TapewireFind a company

person · Reporting owner

Shu Lee-Lean

Disclosed activity across 1 company

Tapewire entity
23466
SEC CIK
0001394413

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GSI TECHNOLOGY INCGSIT · Entity 6309Director · Pres., CEO and ChairmanAugust 13, 2026August 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GSI TECHNOLOGY INC

Report date August 13, 2026 · Filed August 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.23 · Expires 2036-08-13Direct100,000 Reported balance After 2026-08-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-13 · Grant · Acquired 100,000 · Balance 100,000

F1: This stock option represents the replacement stock option granted as consideration for the rescission and cancellation of 100,000 shares (the "Cancelled Options") subject to a stock option to purchase 150,000 shares of Common Stock originally granted on February 2, 2026, as previously reported. Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2026.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.76 · Expires 2036-08-13Direct100,000 Reported balance After 2026-08-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-13 · Grant · Acquired 100,000 · Balance 100,000

F2: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2030.

Filing footnotes · ownership attribution and instrument terms

F1: This stock option represents the replacement stock option granted as consideration for the rescission and cancellation of 100,000 shares (the "Cancelled Options") subject to a stock option to purchase 150,000 shares of Common Stock originally granted on February 2, 2026, as previously reported. Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2026.

F2: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2030.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2026 Filed Aug 14, 2026 21:24 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $6.76 $0.00
Disclosure

SEC source: 0001394413-26-000011 · form4.xml · derivative · entry 2

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2036-08-13

F2 · shares: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2030.

Read SEC document
August 13, 2026 Filed Aug 14, 2026 21:24 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $7.23 $0.00
Disclosure

SEC source: 0001394413-26-000011 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2036-08-13

F1 · shares: This stock option represents the replacement stock option granted as consideration for the rescission and cancellation of 100,000 shares (the "Cancelled Options") subject to a stock option to purchase 150,000 shares of Common Stock originally granted on February 2, 2026, as previously reported. Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2026.

Read SEC document
August 05, 2026 Filed Aug 7, 2026 21:09 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Disposition to issuerStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $7.23 $0.00
Disclosure

SEC source: 0001394413-26-000008 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 100,000 shares

Expires 2036-02-02

F1 · shares: On February 2, 2026, the reporting person was granted a stock option to purchase 150,000 shares of Common Stock. By mutual agreement between the reporting person and the Issuer, 100,000 shares subject to this option (the "Cancelled Options") were rescinded and cancelled. Subject to the reporting person's continued service with the Issuer, the reporting person is expected to receive a replacement stock option to purchase 100,000 shares of Common Stock as consideration for the rescission and cancellation of the Cancelled Options.

F2 · derivative.exercise_date: Subject to the reporting person's continued service with the Issuer, the remaining 50,000 shares subject to the stock option vest and become fully exercisable on December 1, 2026.

Read SEC document
May 13, 2026 Filed May 14, 2026 23:32 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 10,313 $0.00 Strike: $7.26 $0.00
Disclosure

SEC source: 0001394413-26-000005 · primary_doc.xml · derivative · entry 3

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 10,313 shares

Expires 2027-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
May 13, 2026 Filed May 14, 2026 23:32 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 10,313 $12.51 $128,977.47
Disclosure

SEC source: 0001394413-26-000005 · primary_doc.xml · nonDerivative · entry 2

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Spouse

Disclosed balance after: 530,939

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse dated November 4, 2025.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.54, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
May 13, 2026 Filed May 14, 2026 23:32 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 10,313 $7.26 $74,872.38
Disclosure

SEC source: 0001394413-26-000005 · primary_doc.xml · nonDerivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Spouse

Disclosed balance after: 541,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
May 11, 2026 Filed May 13, 2026 00:59 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 10,313 $0.00 Strike: $4.99 $0.00
Disclosure

SEC source: 0001394413-26-000004 · primary_doc.xml · derivative · entry 9

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 10,313 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
May 11, 2026 Filed May 13, 2026 00:59 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $7.26 $0.00
Disclosure

