JAMES MICHAEL C

SEC source: 0001477932-26-002048 · form4.xml · derivative · entry 1

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2036-03-09

F1 · derivative.exercise_date: One-fourth of the shares subject to the award vested on March 10, 2026; the remaining shares will vest monthly, starting on June 10, 2026, subject to the reporting person's continued service on each such date, until the award is fully vested on March 10, 2029.

SEC source: 0001477932-26-001162 · form4.xml · derivative · entry 6

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,778

Underlying: Common Stock · 100,000 shares

Expires 2026-02-25

F1 · price: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

SEC source: 0001477932-26-001162 · form4.xml · derivative · entry 5

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,778

Underlying: Common Stock · 100,000 shares

Expires 2026-02-25

F1 · kind: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

F1 · price: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

SEC source: 0001477932-26-001162 · form4.xml · derivative · entry 4

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2026-09-01

F1 · kind: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

F1 · price: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

SEC source: 0001477932-26-001162 · form4.xml · derivative · entry 3

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-09-01

F1 · kind: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

F1 · price: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

SEC source: 0001477932-26-001162 · form4.xml · derivative · entry 2

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2026-09-01

F1 · kind: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

F1 · price: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

SEC source: 0001477932-26-001162 · form4.xml · nonDerivative · entry 1

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 653,495

F1 · price: During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027.

SEC source: 0001477932-25-006513 · form4.xml · derivative · entry 2

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,778

Underlying: Common Stock · 27,778 shares

Expires 2029-08-28

F1 · kind: On August 29, 2025, the Company entered into a Securities Purchase Agreement with Mr. James, pursuant to which the Company agreed to sell, for a total price of $5,000, an aggregate of 27,778 units, each unit consisting of one share of common stock and one warrant to purchase up to 27,778 shares of common stock (the "August Warrants"). The August Warrants were immediately exercisable upon issuance and will expire in four years following the issuance date and have an exercise price of $0.25 per share.

F1 · price: On August 29, 2025, the Company entered into a Securities Purchase Agreement with Mr. James, pursuant to which the Company agreed to sell, for a total price of $5,000, an aggregate of 27,778 units, each unit consisting of one share of common stock and one warrant to purchase up to 27,778 shares of common stock (the "August Warrants"). The August Warrants were immediately exercisable upon issuance and will expire in four years following the issuance date and have an exercise price of $0.25 per share.

SEC source: 0001477932-25-006513 · form4.xml · nonDerivative · entry 1

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 553,495

F1 · kind: On August 29, 2025, the Company entered into a Securities Purchase Agreement with Mr. James, pursuant to which the Company agreed to sell, for a total price of $5,000, an aggregate of 27,778 units, each unit consisting of one share of common stock and one warrant to purchase up to 27,778 shares of common stock (the "August Warrants"). The August Warrants were immediately exercisable upon issuance and will expire in four years following the issuance date and have an exercise price of $0.25 per share.

SEC source: 0001477932-25-004576 · form4.xml · derivative · entry 1

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2035-06-02

F1 · derivative.exercise_date: One-fourth of the shares subject to the award vested on June 3, 2025; the remaining shares will vest monthly, starting on September 3, 2025, subject to the reporting person's continued service on each such date, until the award is fully vested on June 2, 2028.

SEC source: 0001477932-25-002516 · form4.xml · derivative · entry 4

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,945

Underlying: Common Stock · 262,945 shares

Expires 2029-03-17

F2 · kind: In connection with the March Purchase Agreement, the Company entered into an exchange agreement with Mr. James, whereby Mr. James agreed to exchange a $25,000 note payable and accrued interest of $1,295 for 262,945 units as described above.

F2 · price: In connection with the March Purchase Agreement, the Company entered into an exchange agreement with Mr. James, whereby Mr. James agreed to exchange a $25,000 note payable and accrued interest of $1,295 for 262,945 units as described above.

SEC source: 0001477932-25-002516 · form4.xml · derivative · entry 3

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2029-03-17

F1 · kind: On March 18, 2025, the Company entered into a Securities Purchase Agreement (the "March Purchase Agreement") with Mr. James, pursuant to which the Company agreed to sell, for a total price of $15,000, an aggregate of 150,000 units, each unit consisting of one share of common stock and one warrant to purchase up to 150,000 shares of common stock (the "March Warrants"). The March Warrants were immediately exercisable upon issuance, expire four years following the issuance date and have an exercise price of $0.13 per share.

