Blumberg Richard P.

SEC source: 0001477932-26-002770 · form4.xml · nonDerivative · entry 7

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,391,311

F7 · kind: On March 26, 2026, Mr. Blumberg converted 88 shares of Series F-2 preferred stock into 352,000 shares of common stock. The Series F-2 preferred stock had a stated value of $1,000 and $0.25 conversion price.

F7 · price: On March 26, 2026, Mr. Blumberg converted 88 shares of Series F-2 preferred stock into 352,000 shares of common stock. The Series F-2 preferred stock had a stated value of $1,000 and $0.25 conversion price.

SEC source: 0001477932-26-002770 · form4.xml · nonDerivative · entry 6

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F7 · kind: On March 26, 2026, Mr. Blumberg converted 88 shares of Series F-2 preferred stock into 352,000 shares of common stock. The Series F-2 preferred stock had a stated value of $1,000 and $0.25 conversion price.

F7 · price: On March 26, 2026, Mr. Blumberg converted 88 shares of Series F-2 preferred stock into 352,000 shares of common stock. The Series F-2 preferred stock had a stated value of $1,000 and $0.25 conversion price.

SEC source: 0001477932-26-002770 · form4.xml · nonDerivative · entry 5

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,039,311

F6 · kind: These shares were issued for payment of accrued dividends on the reporting individual's Series F-2 preferred stock, at a conversion price of $0.2773.

F6 · price: These shares were issued for payment of accrued dividends on the reporting individual's Series F-2 preferred stock, at a conversion price of $0.2773.

SEC source: 0001477932-26-002770 · form4.xml · nonDerivative · entry 4

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,020,273

F5 · kind: On March 26, 2026, Mr. Blumberg converted 260 shares of Series F preferred stock into 1,040,000 shares of common stock. The Series F preferred stock had a stated value of $1,000 and $0.25 conversion price.

F5 · price: On March 26, 2026, Mr. Blumberg converted 260 shares of Series F preferred stock into 1,040,000 shares of common stock. The Series F preferred stock had a stated value of $1,000 and $0.25 conversion price.

SEC source: 0001477932-26-002770 · form4.xml · nonDerivative · entry 3

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F5 · kind: On March 26, 2026, Mr. Blumberg converted 260 shares of Series F preferred stock into 1,040,000 shares of common stock. The Series F preferred stock had a stated value of $1,000 and $0.25 conversion price.

F5 · price: On March 26, 2026, Mr. Blumberg converted 260 shares of Series F preferred stock into 1,040,000 shares of common stock. The Series F preferred stock had a stated value of $1,000 and $0.25 conversion price.

SEC source: 0001477932-26-002770 · form4.xml · nonDerivative · entry 2

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,980,273

F4 · kind: These shares were issued for payment of accrued dividends on the reporting individual's Series F preferred stock, at a conversion price of $0.2773.

F4 · price: These shares were issued for payment of accrued dividends on the reporting individual's Series F preferred stock, at a conversion price of $0.2773.

SEC source: 0001477932-26-002770 · form4.xml · derivative · entry 14

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2036-03-09

F3 · derivative.exercise_date: One-fourth of the shares subject to the award vested on March 10, 2026; the remaining shares will vest monthly, starting on June 10, 2026, subject to the reporting person's continued service on each such date, until the award is fully vested on March 10, 2029.

SEC source: 0001477932-26-002770 · form4.xml · derivative · entry 13

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,700,000

Underlying: Common Stock · 900,000 shares

Expires 2026-03-01

F2 · kind: 900,000 warrants to purchase shares of common stock with an exercise price of $0.30, with an issuance date of March 1, 2023, expired on March 1, 2026, without being exercised.

