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Nasdaq · USD

GSIT

GSI TECHNOLOGY INC

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6309
SEC CIK
0001126741
Parsed reports
257

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 2026013
Jun 202603
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2022 Filed May 18, 2022 20:06 UTC PurchaseCommon Stock 4,995 $3.03 $15,134.85
Disclosure

SEC source: 0001062993-22-012893 · form4.xml · nonDerivative · entry 2

Lasserre Didier · CIK 0001394410 · VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,288

F1 · balance_after: Includes 4,543 shares acquired under an Employee Stock Purchase Plan that have occurred since the date of the reporting person's last ownership report.

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May 17, 2022 Filed May 18, 2022 20:06 UTC PurchaseCommon Stock 5 $3.02 $15.10
Disclosure

SEC source: 0001062993-22-012893 · form4.xml · nonDerivative · entry 1

Lasserre Didier · CIK 0001394410 · VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,293

F1 · balance_after: Includes 4,543 shares acquired under an Employee Stock Purchase Plan that have occurred since the date of the reporting person's last ownership report.

Read SEC document
November 22, 2021 Filed Nov 22, 2021 22:57 UTC
Yau RobertDirector · VP, Engin., Sect. & Director
SaleCommon Stock 11,676 $6.03 $70,372.42
Disclosure

SEC source: 0001062993-21-011373 · form4.xml · nonDerivative · entry 3

Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust

Disclosed balance after: 977,439

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.92 to $6.20, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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November 19, 2021 Filed Nov 22, 2021 22:57 UTC
Yau RobertDirector · VP, Engin., Sect. & Director
SaleCommon Stock 28,324 $5.93 $168,015.14
Disclosure

SEC source: 0001062993-21-011373 · form4.xml · nonDerivative · entry 2

Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust

Disclosed balance after: 989,115

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.90 to $6.02, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
November 02, 2021 Filed Aug 8, 2025 20:07 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-013952 · form4.xml · nonDerivative · entry 1

Bradley Jack A. · CIK 0001637363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · ownership.direct: On November 2, 2021, the reporting person transferred 5,000 shares of Issuer's common stock to The Bradley-Richards Family Trust for no consideration. The reporting person and his spouse are co-trustees and are the beneficiaries of the trust. The reporting person and his spouse remain the beneficial owners of the securities held by the trust.

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November 01, 2021 Filed Nov 2, 2021 23:29 UTC
Lu Ruey-LinDirector
GrantStock Option (right to buy) · Derivative 8,633 $0.00 Strike: $5.56 $0.00
Disclosure

SEC source: 0001062993-21-010158 · form4.xml · derivative · entry 1

Lu Ruey-Lin · CIK 0001394200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,633

Underlying: Common Stock · 8,633 shares

Expires 2031-11-01

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2022.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 23:29 UTC GrantStock Option (right to buy) · Derivative 9,442 $0.00 Strike: $5.56 $0.00
Disclosure

SEC source: 0001062993-21-010157 · form4.xml · derivative · entry 1

Hsieh Hong-Po · CIK 0001444540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,442

Underlying: Common Stock · 9,442 shares

Expires 2031-11-01

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2022.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 23:28 UTC GrantStock Option (right to buy) · Derivative 10,881 $0.00 Strike: $5.56 $0.00
Disclosure

SEC source: 0001062993-21-010156 · form4.xml · derivative · entry 1

Cholawsky Elizabeth · CIK 0001608771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,881

Underlying: Common Stock · 10,881 shares

Expires 2031-11-01

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2022.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 23:28 UTC
Le KimDirector
GrantStock Option (right to buy) · Derivative 10,791 $0.00 Strike: $5.56 $0.00
Disclosure

SEC source: 0001062993-21-010155 · form4.xml · derivative · entry 1

Le Kim · CIK 0001829367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,791

Underlying: Common Stock · 10,791 shares

Expires 2031-11-01

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2022.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 23:28 UTC GrantStock Option (right to buy) · Derivative 7,733 $0.00 Strike: $5.56 $0.00
Disclosure

SEC source: 0001062993-21-010154 · form4.xml · derivative · entry 1

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,733

Underlying: Common Stock · 7,733 shares

Expires 2031-11-01

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2022.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 23:27 UTC GrantStock Option (right to buy) · Derivative 14,388 $0.00 Strike: $5.56 $0.00
Disclosure

SEC source: 0001062993-21-010153 · form4.xml · derivative · entry 1

Bradley Jack A. · CIK 0001637363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,388

Underlying: Common Stock · 14,388 shares

Expires 2031-11-01

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2022.

