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Nasdaq · USD

GSIT

GSI TECHNOLOGY INC

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6309
SEC CIK
0001126741
Parsed reports
257

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 2026013
Jun 202603
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2024 Filed May 16, 2024 21:59 UTC
Yau RobertDirector · Secretary
SaleCommon Stock 235 $3.21 $754.70
Disclosure

SEC source: 0001062993-24-010510 · form4.xml · nonDerivative · entry 3

Yau Robert · CIK 0001394411 · Director · Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust

Disclosed balance after: 923,614

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.20 to $3.22, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
May 15, 2024 Filed May 16, 2024 21:59 UTC
Yau RobertDirector · Secretary
SaleCommon Stock 3,590 $3.20 $11,488.00
Disclosure

SEC source: 0001062993-24-010510 · form4.xml · nonDerivative · entry 2

Yau Robert · CIK 0001394411 · Director · Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust

Disclosed balance after: 923,849

Read SEC document
January 29, 2024 Filed Jan 30, 2024 22:22 UTC
Shu Lee-LeanDirector · Pres., CEO and Chairman · 10% owner
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001062993-24-001610 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2034-01-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2024.

Read SEC document
January 29, 2024 Filed Jan 30, 2024 22:21 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001062993-24-001609 · form4.xml · derivative · entry 1

Schirle Douglas · CIK 0001394412 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-01-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2024.

Read SEC document
January 29, 2024 Filed Jan 30, 2024 22:20 UTC
Wu Bor-TayVP, Taiwan Operations
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001062993-24-001608 · form4.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-01-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2024.

Read SEC document
January 29, 2024 Filed Jan 30, 2024 22:17 UTC
Wu Ping TakVP, U.S. Operations
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001062993-24-001607 · form4.xml · derivative · entry 1

Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2034-01-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2024.

Read SEC document
January 29, 2024 Filed Jan 30, 2024 22:16 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001062993-24-001606 · form4.xml · derivative · entry 1

Lasserre Didier · CIK 0001394410 · VP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-01-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2024.

Read SEC document
January 29, 2024 Filed Jan 30, 2024 22:12 UTC
Chuang Patrick T.Senior VP, Memory Design
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001062993-24-001604 · form4.xml · derivative · entry 1

CHUANG PATRICK T · CIK 0002009849 · Senior VP, Memory Design

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-01-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2024.

Read SEC document
October 30, 2023 Filed Oct 31, 2023 20:35 UTC GrantStock Option (right to buy) · Derivative 31,675 $0.00 Strike: $1.91 $0.00
Disclosure

SEC source: 0001062993-23-019903 · form4.xml · derivative · entry 1

Cholawsky Elizabeth · CIK 0001608771 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,675

Underlying: Common Stock · 31,675 shares

Expires 2033-10-30

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2024.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2024.

Read SEC document
October 30, 2023 Filed Oct 31, 2023 20:35 UTC GrantStock Option (right to buy) · Derivative 46,073 $0.00 Strike: $1.91 $0.00
Disclosure

SEC source: 0001062993-23-019902 · form4.xml · derivative · entry 1

Bradley Jack A. · CIK 0001637363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,073

Underlying: Common Stock · 46,073 shares

Expires 2033-10-30

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2024.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2024.

Read SEC document
October 30, 2023 Filed Oct 31, 2023 20:34 UTC
Lu Ruey-LinDirector
GrantStock Option (right to buy) · Derivative 25,130 $0.00 Strike: $1.91 $0.00
Disclosure

SEC source: 0001062993-23-019901 · form4.xml · derivative · entry 1

Lu Ruey-Lin · CIK 0001394200 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,130

Underlying: Common Stock · 25,130 shares

Expires 2033-10-30

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2024.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2024.

Read SEC document
October 30, 2023 Filed Oct 31, 2023 20:34 UTC GrantStock Option (right to buy) · Derivative 27,486 $0.00 Strike: $1.91 $0.00
Disclosure

SEC source: 0001062993-23-019900 · form4.xml · derivative · entry 1

Hsieh Hong-Po · CIK 0001444540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,486

Underlying: Common Stock · 27,486 shares

Expires 2033-10-30

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2024.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2024.

Read SEC document
October 30, 2023 Filed Oct 31, 2023 20:32 UTC GrantStock Option (right to buy) · Derivative 28,795 $0.00 Strike: $1.91 $0.00
Disclosure

SEC source: 0001062993-23-019899 · form4.xml · derivative · entry 1

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,795

Underlying: Common Stock · 28,795 shares

Expires 2033-10-30

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2024.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2024.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:13 UTC
Yau RobertDirector · VP, Engin., Sect. & Director
SaleCommon Stock 12,500 $3.02 $37,811.25
Disclosure

SEC source: 0001062993-23-017356 · form4.xml · nonDerivative · entry 3

Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust

Disclosed balance after: 927,439

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.10, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 20:13 UTC
Yau RobertDirector · VP, Engin., Sect. & Director
SaleCommon Stock 15,263 $3.27 $49,855.06
Disclosure

