic Alan · CIK 0001980904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2036-03-09

F1 · derivative.exercise_date: One-fourth of the shares subject to the award vested on March 10,2026; the remaining shares will vest monthly, starting on June 10, 2026, subject to the reporting person's continued service on each such date, until the award is fully vested on March 9, 2029.

Read SEC document
March 10, 2026 Filed Apr 7, 2026 17:53 UTC GrantStock Options · Derivative 110,000 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001477932-26-002048 · form4.xml · derivative · entry 1

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2036-03-09

F1 · derivative.exercise_date: One-fourth of the shares subject to the award vested on March 10, 2026; the remaining shares will vest monthly, starting on June 10, 2026, subject to the reporting person's continued service on each such date, until the award is fully vested on March 10, 2029.

Read SEC document
March 10, 2026 Filed May 5, 2026 22:21 UTC
Blumberg Richard P.Director · 10% owner
GrantStock Options · Derivative 110,000 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001477932-26-002770 · form4.xml · derivative · entry 14

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2036-03-09

F3 · derivative.exercise_date: One-fourth of the shares subject to the award vested on March 10, 2026; the remaining shares will vest monthly, starting on June 10, 2026, subject to the reporting person's continued service on each such date, until the award is fully vested on March 10, 2029.

Read SEC document
March 01, 2026 Filed May 5, 2026 22:21 UTC
Blumberg Richard P.Director · 10% owner
OtherWarrants · Derivative 900,000 $0.30 Strike: $0.30 $270,000.00
Disclosure

SEC source: 0001477932-26-002770 · form4.xml · derivative · entry 13

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,700,000

Underlying: Common Stock · 900,000 shares

Expires 2026-03-01

F2 · kind: 900,000 warrants to purchase shares of common stock with an exercise price of $0.30, with an issuance date of March 1, 2023, expired on March 1, 2026, without being exercised.

Read SEC document
February 27, 2026 Filed Mar 12, 2026 23:52 UTC
Imhoff John EDirector · 10% owner
ConversionConvertible Promissory Note · Derivative 156,086 $0.07 Strike: $0.07 $10,926.02
Disclosure

SEC source: 0001477932-26-001320 · form4.xml · derivative · entry 15

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 156,086 shares

Expires 2027-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: On February 26, 2026, Dr. Imhoff converted $10,926.03 outstanding under a September 25, 2025 Convertible Promissory Note into 156,086 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $926.03 of accrued interest. Following the reported conversion, $120,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

F6 · shares: On February 26, 2026, Dr. Imhoff converted $10,926.03 outstanding under a September 25, 2025 Convertible Promissory Note into 156,086 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $926.03 of accrued interest. Following the reported conversion, $120,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

F6 · price: On February 26, 2026, Dr. Imhoff converted $10,926.03 outstanding under a September 25, 2025 Convertible Promissory Note into 156,086 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $926.03 of accrued interest. Following the reported conversion, $120,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

F6 · derivative.underlying_shares: On February 26, 2026, Dr. Imhoff converted $10,926.03 outstanding under a September 25, 2025 Convertible Promissory Note into 156,086 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $926.03 of accrued interest. Following the reported conversion, $120,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

F6 · balance_after: On February 26, 2026, Dr. Imhoff converted $10,926.03 outstanding under a September 25, 2025 Convertible Promissory Note into 156,086 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $926.03 of accrued interest. Following the reported conversion, $120,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

Read SEC document
February 27, 2026 Filed Mar 12, 2026 23:52 UTC
Imhoff John EDirector · 10% owner
ConversionCommon Stock 156,086 $0.07 $10,926.02
Disclosure

SEC source: 0001477932-26-001320 · form4.xml · nonDerivative · entry 7

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,053,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: On February 26, 2026, Dr. Imhoff converted $10,926.03 outstanding under a September 25, 2025 Convertible Promissory Note into 156,086 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $926.03 of accrued interest. Following the reported conversion, $120,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

Read SEC document
February 27, 2026 Filed Mar 12, 2026 23:52 UTC
Imhoff John EDirector · 10% owner
OtherCommon Stock 400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001477932-26-001320 · form4.xml · nonDerivative · entry 6

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,897,013

F5 · kind: On February 27, 2026, Mr. Imhoff converted 100 shares of Series E preferred stock into 400,000 shares of common stock. The Series E preferred stock had a stated value of $1,000 and $0.25 conversion price.

