Last 12 months
Inside the activity.
0 purchase rows · 26 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 5 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 13 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2017 Filed Nov 3, 2017 23:53 UTC |
Bradley Jack A.Director
|
GrantStock Option (right to buy) · Derivative | 8,017 | $0.00 Strike: $6.86 | $0.00 |
DisclosureSEC source: 0001493152-17-012417 · form4.xml · derivative · entry 1 Bradley Jack A. · CIK 0001637363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,017 Underlying: Common Stock · 8,017 shares Expires 2027-10-30 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2018. Read SEC document |
| October 30, 2017 Filed Nov 3, 2017 23:51 UTC |
Hsieh Hong-PoDirector
|
GrantStock Option (right to buy) · Derivative | 7,653 | $0.00 Strike: $6.86 | $0.00 |
DisclosureSEC source: 0001493152-17-012415 · form-4.xml · derivative · entry 1 Hsieh Hong-Po · CIK 0001444540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,653 Underlying: Common Stock · 7,653 shares Expires 2027-10-30 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2018. Read SEC document |
| October 30, 2017 Filed Nov 3, 2017 23:49 UTC |
WHIPPLE ARTHUR ODirector
|
GrantStock Option (right to buy) · Derivative | 12,099 | $0.00 Strike: $6.86 | $0.00 |
DisclosureSEC source: 0001493152-17-012413 · form4.xml · derivative · entry 1 WHIPPLE ARTHUR O · CIK 0001242027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,099 Underlying: Common Stock · 12,099 shares Expires 2027-10-30 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2018. Read SEC document |
| August 07, 2017 Filed Aug 7, 2017 22:15 UTC |
WHIPPLE ARTHUR ODirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001540277-17-000004 · edgar.xml · derivative · entry 3 WHIPPLE ARTHUR O · CIK 0001242027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2017-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2017 Filed Aug 7, 2017 22:15 UTC |
WHIPPLE ARTHUR ODirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001540277-17-000004 · edgar.xml · derivative · entry 2 WHIPPLE ARTHUR O · CIK 0001242027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2017 Filed Aug 7, 2017 22:15 UTC |
WHIPPLE ARTHUR ODirector
|
Exercise / conversionCommon Stock | 15,000 | $2.49 | $37,350.00 |
DisclosureSEC source: 0001540277-17-000004 · edgar.xml · nonDerivative · entry 1 WHIPPLE ARTHUR O · CIK 0001242027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 18:37 UTC |
Wu Ping TakVP, U.S. Operations
|
GrantStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $7.26 | $0.00 |
DisclosureSEC source: 0001394447-17-000004 · edgar.xml · derivative · entry 1 Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2027-07-31 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 5, 2021. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 18:34 UTC |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $7.26 | $0.00 |
DisclosureSEC source: 0001394413-17-000012 · edgar.xml · derivative · entry 1 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-07-31 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2021. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 18:30 UTC | GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $7.26 | $0.00 |
DisclosureSEC source: 0001394412-17-000006 · edgar.xml · derivative · entry 1 Schirle Douglas · CIK 0001394412 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2027-07-31 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 3, 2021. Read SEC document |
|
| July 31, 2017 Filed Aug 1, 2017 18:25 UTC |
Lasserre Didier H.VP, Sales
|
GrantStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $7.26 | $0.00 |
DisclosureSEC source: 0001394410-17-000002 · edgar.xml · derivative · entry 1 Lasserre Didier · CIK 0001394410 · VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2027-07-31 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exerciseable on May 3, 2021. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 18:16 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $7.26 | $0.00 |
DisclosureSEC source: 0001394411-17-000004 · edgar.xml · derivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2027-07-31 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2021. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 18:14 UTC |
Wu Bor-TayVP, Taiwan Operations
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $7.26 | $0.00 |
DisclosureSEC source: 0001394670-17-000006 · edgar.xml · derivative · entry 1 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2027-07-31 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2021. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 18:05 UTC |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,313 | $0.00 Strike: $3.75 | $0.00 |
DisclosureSEC source: 0001394413-17-000008 · edgar.xml · derivative · entry 4 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 10,313 shares Expires 2018-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 18:05 UTC |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,313 | $0.00 Strike: $3.76 | $0.00 |
DisclosureSEC source: 0001394413-17-000008 · edgar.xml · derivative · entry 3 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 10,313 shares Expires 2017-08-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 18:05 UTC |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
Exercise / conversionCommon Stock | 10,313 | $3.75 | $38,673.75 |
DisclosureSEC source: 0001394413-17-000008 · edgar.xml · nonDerivative · entry 2 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 130,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 18:05 UTC |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
Exercise / conversionCommon Stock | 10,313 | $3.76 | $38,776.88 |