SEC source: 0001477932-26-002770 · form4.xml · derivative · entry 12

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

F1 · price: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

SEC source: 0001477932-26-002770 · form4.xml · derivative · entry 11

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2026-02-25

F1 · kind: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

F1 · price: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

SEC source: 0001477932-26-002770 · form4.xml · derivative · entry 10

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2026-09-01

F1 · kind: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

F1 · price: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

SEC source: 0001477932-26-002770 · form4.xml · derivative · entry 9

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2027-09-01

F1 · kind: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

F1 · price: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

SEC source: 0001477932-26-002770 · form4.xml · derivative · entry 8

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2026-09-01

F1 · kind: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

F1 · price: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

SEC source: 0001477932-26-002770 · form4.xml · nonDerivative · entry 1

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,924,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: During February 2026, Mr. Blumberg entered into an exchange agreement pursuant to which 1,000,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 1,000,000 warrants with an exercise price of $0.20. The newly issued warrants were immediately exercised upon payment of $200,000. In connection with the exchange agreement, the expiration date of 1,000,000 warrants with an exercise price of $0.65 was extended for one year, until September 1, 2027.

SEC source: 0001477932-25-006522 · form4.xml · nonDerivative · entry 5

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,924,180

F5 · kind: On August 21, 2025, Mr. Blumberg (WMB Pension Plan fbo Richard Blumberg) converted 233 shares of Series E preferred stock into 932,000 shares of common stock. The Series E preferred stock had a stated value of $1,000 and $0.25 exercise price.

F5 · price: On August 21, 2025, Mr. Blumberg (WMB Pension Plan fbo Richard Blumberg) converted 233 shares of Series E preferred stock into 932,000 shares of common stock. The Series E preferred stock had a stated value of $1,000 and $0.25 exercise price.

SEC source: 0001477932-25-006522 · form4.xml · nonDerivative · entry 4

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F5 · kind: On August 21, 2025, Mr. Blumberg (WMB Pension Plan fbo Richard Blumberg) converted 233 shares of Series E preferred stock into 932,000 shares of common stock. The Series E preferred stock had a stated value of $1,000 and $0.25 exercise price.

F5 · price: On August 21, 2025, Mr. Blumberg (WMB Pension Plan fbo Richard Blumberg) converted 233 shares of Series E preferred stock into 932,000 shares of common stock. The Series E preferred stock had a stated value of $1,000 and $0.25 exercise price.

SEC source: 0001477932-25-006522 · form4.xml · nonDerivative · entry 3

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,992,180

F4 · kind: These shares were issued for payment of accrued dividends on the reporting individual's Series E preferred stock, at a conversion price of $0.2298.

F4 · price: These shares were issued for payment of accrued dividends on the reporting individual's Series E preferred stock, at a conversion price of $0.2298.

SEC source: 0001477932-25-006522 · form4.xml · derivative · entry 6

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2035-06-02

F3 · derivative.exercise_date: One-fourth of the shares are subject to the award vested on June 3, 2025; the remaining shares will vest monthly, starting on September 3, 2025, subject to the reporting person's continued service on each such date, until the award is fully vested on June 2, 2028.

SEC source: 0001477932-25-006522 · form4.xml · nonDerivative · entry 2

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,911,059

F2 · kind: These shares were issued for payment of accrued dividends on the reporting individual's Series F-2 preferred stock, at a conversion price of $0.0943.

F2 · price: These shares were issued for payment of accrued dividends on the reporting individual's Series F-2 preferred stock, at a conversion price of $0.0943.

SEC source: 0001477932-25-006522 · form4.xml · nonDerivative · entry 1

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,855,206

F1 · kind: These shares were issued for payment of accrued dividends on the reporting individual's Series F preferred stock, at a conversion price of $0.0943.

F1 · price: These shares were issued for payment of accrued dividends on the reporting individual's Series F preferred stock, at a conversion price of $0.0943.