F1 · price: On March 18, 2025, the Company entered into a Securities Purchase Agreement (the "March Purchase Agreement") with Mr. James, pursuant to which the Company agreed to sell, for a total price of $15,000, an aggregate of 150,000 units, each unit consisting of one share of common stock and one warrant to purchase up to 150,000 shares of common stock (the "March Warrants"). The March Warrants were immediately exercisable upon issuance, expire four years following the issuance date and have an exercise price of $0.13 per share.

SEC source: 0001477932-25-002516 · form4.xml · nonDerivative · entry 2

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,717

F2 · kind: In connection with the March Purchase Agreement, the Company entered into an exchange agreement with Mr. James, whereby Mr. James agreed to exchange a $25,000 note payable and accrued interest of $1,295 for 262,945 units as described above.

SEC source: 0001477932-25-002516 · form4.xml · nonDerivative · entry 1

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,772

F1 · kind: On March 18, 2025, the Company entered into a Securities Purchase Agreement (the "March Purchase Agreement") with Mr. James, pursuant to which the Company agreed to sell, for a total price of $15,000, an aggregate of 150,000 units, each unit consisting of one share of common stock and one warrant to purchase up to 150,000 shares of common stock (the "March Warrants"). The March Warrants were immediately exercisable upon issuance, expire four years following the issuance date and have an exercise price of $0.13 per share.

SEC source: 0001062993-24-019584 · form4.xml · nonDerivative · entry 1

JAMES MICHAEL C · CIK 0001365831 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,784

F1 · shares: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the Issuer's 2022 Performance Equity Plan.

F2 · balance_after: Reporting Person's holdings are adjusted to reflect the Issuer's one-for-seventy reverse stock split of the Issuer's common stock effected on November 20, 2024.

SEC source: 0001477932-24-005604 · form4.xml · derivative · entry 2

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-08-01

F2 · kind: On August 2, 2024, the Company issued a $25,000 note payable to Mr. James. In conjunction with the note, the Company also issued four-year warrants to purchase an aggregate of 25,000 shares of Common Stock at $0.25 per share.

F2 · price: On August 2, 2024, the Company issued a $25,000 note payable to Mr. James. In conjunction with the note, the Company also issued four-year warrants to purchase an aggregate of 25,000 shares of Common Stock at $0.25 per share.

SEC source: 0001062993-24-013893 · form4.xml · nonDerivative · entry 1

JAMES MICHAEL C · CIK 0001365831 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,624,941

F1 · shares: Represents shares of the Issuer's common stock purchased by the Reporting Person pursuant to an offering of shares to the public by the Issuer that was consummated on July 15, 2024.

SEC source: 0001477932-24-005604 · form4.xml · derivative · entry 1

JAMES MICHAEL C · CIK 0001365831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 100,000 shares

Expires 2034-07-08

F1 · derivative.exercise_date: One-fourth of the shares subject to the award vested on July 9, 2024; the remaining shares will vest monthly, starting on October 9, 2024, subject to the reporting person's continued service on each such date, until the award is fully vested on July 8, 2027.

SEC source: 0001477932-23-004226 · form4.xml · derivative · entry 1

JAMES MICHAEL C · CIK 0001365831 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 100,000 shares

Expires 2033-02-09

F1 · derivative.exercise_date: One-fourth of the shares subject to the award vested on February 10, 2023; the remaining shares will vest monthly, subject to the reporting person's continued service on each such date, until the award is fully vested on February 9, 2026.

SEC source: 0001062993-22-019601 · form4.xml · nonDerivative · entry 1

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592,000

SEC source: 0001062993-22-019450 · form4.xml · nonDerivative · entry 1

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,591,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.82 to $0.83967529, inclusive. Mr. James undertakes to provide Edible Garden AG Incorporated, any security holder of Edible Garden AG Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001477932-23-004225 · form4.xml · nonDerivative · entry 1

JAMES MICHAEL C · CIK 0001365831 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,772

F1 · price: On September 1, 2022, the Company entered into a Securities Purchase Agreements with Mr. James pursuant to which the Company issued 100,000 shares of its common stock, four year warrants to purchase an aggregate of 100,000 shares of Common Stock at $0.50 per share and 100,000 shares of Common Stock at $0.65 per share for an aggregate purchase price of $50,000.

