Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Goosehead Insurance, Inc.GSHD · Entity 4370 | Chief Information Officer | May 28, 2021 | June 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Goosehead Insurance, Inc.
Report date May 28, 2021 · Filed June 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 39 |
Ending reported balance
After 2021-05-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-05-28 · Exercise / conversion · Acquired 1,000 · Balance 1,039 Row 2 · 2021-05-28 · Sale · Disposed 1,000 · Balance 39 |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2028-04-26 | Direct | 34,500 |
Reported balance
After 2021-05-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-05-28 · Exercise / conversion · Disposed 1,000 · Balance 34,500 F1: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Burks' employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Burks' option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan). |
Filing footnotes · ownership attribution and instrument terms
F1: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Burks' employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Burks' option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2021 Filed Jun 1, 2021 20:58 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | Exercise / conversionEmployee Stock Options · Derivative | 1,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001726978-21-000112 · wf-form4_162258109603981.xml · derivative · entry 3 Burks Drew · CIK 0001737235 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Class A Stock · 1,000 shares Expires 2028-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Burks' employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Burks' option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan). Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:58 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 1,000 | $90.69 | $90,690.00 |
DisclosureSEC source: 0001726978-21-000112 · wf-form4_162258109603981.xml · nonDerivative · entry 2 Burks Drew · CIK 0001737235 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39 Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:58 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | Exercise / conversionClass A Common Stock | 1,000 | $10.00 | $10,000.00 |
DisclosureSEC source: 0001726978-21-000112 · wf-form4_162258109603981.xml · nonDerivative · entry 1 Burks Drew · CIK 0001737235 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2021 Filed May 10, 2021 22:27 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | Exercise / conversionEmployee Stock Options · Derivative | 2,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001726978-21-000071 · wf-form4_162068566063156.xml · derivative · entry 3 Burks Drew · CIK 0001737235 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,500 Underlying: Class A Stock · 2,000 shares Expires 2028-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Burks' employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Burks' option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan). Read SEC document |
| May 06, 2021 Filed May 10, 2021 22:27 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 2,000 | $100.93 | $201,850.00 |
DisclosureSEC source: 0001726978-21-000071 · wf-form4_162068566063156.xml · nonDerivative · entry 2 Burks Drew · CIK 0001737235 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39 Read SEC document |
| May 06, 2021 Filed May 10, 2021 22:27 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | Exercise / conversionClass A Common Stock | 2,000 | $10.00 | $20,000.00 |
DisclosureSEC source: 0001726978-21-000071 · wf-form4_162068566063156.xml · nonDerivative · entry 1 Burks Drew · CIK 0001737235 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:24 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | Exercise / conversionEmployee Stock Options · Derivative | 2,500 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001726978-20-000370 · wf-form4_160495704448402.xml · derivative · entry 3 Burks Drew · CIK 0001737235 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 Underlying: Class A Stock · 2,500 shares Expires 2028-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Burks' employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Burks' option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan). Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:24 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 2,500 | $124.13 | $310,329.25 |
DisclosureSEC source: 0001726978-20-000370 · wf-form4_160495704448402.xml · nonDerivative · entry 2 Burks Drew · CIK 0001737235 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.82 to $124.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:24 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | Exercise / conversionClass A Common Stock | 2,500 | $10.00 | $25,000.00 |
DisclosureSEC source: 0001726978-20-000370 · wf-form4_160495704448402.xml · nonDerivative · entry 1 Burks Drew · CIK 0001737235 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 14:44 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | PurchaseClass A Common Stock | 39 | $27.48 | $1,071.72 |
DisclosureSEC source: 0001726978-18-000014 · wf-form4_153425784462580.xml · nonDerivative · entry 1 Burks Drew · CIK 0001737235 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39 Read SEC document |
| April 26, 2018 Filed May 1, 2018 00:46 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | GrantEmployee Stock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000950103-18-005520 · dp90332_4-burks.xml · derivative · entry 1 Burks Drew · CIK 0001737235 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires 2028-04-26 F1 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Burks' employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Burks' option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.