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GOLDMAN SACHS GROUP INC

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Tapewire entity
2819
SEC CIK
0000886982
Parsed reports
1,317

Last 12 months

Inside the activity.

0 purchase rows · 163 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026087
Feb 2026046
Mar 202600
Apr 202604
May 2026020
Jun 202600
Jul 202602
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2004 Filed Oct 5, 2004 14:23 UTC
PAULSON HENRY M JRDirector · Chairman of the Board and CEO
GiftCommon Stock, par value $0.01 per share 8,750 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000598 · paulsoneep_ex.xml · nonDerivative · entry 1

PAULSON HENRY M JR · CIK 0001090368 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,798,881

Read SEC document
September 24, 2004 Filed Sep 28, 2004 10:20 UTC
FORST EDWARD CEVP, Chief Admin. Officer
SaleCommon Stock, par value $0.01 per share 5,000 $93.67 $468,350.00
Disclosure

SEC source: 0000769993-04-000578 · forsteep_ex.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,025

Read SEC document
September 23, 2004 Filed Sep 24, 2004 15:06 UTC
FORST EDWARD CEVP, Chief Admin. Officer
SaleCommon Stock, par value $0.01 per share 5,000 $92.61 $463,054.00
Disclosure

SEC source: 0000769993-04-000572 · forsteep_ex.xml · nonDerivative · entry 2

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,025

Read SEC document
September 22, 2004 Filed Sep 24, 2004 15:06 UTC
FORST EDWARD CEVP, Chief Admin. Officer
SaleCommon Stock, par value $0.01 per share 10,000 $93.58 $935,844.00
Disclosure

SEC source: 0000769993-04-000572 · forsteep_ex.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,025

Read SEC document
September 22, 2004 Filed Sep 24, 2004 19:08 UTC
SMITH SARAH GPrincipal Accounting Officer
SaleCommon Stock, par value $0.01 per share 15,000 $92.55 $1,388,250.00
Disclosure

SEC source: 0000769993-04-000574 · smitheep_ex.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,626

Read SEC document
July 21, 2004 Filed Jul 22, 2004 12:12 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 50,000 $89.14 $4,456,975.00
Disclosure

SEC source: 0000769993-04-000447 · kennedyeep_ex.xml · nonDerivative · entry 2

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,728

Read SEC document
July 20, 2004 Filed Jul 22, 2004 12:12 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 25,000 $88.72 $2,218,087.50
Disclosure

SEC source: 0000769993-04-000447 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125,728

Read SEC document
June 30, 2004 Filed Jul 2, 2004 11:21 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 53,834 $93.94 $5,056,907.56
Disclosure

SEC source: 0000769993-04-000441 · kennedyeep_ex.xml · nonDerivative · entry 3

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · acquired: Reflects the sale of shares of the Issuer's common stock from a grantor retained annuity trust. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

F1 · ownership.nature: Reflects the sale of shares of the Issuer's common stock from a grantor retained annuity trust. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

Read SEC document
June 30, 2004 Filed Jul 2, 2004 11:21 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 63,144 $93.94 $5,931,444.27
Disclosure

SEC source: 0000769993-04-000441 · kennedyeep_ex.xml · nonDerivative · entry 2

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · acquired: Reflects the sale of shares of the Issuer's common stock from a grantor retained annuity trust. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

F1 · ownership.nature: Reflects the sale of shares of the Issuer's common stock from a grantor retained annuity trust. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

Read SEC document
June 30, 2004 Filed Jul 2, 2004 11:21 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 11,027 $93.94 $1,035,823.45
Disclosure

SEC source: 0000769993-04-000441 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · acquired: Reflects the sale of shares of the Issuer's common stock from a grantor retained annuity trust. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

F1 · ownership.nature: Reflects the sale of shares of the Issuer's common stock from a grantor retained annuity trust. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 17:04 UTC
BLANKFEIN LLOYD CDirector · President and COO
OtherCommon Stock, par value $0.01 per share 113,511 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000424 · blankfeineep_ex.xml · nonDerivative · entry 2

BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 113,511

F2 · kind: Reflects the distribution of 113,511 shares of the Issuer's common stock from a grantor retained annuity trust to another trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