F5 · price: On February 27, 2026, Mr. Imhoff converted 100 shares of Series E preferred stock into 400,000 shares of common stock. The Series E preferred stock had a stated value of $1,000 and $0.25 conversion price.

Read SEC document
February 27, 2026 Filed Mar 12, 2026 23:52 UTC
Imhoff John EDirector · 10% owner
OtherPreferred Series E Stock 100 Not disclosed Not disclosed
Disclosure

SEC source: 0001477932-26-001320 · form4.xml · nonDerivative · entry 5

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F5 · kind: On February 27, 2026, Mr. Imhoff converted 100 shares of Series E preferred stock into 400,000 shares of common stock. The Series E preferred stock had a stated value of $1,000 and $0.25 conversion price.

F5 · price: On February 27, 2026, Mr. Imhoff converted 100 shares of Series E preferred stock into 400,000 shares of common stock. The Series E preferred stock had a stated value of $1,000 and $0.25 conversion price.

Read SEC document
February 25, 2026 Filed Mar 4, 2026 20:44 UTC OtherWarrants · Derivative 100,000 Not disclosed Strike: $0.25 Not disclosed
Disclosure

SEC source: 0001477932-26-001162 · form4.xml · derivative · entry 6

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,778

Underlying: Common Stock · 100,000 shares

Expires 2026-02-25

F1 · price: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

Read SEC document
February 25, 2026 Filed Mar 4, 2026 20:44 UTC OtherWarrants · Derivative 100,000 Not disclosed Strike: $0.25 Not disclosed
Disclosure

SEC source: 0001477932-26-001162 · form4.xml · derivative · entry 5

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,778

Underlying: Common Stock · 100,000 shares

Expires 2026-02-25

F1 · kind: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

F1 · price: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

Read SEC document
February 25, 2026 Filed Mar 4, 2026 20:44 UTC OtherWarrants · Derivative 100,000 Not disclosed Strike: $0.65 Not disclosed
Disclosure

SEC source: 0001477932-26-001162 · form4.xml · derivative · entry 4

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2026-09-01

F1 · kind: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

F1 · price: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

Read SEC document
February 25, 2026 Filed Mar 4, 2026 20:44 UTC OtherWarrants · Derivative 100,000 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001477932-26-001162 · form4.xml · derivative · entry 3

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-09-01

F1 · kind: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

F1 · price: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

Read SEC document
February 25, 2026 Filed Mar 4, 2026 20:44 UTC OtherWarrants · Derivative 100,000 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001477932-26-001162 · form4.xml · derivative · entry 2

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2026-09-01

F1 · kind: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

F1 · price: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

Read SEC document
February 25, 2026 Filed Mar 4, 2026 20:44 UTC OtherCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001477932-26-001162 · form4.xml · nonDerivative · entry 1

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 653,495

F1 · price: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

Read SEC document
February 25, 2026 Filed Mar 12, 2026 23:52 UTC
Imhoff John EDirector · 10% owner
OtherWarrants · Derivative 500,000 Not disclosed Strike: $0.20 Not disclosed
Disclosure

SEC source: 0001477932-26-001320 · form4.xml · derivative · entry 14

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2026-02-25

F4 · price: During February 2026, Mr. Imhoff signed an exchange agreement pursuant to which 500,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 500,000 warrants with an exercise price of $0.20. The newly issued warrants were subsequently exercised upon payment of $100,000. In connection with the exchange agreement, the expiration date of 500,000 warrants with exercise price of $0.65 was extended for one year, until September 1, 2027.

