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GOLDMAN SACHS GROUP INC

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Tapewire entity
2819
SEC CIK
0000886982
Parsed reports
1,317

Last 12 months

Inside the activity.

0 purchase rows · 163 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026087
Feb 2026046
Mar 202600
Apr 202604
May 2026020
Jun 202600
Jul 202602
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2024 Filed Nov 13, 2024 21:04 UTC SaleCommon Stock, par value $0.01 per share 886 $592.90 $525,309.40
Disclosure

SEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 11

Montag Thomas K. · CIK 0001442039 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,611

F12 · price: Reflects a weighted average sale price of $592.90 per share, at prices ranging from $592.540 to $593.140 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F11 · ownership.nature: Held by the Reporting Person's spouse.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:04 UTC SaleCommon Stock, par value $0.01 per share 1,953 $592.08 $1,156,332.24
Disclosure

SEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 10

Montag Thomas K. · CIK 0001442039 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,497

F10 · price: Reflects a weighted average sale price of $592.08 per share, at prices ranging from $591.530 to $592.515 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F11 · ownership.nature: Held by the Reporting Person's spouse.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:04 UTC SaleCommon Stock, par value $0.01 per share 202 $600.85 $121,371.70
Disclosure

SEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 9

Montag Thomas K. · CIK 0001442039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,300

F9 · price: Reflects a weighted average sale price of $600.85 per share, at prices ranging from $600.215 to $601.320 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:04 UTC SaleCommon Stock, par value $0.01 per share 269 $599.35 $161,225.15
Disclosure

SEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 8

Montag Thomas K. · CIK 0001442039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,502

F8 · price: Reflects a weighted average sale price of $599.35 per share, at prices ranging from $599.115 to $599.755 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:04 UTC SaleCommon Stock, par value $0.01 per share 335 $598.12 $200,370.20
Disclosure

SEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 7

Montag Thomas K. · CIK 0001442039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,771

F7 · price: Reflects a weighted average sale price of $598.12 per share, at prices ranging from $597.880 to $598.625 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:04 UTC SaleCommon Stock, par value $0.01 per share 821 $597.18 $490,284.78
Disclosure

SEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 6

Montag Thomas K. · CIK 0001442039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,106

F6 · price: Reflects a weighted average sale price of $597.18 per share, at prices ranging from $596.730 to $597.700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:04 UTC SaleCommon Stock, par value $0.01 per share 2,221 $596.19 $1,324,137.99
Disclosure

SEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 5

Montag Thomas K. · CIK 0001442039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,927

F5 · price: Reflects a weighted average sale price of $596.19 per share, at prices ranging from $595.670 to $596.630 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:04 UTC SaleCommon Stock, par value $0.01 per share 2,370 $595.08 $1,410,339.60
Disclosure

SEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 4

Montag Thomas K. · CIK 0001442039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,148

F4 · price: Reflects a weighted average sale price of $595.08 per share, at prices ranging from $594.670 to $595.640 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:04 UTC SaleCommon Stock, par value $0.01 per share 686 $594.20 $407,621.20
Disclosure

SEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 3

Montag Thomas K. · CIK 0001442039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,518

F3 · price: Reflects a weighted average sale price of $594.20 per share, at prices ranging from $593.610 to $594.495 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:04 UTC SaleCommon Stock, par value $0.01 per share 1,192 $592.97 $706,820.24
Disclosure

SEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 2

Montag Thomas K. · CIK 0001442039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,204

F2 · price: Reflects a weighted average sale price of $592.97 per share, at prices ranging from $592.590 to $593.395 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:04 UTC SaleCommon Stock, par value $0.01 per share 1,904 $592.12 $1,127,396.48
Disclosure

SEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 1

Montag Thomas K. · CIK 0001442039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,396

F1 · price: Reflects a weighted average sale price of $592.12 per share, at prices ranging from $591.570 to $592.560 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:06 UTC
ROGERS JOHN F.W.Executive Vice President
SaleCommon Stock, par value $0.01 per share 194 $603.38 $117,054.75
Disclosure