SEC source: 0001394413-26-000004 · primary_doc.xml · derivative · entry 8

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2027-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2026 Filed May 13, 2026 00:59 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 32,749 $0.00 Strike: $4.99 $0.00
Disclosure

SEC source: 0001394413-26-000004 · primary_doc.xml · derivative · entry 7

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,749 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2026 Filed May 13, 2026 00:59 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 10,313 $10.51 $108,419.54
Disclosure

SEC source: 0001394413-26-000004 · primary_doc.xml · nonDerivative · entry 6

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Spouse

Disclosed balance after: 530,939

F6 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse dated November 4, 2025.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.53, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
May 11, 2026 Filed May 13, 2026 00:59 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 10,313 $4.99 $51,461.87
Disclosure

SEC source: 0001394413-26-000004 · primary_doc.xml · nonDerivative · entry 5

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Spouse

Disclosed balance after: 541,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
May 11, 2026 Filed May 13, 2026 00:59 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 100,000 $12.01 $1,201,370.00
Disclosure

SEC source: 0001394413-26-000004 · primary_doc.xml · nonDerivative · entry 4

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,982,417

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person dated November 4, 2025.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.09, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
May 11, 2026 Filed May 13, 2026 00:59 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 100,000 $7.26 $726,000.00
Disclosure

SEC source: 0001394413-26-000004 · primary_doc.xml · nonDerivative · entry 3

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,082,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2026 Filed May 13, 2026 00:59 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 32,749 $10.09 $330,417.76
Disclosure

SEC source: 0001394413-26-000004 · primary_doc.xml · nonDerivative · entry 2

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,982,417

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person dated November 4, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.28, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
May 11, 2026 Filed May 13, 2026 00:59 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 32,749 $4.99 $163,417.51
Disclosure

SEC source: 0001394413-26-000004 · primary_doc.xml · nonDerivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,015,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2026 Filed Mar 17, 2026 23:33 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 36,517 $0.00 Strike: $4.99 $0.00
Disclosure

SEC source: 0001394413-26-000003 · form4.xml · derivative · entry 6

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,749

Underlying: Common Stock · 36,517 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2026 Filed Mar 17, 2026 23:33 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 36,517 $10.01 $365,593.60
Disclosure

SEC source: 0001394413-26-000003 · form4.xml · nonDerivative · entry 4

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,982,417

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person dated November 4, 2025.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.065, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
March 17, 2026 Filed Mar 17, 2026 23:33 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 36,517 $4.99 $182,219.83
Disclosure

SEC source: 0001394413-26-000003 · form4.xml · nonDerivative · entry 3

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,018,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2026 Filed Mar 17, 2026 23:33 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 30,734 $0.00 Strike: $4.99 $0.00
Disclosure

SEC source: 0001394413-26-000003 · form4.xml · derivative · entry 5

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,266

Underlying: Common Stock · 30,734 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2026 Filed Mar 17, 2026 23:33 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 30,734 $10.02 $308,034.59
Disclosure

SEC source: 0001394413-26-000003 · form4.xml · nonDerivative · entry 2

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,982,417

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person dated November 4, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.10, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
March 16, 2026 Filed Mar 17, 2026 23:33 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 30,734 $4.99 $153,362.66
Disclosure

SEC source: 0001394413-26-000003 · form4.xml · nonDerivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,013,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 23:46 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $7.23 $0.00
Disclosure

SEC source: 0001394413-26-000001 · primary_doc.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2036-02-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2026.

Read SEC document
August 04, 2025 Filed Aug 5, 2025 22:25 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001062993-25-013651 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2029.

Read SEC document
May 05, 2025 Filed May 6, 2025 21:31 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001062993-25-008676 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2035-05-05

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2025.

Read SEC document
July 29, 2024 Filed Jul 30, 2024 22:44 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001062993-24-014191 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-07-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2028.