SEC source: 0001477932-24-006656 · form4.xml · nonDerivative · entry 1

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,689,725

F1 · kind: On March 10, 2021, the Company entered into a consulting agreement with Richard Blumberg, which was subsequently amended on September 30, 2021 and November 11, 2022. As a result of the consulting agreement Mr. Blumberg provided $350,000 to the Company in exchange for 1,600,000 common shares and 3,600,000 warrants to acquire common shares with an exercise price of $0.30. Issuance of the common stock and warrants was predicated on the Company obtaining financing totaling a minimum of $1.0 million and Mr. Blumberg's continued service for the Company. The common stock and warrants are required to be issued in four equal tranches. The common stock and warrants from the fourth tranche were issued on September 1, 2024 and October 14, 2024, respectively.

F1 · price: On March 10, 2021, the Company entered into a consulting agreement with Richard Blumberg, which was subsequently amended on September 30, 2021 and November 11, 2022. As a result of the consulting agreement Mr. Blumberg provided $350,000 to the Company in exchange for 1,600,000 common shares and 3,600,000 warrants to acquire common shares with an exercise price of $0.30. Issuance of the common stock and warrants was predicated on the Company obtaining financing totaling a minimum of $1.0 million and Mr. Blumberg's continued service for the Company. The common stock and warrants are required to be issued in four equal tranches. The common stock and warrants from the fourth tranche were issued on September 1, 2024 and October 14, 2024, respectively.

SEC source: 0001477932-24-006656 · form4.xml · derivative · entry 2

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,600,000

Underlying: Common shares · 900,000 shares

Expires 2027-09-01

F1 · kind: On March 10, 2021, the Company entered into a consulting agreement with Richard Blumberg, which was subsequently amended on September 30, 2021 and November 11, 2022. As a result of the consulting agreement Mr. Blumberg provided $350,000 to the Company in exchange for 1,600,000 common shares and 3,600,000 warrants to acquire common shares with an exercise price of $0.30. Issuance of the common stock and warrants was predicated on the Company obtaining financing totaling a minimum of $1.0 million and Mr. Blumberg's continued service for the Company. The common stock and warrants are required to be issued in four equal tranches. The common stock and warrants from the fourth tranche were issued on September 1, 2024 and October 14, 2024, respectively.

F1 · price: On March 10, 2021, the Company entered into a consulting agreement with Richard Blumberg, which was subsequently amended on September 30, 2021 and November 11, 2022. As a result of the consulting agreement Mr. Blumberg provided $350,000 to the Company in exchange for 1,600,000 common shares and 3,600,000 warrants to acquire common shares with an exercise price of $0.30. Issuance of the common stock and warrants was predicated on the Company obtaining financing totaling a minimum of $1.0 million and Mr. Blumberg's continued service for the Company. The common stock and warrants are required to be issued in four equal tranches. The common stock and warrants from the fourth tranche were issued on September 1, 2024 and October 14, 2024, respectively.

SEC source: 0001477932-24-005206 · form4.xml · nonDerivative · entry 1

Blumberg Richard P. · CIK 0001486345 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,289,725

F1 · kind: These shares were issued for payment of accrued dividends on the reporting individual's Series E preferred stock, at a conversion price of $0.1093.

F1 · price: These shares were issued for payment of accrued dividends on the reporting individual's Series E preferred stock, at a conversion price of $0.1093.

SEC source: 0001477932-24-005518 · form4.xml · derivative · entry 1

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 100,000 shares

Expires 2034-07-08

F1 · derivative.exercise_date: One-fourth of the shares subject to the award vested on July 9, 2024; the remaining shares will vest monthly, starting on October 9, 2024, subject to the reporting person's continued service on each such date, until the award is fully vested on July 8, 2027.

SEC source: 0001477932-24-001900 · form4.xml · nonDerivative · entry 2

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,119,162

F2 · kind: These shares were issued for payment of accrued dividends on the reporting individual's Series F-2 preferred stock, at a conversion price of $0.1361.

F2 · price: These shares were issued for payment of accrued dividends on the reporting individual's Series F-2 preferred stock, at a conversion price of $0.1361.

