Last 12 months
Inside the activity.
0 purchase rows · 26 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 5 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 13 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2020 Filed May 5, 2020 22:08 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionCommon Stock | 40,000 | $6.00 | $240,000.00 |
DisclosureSEC source: 0001394411-20-000002 · edgar.xml · nonDerivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,057,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2020 Filed Apr 6, 2020 22:35 UTC |
Wu Bor-TayVP, Taiwan Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 29,998 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001394670-20-000003 · edgar.xml · derivative · entry 7 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,998 shares Expires 2020-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2020 Filed Apr 6, 2020 22:35 UTC |
Wu Bor-TayVP, Taiwan Operations
|
SaleCommon Stock | 29,998 | $8.10 | $242,983.80 |
DisclosureSEC source: 0001394670-20-000003 · edgar.xml · nonDerivative · entry 5 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,500 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020. Read SEC document |
| April 06, 2020 Filed Apr 6, 2020 22:35 UTC |
Wu Bor-TayVP, Taiwan Operations
|
Exercise / conversionCommon Stock | 29,998 | $6.00 | $179,988.00 |
DisclosureSEC source: 0001394670-20-000003 · edgar.xml · nonDerivative · entry 4 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 942,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 22:35 UTC |
Wu Bor-TayVP, Taiwan Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,002 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001394670-20-000003 · edgar.xml · derivative · entry 6 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,998 Underlying: Common Stock · 10,002 shares Expires 2020-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 22:35 UTC |
Wu Bor-TayVP, Taiwan Operations
|
SaleCommon Stock | 10,002 | $8.10 | $81,052.21 |
DisclosureSEC source: 0001394670-20-000003 · edgar.xml · nonDerivative · entry 3 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,500 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.10 to $8.13, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 22:35 UTC |
Wu Bor-TayVP, Taiwan Operations
|
Exercise / conversionCommon Stock | 10,002 | $6.00 | $60,012.00 |
DisclosureSEC source: 0001394670-20-000003 · edgar.xml · nonDerivative · entry 2 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2020 Filed Feb 7, 2020 23:37 UTC |
Lasserre Didier H.VP, Sales
|
Exercise / conversionStock Option (right to buy) · Derivative | 12,823 | $0.00 Strike: $4.43 | $0.00 |
DisclosureSEC source: 0001394410-20-000004 · edgar.xml · derivative · entry 10 Lasserre Didier · CIK 0001394410 · VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,823 shares Expires 2020-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2020 Filed Feb 7, 2020 23:37 UTC |
Lasserre Didier H.VP, Sales
|
SaleCommon Stock | 4,000 | $7.66 | $30,635.20 |
DisclosureSEC source: 0001394410-20-000004 · edgar.xml · nonDerivative · entry 7 Lasserre Didier · CIK 0001394410 · VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,745 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.64 to $7.665, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| February 07, 2020 Filed Feb 7, 2020 23:37 UTC |
Lasserre Didier H.VP, Sales
|
Exercise / conversionCommon Stock | 12,823 | $4.43 | $56,805.89 |
DisclosureSEC source: 0001394410-20-000004 · edgar.xml · nonDerivative · entry 6 Lasserre Didier · CIK 0001394410 · VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 23:37 UTC |
Lasserre Didier H.VP, Sales
|
Exercise / conversionStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $4.43 | $0.00 |
DisclosureSEC source: 0001394410-20-000004 · edgar.xml · derivative · entry 9 Lasserre Didier · CIK 0001394410 · VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,823 Underlying: Common Stock · 6,000 shares Expires 2020-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 23:37 UTC |
Lasserre Didier H.VP, Sales
|
SaleCommon Stock | 6,000 | $7.90 | $47,400.60 |
DisclosureSEC source: 0001394410-20-000004 · edgar.xml · nonDerivative · entry 5 Lasserre Didier · CIK 0001394410 · VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,922 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $7.905, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 23:37 UTC |
Lasserre Didier H.VP, Sales
|
Exercise / conversionCommon Stock | 6,000 | $4.43 | $26,580.00 |
DisclosureSEC source: 0001394410-20-000004 · edgar.xml · nonDerivative · entry 4 Lasserre Didier · CIK 0001394410 · VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 23:37 UTC |
Lasserre Didier H.VP, Sales
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,802 | $0.00 Strike: $4.43 | $0.00 |
DisclosureSEC source: 0001394410-20-000004 · edgar.xml · derivative · entry 8 Lasserre Didier · CIK 0001394410 · VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,823 Underlying: Common Stock · 1,802 shares Expires 2020-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 23:37 UTC |
Lasserre Didier H.VP, Sales
|
SaleCommon Stock | 1,802 | $8.01 | $14,439.07 |
DisclosureSEC source: 0001394410-20-000004 · edgar.xml · nonDerivative · entry 3 Lasserre Didier · CIK 0001394410 · VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,922 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.95 to $8.03, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 23:37 UTC |
Lasserre Didier H.VP, Sales
|
Exercise / conversionCommon Stock | 1,802 | $4.43 | $7,982.86 |
DisclosureSEC source: 0001394410-20-000004 · edgar.xml · nonDerivative · entry 2 Lasserre Didier · CIK 0001394410 · VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2019 Filed Nov 6, 2019 22:15 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 588 | $8.00 | $4,704.00 |
