Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Enterprise 4.0 Technology Acquisition CorpENTFU · Entity 129952 | Director | October 18, 2021 | October 19, 2021 |
| GSI TECHNOLOGY INCGSIT · Entity 6309 | Director | October 31, 2022 | November 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Enterprise 4.0 Technology Acquisition Corp
Report date October 18, 2021 · Filed October 19, 2021
This filing explicitly reported no securities owned.
GSI TECHNOLOGY INC
Report date October 31, 2022 · Filed November 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.87 · Expires 2032-10-31 | Direct | 32,085 |
Reported balance
After 2022-10-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-10-31 · Grant · Disposed 32,085 · Balance 32,085 F1: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2023. F2: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2023.
F2: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2022 Filed Nov 2, 2022 00:00 UTC | GSI TECHNOLOGY INC GSIT · Entity 6309 | GrantStock Option (right to buy) · Derivative | 32,085 | $0.00 Strike: $1.87 | $0.00 |
DisclosureSEC source: 0001062993-22-021393 · form4.xml · derivative · entry 1 Le Kim · CIK 0001829367 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,085 Underlying: Common Stock · 32,085 shares Expires 2032-10-31 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2023. F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2023. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 23:28 UTC | GSI TECHNOLOGY INC GSIT · Entity 6309 | GrantStock Option (right to buy) · Derivative | 10,791 | $0.00 Strike: $5.56 | $0.00 |
DisclosureSEC source: 0001062993-21-010155 · form4.xml · derivative · entry 1 Le Kim · CIK 0001829367 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,791 Underlying: Common Stock · 10,791 shares Expires 2031-11-01 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2022. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 23:17 UTC | GSI TECHNOLOGY INC GSIT · Entity 6309 | GrantStock Option (right to buy) · Derivative | 8,171 | $0.00 Strike: $6.18 | $0.00 |
DisclosureSEC source: 0001829367-20-000008 · edgar.xml · derivative · entry 1 Le Kim · CIK 0001829367 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,171 Underlying: Common Stock · 8,171 shares Expires 2030-11-02 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.