F2 · acquired: Reflects the distribution of 113,511 shares of the Issuer's common stock from a grantor retained annuity trust to another trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

F2 · ownership.nature: Reflects the distribution of 113,511 shares of the Issuer's common stock from a grantor retained annuity trust to another trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 17:04 UTC
BLANKFEIN LLOYD CDirector · President and COO
OtherCommon Stock, par value $0.01 per share 152,530 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000424 · blankfeineep_ex.xml · nonDerivative · entry 1

BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 113,511

F1 · kind: Reflects the distribution of 152,530 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F1 · acquired: Reflects the distribution of 152,530 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F1 · ownership.nature: Reflects the distribution of 152,530 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

Read SEC document
June 28, 2004 Filed Jun 30, 2004 17:04 UTC
FORST EDWARD CEVP, Chief Admin. Officer
OtherCommon Stock, par value $0.01 per share 7,138 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000425 · forsteep_ex.xml · nonDerivative · entry 2

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,138

F2 · kind: Reflects the distribution of 7,138 shares of the Issuer's common stock from a grantor retained annuity trust to another trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

F2 · acquired: Reflects the distribution of 7,138 shares of the Issuer's common stock from a grantor retained annuity trust to another trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

F2 · ownership.nature: Reflects the distribution of 7,138 shares of the Issuer's common stock from a grantor retained annuity trust to another trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 17:04 UTC
FORST EDWARD CEVP, Chief Admin. Officer
OtherCommon Stock, par value $0.01 per share 9,591 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000425 · forsteep_ex.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,138

F1 · kind: Reflects the distribution of 9,591 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F1 · acquired: Reflects the distribution of 9,591 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F1 · ownership.nature: Reflects the distribution of 9,591 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

Read SEC document
June 28, 2004 Filed Jun 30, 2004 17:05 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
OtherCommon Stock, par value $0.01 per share 11,801 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000426 · kennedyeep_ex.xml · nonDerivative · entry 3

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,801

F4 · kind: Reflects the distribution of 11,801 shares of the Issuer's common stock from a grantor retained annuity trust to another trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

F4 · acquired: Reflects the distribution of 11,801 shares of the Issuer's common stock from a grantor retained annuity trust to another trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

F4 · ownership.nature: Reflects the distribution of 11,801 shares of the Issuer's common stock from a grantor retained annuity trust to another trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 17:05 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
OtherCommon Stock, par value $0.01 per share 16,572 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000426 · kennedyeep_ex.xml · nonDerivative · entry 2

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,801

F3 · kind: Reflects the distribution of 16,572 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F3 · acquired: Reflects the distribution of 16,572 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F3 · ownership.nature: Reflects the distribution of 16,572 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 17:05 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
OtherCommon Stock, par value $0.01 per share 8,607 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000426 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,027

F1 · kind: Reflects the distribution of 8,607 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F1 · acquired: Reflects the distribution of 8,607 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F2 · ownership.nature: As trustee of grantor retained annuity trust.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 17:05 UTC
PALM GREGORY KExecutive VP - General Counsel
GiftCommon Stock, par value $0.01 per share 14,883 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000427 · palmeep_ex.xml · nonDerivative · entry 3

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F4 · ownership.nature: This grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 17:05 UTC
PALM GREGORY KExecutive VP - General Counsel
OtherCommon Stock, par value $0.01 per share 20,897 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000427 · palmeep_ex.xml · nonDerivative · entry 2

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,883

F3 · kind: Reflects the distribution of 20,897 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F3 · acquired: Reflects the distribution of 20,897 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F3 · ownership.nature: Reflects the distribution of 20,897 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 17:05 UTC
PALM GREGORY KExecutive VP - General Counsel
OtherCommon Stock, par value $0.01 per share 10,852 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000427 · palmeep_ex.xml · nonDerivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,904

F1 · kind: Reflects the distribution of 10,852 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F1 · acquired: Reflects the distribution of 10,852 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F2 · ownership.nature: As trustee of grantor retained annuity trust.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 17:05 UTC
PAULSON HENRY M JRDirector · Chairman of the Board and CEO
GiftCommon Stock, par value $0.01 per share 22,750 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000428 · paulsoneep_ex.xml · nonDerivative · entry 2