DisclosureSEC source: 0001394411-19-000020 · edgar.xml · nonDerivative · entry 2 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,017,439 Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 22:15 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 7,766 | $8.00 | $62,128.00 |
DisclosureSEC source: 0001394411-19-000020 · edgar.xml · nonDerivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,018,027 Read SEC document |
| October 28, 2019 Filed Oct 29, 2019 23:24 UTC |
Hsieh Hong-PoDirector
|
GrantStock Option (right to buy) · Derivative | 6,809 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001444540-19-000003 · edgar.xml · derivative · entry 1 Hsieh Hong-Po · CIK 0001444540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,809 Underlying: Common Stock · 6,809 shares Expires 2029-10-28 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2020. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 00:11 UTC |
Bradley Jack A.Director
|
GrantStock Option (right to buy) · Derivative | 7,133 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001637363-19-000002 · edgar.xml · derivative · entry 1 Bradley Jack A. · CIK 0001637363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,133 Underlying: Common Stock · 7,133 shares Expires 2029-10-28 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2020. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 00:09 UTC |
Cholawsky ElizabethDirector
|
GrantStock Option (right to buy) · Derivative | 6,809 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001608771-19-000011 · edgar.xml · derivative · entry 1 Cholawsky Elizabeth · CIK 0001608771 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,809 Underlying: Common Stock · 6,809 shares Expires 2029-10-28 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2020. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 00:08 UTC |
WHIPPLE ARTHUR ODirector
|
GrantStock Option (right to buy) · Derivative | 10,765 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001242027-19-000007 · edgar.xml · derivative · entry 1 WHIPPLE ARTHUR O · CIK 0001242027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,765 Underlying: Common Stock · 10,765 shares Expires 2029-10-28 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2020. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 00:07 UTC |
HART E THOMASDirector
|
GrantStock Option (right to buy) · Derivative | 6,874 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001540277-19-000002 · edgar.xml · derivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,874 Underlying: Common Stock · 6,874 shares Expires 2029-10-28 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2020. Read SEC document |
| October 28, 2019 Filed Oct 29, 2019 23:20 UTC |
Lu Ruey-LinDirector
|
GrantStock Option (right to buy) · Derivative | 6,225 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001394200-19-000005 · edgar.xml · derivative · entry 1 Lu Ruey-Lin · CIK 0001394200 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,225 Underlying: Common Stock · 6,225 shares Expires 2029-10-28 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2020. Read SEC document |
| October 18, 2019 Filed Oct 22, 2019 16:58 UTC |
WHIPPLE ARTHUR ODirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $3.94 | $0.00 |
DisclosureSEC source: 0001242027-19-000004 · edgar.xml · derivative · entry 2 WHIPPLE ARTHUR O · CIK 0001242027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2019-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2019 Filed Oct 22, 2019 16:58 UTC |
WHIPPLE ARTHUR ODirector
|
Exercise / conversionCommon Stock | 6,000 | $3.94 | $23,640.00 |
DisclosureSEC source: 0001242027-19-000004 · edgar.xml · nonDerivative · entry 1 WHIPPLE ARTHUR O · CIK 0001242027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2019 Filed Sep 20, 2019 22:52 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 4,592 | $9.00 | $41,328.00 |
DisclosureSEC source: 0001394411-19-000018 · edgar.xml · nonDerivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,025,793 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 1, 2019. Read SEC document |
| September 18, 2019 Filed Sep 18, 2019 23:45 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 100 | $9.00 | $900.00 |
DisclosureSEC source: 0001394411-19-000016 · edgar.xml · nonDerivative · entry 2 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,385 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 1, 2019. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 23:45 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 37 | $9.00 | $333.00 |
DisclosureSEC source: 0001394411-19-000016 · edgar.xml · nonDerivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,485 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 1, 2019. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 20:07 UTC |
Wu Ping TakVP, U.S. Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,625 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001394447-19-000004 · edgar.xml · derivative · entry 3 Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,625 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 20:07 UTC |
Wu Ping TakVP, U.S. Operations
|
SaleCommon Stock | 8,880 | $8.04 | $71,389.87 |
DisclosureSEC source: 0001394447-19-000004 · edgar.xml · nonDerivative · entry 2 Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,255 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.05, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 20:07 UTC |
Wu Ping TakVP, U.S. Operations
|
Exercise / conversionCommon Stock | 20,625 | $3.43 | $70,743.75 |