SEC source: 0001517277-24-000010 · wk-form4_1731531961.xml · nonDerivative · entry 3

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 12,132

F2 · ownership.nature: Held by the Reporting Person's spouse.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:06 UTC
ROGERS JOHN F.W.Executive Vice President
SaleCommon Stock, par value $0.01 per share 2,153 $602.67 $1,297,548.51
Disclosure

SEC source: 0001517277-24-000010 · wk-form4_1731531961.xml · nonDerivative · entry 2

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 12,326

F3 · price: Reflects a weighted average sale price of $602.67 per share, at prices ranging from $602.34 to $603.145 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held by the Reporting Person's spouse.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:06 UTC
ROGERS JOHN F.W.Executive Vice President
SaleCommon Stock, par value $0.01 per share 2,628 $602.12 $1,582,371.36
Disclosure

SEC source: 0001517277-24-000010 · wk-form4_1731531961.xml · nonDerivative · entry 1

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 14,479

F1 · price: Reflects a weighted average sale price of $602.12 per share, at prices ranging from $601.345 to $602.33 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held by the Reporting Person's spouse.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:07 UTC
ROGERS JOHN F.W.Executive Vice President
GiftCommon Stock, par value $0.01 per share 1,700 $0.00 $0.00
Disclosure

SEC source: 0001517277-24-000008 · wk-form4_1731100024.xml · nonDerivative · entry 4

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,914

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:07 UTC
ROGERS JOHN F.W.Executive Vice President
SaleCommon Stock, par value $0.01 per share 233 $597.66 $139,254.78
Disclosure

SEC source: 0001517277-24-000008 · wk-form4_1731100024.xml · nonDerivative · entry 3

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,614

F3 · price: Reflects a weighted average sale price of $597.66 per share, at prices ranging from $597.63 to $597.68 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:07 UTC
ROGERS JOHN F.W.Executive Vice President
SaleCommon Stock, par value $0.01 per share 1,252 $597.22 $747,719.44
Disclosure

SEC source: 0001517277-24-000008 · wk-form4_1731100024.xml · nonDerivative · entry 2

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,847

F2 · price: Reflects a weighted average sale price of $597.22 per share, at prices ranging from $596.61 to $597.585 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:07 UTC
ROGERS JOHN F.W.Executive Vice President
SaleCommon Stock, par value $0.01 per share 4,931 $596.08 $2,939,270.48
Disclosure

SEC source: 0001517277-24-000008 · wk-form4_1731100024.xml · nonDerivative · entry 1

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,099

F1 · price: Reflects a weighted average sale price of $596.08 per share, at prices ranging from $595.59 to $596.575 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:05 UTC
FREDMAN SHEARA JChief Accounting Officer
SaleCommon Stock, par value $0.01 per share 2,974 $594.51 $1,768,072.74
Disclosure

SEC source: 0001792653-24-000004 · wk-form4_1731099944.xml · nonDerivative · entry 1

FREDMAN SHEARA J · CIK 0001792653 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,489

F1 · price: Reflects a weighted average sale price of $594.51 per share, at prices ranging from $594.07 to $594.70 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:04 UTC
COLEMAN DENIS P.Chief Financial Officer
SaleCommon Stock, par value $0.01 per share 12,929 $593.03 $7,667,284.87
Disclosure

SEC source: 0001900188-24-000005 · wk-form4_1731099848.xml · nonDerivative · entry 1

COLEMAN DENIS P. · CIK 0001900188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,488

F1 · price: Reflects a weighted average sale price of $593.03 per share, at prices ranging from $592.585 to $593.475 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 17, 2024 Filed Oct 18, 2024 20:13 UTC
LEE BRIAN JChief Risk Officer
SaleCommon Stock, par value $0.01 per share 398 $532.73 $212,026.54
Disclosure

SEC source: 0001698554-24-000010 · wk-form4_1729282386.xml · nonDerivative · entry 8

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,808

F9 · price: Reflects a weighted average sale price of $532.73 per share, at prices ranging from $532.355 to $533.04 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
October 17, 2024 Filed Oct 18, 2024 20:13 UTC
LEE BRIAN JChief Risk Officer
SaleCommon Stock, par value $0.01 per share 502 $531.72 $266,923.44
Disclosure