PAULSON HENRY M JR · CIK 0001090368 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,807,631

Read SEC document
June 28, 2004 Filed Jun 30, 2004 17:05 UTC
PAULSON HENRY M JRDirector · Chairman of the Board and CEO
OtherCommon Stock, par value $0.01 per share 200,000 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000428 · paulsoneep_ex.xml · nonDerivative · entry 1

PAULSON HENRY M JR · CIK 0001090368 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,830,381

F1 · kind: Reflects a change in the Reporting Person's form of beneficial ownership from indirect to direct. On June 28, 2004, the Reporting Person received (i) 86,300 shares of the Issuer's common stock from the liquidation of a limited partnership of which the Reporting Person was the sole general partner, (ii) 67,915 shares of the Issuer's common stock from a trust of which the Reporting Person's spouse is the trustee and the Reporting Person's immediate family members and a charity are beneficiaries (the "Trust"), as settlement of a promissory note, and (iii) 45,785 shares of the Issuer's common stock from the Trust, in exchange for cash.

F1 · acquired: Reflects a change in the Reporting Person's form of beneficial ownership from indirect to direct. On June 28, 2004, the Reporting Person received (i) 86,300 shares of the Issuer's common stock from the liquidation of a limited partnership of which the Reporting Person was the sole general partner, (ii) 67,915 shares of the Issuer's common stock from a trust of which the Reporting Person's spouse is the trustee and the Reporting Person's immediate family members and a charity are beneficiaries (the "Trust"), as settlement of a promissory note, and (iii) 45,785 shares of the Issuer's common stock from the Trust, in exchange for cash.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 21:06 UTC
STECHER ESTA EExecutive VP - General Counsel
OtherCommon Stock, par value $0.01 per share 5,086 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000429 · stechereep_ex.xml · nonDerivative · entry 3

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,086

F4 · kind: Reflects the distribution of 5,086 shares of the Issuer's common stock from a grantor retained annuity trust to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

F4 · acquired: Reflects the distribution of 5,086 shares of the Issuer's common stock from a grantor retained annuity trust to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

F4 · ownership.nature: Reflects the distribution of 5,086 shares of the Issuer's common stock from a grantor retained annuity trust to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 21:06 UTC
STECHER ESTA EExecutive VP - General Counsel
OtherCommon Stock, par value $0.01 per share 6,838 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000429 · stechereep_ex.xml · nonDerivative · entry 2

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,086

F3 · kind: Reflects the distribution of 6,838 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F3 · acquired: Reflects the distribution of 6,838 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F3 · ownership.nature: Reflects the distribution of 6,838 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 21:06 UTC
STECHER ESTA EExecutive VP - General Counsel
OtherCommon Stock, par value $0.01 per share 3,531 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000429 · stechereep_ex.xml · nonDerivative · entry 1

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,722

F1 · kind: Reflects the distribution of 3,531 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F1 · acquired: Reflects the distribution of 3,531 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F2 · ownership.nature: As trustee of grantor retained annuity trust.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 21:06 UTC
VINIAR DAVID AExecutive VP - CFO
OtherCommon Stock, par value $0.01 per share 7,632 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000430 · viniareep_ex.xml · nonDerivative · entry 3

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,632

F4 · kind: Reflects the distribution of 7,632 shares of the Issuer's common stock from a grantor retained annuity trust to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

F4 · acquired: Reflects the distribution of 7,632 shares of the Issuer's common stock from a grantor retained annuity trust to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

F4 · ownership.nature: Reflects the distribution of 7,632 shares of the Issuer's common stock from a grantor retained annuity trust to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 21:06 UTC
VINIAR DAVID AExecutive VP - CFO
OtherCommon Stock, par value $0.01 per share 10,256 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000430 · viniareep_ex.xml · nonDerivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,632

F3 · kind: Reflects the distribution of 10,256 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F3 · acquired: Reflects the distribution of 10,256 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F3 · ownership.nature: Reflects the distribution of 10,256 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 21:06 UTC
VINIAR DAVID AExecutive VP - CFO
OtherCommon Stock, par value $0.01 per share 5,295 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000430 · viniareep_ex.xml · nonDerivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,083

F1 · kind: Reflects the distribution of 5,295 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F1 · acquired: Reflects the distribution of 5,295 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F2 · ownership.nature: As trustee of grantor retained annuity trust.