SEC source: 0001477932-24-001900 · form4.xml · nonDerivative · entry 1

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,080,269

F1 · kind: These shares were issued for payment of accrued dividends on the reporting individual's Series F preferred stock, at a conversion price of $0.1361.

F1 · price: These shares were issued for payment of accrued dividends on the reporting individual's Series F preferred stock, at a conversion price of $0.1361.

SEC source: 0001477932-24-001435 · form4.xml · derivative · entry 2

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,700,000

Underlying: Common shares · 900,000 shares

Expires 2027-03-01

F1 · kind: On March 10, 2021, the Company entered into a consulting agreement with Richard Blumberg, which was subsequently amended on September 30, 2021 and November 11, 2022. As a result of the consulting agreement Mr. Blumberg provided $350,000 to the Company in exchange for 1,600,000 common shares and 3,600,000 warrants to acquire common shares with an exercise price of $0.30. Issuance of the common stock and warrants was predicated on the Company obtaining financing totaling a minimum of $1.0 million and Mr. Blumberg's continued service for the Company. The common stock and warrants are required to be issued in four equal tranches. The third tranche was issued on March 1, 2024 and was due 18 months after the Company obtained the requisite financing. The remaining tranche is due September 2024.

F1 · price: On March 10, 2021, the Company entered into a consulting agreement with Richard Blumberg, which was subsequently amended on September 30, 2021 and November 11, 2022. As a result of the consulting agreement Mr. Blumberg provided $350,000 to the Company in exchange for 1,600,000 common shares and 3,600,000 warrants to acquire common shares with an exercise price of $0.30. Issuance of the common stock and warrants was predicated on the Company obtaining financing totaling a minimum of $1.0 million and Mr. Blumberg's continued service for the Company. The common stock and warrants are required to be issued in four equal tranches. The third tranche was issued on March 1, 2024 and was due 18 months after the Company obtained the requisite financing. The remaining tranche is due September 2024.

SEC source: 0001477932-24-001435 · form4.xml · nonDerivative · entry 1

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,965,357

F1 · kind: On March 10, 2021, the Company entered into a consulting agreement with Richard Blumberg, which was subsequently amended on September 30, 2021 and November 11, 2022. As a result of the consulting agreement Mr. Blumberg provided $350,000 to the Company in exchange for 1,600,000 common shares and 3,600,000 warrants to acquire common shares with an exercise price of $0.30. Issuance of the common stock and warrants was predicated on the Company obtaining financing totaling a minimum of $1.0 million and Mr. Blumberg's continued service for the Company. The common stock and warrants are required to be issued in four equal tranches. The third tranche was issued on March 1, 2024 and was due 18 months after the Company obtained the requisite financing. The remaining tranche is due September 2024.

F1 · price: On March 10, 2021, the Company entered into a consulting agreement with Richard Blumberg, which was subsequently amended on September 30, 2021 and November 11, 2022. As a result of the consulting agreement Mr. Blumberg provided $350,000 to the Company in exchange for 1,600,000 common shares and 3,600,000 warrants to acquire common shares with an exercise price of $0.30. Issuance of the common stock and warrants was predicated on the Company obtaining financing totaling a minimum of $1.0 million and Mr. Blumberg's continued service for the Company. The common stock and warrants are required to be issued in four equal tranches. The third tranche was issued on March 1, 2024 and was due 18 months after the Company obtained the requisite financing. The remaining tranche is due September 2024.

SEC source: 0001477932-23-009031 · form4.xml · derivative · entry 5

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 1,642,500 shares

Expires 2023-12-01

F1 · price: During November 2023, Mr. Blumberg signed an exchange agreement to exchange 1,825,000 warrants to purchase shares of common stock for an exercise price of $0.25, for 1,642,500 warrants to purchase shares of common stock for an exercise price of $0.12. The newly exchanged warrants were subsequently exercised upon payment of $197,100.