SEC source: 0001698554-24-000010 · wk-form4_1729282386.xml · nonDerivative · entry 7

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 11,206

F8 · price: Reflects a weighted average sale price of $531.72 per share, at prices ranging from $531.19 to $532.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
October 17, 2024 Filed Oct 18, 2024 20:13 UTC
LEE BRIAN JChief Risk Officer
SaleCommon Stock, par value $0.01 per share 400 $530.72 $212,288.00
Disclosure

SEC source: 0001698554-24-000010 · wk-form4_1729282386.xml · nonDerivative · entry 6

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 11,708

F7 · price: Reflects a weighted average sale price of $530.72 per share, at prices ranging from $530.16 to $531.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
October 17, 2024 Filed Oct 18, 2024 20:13 UTC
LEE BRIAN JChief Risk Officer
SaleCommon Stock, par value $0.01 per share 700 $529.60 $370,720.00
Disclosure

SEC source: 0001698554-24-000010 · wk-form4_1729282386.xml · nonDerivative · entry 5

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 12,108

F5 · price: Reflects a weighted average sale price of $529.60 per share, at prices ranging from $529.06 to $529.88 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
October 17, 2024 Filed Oct 18, 2024 20:13 UTC
LEE BRIAN JChief Risk Officer
SaleCommon Stock, par value $0.01 per share 400 $532.46 $212,984.00
Disclosure

SEC source: 0001698554-24-000010 · wk-form4_1729282386.xml · nonDerivative · entry 4

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,095

F4 · price: Reflects a weighted average sale price of $532.46 per share, at prices ranging from $532.28 to $532.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 17, 2024 Filed Oct 18, 2024 20:13 UTC
LEE BRIAN JChief Risk Officer
SaleCommon Stock, par value $0.01 per share 410 $531.90 $218,079.00
Disclosure

SEC source: 0001698554-24-000010 · wk-form4_1729282386.xml · nonDerivative · entry 3

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,495

F3 · price: Reflects a weighted average sale price of $531.90 per share, at prices ranging from $531.25 to $531.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 17, 2024 Filed Oct 18, 2024 20:13 UTC
LEE BRIAN JChief Risk Officer
SaleCommon Stock, par value $0.01 per share 491 $530.66 $260,554.06
Disclosure

SEC source: 0001698554-24-000010 · wk-form4_1729282386.xml · nonDerivative · entry 2

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,905

F2 · price: Reflects a weighted average sale price of $530.66 per share, at prices ranging from $530.15 to $530.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 17, 2024 Filed Oct 18, 2024 20:13 UTC
LEE BRIAN JChief Risk Officer
SaleCommon Stock, par value $0.01 per share 699 $529.59 $370,183.41
Disclosure

SEC source: 0001698554-24-000010 · wk-form4_1729282386.xml · nonDerivative · entry 1

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,396

F1 · price: Reflects a weighted average sale price of $529.59 per share, at prices ranging from $529.10 to $529.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 16, 2024 Filed Oct 18, 2024 20:06 UTC GrantRestricted Stock Units · Derivative 72 $0.00 $0.00
Disclosure

SEC source: 0001193107-24-000008 · wk-form4_1729281955.xml · derivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,832

Underlying: Common Stock, par value $0.01 per share · 72 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and third quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and third quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and third quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

Read SEC document
October 16, 2024 Filed Oct 18, 2024 20:07 UTC GrantRestricted Stock Units · Derivative 107 $0.00 $0.00
Disclosure

SEC source: 0001214107-24-000010 · wk-form4_1729282049.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,878

Underlying: Common Stock, par value $0.01 per share · 107 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and third quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and third quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and third quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

Read SEC document
October 16, 2024 Filed Oct 18, 2024 20:09 UTC GrantRestricted Stock Units · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0001438783-24-000008 · wk-form4_1729282174.xml · derivative · entry 1

MITTAL LAKSHMI N · CIK 0001438783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,174

Underlying: Common Stock, par value $0.01 per share · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
October 16, 2024 Filed Oct 18, 2024 20:08 UTC
Tighe Jan EDirector
GrantRestricted Stock Units · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001762375-24-000008 · wk-form4_1729282114.xml · derivative · entry 1

Tighe Jan E · CIK 0001762375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,652

Underlying: Common Stock, par value $0.01 per share · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the GS Bank Board of Directors.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the GS Bank Board of Directors.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the GS Bank Board of Directors.

