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Nasdaq · USD

GSHD

Goosehead Insurance, Inc.

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4370
SEC CIK
0001726978
Parsed reports
1,236

Last 12 months

Inside the activity.

19 purchase rows · 36 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202502
Jan 202600
Feb 202610
Mar 202600
Apr 202602
May 202659
Jun 202600
Jul 2026107
Aug 2026016
Sep 202610
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2020 Filed Nov 12, 2020 23:40 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
SaleClass A Common Stock 6,457 $118.19 $763,152.83
Disclosure

SEC source: 0001726978-20-000373 · wf-form4_160522441870083.xml · nonDerivative · entry 5

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mark and Robyn Jones Descendants Trust 2014

Disclosed balance after: 27,225

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.57 to $118.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:40 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
SaleClass A Common Stock 3,339 $116.97 $390,562.83
Disclosure

SEC source: 0001726978-20-000373 · wf-form4_160522441870083.xml · nonDerivative · entry 4

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mark and Robyn Jones Descendants Trust 2014

Disclosed balance after: 33,682

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.54 to $117.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:40 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
SaleClass A Common Stock 6,278 $115.79 $726,929.62
Disclosure

SEC source: 0001726978-20-000373 · wf-form4_160522441870083.xml · nonDerivative · entry 3

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mark and Robyn Jones Descendants Trust 2014

Disclosed balance after: 37,021

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.44 to $116.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:40 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
ConversionClass A Common Stock 43,299 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000373 · wf-form4_160522441870083.xml · nonDerivative · entry 2

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mark and Robyn Jones Descendants Trust 2014

Disclosed balance after: 43,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:40 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
ConversionClass B Common Stock 43,299 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000373 · wf-form4_160522441870083.xml · nonDerivative · entry 1

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 12,855,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:43 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
ConversionLLC Units in Goosehead Financial, LLC · Derivative 43,299 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000375 · wf-form4_160522462416800.xml · derivative · entry 12

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,096,182

Underlying: Class A Common Stock · 43,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.

F8 · derivative.expiration_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:43 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
SaleClass A Common Stock 400 $124.35 $49,740.00
Disclosure

SEC source: 0001726978-20-000375 · wf-form4_160522462416800.xml · nonDerivative · entry 11

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:43 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
SaleClass A Common Stock 100 $122.85 $12,285.00
Disclosure

SEC source: 0001726978-20-000375 · wf-form4_160522462416800.xml · nonDerivative · entry 10

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:43 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
SaleClass A Common Stock 4,089 $121.89 $498,408.21
Disclosure

SEC source: 0001726978-20-000375 · wf-form4_160522462416800.xml · nonDerivative · entry 9

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.66 to $122.46 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:43 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
SaleClass A Common Stock 10,297 $121.24 $1,248,408.28
Disclosure

SEC source: 0001726978-20-000375 · wf-form4_160522462416800.xml · nonDerivative · entry 8

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,589

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.65 to $121.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:43 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
SaleClass A Common Stock 2,696 $120.15 $323,924.40
Disclosure

SEC source: 0001726978-20-000375 · wf-form4_160522462416800.xml · nonDerivative · entry 7

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,886

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.61 to $120.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:43 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
SaleClass A Common Stock 9,643 $118.96 $1,147,131.28
Disclosure

SEC source: 0001726978-20-000375 · wf-form4_160522462416800.xml · nonDerivative · entry 6

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,582

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.58 to $119.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:43 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
SaleClass A Common Stock 6,457 $118.19 $763,152.83
Disclosure

SEC source: 0001726978-20-000375 · wf-form4_160522462416800.xml · nonDerivative · entry 5

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,225

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.57 to $118.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:43 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
SaleClass A Common Stock 3,339 $116.97 $390,562.83
Disclosure

SEC source: 0001726978-20-000375 · wf-form4_160522462416800.xml · nonDerivative · entry 4

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,682

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.54 to $117.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:43 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
SaleClass A Common Stock 6,278 $115.79 $726,929.62
Disclosure