SEC source: 0001477932-23-009031 · form4.xml · nonDerivative · entry 1

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,565,357

F1 · price: During November 2023, Mr. Blumberg signed an exchange agreement to exchange 1,825,000 warrants to purchase shares of common stock for an exercise price of $0.25, for 1,642,500 warrants to purchase shares of common stock for an exercise price of $0.12. The newly exchanged warrants were subsequently exercised upon payment of $197,100.

SEC source: 0001477932-23-009031 · form4.xml · derivative · entry 4

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,642,500

Underlying: Common shares · 1,642,500 shares

Expires 2023-12-01

F1 · kind: During November 2023, Mr. Blumberg signed an exchange agreement to exchange 1,825,000 warrants to purchase shares of common stock for an exercise price of $0.25, for 1,642,500 warrants to purchase shares of common stock for an exercise price of $0.12. The newly exchanged warrants were subsequently exercised upon payment of $197,100.

F1 · price: During November 2023, Mr. Blumberg signed an exchange agreement to exchange 1,825,000 warrants to purchase shares of common stock for an exercise price of $0.25, for 1,642,500 warrants to purchase shares of common stock for an exercise price of $0.12. The newly exchanged warrants were subsequently exercised upon payment of $197,100.

SEC source: 0001477932-23-009031 · form4.xml · derivative · entry 3

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 950,000 shares

Expires 2024-01-01

F1 · kind: During November 2023, Mr. Blumberg signed an exchange agreement to exchange 1,825,000 warrants to purchase shares of common stock for an exercise price of $0.25, for 1,642,500 warrants to purchase shares of common stock for an exercise price of $0.12. The newly exchanged warrants were subsequently exercised upon payment of $197,100.

F1 · price: During November 2023, Mr. Blumberg signed an exchange agreement to exchange 1,825,000 warrants to purchase shares of common stock for an exercise price of $0.25, for 1,642,500 warrants to purchase shares of common stock for an exercise price of $0.12. The newly exchanged warrants were subsequently exercised upon payment of $197,100.

SEC source: 0001477932-23-009031 · form4.xml · derivative · entry 2

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 875,000 shares

Expires 2023-12-31

F1 · kind: During November 2023, Mr. Blumberg signed an exchange agreement to exchange 1,825,000 warrants to purchase shares of common stock for an exercise price of $0.25, for 1,642,500 warrants to purchase shares of common stock for an exercise price of $0.12. The newly exchanged warrants were subsequently exercised upon payment of $197,100.

F1 · price: During November 2023, Mr. Blumberg signed an exchange agreement to exchange 1,825,000 warrants to purchase shares of common stock for an exercise price of $0.25, for 1,642,500 warrants to purchase shares of common stock for an exercise price of $0.12. The newly exchanged warrants were subsequently exercised upon payment of $197,100.

SEC source: 0001477932-23-006982 · form4.xml · derivative · entry 3

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,800,000

Underlying: Common Shares · 900,000 shares

Expires 2026-09-01

F2 · kind: On March 10, 2021, the Company entered into a consulting agreement with Richard Blumberg, which was subsequently amended during the year ended December 31, 2021. As a result of the consulting agreement Mr.Blumberg provided $350,000 to the Company in exchange for 1,600,000 common shares and 3,600,000 warrants to acquire common shares with an exercise price of $0.30. Issuance of the common stock and warrants was predicated on the Company obtaining financing totaling a minimum of $1.0 million and Mr. Blumberg's continued service for the Company. The common stock and warrants are required to be issued in four equal tranches. The second tranche was issued on September 1, 2023 and was due 12 months after the Company obtained the requisite financing. The remaining two tranches are due in six-month installments until the final tranche is issued in September 2024.