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September 27, 2024 Filed Oct 9, 2024 20:12 UTC PurchaseCommon Stock, par value $0.01 per share 6.56 $498.87 $3,272.59
Disclosure

SEC source: 0001520700-24-000004 · wk-form4_1728504772.xml · nonDerivative · entry 11

Flaherty Mark A. · CIK 0001520700 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,097.355

F1 · price: These shares were acquired under a discontinued dividend reinvestment program at an unaffiliated broker.

F2 · ownership.nature: Held through a revocable trust where the reporting person is the beneficiary.

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August 15, 2024 Filed Aug 16, 2024 20:04 UTC
SOLOMON DAVID MDirector · Chairman of the Board and CEO
SaleCommon Stock, par value $0.01 per share 6,000 $500.29 $3,001,740.00
Disclosure

SEC source: 0001693709-24-000009 · wk-form4_1723838690.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,433

F1 · price: Reflects a weighted average sale price of $500.29 per share, at prices ranging from $500.05 to $500.67 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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July 16, 2024 Filed Jul 18, 2024 20:07 UTC GiftCommon Stock, par value $0.01 per share 5,000 $0.00 $0.00
Disclosure

SEC source: 0001090352-24-000005 · wk-form4_1721333267.xml · nonDerivative · entry 4

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,425

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July 16, 2024 Filed Jul 18, 2024 20:07 UTC SaleCommon Stock, par value $0.01 per share 300 $503.99 $151,197.00
Disclosure

SEC source: 0001090352-24-000005 · wk-form4_1721333267.xml · nonDerivative · entry 3

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 618,425

F3 · price: Reflects a weighted average sale price of $503.99 per share, at prices ranging from $503.68 to $504.22 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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July 16, 2024 Filed Jul 18, 2024 20:07 UTC SaleCommon Stock, par value $0.01 per share 700 $503.04 $352,128.00
Disclosure

SEC source: 0001090352-24-000005 · wk-form4_1721333267.xml · nonDerivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 618,725

F2 · price: Reflects a weighted average sale price of $503.04 per share, at prices ranging from $502.66 to $503.50 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 20:07 UTC SaleCommon Stock, par value $0.01 per share 4,000 $502.20 $2,008,800.00
Disclosure

SEC source: 0001090352-24-000005 · wk-form4_1721333267.xml · nonDerivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 619,425

F1 · price: Reflects a weighted average sale price of $502.20 per share, at prices ranging from $501.61 to $502.60 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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July 16, 2024 Filed Jul 18, 2024 20:14 UTC GrantRestricted Stock Units · Derivative 75 $0.00 $0.00
Disclosure

SEC source: 0001193107-24-000006 · wk-form4_1721333655.xml · derivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,760

Underlying: Common Stock, par value $0.01 per share · 75 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and second quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and second quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and second quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

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July 16, 2024 Filed Jul 18, 2024 20:12 UTC GrantRestricted Stock Units · Derivative 113 $0.00 $0.00
Disclosure

SEC source: 0001214107-24-000008 · wk-form4_1721333526.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,771

Underlying: Common Stock, par value $0.01 per share · 113 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and second quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and second quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and second quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

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July 16, 2024 Filed Jul 18, 2024 20:13 UTC GrantRestricted Stock Units · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001438783-24-000006 · wk-form4_1721333589.xml · derivative · entry 1

MITTAL LAKSHMI N · CIK 0001438783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,126

Underlying: Common Stock, par value $0.01 per share · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

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July 16, 2024 Filed Jul 18, 2024 20:08 UTC SaleCommon Stock, par value $0.01 per share 1,800 $505.47 $909,846.00
Disclosure