Read SEC document
January 29, 2024 Filed Jan 30, 2024 22:22 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001062993-24-001610 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2034-01-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2024.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 23:51 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0001062993-23-015620 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-07-31

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2027.

Read SEC document
December 02, 2022 Filed Dec 2, 2022 23:41 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001062993-22-023257 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2032-12-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 2, 2023.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:59 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001062993-22-017096 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-08-01

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2026.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:13 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001062993-21-006998 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-08-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2025.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:17 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 24,793 $0.00 Strike: $6.54 $0.00
Disclosure

SEC source: 0001394413-21-000005 · edgar.xml · derivative · entry 5

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,190

Underlying: Common Stock · 86,983 shares

Expires 2021-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:17 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 24,793 $8.00 $198,353.92
Disclosure

SEC source: 0001394413-21-000005 · edgar.xml · nonDerivative · entry 2

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982,417

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.02, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:17 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 24,793 $6.54 $162,146.22
Disclosure

SEC source: 0001394413-21-000005 · edgar.xml · nonDerivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,007,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:54 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 13,017 $0.00 Strike: $6.54 $0.00
Disclosure

SEC source: 0001394413-21-000003 · edgar.xml · derivative · entry 5

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,983

Underlying: Common Stock · 100,000 shares

Expires 2021-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:54 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 13,017 $8.01 $104,259.66
Disclosure

SEC source: 0001394413-21-000003 · edgar.xml · nonDerivative · entry 2

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982,417

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.04, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:54 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 13,017 $6.54 $85,131.18
Disclosure

SEC source: 0001394413-21-000003 · edgar.xml · nonDerivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,995,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:21 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $5.83 $0.00
Disclosure

SEC source: 0001394413-20-000004 · edgar.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-08-03

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2024.

Read SEC document
May 08, 2020 Filed May 12, 2020 15:17 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001394413-20-000002 · edgar.xml · derivative · entry 3

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2020-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 12, 2020 15:17 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 100,000 $6.00 $600,000.00
Disclosure

SEC source: 0001394413-20-000002 · edgar.xml · nonDerivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:24 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001394413-19-000006 · edgar.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-07-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2023.

Read SEC document
May 14, 2019 Filed May 16, 2019 14:48 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 10,313 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001394413-19-000004 · edgar.xml · derivative · entry 4

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 10,313 shares

Expires 2019-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2019 Filed May 16, 2019 14:48 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $3.43 $0.00
Disclosure

SEC source: 0001394413-19-000004 · edgar.xml · derivative · entry 3

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2019-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2019 Filed May 16, 2019 14:48 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 10,313 $4.00 $41,252.00
Disclosure

SEC source: 0001394413-19-000004 · edgar.xml · nonDerivative · entry 2

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 530,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2019 Filed May 16, 2019 14:48 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 100,000 $3.43 $343,000.00
Disclosure

SEC source: 0001394413-19-000004 · edgar.xml · nonDerivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,882,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2019 Filed Jan 26, 2019 00:31 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 61,875 $9.00 $556,875.00
Disclosure

SEC source: 0001394413-19-000002 · edgar.xml · nonDerivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,782,417

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2018.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 20:12 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $6.70 $0.00
Disclosure

SEC source: 0001572426-18-000071 · edgar.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-07-30

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2022.

Read SEC document
May 15, 2018 Filed May 16, 2018 23:16 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001394413-18-000004 · edgar.xml · derivative · entry 2

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2018-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 16, 2018 23:16 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 100,000 $4.00 $400,000.00
Disclosure

SEC source: 0001394413-18-000004 · edgar.xml · nonDerivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2017 Filed Apr 6, 2018 22:48 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 OtherCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001394413-18-000002 · edgar.xml · nonDerivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 520,626

Read SEC document
July 31, 2017 Filed Aug 1, 2017 18:34 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $7.26 $0.00
Disclosure

SEC source: 0001394413-17-000012 · edgar.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-07-31

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.