F2 · price: On March 10, 2021, the Company entered into a consulting agreement with Richard Blumberg, which was subsequently amended during the year ended December 31, 2021. As a result of the consulting agreement Mr.Blumberg provided $350,000 to the Company in exchange for 1,600,000 common shares and 3,600,000 warrants to acquire common shares with an exercise price of $0.30. Issuance of the common stock and warrants was predicated on the Company obtaining financing totaling a minimum of $1.0 million and Mr. Blumberg's continued service for the Company. The common stock and warrants are required to be issued in four equal tranches. The second tranche was issued on September 1, 2023 and was due 12 months after the Company obtained the requisite financing. The remaining two tranches are due in six-month installments until the final tranche is issued in September 2024.

SEC source: 0001477932-23-006982 · form4.xml · nonDerivative · entry 2

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,922,857

F2 · kind: On March 10, 2021, the Company entered into a consulting agreement with Richard Blumberg, which was subsequently amended during the year ended December 31, 2021. As a result of the consulting agreement Mr.Blumberg provided $350,000 to the Company in exchange for 1,600,000 common shares and 3,600,000 warrants to acquire common shares with an exercise price of $0.30. Issuance of the common stock and warrants was predicated on the Company obtaining financing totaling a minimum of $1.0 million and Mr. Blumberg's continued service for the Company. The common stock and warrants are required to be issued in four equal tranches. The second tranche was issued on September 1, 2023 and was due 12 months after the Company obtained the requisite financing. The remaining two tranches are due in six-month installments until the final tranche is issued in September 2024.

F2 · price: On March 10, 2021, the Company entered into a consulting agreement with Richard Blumberg, which was subsequently amended during the year ended December 31, 2021. As a result of the consulting agreement Mr.Blumberg provided $350,000 to the Company in exchange for 1,600,000 common shares and 3,600,000 warrants to acquire common shares with an exercise price of $0.30. Issuance of the common stock and warrants was predicated on the Company obtaining financing totaling a minimum of $1.0 million and Mr. Blumberg's continued service for the Company. The common stock and warrants are required to be issued in four equal tranches. The second tranche was issued on September 1, 2023 and was due 12 months after the Company obtained the requisite financing. The remaining two tranches are due in six-month installments until the final tranche is issued in September 2024.

SEC source: 0001477932-23-006982 · form4.xml · nonDerivative · entry 1

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,522,857

F1 · kind: These shares were issued for payment of accrued dividends on WMB Pension Plan's Series E preferred stock, at a conversion price of $0.1777. WMB Pension Plan is beneficially owned by Rick Blumberg, the reporting individual.

F1 · price: These shares were issued for payment of accrued dividends on WMB Pension Plan's Series E preferred stock, at a conversion price of $0.1777. WMB Pension Plan is beneficially owned by Rick Blumberg, the reporting individual.

F1 · ownership.nature: These shares were issued for payment of accrued dividends on WMB Pension Plan's Series E preferred stock, at a conversion price of $0.1777. WMB Pension Plan is beneficially owned by Rick Blumberg, the reporting individual.

SEC source: 0001477932-23-004807 · form4.xml · nonDerivative · entry 3

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,417,943

F3 · kind: These shares were issued for payment of accrued dividends on the reporting individual's Series F and Series F-2 preferred stock, at a conversion price of $0.2712.

F3 · price: These shares were issued for payment of accrued dividends on the reporting individual's Series F and Series F-2 preferred stock, at a conversion price of $0.2712.

SEC source: 0001477932-23-004807 · form4.xml · nonDerivative · entry 2

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,340,965

F2 · price: During February 2023, Mr. Blumberg signed an exchange agreement to exchange 875,000 warrants to purchase shares of common stock for an exercise price of $0.25, for 831,250 warrants to purchase shares of common stock for an exercise price of $0.20. The newly exchanged warrants were subsequently exercised upon payment of $166,250.