Read SEC document
June 23, 2004 Filed Jun 25, 2004 18:43 UTC
SMITH SARAH GPrincipal Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 6,742 $91.26 $615,274.92
Disclosure

SEC source: 0000769993-04-000402 · smitheep_ex.xml · nonDerivative · entry 2

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,626

Read SEC document
June 23, 2004 Filed Jun 25, 2004 18:43 UTC
SMITH SARAH GPrincipal Accounting Officer
OtherCommon Stock, par value $0.01 per share 17,089 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-04-000402 · smitheep_ex.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,368

F1 · kind: On June 23, 2004, 17,089 shares of the Issuer's common stock previously held indirectly by the Reporting Person through The Goldman Sachs Defined Contribution Plan vested and were delivered to the Reporting Person. This transaction was exempt from Section 16 pursuant to Rule 16a-3 under the Securities Exchange Act of 1934, as amended.

F1 · price: On June 23, 2004, 17,089 shares of the Issuer's common stock previously held indirectly by the Reporting Person through The Goldman Sachs Defined Contribution Plan vested and were delivered to the Reporting Person. This transaction was exempt from Section 16 pursuant to Rule 16a-3 under the Securities Exchange Act of 1934, as amended.

Read SEC document
April 16, 2004 Filed Apr 20, 2004 11:46 UTC PurchaseCommon Stock, par value $0.01 per share 10,000 $103.52 $1,035,190.00
Disclosure

SEC source: 0000769993-04-000329 · georgeeep_ex.xml · nonDerivative · entry 1

GEORGE WILLIAM W · CIK 0001145149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Read SEC document
April 05, 2004 Filed Apr 7, 2004 15:32 UTC GrantRestricted Stock Units · Derivative 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-04-000312 · julibereep4_ex.xml · derivative · entry 1

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 15:32 UTC
PAULSON HENRY M JRDirector · Chairman of the Board and CEO
GiftCommon Stock, par value $0.01 per share 11,765 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000303 · paulsoneep_ex.xml · nonDerivative · entry 1

PAULSON HENRY M JR · CIK 0001090368 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,630,381

Read SEC document
March 30, 2004 Filed Apr 1, 2004 14:38 UTC PurchaseCommon Stock, par value $0.01 per share 10,000 $104.04 $1,040,380.00
Disclosure

SEC source: 0000769993-04-000301 · georgeeep_ex.xml · nonDerivative · entry 1

GEORGE WILLIAM W · CIK 0001145149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Read SEC document
March 26, 2004 Filed Mar 30, 2004 18:29 UTC
FORST EDWARD CEVP, Chief Admin. Officer
OtherCommon Stock, par value $0.01 per share 14,331 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000291 · forst420040326_ex.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Reflects the distribution of 14,331 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F1 · acquired: Reflects the distribution of 14,331 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Reflects the distribution of 14,331 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 26, 2004 Filed Mar 30, 2004 18:30 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
OtherCommon Stock, par value $0.01 per share 26,103 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000293 · kennedy420040326_ex.xml · nonDerivative · entry 4

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 53,834

F5 · kind: Reflects the distribution of 26,103 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F5 · acquired: Reflects the distribution of 26,103 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F4 · ownership.nature: As trustee of grantor retained annuity trust.

Read SEC document
March 26, 2004 Filed Mar 30, 2004 18:30 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
OtherCommon Stock, par value $0.01 per share 30,617 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000293 · kennedy420040326_ex.xml · nonDerivative · entry 3

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 63,144

F3 · kind: Reflects the distribution of 30,617 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F3 · acquired: Reflects the distribution of 30,617 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F4 · ownership.nature: As trustee of grantor retained annuity trust.

