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Nasdaq · USD

GRPN

Groupon, Inc.

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5174
SEC CIK
0001490281
Parsed reports
496

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2020 Filed Sep 9, 2020 21:44 UTC
Thomas MelissaChief Financial Officer
Tax withholdingCommon Stock 74 $33.05 $2,445.33
Disclosure

SEC source: 0001490281-20-000115 · wf-form4_159968786605741.xml · nonDerivative · entry 2

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,214

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 05, 2020 Filed Sep 9, 2020 21:44 UTC
Thomas MelissaChief Financial Officer
Exercise / conversionCommon Stock 167 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000115 · wf-form4_159968786605741.xml · nonDerivative · entry 1

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2020 Filed Aug 25, 2020 21:30 UTC
Thomas MelissaChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,863 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000113 · wf-form4_159839099192685.xml · derivative · entry 3

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,592

Underlying: Common Stock · 4,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The number of shares reported has been adjusted to reflect the reverse stock split of the company's common stock at a ratio of 1:20 which became effective on June 10, 2020.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units reported on this line will vest in four equal annual installments beginning on August 23, 2020, in each case subject to Ms. Thomas' continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units reported on this line will vest in four equal annual installments beginning on August 23, 2020, in each case subject to Ms. Thomas' continued employment with the Company on the vesting date.

Read SEC document
August 23, 2020 Filed Aug 25, 2020 21:30 UTC
Thomas MelissaChief Financial Officer
Tax withholdingCommon Stock 2,155 $28.04 $60,426.20
Disclosure

SEC source: 0001490281-20-000113 · wf-form4_159839099192685.xml · nonDerivative · entry 2

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,121

F1 · security: The number of shares reported has been adjusted to reflect the reverse stock split of the company's common stock at a ratio of 1:20 which became effective on June 10, 2020.

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
August 23, 2020 Filed Aug 25, 2020 21:30 UTC
Thomas MelissaChief Financial Officer
Exercise / conversionCommon Stock 4,863 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000113 · wf-form4_159839099192685.xml · nonDerivative · entry 1

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The number of shares reported has been adjusted to reflect the reverse stock split of the company's common stock at a ratio of 1:20 which became effective on June 10, 2020.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 22:06 UTC
LEFKOFSKY ERIC PDirector · 10% owner
PurchaseCommon Stock 35,000 $21.42 $749,700.00
Disclosure

SEC source: 0001490281-20-000105 · wf-form4_159286353000668.xml · nonDerivative · entry 2

LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Green Media LLC

Disclosed balance after: 34,134,994

F4 · price: The reported price reflects the weighted average purchase price per share for the transactions on June 19, 2020. The price per share for such transactions ranged from $21.05 to $21.73. Full information regarding the number of shares purchased at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

F3 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 22:06 UTC
LEFKOFSKY ERIC PDirector · 10% owner
PurchaseCommon Stock 215,000 $21.59 $4,641,850.00
Disclosure

SEC source: 0001490281-20-000105 · wf-form4_159286353000668.xml · nonDerivative · entry 1

LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Green Media LLC

Disclosed balance after: 34,099,994

F1 · price: The reported price reflects the weighted average purchase price per share for the transactions on June 18, 2020. The price per share for such transactions ranged from $20.99 to $22.16. Full information regarding the number of shares purchased at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

F2 · balance_after: In addition to the transaction reported on this line, the total number of shares reflects an annuity distribution by the Lefkofsky Family 2018 GRAT to Green Media LLC and the contribution of shares to the Lefkofsky Family 2020 GRAT.

F3 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:11 UTC
Cooper Aaron Z.Interim CEO
Exercise / conversionRestricted Stock Units · Derivative 85,122 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000079 · wf-form4_159174066077622.xml · derivative · entry 3

Cooper Aaron Z. · CIK 0001808437 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,369

Underlying: Common Stock · 85,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The RSUs reported on this line vest in four equal installments on June 5 of each year, beginning on June 5, 2020, in each case subject to Mr. Cooper's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The RSUs reported on this line vest in four equal installments on June 5 of each year, beginning on June 5, 2020, in each case subject to Mr. Cooper's continued employment with the Company through each vesting date.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:11 UTC
Cooper Aaron Z.Interim CEO
Tax withholdingCommon Stock 37,710 $1.51 $56,942.10
Disclosure

SEC source: 0001490281-20-000079 · wf-form4_159174066077622.xml · nonDerivative · entry 2

Cooper Aaron Z. · CIK 0001808437 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,540

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:11 UTC
Cooper Aaron Z.Interim CEO
Exercise / conversionCommon Stock 85,122 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000079 · wf-form4_159174066077622.xml · nonDerivative · entry 1

Cooper Aaron Z. · CIK 0001808437 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:08 UTC
Gangadharan ManjunathChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 14,457 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000077 · wf-form4_159174050243210.xml · derivative · entry 3

Gangadharan Manjunath · CIK 0001805055 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,274