Read SEC document
February 25, 2026 Filed Mar 12, 2026 23:52 UTC
Imhoff John EDirector · 10% owner
OtherWarrants · Derivative 500,000 Not disclosed Strike: $0.20 Not disclosed
Disclosure

SEC source: 0001477932-26-001320 · form4.xml · derivative · entry 13

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2026-02-25

F4 · kind: During February 2026, Mr. Imhoff signed an exchange agreement pursuant to which 500,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 500,000 warrants with an exercise price of $0.20. The newly issued warrants were subsequently exercised upon payment of $100,000. In connection with the exchange agreement, the expiration date of 500,000 warrants with exercise price of $0.65 was extended for one year, until September 1, 2027.

F4 · price: During February 2026, Mr. Imhoff signed an exchange agreement pursuant to which 500,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 500,000 warrants with an exercise price of $0.20. The newly issued warrants were subsequently exercised upon payment of $100,000. In connection with the exchange agreement, the expiration date of 500,000 warrants with exercise price of $0.65 was extended for one year, until September 1, 2027.

Read SEC document
February 25, 2026 Filed Mar 12, 2026 23:52 UTC
Imhoff John EDirector · 10% owner
OtherWarrants · Derivative 500,000 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001477932-26-001320 · form4.xml · derivative · entry 12

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2026-09-01

F4 · kind: During February 2026, Mr. Imhoff signed an exchange agreement pursuant to which 500,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 500,000 warrants with an exercise price of $0.20. The newly issued warrants were subsequently exercised upon payment of $100,000. In connection with the exchange agreement, the expiration date of 500,000 warrants with exercise price of $0.65 was extended for one year, until September 1, 2027.

F4 · price: During February 2026, Mr. Imhoff signed an exchange agreement pursuant to which 500,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 500,000 warrants with an exercise price of $0.20. The newly issued warrants were subsequently exercised upon payment of $100,000. In connection with the exchange agreement, the expiration date of 500,000 warrants with exercise price of $0.65 was extended for one year, until September 1, 2027.

Read SEC document
February 25, 2026 Filed Mar 12, 2026 23:52 UTC
Imhoff John EDirector · 10% owner
OtherWarrants · Derivative 500,000 Not disclosed Strike: $0.65 Not disclosed
Disclosure

SEC source: 0001477932-26-001320 · form4.xml · derivative · entry 11

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2027-09-01

F4 · kind: During February 2026, Mr. Imhoff signed an exchange agreement pursuant to which 500,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 500,000 warrants with an exercise price of $0.20. The newly issued warrants were subsequently exercised upon payment of $100,000. In connection with the exchange agreement, the expiration date of 500,000 warrants with exercise price of $0.65 was extended for one year, until September 1, 2027.

F4 · price: During February 2026, Mr. Imhoff signed an exchange agreement pursuant to which 500,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 500,000 warrants with an exercise price of $0.20. The newly issued warrants were subsequently exercised upon payment of $100,000. In connection with the exchange agreement, the expiration date of 500,000 warrants with exercise price of $0.65 was extended for one year, until September 1, 2027.

Read SEC document
February 25, 2026 Filed Mar 12, 2026 23:52 UTC
Imhoff John EDirector · 10% owner
OtherWarrants · Derivative 500,000 Not disclosed Strike: $0.65 Not disclosed
Disclosure

SEC source: 0001477932-26-001320 · form4.xml · derivative · entry 10

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2026-09-01

F4 · kind: During February 2026, Mr. Imhoff signed an exchange agreement pursuant to which 500,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 500,000 warrants with an exercise price of $0.20. The newly issued warrants were subsequently exercised upon payment of $100,000. In connection with the exchange agreement, the expiration date of 500,000 warrants with exercise price of $0.65 was extended for one year, until September 1, 2027.