SEC source: 0001726978-20-000375 · wf-form4_160522462416800.xml · nonDerivative · entry 3

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,021

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.44 to $116.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:43 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
ConversionClass A Common Stock 43,299 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000375 · wf-form4_160522462416800.xml · nonDerivative · entry 2

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:43 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
ConversionClass B Common Stock 43,299 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000375 · wf-form4_160522462416800.xml · nonDerivative · entry 1

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,096,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 16:23 UTC ConversionLLC Units in Goosehead Financial, LLC · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000369 · wf-form4_160495698240285.xml · derivative · entry 5

Colby 2014 Family Trust · CIK 0001815521 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,732

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F3 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 16:23 UTC SaleClass A Common Stock 4,017 $123.16 $494,714.84
Disclosure

SEC source: 0001726978-20-000369 · wf-form4_160495698240285.xml · nonDerivative · entry 4

Colby 2014 Family Trust · CIK 0001815521 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,402

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.74 to $123.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 16:23 UTC SaleClass A Common Stock 45,983 $121.63 $5,593,013.45
Disclosure

SEC source: 0001726978-20-000369 · wf-form4_160495698240285.xml · nonDerivative · entry 3

Colby 2014 Family Trust · CIK 0001815521 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,419

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.31 to $122.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 16:23 UTC ConversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000369 · wf-form4_160495698240285.xml · nonDerivative · entry 2

Colby 2014 Family Trust · CIK 0001815521 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 16:23 UTC ConversionClass B Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000369 · wf-form4_160495698240285.xml · nonDerivative · entry 1

Colby 2014 Family Trust · CIK 0001815521 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:24 UTC
Miller MarkDirector
Exercise / conversionDirector Stock Options (right to buy) · Derivative 5,359 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-20-000372 · wf-form4_160495707156588.xml · derivative · entry 3

Miller Mark · CIK 0001737949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,622

Underlying: Class A Stock · 5,359 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option shall vest and become exercisable, subject to continued service, in 12 equal quarterly installments over the three (3) year period following the grant date; provided, that all shares subject to the option will vest and become exercisable upon a "change in control" (as defined in the issuer's omnibus incentive plan).

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:24 UTC
Miller MarkDirector
SaleClass A Common Stock 5,359 $124.59 $667,668.16
Disclosure

SEC source: 0001726978-20-000372 · wf-form4_160495707156588.xml · nonDerivative · entry 2

Miller Mark · CIK 0001737949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.00 to $124.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:24 UTC
Miller MarkDirector
Exercise / conversionClass A Common Stock 5,359 $10.00 $53,590.00
Disclosure

SEC source: 0001726978-20-000372 · wf-form4_160495707156588.xml · nonDerivative · entry 1

Miller Mark · CIK 0001737949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:24 UTC
Reid JamesDirector
Exercise / conversionDirector Stock Options (right to buy) · Derivative 1,300 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-20-000371 · wf-form4_160495705802836.xml · derivative · entry 3

Reid James · CIK 0001737074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,362

Underlying: Class A Stock · 1,300 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option shall vest and become exercisable, subject to continued service, in 12 equal quarterly installments over the three (3) year period following the grant date; provided, that all shares subject to the option will vest and become exercisable upon a "change in control" (as defined in the issuer's omnibus incentive plan).

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:24 UTC
Reid JamesDirector
SaleClass A Common Stock 1,300 $125.01 $162,514.95
Disclosure

SEC source: 0001726978-20-000371 · wf-form4_160495705802836.xml · nonDerivative · entry 2

Reid James · CIK 0001737074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.00 to $125.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:24 UTC
Reid JamesDirector
Exercise / conversionClass A Common Stock 1,300 $10.00 $13,000.00
Disclosure

SEC source: 0001726978-20-000371 · wf-form4_160495705802836.xml · nonDerivative · entry 1

Reid James · CIK 0001737074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:24 UTC
Burks DrewChief Information Officer
Exercise / conversionEmployee Stock Options · Derivative 2,500 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-20-000370 · wf-form4_160495704448402.xml · derivative · entry 3