Read SEC document
March 26, 2004 Filed Mar 30, 2004 18:30 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
OtherCommon Stock, par value $0.01 per share 20,063 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000293 · kennedy420040326_ex.xml · nonDerivative · entry 2

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · kind: Reflects the distribution of 20,063 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F2 · acquired: Reflects the distribution of 20,063 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Reflects the distribution of 20,063 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 26, 2004 Filed Mar 30, 2004 18:30 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
OtherCommon Stock, par value $0.01 per share 58,232 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000293 · kennedy420040326_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Reflects the distribution of 58,232 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F1 · acquired: Reflects the distribution of 58,232 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Reflects the distribution of 58,232 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 26, 2004 Filed Mar 30, 2004 18:31 UTC
PALM GREGORY KExecutive VP - General Counsel
OtherCommon Stock, par value $0.01 per share 53,340 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000295 · palm420040326_ex.xml · nonDerivative · entry 2

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 110,018

F2 · kind: Reflects the distribution of 53,340 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F2 · acquired: Reflects the distribution of 53,340 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F3 · ownership.nature: As trustee of grantor retained annuity trust.

Read SEC document
March 26, 2004 Filed Mar 30, 2004 18:31 UTC
PALM GREGORY KExecutive VP - General Counsel
OtherCommon Stock, par value $0.01 per share 76,106 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000295 · palm420040326_ex.xml · nonDerivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Reflects the distribution of 76,106 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F1 · acquired: Reflects the distribution of 76,106 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Reflects the distribution of 76,106 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 26, 2004 Filed Mar 30, 2004 23:32 UTC
STECHER ESTA EExecutive VP - General Counsel
OtherCommon Stock, par value $0.01 per share 17,782 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000297 · stecher420040326_ex.xml · nonDerivative · entry 2

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 36,673

F2 · kind: Reflects the distribution of 17,782 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F2 · acquired: Reflects the distribution of 17,782 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F3 · ownership.nature: As trustee of grantor retained annuity trust.

Read SEC document
March 26, 2004 Filed Mar 30, 2004 23:32 UTC
STECHER ESTA EExecutive VP - General Counsel
OtherCommon Stock, par value $0.01 per share 25,368 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000297 · stecher420040326_ex.xml · nonDerivative · entry 1

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Reflects the distribution of 25,368 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F1 · acquired: Reflects the distribution of 25,368 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Reflects the distribution of 25,368 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 26, 2004 Filed Mar 30, 2004 23:34 UTC
VINIAR DAVID AExecutive VP - CFO
OtherCommon Stock, par value $0.01 per share 26,671 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000299 · viniar420040326_ex.xml · nonDerivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 55,010

F2 · kind: Reflects the distribution of 26,671 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F2 · acquired: Reflects the distribution of 26,671 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F3 · ownership.nature: As trustee of grantor retained annuity trust.

Read SEC document
March 26, 2004 Filed Mar 30, 2004 23:34 UTC
VINIAR DAVID AExecutive VP - CFO
OtherCommon Stock, par value $0.01 per share 38,053 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000299 · viniar420040326_ex.xml · nonDerivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Reflects the distribution of 38,053 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F1 · acquired: Reflects the distribution of 38,053 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Reflects the distribution of 38,053 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 24, 2004 Filed Mar 26, 2004 10:54 UTC PurchaseCommon Stock, par value $0.01 per share 10,000 $101.00 $1,010,000.00
Disclosure

SEC source: 0000769993-04-000288 · georgeeep_ex.xml · nonDerivative · entry 1

GEORGE WILLIAM W · CIK 0001145149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
January 23, 2004 Filed Jan 26, 2004 21:15 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,989 $99.78 $1,096,449.45
Disclosure

SEC source: 0000769993-04-000041 · steeleep_ex.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951,329

Read SEC document
January 23, 2004 Filed Jan 27, 2004 10:24 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 74,743 $99.78 $7,457,632.31
Disclosure

SEC source: 0000769993-04-000043 · kaplaneep_ex.xml · nonDerivative · entry 1

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200,000

Read SEC document
January 22, 2004 Filed Jan 26, 2004 21:15 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,989 $101.23 $1,112,440.65
Disclosure

SEC source: 0000769993-04-000041 · steeleep_ex.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,318

Read SEC document
January 21, 2004 Filed Jan 22, 2004 21:09 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,988 $100.67 $1,106,112.51
Disclosure

SEC source: 0000769993-04-000037 · steeleep_ex.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,307

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.