F4 · price: During February 2026, Mr. Imhoff signed an exchange agreement pursuant to which 500,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 500,000 warrants with an exercise price of $0.20. The newly issued warrants were subsequently exercised upon payment of $100,000. In connection with the exchange agreement, the expiration date of 500,000 warrants with exercise price of $0.65 was extended for one year, until September 1, 2027.

Read SEC document
February 25, 2026 Filed Mar 12, 2026 23:52 UTC
Imhoff John EDirector · 10% owner
OtherCommon Stock 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001477932-26-001320 · form4.xml · nonDerivative · entry 4

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,497,013

F4 · price: During February 2026, Mr. Imhoff signed an exchange agreement pursuant to which 500,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 500,000 warrants with an exercise price of $0.20. The newly issued warrants were subsequently exercised upon payment of $100,000. In connection with the exchange agreement, the expiration date of 500,000 warrants with exercise price of $0.65 was extended for one year, until September 1, 2027.

Read SEC document
February 25, 2026 Filed May 5, 2026 22:21 UTC
Blumberg Richard P.Director · 10% owner
Exercise / conversionWarrants · Derivative 1,000,000 $0.20 Strike: $0.20 $200,000.00
Disclosure

SEC source: 0001477932-26-002770 · form4.xml · derivative · entry 12

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

F1 · price: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

Read SEC document
February 25, 2026 Filed May 5, 2026 22:21 UTC
Blumberg Richard P.Director · 10% owner
GrantWarrants · Derivative 1,000,000 Not disclosed Strike: $0.20 Not disclosed
Disclosure

SEC source: 0001477932-26-002770 · form4.xml · derivative · entry 11

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2026-02-25

F1 · kind: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

F1 · price: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

Read SEC document
February 25, 2026 Filed May 5, 2026 22:21 UTC
Blumberg Richard P.Director · 10% owner
Disposition to issuerWarrants · Derivative 1,000,000 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001477932-26-002770 · form4.xml · derivative · entry 10

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2026-09-01

F1 · kind: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

F1 · price: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

Read SEC document
February 25, 2026 Filed May 5, 2026 22:21 UTC
Blumberg Richard P.Director · 10% owner
GrantWarrants · Derivative 1,000,000 Not disclosed Strike: $0.65 Not disclosed
Disclosure

SEC source: 0001477932-26-002770 · form4.xml · derivative · entry 9

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2027-09-01

F1 · kind: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

F1 · price: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

Read SEC document
February 25, 2026 Filed May 5, 2026 22:21 UTC
Blumberg Richard P.Director · 10% owner
Disposition to issuerWarrants · Derivative 1,000,000 Not disclosed Strike: $0.65 Not disclosed
Disclosure

SEC source: 0001477932-26-002770 · form4.xml · derivative · entry 8

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2026-09-01

F1 · kind: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

F1 · price: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

Read SEC document
February 25, 2026 Filed May 5, 2026 22:21 UTC
Blumberg Richard P.Director · 10% owner
Exercise / conversionCommon Stock 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001477932-26-002770 · form4.xml · nonDerivative · entry 1

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,924,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

Read SEC document
February 02, 2026 Filed Mar 12, 2026 23:52 UTC
Imhoff John EDirector · 10% owner
ConversionConvertible Promissory Note · Derivative 312,720 Not disclosed Strike: $0.07 Not disclosed
Disclosure

SEC source: 0001477932-26-001320 · form4.xml · derivative · entry 9

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 312,720 shares

Expires 2027-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On February 2, 2026, Dr. Imhoff converted $21,890.41 outstanding under a September 25, 2025 Convertible Promissory Note into 312,720 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $20,000 of principal and $1,890.41 of accrued interest. Following the reported conversion, $130,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

F3 · shares: On February 2, 2026, Dr. Imhoff converted $21,890.41 outstanding under a September 25, 2025 Convertible Promissory Note into 312,720 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $20,000 of principal and $1,890.41 of accrued interest. Following the reported conversion, $130,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