SEC source: 0001477932-23-004807 · form4.xml · derivative · entry 7

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Shares · 900,000 shares

Expires 2026-03-01

F2 · kind: During February 2023, Mr. Blumberg signed an exchange agreement to exchange 875,000 warrants to purchase shares of common stock for an exercise price of $0.25, for 831,250 warrants to purchase shares of common stock for an exercise price of $0.20. The newly exchanged warrants were subsequently exercised upon payment of $166,250.

F1 · price: On March 10, 2021, the Company entered into a consulting agreement with Richard Blumberg, which was subsequently amended during the year ended December 31, 2021. As a result of the consulting agreement Mr. Blumberg provided $350,000 to the Company in exchange for 1,600,000 common shares and 3,600,000 warrants to acquire common shares with an exercise price of $0.30. Issuance of the common stock and warrants was predicated on the Company obtaining financing totaling a minimum of $1.0 million and Mr. Blumberg's continued service for the Company. The common stock and warrants are required to be issued in four equal tranches, the first of which was issued on March 1, 2023 and was due 6 months after the Company obtained the requisite financing. The remaining tranches are due in six-month installments until the final tranche is issued in September 2024.

SEC source: 0001477932-23-004807 · form4.xml · nonDerivative · entry 1

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,509,715

F1 · kind: On March 10, 2021, the Company entered into a consulting agreement with Richard Blumberg, which was subsequently amended during the year ended December 31, 2021. As a result of the consulting agreement Mr. Blumberg provided $350,000 to the Company in exchange for 1,600,000 common shares and 3,600,000 warrants to acquire common shares with an exercise price of $0.30. Issuance of the common stock and warrants was predicated on the Company obtaining financing totaling a minimum of $1.0 million and Mr. Blumberg's continued service for the Company. The common stock and warrants are required to be issued in four equal tranches, the first of which was issued on March 1, 2023 and was due 6 months after the Company obtained the requisite financing. The remaining tranches are due in six-month installments until the final tranche is issued in September 2024.

F1 · price: On March 10, 2021, the Company entered into a consulting agreement with Richard Blumberg, which was subsequently amended during the year ended December 31, 2021. As a result of the consulting agreement Mr. Blumberg provided $350,000 to the Company in exchange for 1,600,000 common shares and 3,600,000 warrants to acquire common shares with an exercise price of $0.30. Issuance of the common stock and warrants was predicated on the Company obtaining financing totaling a minimum of $1.0 million and Mr. Blumberg's continued service for the Company. The common stock and warrants are required to be issued in four equal tranches, the first of which was issued on March 1, 2023 and was due 6 months after the Company obtained the requisite financing. The remaining tranches are due in six-month installments until the final tranche is issued in September 2024.

SEC source: 0001477932-23-004807 · form4.xml · derivative · entry 6

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 831,250 shares

Expires 2023-03-15

F2 · price: During February 2023, Mr. Blumberg signed an exchange agreement to exchange 875,000 warrants to purchase shares of common stock for an exercise price of $0.25, for 831,250 warrants to purchase shares of common stock for an exercise price of $0.20. The newly exchanged warrants were subsequently exercised upon payment of $166,250.

SEC source: 0001477932-23-004807 · form4.xml · derivative · entry 5

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 831,250

Underlying: Common shares · 831,250 shares

Expires 2023-03-15

F2 · kind: During February 2023, Mr. Blumberg signed an exchange agreement to exchange 875,000 warrants to purchase shares of common stock for an exercise price of $0.25, for 831,250 warrants to purchase shares of common stock for an exercise price of $0.20. The newly exchanged warrants were subsequently exercised upon payment of $166,250.

F2 · price: During February 2023, Mr. Blumberg signed an exchange agreement to exchange 875,000 warrants to purchase shares of common stock for an exercise price of $0.25, for 831,250 warrants to purchase shares of common stock for an exercise price of $0.20. The newly exchanged warrants were subsequently exercised upon payment of $166,250.

