Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GSI TECHNOLOGY INCGSIT · Entity 6309 | Director | October 28, 2019 | October 30, 2019 |
| QUICKLOGIC CorpQUIK · Entity 6355 | Director | June 28, 2019 | July 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GSI TECHNOLOGY INC
Report date October 28, 2019 · Filed October 30, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.71 · Expires 2029-10-28 | Direct | 6,874 |
Reported balance
After 2019-10-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-10-28 · Grant · Acquired 6,874 · Balance 6,874 F1: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2020.
QUICKLOGIC Corp
Report date June 28, 2019 · Filed July 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 448,430 |
Reported balance
After 2019-06-28 transaction · row 1
1 source rowRow 1 · 2019-06-28 · Exercise / conversion · Acquired 31,304 · Balance 448,430 F1: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2028-06-28 | Direct | 0 |
Reported balance
After 2019-06-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-06-28 · Exercise / conversion · Disposed 31,304 · Balance 0 F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018.
F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 28, 2019 Filed Oct 30, 2019 00:07 UTC | GSI TECHNOLOGY INC GSIT · Entity 6309 | GrantStock Option (right to buy) · Derivative | 6,874 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001540277-19-000002 · edgar.xml · derivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,874 Underlying: Common Stock · 6,874 shares Expires 2029-10-28 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2020. Read SEC document |
| June 28, 2019 Filed Jul 3, 2019 00:55 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 31,304 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008436 · edgar.xml · derivative · entry 2 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,304 shares Expires 2028-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 28, 2019 Filed Jul 3, 2019 00:55 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 31,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008436 · edgar.xml · nonDerivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018. Read SEC document |
| May 23, 2019 Filed May 28, 2019 22:39 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Unit · Derivative | 50,769 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006751 · edgar.xml · derivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,769 Underlying: Common Stock · 50,769 shares Expires 2029-05-23 F1 · derivative.exercise_date: RSU shares granted vest in full 1 year from the grant date. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 00:14 UTC | GSI TECHNOLOGY INC GSIT · Entity 6309 | GrantStock Option (right to buy) · Derivative | 8,967 | $0.00 Strike: $5.91 | $0.00 |
DisclosureSEC source: 0001540277-18-000045 · edgar.xml · derivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,967 Underlying: Common Stock · 8,967 shares Expires 2028-10-29 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2019. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 21:38 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.90 | $0.00 |
DisclosureSEC source: 0001179110-18-012310 · edgar.xml · derivative · entry 2 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2018-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One-fourth of the shares subject to the option vest on October 23, 2009 and one forty-eighth of the shares shall vest monthly thereafter. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 21:38 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 200,000 | $0.90 | $180,000.00 |
DisclosureSEC source: 0001179110-18-012310 · edgar.xml · nonDerivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 21:17 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Unit · Derivative | 31,304 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009151 · edgar.xml · derivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,304 Underlying: Common Stock · 31,304 shares Expires 2028-06-28 Read SEC document |
| May 11, 2018 Filed May 15, 2018 23:00 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Units · Derivative | 17,105 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006829 · edgar.xml · derivative · entry 2 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement. Read SEC document |
| May 11, 2018 Filed May 15, 2018 23:00 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 17,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006829 · edgar.xml · nonDerivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2017 Filed Nov 3, 2017 23:57 UTC | GSI TECHNOLOGY INC GSIT · Entity 6309 | GrantStock Option (right to buy) · Derivative | 7,725 | $0.00 Strike: $6.86 | $0.00 |
DisclosureSEC source: 0001493152-17-012421 · form4.xml · derivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,725 Underlying: Common Stock · 7,725 shares Expires 2027-10-30 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2018. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 21:49 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Units · Derivative | 26,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008956 · edgar.xml · derivative · entry 2 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 21:49 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 26,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008956 · edgar.xml · nonDerivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2017 Filed May 16, 2017 00:32 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Unit · Derivative | 17,105 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-007229 · edgar.xml · derivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,105 Underlying: Common Stock · 17,105 shares Expires 2027-05-11 Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 00:00 UTC | GSI TECHNOLOGY INC GSIT · Entity 6309 | GrantStock Option (right to buy) · Derivative | 10,037 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0001540277-16-000032 · edgar.xml · derivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,037 Underlying: Common Stock · 10,037 shares Expires 2026-10-31 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.