DisclosureSEC source: 0001394413-17-000008 · edgar.xml · nonDerivative · entry 1 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 120,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2017 Filed Jun 19, 2017 18:05 UTC Amendment |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,313 | $0.00 Strike: $3.75 | $0.00 |
DisclosureSEC source: 0001394413-17-000010 · edgar.xml · derivative · entry 4 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 10,313 shares Expires 2018-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2017 Filed Jun 19, 2017 18:05 UTC Amendment |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,313 | $0.00 Strike: $3.76 | $0.00 |
DisclosureSEC source: 0001394413-17-000010 · edgar.xml · derivative · entry 3 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 10,313 shares Expires 2017-08-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2017 Filed Jun 19, 2017 18:05 UTC Amendment |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
Exercise / conversionCommon Stock | 10,313 | $3.75 | $38,673.75 |
DisclosureSEC source: 0001394413-17-000010 · edgar.xml · nonDerivative · entry 2 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 120,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2017 Filed Jun 19, 2017 18:05 UTC Amendment |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
Exercise / conversionCommon Stock | 10,313 | $3.76 | $38,776.88 |
DisclosureSEC source: 0001394413-17-000010 · edgar.xml · nonDerivative · entry 1 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 110,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 17:57 UTC | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001394412-17-000004 · edgar.xml · derivative · entry 2 Schirle Douglas · CIK 0001394412 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,625 Underlying: Common Stock · 10,000 shares Expires 2019-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| June 12, 2017 Filed Jun 12, 2017 17:57 UTC | Exercise / conversionCommon Stock | 10,000 | $4.00 | $40,000.00 |
DisclosureSEC source: 0001394412-17-000004 · edgar.xml · nonDerivative · entry 1 Schirle Douglas · CIK 0001394412 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| May 18, 2017 Filed May 19, 2017 19:02 UTC |
Shu Lee-LeanPresident, CEO and Chairman · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 61,875 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001394413-17-000006 · edgar.xml · derivative · entry 2 Shu Lee-Lean · CIK 0001394413 · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,875 shares Expires 2017-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 19, 2017 19:02 UTC |
Shu Lee-LeanPresident, CEO and Chairman · 10% owner
|
Exercise / conversionCommon Stock | 61,875 | $4.20 | $259,875.00 |
DisclosureSEC source: 0001394413-17-000006 · edgar.xml · nonDerivative · entry 1 Shu Lee-Lean · CIK 0001394413 · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,744,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 10, 2017 23:48 UTC | Exercise / conversionStock Option (right to buy) · Derivative | 20,625 | $0.00 Strike: $3.76 | $0.00 |
DisclosureSEC source: 0001394412-17-000002 · edgar.xml · derivative · entry 3 Schirle Douglas · CIK 0001394412 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,625 shares Expires 2017-08-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| May 10, 2017 Filed May 10, 2017 23:48 UTC | SaleCommon Stock | 20,625 | $8.29 | $171,012.19 |
DisclosureSEC source: 0001394412-17-000002 · edgar.xml · nonDerivative · entry 2 Schirle Douglas · CIK 0001394412 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.20 to $8.38, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
|
| May 10, 2017 Filed May 10, 2017 23:48 UTC | Exercise / conversionCommon Stock | 20,625 | $3.76 | $77,550.00 |
DisclosureSEC source: 0001394412-17-000002 · edgar.xml · nonDerivative · entry 1 Schirle Douglas · CIK 0001394412 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| May 10, 2017 Filed May 11, 2017 23:15 UTC |
Lu Ruey-LinDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001394200-17-000002 · edgar.xml · derivative · entry 2 Lu Ruey-Lin · CIK 0001394200 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2017-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 11, 2017 23:15 UTC |
Lu Ruey-LinDirector
|
Exercise / conversionCommon Stock | 5,000 | $2.49 | $12,450.00 |
DisclosureSEC source: 0001394200-17-000002 · edgar.xml · nonDerivative · entry 1 Lu Ruey-Lin · CIK 0001394200 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 10, 2017 18:48 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,625 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001394411-17-000002 · edgar.xml · derivative · entry 3 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,625 shares Expires 2017-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 10, 2017 18:48 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 20,625 | $7.40 | $152,625.00 |
DisclosureSEC source: 0001394411-17-000002 · edgar.xml · nonDerivative · entry 2 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,522 Read SEC document |
| May 09, 2017 Filed May 10, 2017 18:48 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionCommon Stock | 20,625 | $4.20 | $86,625.00 |
DisclosureSEC source: 0001394411-17-000002 · edgar.xml · nonDerivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,051,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 17:35 UTC |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
SaleCommon Stock | 10,213 | $8.00 | $81,704.00 |
DisclosureSEC source: 0001394413-17-000004 · edgar.xml · nonDerivative · entry 2 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 100,000 F1 · shares: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on February 17, 2017. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 17:35 UTC |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
SaleCommon Stock | 100 | $8.00 | $800.00 |