SEC source: 0001062993-23-017356 · form4.xml · nonDerivative · entry 2

Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust

Disclosed balance after: 939,939

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.25 to $3.28, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 23:17 UTC
Yau RobertDirector · VP, Engin., Sect. & Director
SaleCommon Stock 18,740 $3.50 $65,601.24
Disclosure

SEC source: 0001062993-23-017181 · form4.xml · nonDerivative · entry 2

Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust

Disclosed balance after: 955,202

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $3.515, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 20:11 UTC
Yau RobertDirector · VP, Engin., Sect. & Director
SaleCommon Stock 3,497 $3.50 $12,239.50
Disclosure

SEC source: 0001062993-23-017074 · form4.xml · nonDerivative · entry 2

Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust

Disclosed balance after: 973,942

Read SEC document
August 11, 2023 Filed Aug 15, 2023 01:08 UTC
Yau RobertDirector · VP, Engin., Sect. & Director
SaleCommon Stock 4,000 $3.25 $13,000.00
Disclosure

SEC source: 0001062993-23-016467 · form4.xml · nonDerivative · entry 2

Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Read SEC document
July 31, 2023 Filed Aug 1, 2023 23:51 UTC
Shu Lee-LeanDirector · Pres., CEO and Chairman · 10% owner
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0001062993-23-015620 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-07-31

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2027.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 23:50 UTC
Wu Ping TakVP, U.S. Operations
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0001062993-23-015619 · form4.xml · derivative · entry 1

Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-07-31

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 5, 2027.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 23:50 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0001062993-23-015618 · form4.xml · derivative · entry 1

Schirle Douglas · CIK 0001394412 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-07-31

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 3, 2027.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 23:48 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0001062993-23-015617 · form4.xml · derivative · entry 1

Lasserre Didier · CIK 0001394410 · VP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-07-31

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on May 3, 2027.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 23:47 UTC
Yau RobertDirector · VP, Engin., Sect. & Director
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0001062993-23-015616 · form4.xml · derivative · entry 1

Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-07-31

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2027.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 23:45 UTC
Akerib AvidanVP, Associative Computing
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0001062993-23-015613 · form4.xml · derivative · entry 1

Akerib Avidan · CIK 0001932651 · VP, Associative Computing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-07-31

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on May 23, 2027.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 23:47 UTC
Wu Bor-TayVP, Taiwan Operations
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0001062993-23-015615 · form4.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-07-31

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2027.

Read SEC document
December 02, 2022 Filed Dec 2, 2022 23:44 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001062993-22-023262 · form4.xml · derivative · entry 1

Schirle Douglas · CIK 0001394412 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-12-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 2, 2023.

Read SEC document
December 02, 2022 Filed Dec 2, 2022 23:43 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001062993-22-023261 · form4.xml · derivative · entry 1

Lasserre Didier · CIK 0001394410 · VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-12-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 2, 2023.

Read SEC document
December 02, 2022 Filed Dec 2, 2022 23:43 UTC
Wu Ping TakVP, U.S. Operations
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001062993-22-023260 · form4.xml · derivative · entry 1

Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-12-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 2, 2023.

Read SEC document
December 02, 2022 Filed Dec 2, 2022 23:42 UTC
Yau RobertDirector · VP, Engin., Sect.
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001062993-22-023259 · form4.xml · derivative · entry 1

Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2032-12-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 2, 2023.

Read SEC document
December 02, 2022 Filed Dec 2, 2022 23:41 UTC
Wu Bor-TayVP, Taiwan Operations
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001062993-22-023258 · form4.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-12-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 2, 2023.

Read SEC document
December 02, 2022 Filed Dec 2, 2022 23:41 UTC
Shu Lee-LeanDirector · Pres., CEO and Chairman · 10% owner
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001062993-22-023257 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2032-12-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 2, 2023.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 00:02 UTC
Lu Ruey-LinDirector
GrantStock Option (right to buy) · Derivative 25,668 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001062993-22-021397 · form4.xml · derivative · entry 1

Lu Ruey-Lin · CIK 0001394200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,668

Underlying: Common Stock · 25,668 shares

Expires 2032-10-31

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2023.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2023.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 00:02 UTC GrantStock Option (right to buy) · Derivative 27,005 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001062993-22-021396 · form4.xml · derivative · entry 1

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,005

Underlying: Common Stock · 27,005 shares

Expires 2032-10-31

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2023.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2023.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 00:00 UTC GrantStock Option (right to buy) · Derivative 28,342 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001062993-22-021394 · form4.xml · derivative · entry 1

Cholawsky Elizabeth · CIK 0001608771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,342

Underlying: Common Stock · 28,342 shares

Expires 2032-10-31

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2023.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2023.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 00:02 UTC GrantStock Option (right to buy) · Derivative 42,780 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001062993-22-021395 · form4.xml · derivative · entry 1

Bradley Jack A. · CIK 0001637363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,780

Underlying: Common Stock · 42,780 shares

Expires 2032-10-31

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2023.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2023.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 00:00 UTC
Le KimDirector
GrantStock Option (right to buy) · Derivative 32,085 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001062993-22-021393 · form4.xml · derivative · entry 1

Le Kim · CIK 0001829367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,085

Underlying: Common Stock · 32,085 shares

Expires 2032-10-31

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2023.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2023.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 23:59 UTC GrantStock Option (right to buy) · Derivative 28,074 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001062993-22-021392 · form4.xml · derivative · entry 1

Hsieh Hong-Po · CIK 0001444540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,074

Underlying: Common Stock · 28,074 shares

Expires 2032-10-31

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2023.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2023.