Burks Drew · CIK 0001737235 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Class A Stock · 2,500 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Burks' employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Burks' option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:24 UTC
Burks DrewChief Information Officer
SaleClass A Common Stock 2,500 $124.13 $310,329.25
Disclosure

SEC source: 0001726978-20-000370 · wf-form4_160495704448402.xml · nonDerivative · entry 2

Burks Drew · CIK 0001737235 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.82 to $124.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:24 UTC
Burks DrewChief Information Officer
Exercise / conversionClass A Common Stock 2,500 $10.00 $25,000.00
Disclosure

SEC source: 0001726978-20-000370 · wf-form4_160495704448402.xml · nonDerivative · entry 1

Burks Drew · CIK 0001737235 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 5, 2020 23:29 UTC
Miller MarkDirector
Exercise / conversionDirector Stock Options (right to buy) · Derivative 4,641 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-20-000368 · wf-form4_160461897775742.xml · derivative · entry 3

Miller Mark · CIK 0001737949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,981

Underlying: Class A Stock · 4,641 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option shall vest and become exercisable, subject to continued service, in 12 equal quarterly installments over the three (3) year period following the grant date; provided, that all shares subject to the option will vest and become exercisable upon a "change in control" (as defined in the issuer's omnibus incentive plan).

Read SEC document
November 05, 2020 Filed Nov 5, 2020 23:29 UTC
Miller MarkDirector
SaleClass A Common Stock 4,641 $125.24 $581,257.87
Disclosure

SEC source: 0001726978-20-000368 · wf-form4_160461897775742.xml · nonDerivative · entry 2

Miller Mark · CIK 0001737949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.03 to $125.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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November 05, 2020 Filed Nov 5, 2020 23:29 UTC
Miller MarkDirector
Exercise / conversionClass A Common Stock 4,641 $10.00 $46,410.00
Disclosure

SEC source: 0001726978-20-000368 · wf-form4_160461897775742.xml · nonDerivative · entry 1

Miller Mark · CIK 0001737949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 05, 2020 Filed Nov 5, 2020 23:27 UTC Exercise / conversionDirector Stock Options (right to buy) · Derivative 20,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-20-000367 · wf-form4_160461881733705.xml · derivative · entry 5

Lane Peter R. · CIK 0001570186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,622

Underlying: Class A Common Stock · 20,000 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option shall vest and become exercisable, subject to continued service, in 12 equal quarterly installments over the three (3) year period following the grant date; provided, that all shares subject to the option will vest and become exercisable upon a "change in control" (as defined in the issuer's omnibus incentive plan).

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November 05, 2020 Filed Nov 5, 2020 23:27 UTC SaleClass A Common Stock 1 $125.56 $125.56
Disclosure

SEC source: 0001726978-20-000367 · wf-form4_160461881733705.xml · nonDerivative · entry 4

Lane Peter R. · CIK 0001570186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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November 05, 2020 Filed Nov 5, 2020 23:27 UTC SaleClass A Common Stock 14,268 $125.01 $1,783,629.84
Disclosure

SEC source: 0001726978-20-000367 · wf-form4_160461881733705.xml · nonDerivative · entry 3

Lane Peter R. · CIK 0001570186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.51 to $125.43, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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November 05, 2020 Filed Nov 5, 2020 23:27 UTC SaleClass A Common Stock 5,731 $124.02 $710,734.55
Disclosure

SEC source: 0001726978-20-000367 · wf-form4_160461881733705.xml · nonDerivative · entry 2

Lane Peter R. · CIK 0001570186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,269

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.50 to $124.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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November 05, 2020 Filed Nov 5, 2020 23:27 UTC Exercise / conversionClass A Common Stock 20,000 $10.00 $200,000.00
Disclosure

SEC source: 0001726978-20-000367 · wf-form4_160461881733705.xml · nonDerivative · entry 1

Lane Peter R. · CIK 0001570186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 5, 2020 23:21 UTC
Reid JamesDirector
Exercise / conversionDirector Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-20-000366 · wf-form4_160461845915966.xml · derivative · entry 3

Reid James · CIK 0001737074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,662

Underlying: Class A Stock · 5,000 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option shall vest and become exercisable, subject to continued service, in 12 equal quarterly installments over the three (3) year period following the grant date; provided, that all shares subject to the option will vest and become exercisable upon a "change in control" (as defined in the issuer's omnibus incentive plan).