Underlying: Common Stock · 14,457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 14,457 of the restricted stock units reported on this line vested on June 5, 2020; 12,910 of the restricted stock units reported on this line will vest on June 5, 2021; and 11,364 of the restricted stock units reported on this line will vest on June 5, 2022, in each case subject to Mr. Gangadharan's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 14,457 of the restricted stock units reported on this line vested on June 5, 2020; 12,910 of the restricted stock units reported on this line will vest on June 5, 2021; and 11,364 of the restricted stock units reported on this line will vest on June 5, 2022, in each case subject to Mr. Gangadharan's continued employment with the Company through each vesting date.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:08 UTC
Gangadharan ManjunathChief Accounting Officer
Tax withholdingCommon Stock 4,107 $1.51 $6,201.57
Disclosure

SEC source: 0001490281-20-000077 · wf-form4_159174050243210.xml · nonDerivative · entry 2

Gangadharan Manjunath · CIK 0001805055 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,830

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:08 UTC
Gangadharan ManjunathChief Accounting Officer
Exercise / conversionCommon Stock 14,457 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000077 · wf-form4_159174050243210.xml · nonDerivative · entry 1

Gangadharan Manjunath · CIK 0001805055 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:07 UTC
Drobny Dane AChief Admin Officer, GC & Sec
Exercise / conversionRestricted Stock Units · Derivative 73,619 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000076 · wf-form4_159174045173277.xml · derivative · entry 3

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,860

Underlying: Common Stock · 73,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line vest 1/4 annually, starting on June 5, 2020, in each case subject to Mr. Drobny's continued employment as of the vesting date.

F3 · derivative.expiration_date: The restricted stock units reported on this line vest 1/4 annually, starting on June 5, 2020, in each case subject to Mr. Drobny's continued employment as of the vesting date.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:07 UTC
Drobny Dane AChief Admin Officer, GC & Sec
Tax withholdingCommon Stock 32,614 $1.51 $49,247.14
Disclosure

SEC source: 0001490281-20-000076 · wf-form4_159174045173277.xml · nonDerivative · entry 2

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866,549

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:07 UTC
Drobny Dane AChief Admin Officer, GC & Sec
Exercise / conversionCommon Stock 73,619 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000076 · wf-form4_159174045173277.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:10 UTC
Thomas MelissaChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,350 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000078 · wf-form4_159174059499428.xml · derivative · entry 6

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,052

Underlying: Common Stock · 3,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units reported on this line will vest 1/4 on March 5, 2019, 1/8 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2019 through March 5, 2020, and 1/16 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2020 through March 5, 2021, subject to Ms. Thomas' continued employment with the Company through each vesting date.

F4 · derivative.expiration_date: The restricted stock units reported on this line will vest 1/4 on March 5, 2019, 1/8 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2019 through March 5, 2020, and 1/16 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2020 through March 5, 2021, subject to Ms. Thomas' continued employment with the Company through each vesting date.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:10 UTC
Thomas MelissaChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 18,980 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000078 · wf-form4_159174059499428.xml · derivative · entry 5

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,940

Underlying: Common Stock · 18,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line will vest 1/4 annually, starting on June 5, 2020, in each case subject to Ms. Thomas' continued employment as of the vesting date.

F3 · derivative.expiration_date: The restricted stock units reported on this line will vest 1/4 annually, starting on June 5, 2020, in each case subject to Ms. Thomas' continued employment as of the vesting date.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:10 UTC
Thomas MelissaChief Financial Officer
Tax withholdingCommon Stock 1,485 $1.51 $2,242.35
Disclosure

SEC source: 0001490281-20-000078 · wf-form4_159174059499428.xml · nonDerivative · entry 4

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,267

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:10 UTC
Thomas MelissaChief Financial Officer
Exercise / conversionCommon Stock 3,350 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000078 · wf-form4_159174059499428.xml · nonDerivative · entry 3

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:10 UTC
Thomas MelissaChief Financial Officer
Tax withholdingCommon Stock 8,409 $1.51 $12,697.59
Disclosure

SEC source: 0001490281-20-000078 · wf-form4_159174059499428.xml · nonDerivative · entry 2

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,402

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:10 UTC
Thomas MelissaChief Financial Officer
Exercise / conversionCommon Stock 18,980 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000078 · wf-form4_159174059499428.xml · nonDerivative · entry 1

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:10 UTC
Thomas MelissaChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 9,975 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000075 · wf-form4_159061380406436.xml · derivative · entry 3

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units reported on this line will vest in equal increments on February 22, 2019, May 22, 2019, August 22, 2019, November 22, 2019, February 22, 2020, and May 22, 2020, subject to Ms. Thomas' continued employment with the Company through each vesting date.