SEC source: 0001442039-24-000006 · wk-form4_1721333318.xml · nonDerivative · entry 2

Montag Thomas K. · CIK 0001442039 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 12,450

F3 · price: Reflects a weighted average sale price of $505.47 per share, at prices ranging from $505.36 to $505.58 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held by the Reporting Person's spouse.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 20:08 UTC SaleCommon Stock, par value $0.01 per share 8,200 $504.95 $4,140,590.00
Disclosure

SEC source: 0001442039-24-000006 · wk-form4_1721333318.xml · nonDerivative · entry 1

Montag Thomas K. · CIK 0001442039 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 14,250

F1 · price: Reflects a weighted average sale price of $504.95 per share, at prices ranging from $504.34 to $505.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held by the Reporting Person's spouse.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 20:05 UTC
LEE BRIAN JChief Risk Officer
SaleCommon Stock, par value $0.01 per share 1,500 $506.07 $759,105.00
Disclosure

SEC source: 0001698554-24-000008 · wk-form4_1721333148.xml · nonDerivative · entry 2

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 12,808

F2 · price: Reflects a weighted average sale price of $506.07 per share, at prices ranging from $505.87 to $506.37 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

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July 16, 2024 Filed Jul 18, 2024 20:05 UTC
LEE BRIAN JChief Risk Officer
SaleCommon Stock, par value $0.01 per share 3,500 $505.99 $1,770,965.00
Disclosure

SEC source: 0001698554-24-000008 · wk-form4_1721333148.xml · nonDerivative · entry 1

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,095

F1 · price: Reflects a weighted average sale price of $505.99 per share, at prices ranging from $505.53 to $506.43 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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July 16, 2024 Filed Jul 18, 2024 20:10 UTC
Tighe Jan EDirector
GrantRestricted Stock Units · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0001762375-24-000006 · wk-form4_1721333449.xml · derivative · entry 1

Tighe Jan E · CIK 0001762375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,628

Underlying: Common Stock, par value $0.01 per share · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the GS Bank Board of Directors.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the GS Bank Board of Directors.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the GS Bank Board of Directors.

Read SEC document
June 27, 2024 Filed Oct 9, 2024 20:12 UTC PurchaseCommon Stock, par value $0.01 per share 6.644 $448.74 $2,981.43
Disclosure

SEC source: 0001520700-24-000004 · wk-form4_1728504772.xml · nonDerivative · entry 10

Flaherty Mark A. · CIK 0001520700 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,090.795

F1 · price: These shares were acquired under a discontinued dividend reinvestment program at an unaffiliated broker.

F2 · ownership.nature: Held through a revocable trust where the reporting person is the beneficiary.

Read SEC document
May 16, 2024 Filed May 20, 2024 20:06 UTC
ROGERS JOHN F.W.Executive Vice President
SaleCommon Stock, par value $0.01 per share 314 $467.82 $146,895.48
Disclosure

SEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 12

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 17,107

F14 · price: Reflects a weighted average sale price of $467.82 per share, at prices ranging from $467.55 to $468.22 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F11 · ownership.nature: Held by the Reporting Person's spouse.

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May 16, 2024 Filed May 20, 2024 20:06 UTC
ROGERS JOHN F.W.Executive Vice President
SaleCommon Stock, par value $0.01 per share 1,423 $466.97 $664,498.31
Disclosure

SEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 11

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 17,421

F13 · price: Reflects a weighted average sale price of $466.97 per share, at prices ranging from $466.53 to $467.51 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F11 · ownership.nature: Held by the Reporting Person's spouse.

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May 16, 2024 Filed May 20, 2024 20:06 UTC
ROGERS JOHN F.W.Executive Vice President
SaleCommon Stock, par value $0.01 per share 1,309 $465.78 $609,706.02
Disclosure

SEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 10

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 18,844

F12 · price: Reflects a weighted average sale price of $465.78 per share, at prices ranging from $465.52 to $466.51 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F11 · ownership.nature: Held by the Reporting Person's spouse.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.