F3 · price: On February 2, 2026, Dr. Imhoff converted $21,890.41 outstanding under a September 25, 2025 Convertible Promissory Note into 312,720 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $20,000 of principal and $1,890.41 of accrued interest. Following the reported conversion, $130,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

F3 · derivative.underlying_shares: On February 2, 2026, Dr. Imhoff converted $21,890.41 outstanding under a September 25, 2025 Convertible Promissory Note into 312,720 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $20,000 of principal and $1,890.41 of accrued interest. Following the reported conversion, $130,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

F3 · balance_after: On February 2, 2026, Dr. Imhoff converted $21,890.41 outstanding under a September 25, 2025 Convertible Promissory Note into 312,720 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $20,000 of principal and $1,890.41 of accrued interest. Following the reported conversion, $130,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

Read SEC document
February 02, 2026 Filed Mar 12, 2026 23:52 UTC
Imhoff John EDirector · 10% owner
ConversionCommon Stock 312,720 $0.07 $21,890.40
Disclosure

SEC source: 0001477932-26-001320 · form4.xml · nonDerivative · entry 3

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,997,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On February 2, 2026, Dr. Imhoff converted $21,890.41 outstanding under a September 25, 2025 Convertible Promissory Note into 312,720 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $20,000 of principal and $1,890.41 of accrued interest. Following the reported conversion, $130,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

Read SEC document
January 05, 2026 Filed Mar 12, 2026 23:52 UTC
Imhoff John EDirector · 10% owner
OtherCommon Stock 25,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001477932-26-001320 · form4.xml · nonDerivative · entry 2

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,684,293

F2 · kind: These shares were issued for payment of accrued dividends on the reporting individual's Series E preferred stock, at a conversion price of $0.3157.

F2 · price: These shares were issued for payment of accrued dividends on the reporting individual's Series E preferred stock, at a conversion price of $0.3157.

Read SEC document
December 18, 2025 Filed Mar 12, 2026 23:52 UTC
Imhoff John EDirector · 10% owner
ConversionConvertible Promissory Note · Derivative 195,460 Not disclosed Strike: $0.07 Not disclosed
Disclosure

SEC source: 0001477932-26-001320 · form4.xml · derivative · entry 8

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 195,460 shares

Expires 2027-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 18, 2025, Dr. Imhoff converted $13,682.19 outstanding under a September 25, 2025 Convertible Promissory Note into 195,460 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $3,682.19 of accrued interest. Following the reported conversion, $150,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

F1 · shares: On December 18, 2025, Dr. Imhoff converted $13,682.19 outstanding under a September 25, 2025 Convertible Promissory Note into 195,460 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $3,682.19 of accrued interest. Following the reported conversion, $150,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

F1 · price: On December 18, 2025, Dr. Imhoff converted $13,682.19 outstanding under a September 25, 2025 Convertible Promissory Note into 195,460 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $3,682.19 of accrued interest. Following the reported conversion, $150,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

F1 · derivative.underlying_shares: On December 18, 2025, Dr. Imhoff converted $13,682.19 outstanding under a September 25, 2025 Convertible Promissory Note into 195,460 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $3,682.19 of accrued interest. Following the reported conversion, $150,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

F1 · balance_after: On December 18, 2025, Dr. Imhoff converted $13,682.19 outstanding under a September 25, 2025 Convertible Promissory Note into 195,460 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $3,682.19 of accrued interest. Following the reported conversion, $150,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

Read SEC document
December 18, 2025 Filed Mar 12, 2026 23:52 UTC
Imhoff John EDirector · 10% owner
ConversionCommon Stock 195,460 $0.07 $13,682.20
Disclosure

SEC source: 0001477932-26-001320 · form4.xml · nonDerivative · entry 1

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,658,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 18, 2025, Dr. Imhoff converted $13,682.19 outstanding under a September 25, 2025 Convertible Promissory Note into 195,460 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $3,682.19 of accrued interest. Following the reported conversion, $150,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note.