Read SEC document
October 26, 2021 Filed Oct 28, 2021 20:11 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001062993-21-009946 · form4.xml · derivative · entry 3

Bradley Jack A. · CIK 0001637363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2025-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2021 Filed Oct 28, 2021 20:11 UTC Exercise / conversionCommon Stock 5,000 $4.34 $21,700.00
Disclosure

SEC source: 0001062993-21-009946 · form4.xml · nonDerivative · entry 2

Bradley Jack A. · CIK 0001637363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 23:09 UTC
Lu Ruey-LinDirector
Exercise / conversionStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $4.90 $0.00
Disclosure

SEC source: 0001062993-21-009720 · form4.xml · derivative · entry 3

Lu Ruey-Lin · CIK 0001394200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2021-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 23:09 UTC
Lu Ruey-LinDirector
Exercise / conversionCommon Stock 6,000 $4.90 $29,400.00
Disclosure

SEC source: 0001062993-21-009720 · form4.xml · nonDerivative · entry 2

Lu Ruey-Lin · CIK 0001394200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 22:23 UTC
Wu Ping TakVP, U.S. Operations
Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $4.90 $0.00
Disclosure

SEC source: 0001062993-21-008007 · form4.xml · derivative · entry 4

Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2021-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 22:23 UTC
Wu Ping TakVP, U.S. Operations
SaleCommon Stock 30,000 $5.31 $159,264.00
Disclosure

SEC source: 0001062993-21-008007 · form4.xml · nonDerivative · entry 3

Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,605

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.30 to $5.36, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 22:23 UTC
Wu Ping TakVP, U.S. Operations
Exercise / conversionCommon Stock 30,000 $4.90 $147,000.00
Disclosure

SEC source: 0001062993-21-008007 · form4.xml · nonDerivative · entry 2

Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:44 UTC
Wu Ping TakVP, U.S. Operations
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001062993-21-007011 · form4.xml · derivative · entry 1

Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-08-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 5, 2025.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:40 UTC
Yau RobertDirector · VP, Engin., Sect. & Director
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001062993-21-007009 · form4.xml · derivative · entry 1

Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-08-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2025.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:33 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001062993-21-007007 · form4.xml · derivative · entry 1

Schirle Douglas · CIK 0001394412 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-08-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 3, 2025.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:19 UTC
Wu Bor-TayVP, Taiwan Operations
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001062993-21-007000 · form4.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-08-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2025.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:14 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001062993-21-006999 · form4.xml · derivative · entry 1

Lasserre Didier · CIK 0001394410 · VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-08-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on May 3, 2025.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:13 UTC
Shu Lee-LeanDirector · Pres., CEO and Chairman · 10% owner
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001062993-21-006998 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-08-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2025.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:17 UTC
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 24,793 $0.00 Strike: $6.54 $0.00
Disclosure

SEC source: 0001394413-21-000005 · edgar.xml · derivative · entry 5

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,190

Underlying: Common Stock · 86,983 shares

Expires 2021-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:17 UTC
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
SaleCommon Stock 24,793 $8.00 $198,353.92
Disclosure

SEC source: 0001394413-21-000005 · edgar.xml · nonDerivative · entry 2

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982,417

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.02, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:17 UTC
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
Exercise / conversionCommon Stock 24,793 $6.54 $162,146.22
Disclosure

SEC source: 0001394413-21-000005 · edgar.xml · nonDerivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,007,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:54 UTC
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 13,017 $0.00 Strike: $6.54 $0.00
Disclosure

SEC source: 0001394413-21-000003 · edgar.xml · derivative · entry 5

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,983

Underlying: Common Stock · 100,000 shares

Expires 2021-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:54 UTC
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
SaleCommon Stock 13,017 $8.01 $104,259.66
Disclosure

SEC source: 0001394413-21-000003 · edgar.xml · nonDerivative · entry 2

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982,417

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.04, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:54 UTC
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
Exercise / conversionCommon Stock 13,017 $6.54 $85,131.18
Disclosure

SEC source: 0001394413-21-000003 · edgar.xml · nonDerivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,995,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 22:04 UTC
Yau RobertDirector · VP, Engin., Sect. & Director
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $6.54 $0.00
Disclosure

SEC source: 0001394411-21-000002 · edgar.xml · derivative · entry 3

Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 40,000 shares

Expires 2021-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 22:04 UTC
Yau RobertDirector · VP, Engin., Sect. & Director
SaleCommon Stock 20,000 $8.00 $160,000.00
Disclosure

SEC source: 0001394411-21-000002 · edgar.xml · nonDerivative · entry 2

Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust

Disclosed balance after: 1,017,439

Read SEC document
February 11, 2021 Filed Feb 12, 2021 22:04 UTC
Yau RobertDirector · VP, Engin., Sect. & Director
Exercise / conversionCommon Stock 20,000 $6.54 $130,800.00
Disclosure