DisclosureSEC source: 0001394413-17-000004 · edgar.xml · nonDerivative · entry 1 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 110,213 F1 · shares: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on February 17, 2017. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 20:20 UTC |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
SaleCommon Stock | 31,875 | $6.99 | $222,707.44 |
DisclosureSEC source: 0001394413-17-000002 · edgar.xml · nonDerivative · entry 1 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,682,417 F1 · shares: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.95 to $7.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 22:41 UTC |
Wu Ping TakVP, U.S. Operations
|
Disposition to issuerStock Option (right to buy) · Derivative | 20,625 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001394447-17-000002 · edgar.xml · derivative · entry 3 Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,625 shares Expires 2017-11-05 Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 22:41 UTC |
Wu Ping TakVP, U.S. Operations
|
SaleCommon Stock | 20,625 | $6.97 | $143,690.25 |
DisclosureSEC source: 0001394447-17-000002 · edgar.xml · nonDerivative · entry 2 Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,476 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.96 to $6.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 22:41 UTC |
Wu Ping TakVP, U.S. Operations
|
Exercise / conversionCommon Stock | 20,625 | $2.49 | $51,356.25 |
DisclosureSEC source: 0001394447-17-000002 · edgar.xml · nonDerivative · entry 1 Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects ESPP allocations and dispositions that have occurred since the date of the reporting person's last ownership report. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:34 UTC |
Wu Bor-TayVP, Taiwan Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,625 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001394670-17-000004 · edgar.xml · derivative · entry 3 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,625 shares Expires 2017-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:34 UTC |
Wu Bor-TayVP, Taiwan Operations
|
SaleCommon Stock | 20,625 | $6.14 | $126,684.94 |
DisclosureSEC source: 0001394670-17-000004 · edgar.xml · nonDerivative · entry 2 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,500 F1 · shares: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.10 to $6.23, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:34 UTC |
Wu Bor-TayVP, Taiwan Operations
|
Exercise / conversionCommon Stock | 20,625 | $4.20 | $86,625.00 |
DisclosureSEC source: 0001394670-17-000004 · edgar.xml · nonDerivative · entry 1 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 17:29 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 25,000 | $5.49 | $137,212.50 |
DisclosureSEC source: 0001394411-16-000015 · edgar.xml · nonDerivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,522 F1 · shares: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.48 to $5.51, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 23:05 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 25,394 | $5.20 | $132,048.80 |
DisclosureSEC source: 0001394411-16-000013 · edgar.xml · nonDerivative · entry 2 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,055,522 Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 23:05 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 100 | $5.20 | $520.00 |
DisclosureSEC source: 0001394411-16-000013 · edgar.xml · nonDerivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,080,916 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:17 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 90 | $5.20 | $468.00 |
DisclosureSEC source: 0001394411-16-000011 · edgar.xml · nonDerivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,081,016 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 22:49 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 4,416 | $5.22 | $23,065.65 |
DisclosureSEC source: 0001394411-16-000009 · edgar.xml · nonDerivative · entry 2 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,081,106 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.20 to $5.285, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:04 UTC |
Hsieh Hong-PoDirector
|
GrantStock Option (right to buy) · Derivative | 9,943 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0001444540-16-000004 · edgar.xml · derivative · entry 1 Hsieh Hong-Po · CIK 0001444540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,943 Underlying: Common Stock · 9,943 shares Expires 2026-10-31 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2017. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 00:00 UTC |
HART E THOMASDirector
|
GrantStock Option (right to buy) · Derivative | 10,037 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0001540277-16-000032 · edgar.xml · derivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,037 Underlying: Common Stock · 10,037 shares Expires 2026-10-31 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2017. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:14 UTC |
WHIPPLE ARTHUR ODirector
|
GrantStock Option (right to buy) · Derivative | 15,719 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0001242027-16-000006 · edgar.xml · derivative · entry 1 WHIPPLE ARTHUR O · CIK 0001242027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,719 Underlying: Common Stock · 15,719 shares Expires 2026-10-31 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2017. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:10 UTC |
Lu Ruey-LinDirector
|
GrantStock Option (right to buy) · Derivative | 9,090 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0001394200-16-000005 · edgar.xml · derivative · entry 1 Lu Ruey-Lin · CIK 0001394200 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,090 Underlying: Common Stock · 9,090 shares Expires 2026-10-31 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.