Read SEC document
August 29, 2025 Filed Sep 5, 2025 20:25 UTC
Grujic AlanDirector
PurchaseWarrants · Derivative 152,108 Not disclosed Strike: $0.25 Not disclosed
Disclosure

SEC source: 0001477932-25-006531 · form4.xml · derivative · entry 5

Grujic Alan · CIK 0001980904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,108

Underlying: Common Stock · 152,108 shares

Expires 2029-08-28

F3 · kind: On August 29, 2025, the Company closed on Tranche 4 Private Financing. The Company simultaneously entered into a Securities Purchase Agreement and an exchange agreement with Mr. Grujic, whereby Mr. Grujic agreed to exchange a $25,000 note payable and accrued interest of $2,379.45 for an aggregate of 152,108 units, each unit consisting of one share of common stock and one warrant to purchase up to 152,108 shares of common stock (the "August Warrants"). The August Warrants were immediately exercisable upon issuance and will expire in four years following the issuance date and have an exercise price of $0.25 per share.

F3 · price: On August 29, 2025, the Company closed on Tranche 4 Private Financing. The Company simultaneously entered into a Securities Purchase Agreement and an exchange agreement with Mr. Grujic, whereby Mr. Grujic agreed to exchange a $25,000 note payable and accrued interest of $2,379.45 for an aggregate of 152,108 units, each unit consisting of one share of common stock and one warrant to purchase up to 152,108 shares of common stock (the "August Warrants"). The August Warrants were immediately exercisable upon issuance and will expire in four years following the issuance date and have an exercise price of $0.25 per share.

Read SEC document
August 29, 2025 Filed Sep 5, 2025 20:25 UTC
Grujic AlanDirector
PurchaseCommon Stock 152,108 Not disclosed Not disclosed
Disclosure

SEC source: 0001477932-25-006531 · form4.xml · nonDerivative · entry 4

Grujic Alan · CIK 0001980904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,817,541

F3 · kind: On August 29, 2025, the Company closed on Tranche 4 Private Financing. The Company simultaneously entered into a Securities Purchase Agreement and an exchange agreement with Mr. Grujic, whereby Mr. Grujic agreed to exchange a $25,000 note payable and accrued interest of $2,379.45 for an aggregate of 152,108 units, each unit consisting of one share of common stock and one warrant to purchase up to 152,108 shares of common stock (the "August Warrants"). The August Warrants were immediately exercisable upon issuance and will expire in four years following the issuance date and have an exercise price of $0.25 per share.

F3 · price: On August 29, 2025, the Company closed on Tranche 4 Private Financing. The Company simultaneously entered into a Securities Purchase Agreement and an exchange agreement with Mr. Grujic, whereby Mr. Grujic agreed to exchange a $25,000 note payable and accrued interest of $2,379.45 for an aggregate of 152,108 units, each unit consisting of one share of common stock and one warrant to purchase up to 152,108 shares of common stock (the "August Warrants"). The August Warrants were immediately exercisable upon issuance and will expire in four years following the issuance date and have an exercise price of $0.25 per share.

Read SEC document
August 29, 2025 Filed Sep 5, 2025 20:16 UTC
Imhoff John EDirector · 10% owner
PurchaseWarrants · Derivative 166,667 Not disclosed Strike: $0.25 Not disclosed
Disclosure

SEC source: 0001477932-25-006528 · form4.xml · derivative · entry 5

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,667

Underlying: Common Stock · 166,667 shares

Expires 2029-08-29

F3 · kind: On August 29, 2025, the Company entered into a Securities Purchase Agreement with Dr. Imhoff, pursuant to which the Company agreed to sell, for a total price of $30,000, 166,667 units, each unit consisting of one share of common stock and one warrant to purchase up to 166,667 shares of common stock (the "August Warrants"). The August Warrants were immediately exercisable upon issuance, expire four years following the issuance date and have an exercise price of $0.25 per share.