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November 05, 2020 Filed Nov 5, 2020 23:21 UTC
Reid JamesDirector
SaleClass A Common Stock 5,000 $125.18 $625,910.50
Disclosure

SEC source: 0001726978-20-000366 · wf-form4_160461845915966.xml · nonDerivative · entry 2

Reid James · CIK 0001737074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 05, 2020 Filed Nov 5, 2020 23:21 UTC
Reid JamesDirector
Exercise / conversionClass A Common Stock 5,000 $10.00 $50,000.00
Disclosure

SEC source: 0001726978-20-000366 · wf-form4_160461845915966.xml · nonDerivative · entry 1

Reid James · CIK 0001737074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 23:19 UTC
Miller MarkDirector
Exercise / conversionDirector Stock Options (right to buy) · Derivative 10,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-20-000365 · wf-form4_160461832953638.xml · derivative · entry 3

Miller Mark · CIK 0001737949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,622

Underlying: Class A Stock · 10,000 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option shall vest and become exercisable, subject to continued service, in 12 equal quarterly installments over the three (3) year period following the grant date; provided, that all shares subject to the option will vest and become exercisable upon a "change in control" (as defined in the issuer's omnibus incentive plan).

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November 04, 2020 Filed Nov 5, 2020 23:19 UTC
Miller MarkDirector
SaleClass A Common Stock 10,000 $125.31 $1,253,134.00
Disclosure

SEC source: 0001726978-20-000365 · wf-form4_160461832953638.xml · nonDerivative · entry 2

Miller Mark · CIK 0001737949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 04, 2020 Filed Nov 5, 2020 23:19 UTC
Miller MarkDirector
Exercise / conversionClass A Common Stock 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001726978-20-000365 · wf-form4_160461832953638.xml · nonDerivative · entry 1

Miller Mark · CIK 0001737949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 23:16 UTC
Reid JamesDirector
Exercise / conversionDirector Stock Options (right to buy) · Derivative 4,960 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-20-000364 · wf-form4_160461819472860.xml · derivative · entry 3

Reid James · CIK 0001737074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,662

Underlying: Class A Stock · 4,960 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option shall vest and become exercisable, subject to continued service, in 12 equal quarterly installments over the three (3) year period following the grant date; provided, that all shares subject to the option will vest and become exercisable upon a "change in control" (as defined in the issuer's omnibus incentive plan).

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November 04, 2020 Filed Nov 5, 2020 23:16 UTC
Reid JamesDirector
SaleClass A Common Stock 4,960 $125.80 $623,965.52
Disclosure

SEC source: 0001726978-20-000364 · wf-form4_160461819472860.xml · nonDerivative · entry 2

Reid James · CIK 0001737074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.75 to $126.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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November 04, 2020 Filed Nov 5, 2020 23:16 UTC
Reid JamesDirector
Exercise / conversionClass A Common Stock 4,960 $10.00 $49,600.00
Disclosure

SEC source: 0001726978-20-000364 · wf-form4_160461819472860.xml · nonDerivative · entry 1

Reid James · CIK 0001737074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 17:00 UTC
Delavan GaryVP of Corporate Sales
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 10,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-20-000359 · wf-form4_160452720724765.xml · derivative · entry 3

Delavan Gary · CIK 0001736850 · VP of Corporate Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Delavan's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Delavan's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

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November 03, 2020 Filed Nov 4, 2020 17:00 UTC
Delavan GaryVP of Corporate Sales
SaleClass A Common Stock 10,000 $122.67 $1,226,700.00
Disclosure

SEC source: 0001726978-20-000359 · wf-form4_160452720724765.xml · nonDerivative · entry 2

Delavan Gary · CIK 0001736850 · VP of Corporate Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.