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August 01, 2022 Filed Aug 2, 2022 21:04 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001062993-22-017101 · form4.xml · derivative · entry 1

Lasserre Didier · CIK 0001394410 · VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-08-01

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on May 3, 2026.

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August 01, 2022 Filed Aug 2, 2022 21:04 UTC
Wu Ping TakVP, U.S. Operations
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001062993-22-017102 · form4.xml · derivative · entry 1

Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-08-01

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 5, 2026.

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August 01, 2022 Filed Aug 2, 2022 21:03 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001062993-22-017100 · form4.xml · derivative · entry 1

Schirle Douglas · CIK 0001394412 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-08-01

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 3, 2026.

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August 01, 2022 Filed Aug 2, 2022 21:02 UTC
Yau RobertDirector · VP, Engin., Sect. & Director
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001062993-22-017099 · form4.xml · derivative · entry 1

Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-08-01

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2026.

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August 01, 2022 Filed Aug 2, 2022 21:01 UTC
Akerib AvidanVP, Associative Computing
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001062993-22-017097 · form4.xml · derivative · entry 1

Akerib Avidan · CIK 0001932651 · VP, Associative Computing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-08-01

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on May 23, 2026.

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August 01, 2022 Filed Aug 2, 2022 21:01 UTC
Wu Bor-TayVP, Taiwan Operations
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001062993-22-017098 · form4.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-08-01

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2026.

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August 01, 2022 Filed Aug 2, 2022 20:59 UTC
Shu Lee-LeanDirector · Pres., CEO and Chairman · 10% owner
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001062993-22-017096 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-08-01

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2026.

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May 25, 2022 Filed May 25, 2022 20:12 UTC
Lu Ruey-LinDirector
PurchaseCommon Stock 5,051 $3.55 $17,945.70
Disclosure

SEC source: 0001062993-22-013483 · form4.xml · nonDerivative · entry 2

Lu Ruey-Lin · CIK 0001394200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

F2 · price: The price reported for this transaction is a weighted-average price. The shares were purchased in multiple transactions ranging from $3.363 to $3.60, inclusive.

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May 25, 2022 Filed May 26, 2022 22:28 UTC PurchaseCommon Stock 1,350 $3.60 $4,858.11
Disclosure

SEC source: 0001062993-22-013610 · form4.xml · nonDerivative · entry 1

Cholawsky Elizabeth · CIK 0001608771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

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May 24, 2022 Filed May 25, 2022 20:12 UTC
Lu Ruey-LinDirector
PurchaseCommon Stock 804 $3.45 $2,775.89
Disclosure

SEC source: 0001062993-22-013483 · form4.xml · nonDerivative · entry 1

Lu Ruey-Lin · CIK 0001394200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,449

F1 · price: The price reported for this transaction is a weighted-average price. The shares were purchased in multiple transactions ranging from $3.34 to $3.50, inclusive. The reporting person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in these footnotes.

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May 23, 2022 Filed May 24, 2022 22:06 UTC
Lu Ruey-LinDirector
PurchaseCommon Stock 5,000 $3.18 $15,911.00
Disclosure

SEC source: 0001062993-22-013410 · form4.xml · nonDerivative · entry 2

Lu Ruey-Lin · CIK 0001394200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,645

F2 · price: The price reported for this transaction is a weighted-average price. The shares were purchased in multiple transactions ranging from $3.145 to $3.20, inclusive.

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May 23, 2022 Filed May 25, 2022 20:11 UTC PurchaseCommon Stock 6,000 $3.36 $20,159.40
Disclosure

SEC source: 0001062993-22-013482 · form4.xml · nonDerivative · entry 1

Schirle Douglas · CIK 0001394412 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,625

F1 · price: The price reported for this transaction is a weighted-average price. The shares were purchased in multiple transactions ranging from $3.2326 to $3.60, inclusive. The reporting person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in these footnotes.

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May 20, 2022 Filed May 24, 2022 22:06 UTC
Lu Ruey-LinDirector
PurchaseCommon Stock 19,645 $3.22 $63,311.91
Disclosure

SEC source: 0001062993-22-013410 · form4.xml · nonDerivative · entry 1

Lu Ruey-Lin · CIK 0001394200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,645

F1 · price: The price reported for this transaction is a weighted-average price. The shares were purchased in multiple transactions ranging from $3.155 to $3.37, inclusive. The reporting person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in these footnotes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.