F3 · price: On August 29, 2025, the Company entered into a Securities Purchase Agreement with Dr. Imhoff, pursuant to which the Company agreed to sell, for a total price of $30,000, 166,667 units, each unit consisting of one share of common stock and one warrant to purchase up to 166,667 shares of common stock (the "August Warrants"). The August Warrants were immediately exercisable upon issuance, expire four years following the issuance date and have an exercise price of $0.25 per share.

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August 29, 2025 Filed Sep 5, 2025 20:16 UTC
Imhoff John EDirector · 10% owner
PurchaseCommon Stock 166,667 $0.18 $30,000.06
Disclosure

SEC source: 0001477932-25-006528 · form4.xml · nonDerivative · entry 4

Imhoff John E · CIK 0001348439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,463,495

F3 · kind: On August 29, 2025, the Company entered into a Securities Purchase Agreement with Dr. Imhoff, pursuant to which the Company agreed to sell, for a total price of $30,000, 166,667 units, each unit consisting of one share of common stock and one warrant to purchase up to 166,667 shares of common stock (the "August Warrants"). The August Warrants were immediately exercisable upon issuance, expire four years following the issuance date and have an exercise price of $0.25 per share.

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August 29, 2025 Filed Sep 5, 2025 15:50 UTC PurchaseWarrants · Derivative 27,778 Not disclosed Strike: $0.25 Not disclosed
Disclosure

SEC source: 0001477932-25-006513 · form4.xml · derivative · entry 2

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,778

Underlying: Common Stock · 27,778 shares

Expires 2029-08-28

F1 · kind: On August 29, 2025, the Company entered into a Securities Purchase Agreement with Mr. James, pursuant to which the Company agreed to sell, for a total price of $5,000, an aggregate of 27,778 units, each unit consisting of one share of common stock and one warrant to purchase up to 27,778 shares of common stock (the "August Warrants"). The August Warrants were immediately exercisable upon issuance and will expire in four years following the issuance date and have an exercise price of $0.25 per share.

F1 · price: On August 29, 2025, the Company entered into a Securities Purchase Agreement with Mr. James, pursuant to which the Company agreed to sell, for a total price of $5,000, an aggregate of 27,778 units, each unit consisting of one share of common stock and one warrant to purchase up to 27,778 shares of common stock (the "August Warrants"). The August Warrants were immediately exercisable upon issuance and will expire in four years following the issuance date and have an exercise price of $0.25 per share.

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August 29, 2025 Filed Sep 5, 2025 15:50 UTC PurchaseCommon Stock 27,778 $0.18 $5,000.04
Disclosure

SEC source: 0001477932-25-006513 · form4.xml · nonDerivative · entry 1

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 553,495

F1 · kind: On August 29, 2025, the Company entered into a Securities Purchase Agreement with Mr. James, pursuant to which the Company agreed to sell, for a total price of $5,000, an aggregate of 27,778 units, each unit consisting of one share of common stock and one warrant to purchase up to 27,778 shares of common stock (the "August Warrants"). The August Warrants were immediately exercisable upon issuance and will expire in four years following the issuance date and have an exercise price of $0.25 per share.

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August 21, 2025 Filed Sep 5, 2025 20:25 UTC
Grujic AlanDirector
OtherCommon Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001477932-25-006531 · form4.xml · nonDerivative · entry 3

Grujic Alan · CIK 0001980904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,665,433

F2 · kind: On August 21, 2025, Mr. Grujic converted 50 shares of Series E preferred stock into 200,000 shares of common stock. The Series E preferred stock had a stated value of $1,000 and $0.25 conversion price.

F2 · price: On August 21, 2025, Mr. Grujic converted 50 shares of Series E preferred stock into 200,000 shares of common stock. The Series E preferred stock had a stated value of $1,000 and $0.25 conversion price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.