SEC source: 0001477932-23-004807 · form4.xml · derivative · entry 4

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,825,000

Underlying: Common shares · 875,000 shares

Expires 2023-02-22

F2 · kind: During February 2023, Mr. Blumberg signed an exchange agreement to exchange 875,000 warrants to purchase shares of common stock for an exercise price of $0.25, for 831,250 warrants to purchase shares of common stock for an exercise price of $0.20. The newly exchanged warrants were subsequently exercised upon payment of $166,250.

F2 · price: During February 2023, Mr. Blumberg signed an exchange agreement to exchange 875,000 warrants to purchase shares of common stock for an exercise price of $0.25, for 831,250 warrants to purchase shares of common stock for an exercise price of $0.20. The newly exchanged warrants were subsequently exercised upon payment of $166,250.

SEC source: 0001477932-23-004806 · form4.xml · derivative · entry 1

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-02-09

F1 · price: One-fourth of the shares subject to the award vested on February 10, 2023; the remaining shares will vest monthly, following 90 days from the grant date, subject to the reporting person's continued service on each such date, until the award is fully vested on February 10, 2026.

SEC source: 0001477932-23-004805 · form4.xml · derivative · entry 1

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,700,000

Underlying: Common shares · 950,000 shares

Expires 2024-01-01

F1 · kind: On September 30, 2021, the Company entered into a Consulting Agreement with Richard Blumberg pursuant to which the Company agreed to issue 950,000 warrants to purchase an aggregate of 950,000 shares of common stock for $0.25 per share. Issuance of the warrants was predicated on the Company obtaining financing totaling a minimum of $1.0 million and Mr. Blumberg's continued service for the Company. The Company obtained the requisite financing and the warrants were issued on December 1, 2022. The warrants will expire on January 1, 2024 if they are not exercised.

F1 · price: On September 30, 2021, the Company entered into a Consulting Agreement with Richard Blumberg pursuant to which the Company agreed to issue 950,000 warrants to purchase an aggregate of 950,000 shares of common stock for $0.25 per share. Issuance of the warrants was predicated on the Company obtaining financing totaling a minimum of $1.0 million and Mr. Blumberg's continued service for the Company. The Company obtained the requisite financing and the warrants were issued on December 1, 2022. The warrants will expire on January 1, 2024 if they are not exercised.

SEC source: 0001477932-23-004804 · form4.xml · nonDerivative · entry 1

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,109,715

F1 · price: On September 1, 2022, the Company entered into a Securities Purchase Agreements with Mr. Blumberg pursuant to which the Company issued 1,000,000 shares of its common stock, four-year warrants to purchase an aggregate of 1,000,000 shares of common stock for $0.50 per share and four-year warrants to purchase 1,000,000 shares of common stock for $0.65 per share for an aggregate purchase price of $500,000.

SEC source: 0001477932-23-004804 · form4.xml · derivative · entry 3

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common shares · 1,000,000 shares

Expires 2026-09-01

F1 · price: On September 1, 2022, the Company entered into a Securities Purchase Agreements with Mr. Blumberg pursuant to which the Company issued 1,000,000 shares of its common stock, four-year warrants to purchase an aggregate of 1,000,000 shares of common stock for $0.50 per share and four-year warrants to purchase 1,000,000 shares of common stock for $0.65 per share for an aggregate purchase price of $500,000.

SEC source: 0001477932-23-004804 · form4.xml · derivative · entry 2

Blumberg Richard P. · CIK 0001486345 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common shares · 1,000,000 shares

Expires 2026-09-01

F1 · price: On September 1, 2022, the Company entered into a Securities Purchase Agreements with Mr. Blumberg pursuant to which the Company issued 1,000,000 shares of its common stock, four-year warrants to purchase an aggregate of 1,000,000 shares of common stock for $0.50 per share and four-year warrants to purchase 1,000,000 shares of common stock for $0.65 per share for an aggregate purchase price of $500,000.