SEC source: 0001477932-23-004225 · form4.xml · derivative · entry 3

JAMES MICHAEL C · CIK 0001365831 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2026-09-01

F1 · price: On September 1, 2022, the Company entered into a Securities Purchase Agreements with Mr. James pursuant to which the Company issued 100,000 shares of its common stock, four year warrants to purchase an aggregate of 100,000 shares of Common Stock at $0.50 per share and 100,000 shares of Common Stock at $0.65 per share for an aggregate purchase price of $50,000.

SEC source: 0001477932-23-004225 · form4.xml · derivative · entry 2

JAMES MICHAEL C · CIK 0001365831 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2026-09-01

F1 · price: On September 1, 2022, the Company entered into a Securities Purchase Agreements with Mr. James pursuant to which the Company issued 100,000 shares of its common stock, four year warrants to purchase an aggregate of 100,000 shares of Common Stock at $0.50 per share and 100,000 shares of Common Stock at $0.65 per share for an aggregate purchase price of $50,000.

SEC source: 0001062993-22-012106 · form4.xml · derivative · entry 27

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, par value $0.0001 per share · 23,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · reported_value: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

SEC source: 0001062993-22-012106 · form4.xml · derivative · entry 26

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, par value $0.0001 per share · 17,632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum.

F4 · reported_value: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum.

F4 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum.

F4 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum.

SEC source: 0001062993-22-012106 · form4.xml · derivative · entry 25

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, par value $0.0001 per share · 23,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · reported_value: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

SEC source: 0001062993-22-012106 · form4.xml · derivative · entry 24

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, par value $0.0001 per share · 23,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · reported_value: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

SEC source: 0001062993-22-012106 · form4.xml · derivative · entry 23

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, par value $0.0001 per share · 23,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · reported_value: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

SEC source: 0001062993-22-012106 · form4.xml · derivative · entry 22

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, par value $0.0001 per share · 17,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum.

F4 · reported_value: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum.

F4 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum.

F4 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum.

SEC source: 0001062993-22-012106 · form4.xml · derivative · entry 21

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, par value $0.0001 per share · 17,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum.

F4 · reported_value: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum.

F4 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum.

F4 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum.

SEC source: 0001062993-22-012106 · form4.xml · derivative · entry 20

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, par value $0.0001 per share · 17,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum.

F4 · reported_value: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum.

F4 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum.

F4 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum.

SEC source: 0001062993-22-012106 · form4.xml · derivative · entry 19

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, par value $0.0001 per share · 23,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · reported_value: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

SEC source: 0001062993-22-012106 · form4.xml · derivative · entry 18

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, par value $0.0001 per share · 23,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · reported_value: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

F3 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum.

SEC source: 0001062993-22-012106 · form4.xml · derivative · entry 17

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, par value $0.0001 per share · 29,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $125,000 that accrued interest at 12% per annum.

F2 · reported_value: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $125,000 that accrued interest at 12% per annum.

F2 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $125,000 that accrued interest at 12% per annum.

F2 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $125,000 that accrued interest at 12% per annum.

SEC source: 0001062993-22-012106 · form4.xml · derivative · entry 16

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, par value $0.0001 per share · 41,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $175,000 that accrued interest at 12% per annum.

F1 · reported_value: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $175,000 that accrued interest at 12% per annum.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $175,000 that accrued interest at 12% per annum.

F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $175,000 that accrued interest at 12% per annum.

SEC source: 0001062993-22-012106 · form4.xml · nonDerivative · entry 12

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,584,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-012106 · form4.xml · nonDerivative · entry 11

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,561,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-012106 · form4.xml · nonDerivative · entry 10

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,543,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-012106 · form4.xml · nonDerivative · entry 9

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-012106 · form4.xml · nonDerivative · entry 8

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,496,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-012106 · form4.xml · nonDerivative · entry 7

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-012106 · form4.xml · nonDerivative · entry 6

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,455,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-012106 · form4.xml · nonDerivative · entry 5

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,437,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-012106 · form4.xml · nonDerivative · entry 4

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,419,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-012106 · form4.xml · nonDerivative · entry 3

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-012106 · form4.xml · nonDerivative · entry 2

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-012106 · form4.xml · nonDerivative · entry 1

JAMES MICHAEL C · CIK 0001365831 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,341,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.