SEC source: 0001394411-21-000002 · edgar.xml · nonDerivative · entry 1

Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust

Disclosed balance after: 1,037,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 23:17 UTC
Le KimDirector
GrantStock Option (right to buy) · Derivative 8,171 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001829367-20-000008 · edgar.xml · derivative · entry 1

Le Kim · CIK 0001829367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,171

Underlying: Common Stock · 8,171 shares

Expires 2030-11-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2021.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 23:14 UTC GrantStock Option (right to buy) · Derivative 9,789 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001608771-20-000002 · edgar.xml · derivative · entry 1

Cholawsky Elizabeth · CIK 0001608771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,789

Underlying: Common Stock · 9,789 shares

Expires 2030-11-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2021.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 23:10 UTC GrantStock Option (right to buy) · Derivative 13,430 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001242027-20-000002 · edgar.xml · derivative · entry 1

WHIPPLE ARTHUR O · CIK 0001242027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,430

Underlying: Common Stock · 13,430 shares

Expires 2030-11-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2021.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 23:08 UTC GrantStock Option (right to buy) · Derivative 9,708 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001637363-20-000002 · edgar.xml · derivative · entry 1

Bradley Jack A. · CIK 0001637363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,708

Underlying: Common Stock · 9,708 shares

Expires 2030-11-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2021.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 23:02 UTC GrantStock Option (right to buy) · Derivative 8,495 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001444540-20-000002 · edgar.xml · derivative · entry 1

Hsieh Hong-Po · CIK 0001444540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,495

Underlying: Common Stock · 8,495 shares

Expires 2030-11-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2021.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 23:00 UTC
Lu Ruey-LinDirector
GrantStock Option (right to buy) · Derivative 7,766 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001394200-20-000002 · edgar.xml · derivative · entry 1

Lu Ruey-Lin · CIK 0001394200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,766

Underlying: Common Stock · 7,766 shares

Expires 2030-11-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2021.

Read SEC document
August 10, 2020 Filed Aug 10, 2020 22:09 UTC PurchaseCommon Stock 4,000 $6.09 $24,360.00
Disclosure

SEC source: 0001394412-20-000004 · edgar.xml · nonDerivative · entry 1

Schirle Douglas · CIK 0001394412 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,625

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:44 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $5.83 $0.00
Disclosure

SEC source: 0001394412-20-000002 · edgar.xml · derivative · entry 1

Schirle Douglas · CIK 0001394412 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2030-08-03

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 3, 2024.

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August 03, 2020 Filed Aug 4, 2020 22:36 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $5.83 $0.00
Disclosure

SEC source: 0001394410-20-000006 · edgar.xml · derivative · entry 1

Lasserre Didier · CIK 0001394410 · VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2030-08-03

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on May 3, 2024.

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August 03, 2020 Filed Aug 4, 2020 22:21 UTC
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $5.83 $0.00
Disclosure

SEC source: 0001394413-20-000004 · edgar.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-08-03

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2024.

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August 03, 2020 Filed Aug 4, 2020 22:30 UTC
Wu Bor-TayVP, Taiwan Operations
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $5.83 $0.00
Disclosure

SEC source: 0001394670-20-000005 · edgar.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2030-08-03

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2024.

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August 03, 2020 Filed Aug 4, 2020 21:53 UTC
Yau RobertDirector · VP, Engin., Sect. & Director
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $5.83 $0.00
Disclosure

SEC source: 0001394411-20-000004 · edgar.xml · derivative · entry 1

Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2030-08-03

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2024.

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August 03, 2020 Filed Aug 4, 2020 22:00 UTC
Wu Ping TakVP, U.S. Operations
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $5.83 $0.00
Disclosure

SEC source: 0001394447-20-000002 · edgar.xml · derivative · entry 1

Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-08-03

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 5, 2024.

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May 08, 2020 Filed May 12, 2020 15:17 UTC
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001394413-20-000002 · edgar.xml · derivative · entry 3

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2020-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2020 Filed May 12, 2020 15:17 UTC
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
Exercise / conversionCommon Stock 100,000 $6.00 $600,000.00
Disclosure

SEC source: 0001394413-20-000002 · edgar.xml · nonDerivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 04, 2020 Filed May 5, 2020 22:08 UTC
Yau RobertDirector · VP, Engin., Sect. & Director
Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001394411-20-000002 · edgar.xml · derivative · entry 4

Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2020-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 04, 2020 Filed May 5, 2020 22:08 UTC
Yau RobertDirector · VP, Engin., Sect. & Director
SaleCommon Stock 40,000 $7.02 $280,760.00
Disclosure

SEC source: 0001394411-20-000002 · edgar.xml · nonDerivative · entry 2

Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust

Disclosed balance after: 1,017,439

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.93 to $7.30, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.