DisclosureSEC source: 0001394447-19-000004 · edgar.xml · nonDerivative · entry 1 Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects ESPP allocations and dispositions that have occurred since the date of the reporting person's last ownership report. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 21:11 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001394411-19-000014 · edgar.xml · derivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-07-29 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2023. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 21:24 UTC |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001394413-19-000006 · edgar.xml · derivative · entry 1 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-07-29 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2023. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 21:21 UTC |
Lasserre Didier H.VP, Sales
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001394410-19-000004 · edgar.xml · derivative · entry 1 Lasserre Didier · CIK 0001394410 · VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-07-29 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on May 3, 2023. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 21:16 UTC |
Wu Bor-TayVP, Taiwan Operations
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001394670-19-000004 · edgar.xml · derivative · entry 1 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-07-29 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2023. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 21:06 UTC |
Wu Ping TakVP, U.S. Operations
|
GrantStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001394447-19-000002 · edgar.xml · derivative · entry 1 Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-07-29 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 5, 2023. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 21:03 UTC | GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001394412-19-000006 · edgar.xml · derivative · entry 1 Schirle Douglas · CIK 0001394412 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-07-29 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 3, 2023. Read SEC document |
|
| July 16, 2019 Filed Jul 17, 2019 00:10 UTC | Exercise / conversionStock Option (right to buy) · Derivative | 2,625 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001394412-19-000004 · edgar.xml · derivative · entry 2 Schirle Douglas · CIK 0001394412 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,625 shares Expires 2019-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| July 16, 2019 Filed Jul 17, 2019 00:10 UTC | Exercise / conversionCommon Stock | 2,625 | $4.00 | $10,500.00 |
DisclosureSEC source: 0001394412-19-000004 · edgar.xml · nonDerivative · entry 1 Schirle Douglas · CIK 0001394412 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| June 20, 2019 Filed Jun 21, 2019 23:41 UTC |
Lu Ruey-LinDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $3.94 | $0.00 |
DisclosureSEC source: 0001394200-19-000002 · edgar.xml · derivative · entry 3 Lu Ruey-Lin · CIK 0001394200 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2019-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 23:41 UTC |
Lu Ruey-LinDirector
|
Exercise / conversionCommon Stock | 6,000 | $3.94 | $23,640.00 |
DisclosureSEC source: 0001394200-19-000002 · edgar.xml · nonDerivative · entry 2 Lu Ruey-Lin · CIK 0001394200 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2019 Filed May 16, 2019 14:48 UTC |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,313 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001394413-19-000004 · edgar.xml · derivative · entry 4 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 10,313 shares Expires 2019-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2019 Filed May 16, 2019 14:48 UTC |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001394413-19-000004 · edgar.xml · derivative · entry 3 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2019-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2019 Filed May 16, 2019 14:48 UTC |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
Exercise / conversionCommon Stock | 10,313 | $4.00 | $41,252.00 |
DisclosureSEC source: 0001394413-19-000004 · edgar.xml · nonDerivative · entry 2 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 530,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2019 Filed May 16, 2019 14:48 UTC |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
Exercise / conversionCommon Stock | 100,000 | $3.43 | $343,000.00 |
DisclosureSEC source: 0001394413-19-000004 · edgar.xml · nonDerivative · entry 1 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,882,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2019 Filed May 7, 2019 20:11 UTC |
Wu Bor-TayVP, Taiwan Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,625 | $0.00 Strike: $3.38 | $0.00 |
DisclosureSEC source: 0001394670-19-000002 · edgar.xml · derivative · entry 3 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,625 shares Expires 2019-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2019 Filed May 7, 2019 20:11 UTC |
Wu Bor-TayVP, Taiwan Operations
|
SaleCommon Stock | 20,625 | $7.69 | $158,505.19 |
DisclosureSEC source: 0001394670-19-000002 · edgar.xml · nonDerivative · entry 2 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,500 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.48 to $7.99, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| May 06, 2019 Filed May 7, 2019 20:11 UTC |
Wu Bor-TayVP, Taiwan Operations
|
Exercise / conversionCommon Stock | 20,625 | $3.38 | $69,712.50 |
DisclosureSEC source: 0001394670-19-000002 · edgar.xml · nonDerivative · entry 1 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2019 Filed May 3, 2019 23:53 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,625 | $0.00 Strike: $3.38 | $0.00 |
DisclosureSEC source: 0001394411-19-000012 · edgar.xml · derivative · entry 3 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,625 shares Expires 2019-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.