F2 · derivative.expiration_date: The restricted stock units reported on this line will vest in equal increments on February 22, 2019, May 22, 2019, August 22, 2019, November 22, 2019, February 22, 2020, and May 22, 2020, subject to Ms. Thomas' continued employment with the Company through each vesting date.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:10 UTC
Thomas MelissaChief Financial Officer
Tax withholdingCommon Stock 4,419 $1.25 $5,523.75
Disclosure

SEC source: 0001490281-20-000075 · wf-form4_159061380406436.xml · nonDerivative · entry 2

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,831

Read SEC document
May 22, 2020 Filed May 27, 2020 21:10 UTC
Thomas MelissaChief Financial Officer
Exercise / conversionCommon Stock 9,975 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000075 · wf-form4_159061380406436.xml · nonDerivative · entry 1

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2020 Filed May 12, 2020 21:55 UTC
Gangadharan ManjunathChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,158 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000065 · wf-form4_158932051943969.xml · derivative · entry 3

Gangadharan Manjunath · CIK 0001805055 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,158

Underlying: Common Stock · 4,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units reported on this line will vest in two equal installments on each of May 9, 2020 and May 9, 2021, in each case subject to Mr. Gangadharan's continued employment with the Company through each vesting date.

F2 · derivative.expiration_date: The restricted stock units reported on this line will vest in two equal installments on each of May 9, 2020 and May 9, 2021, in each case subject to Mr. Gangadharan's continued employment with the Company through each vesting date.

Read SEC document
May 09, 2020 Filed May 12, 2020 21:55 UTC
Gangadharan ManjunathChief Accounting Officer
Tax withholdingCommon Stock 1,439 $1.16 $1,669.24
Disclosure

SEC source: 0001490281-20-000065 · wf-form4_158932051943969.xml · nonDerivative · entry 2

Gangadharan Manjunath · CIK 0001805055 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,480

Read SEC document
May 09, 2020 Filed May 12, 2020 21:55 UTC
Gangadharan ManjunathChief Accounting Officer
Exercise / conversionCommon Stock 4,158 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000065 · wf-form4_158932051943969.xml · nonDerivative · entry 1

Gangadharan Manjunath · CIK 0001805055 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2020 Filed Apr 28, 2020 17:59 UTC
Drobny Dane AChief Admin Officer, GC & Sec
GrantRestricted Stock Units · Derivative 1,180,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000063 · wf-form4_158811115561857.xml · derivative · entry 1

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180,000

Underlying: Common Stock · 1,180,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: 295,000 restricted stock units reported on this line vest on January 2, 2021, July 2, 2021, January 2, 2022, and July 2, 2022.

F2 · derivative.expiration_date: 295,000 restricted stock units reported on this line vest on January 2, 2021, July 2, 2021, January 2, 2022, and July 2, 2022.

Read SEC document
April 27, 2020 Filed Apr 28, 2020 22:00 UTC
Thomas MelissaChief Financial Officer
GrantRestricted Stock Units · Derivative 1,180,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000064 · wf-form4_158811123707955.xml · derivative · entry 1

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180,000

Underlying: Common Stock · 1,180,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: 295,000 restricted stock units reported on this line vest on January 2, 2021, July 2, 2021, January 2, 2022, and July 2, 2022.

F2 · derivative.expiration_date: 295,000 restricted stock units reported on this line vest on January 2, 2021, July 2, 2021, January 2, 2022, and July 2, 2022.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 20:36 UTC PurchaseCommon Stock 1,000,000 $0.95 $950,000.00
Disclosure

SEC source: 0001490281-20-000057 · wf-form4_158758778317353.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,629,996

F1 · price: The reported price reflects the weighted average purchase price per share for the transactions on April 20, 2020. The price per share for such transactions ranged from $0.9258 to $0.97. Full information regarding the number of shares purchased at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 17:04 UTC
Cooper Aaron Z.Interim CEO
GrantRestricted Stock Units · Derivative 4,000,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000041 · wf-form4_158620705416997.xml · derivative · entry 1

Cooper Aaron Z. · CIK 0001808437 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000,000

Underlying: Common Stock · 4,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: 1,800,000 of the RSUs reported on this line will vest on April 1, 2021, 1,800,000 RSUs will vest on April 1, 2022 and 400,000 RSUs will vest on December 31, 2022.

F2 · derivative.expiration_date: 1,800,000 of the RSUs reported on this line will vest on April 1, 2021, 1,800,000 RSUs will vest on April 1, 2022 and 400,000 RSUs will vest on December 31, 2022.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:12 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 36,226 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000036 · wf-form4_158448675751287.xml · derivative · entry 6

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,680

Underlying: Common Stock · 36,226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 36,226 of the restricted stock units reported on this line will vest on each of March 15, 2019 and March 15, 2020; 72,453 of the restricted stock units reported on this line will vest on March 15, 2021; and 36,227 of the restricted stock units reported on this line will vest on March 15, 2022, in each case subject to Mr. Drobny's continued employment with the Company through each vesting date.

F4 · derivative.expiration_date: 36,226 of the restricted stock units reported on this line will vest on each of March 15, 2019 and March 15, 2020; 72,453 of the restricted stock units reported on this line will vest on March 15, 2021; and 36,227 of the restricted stock units reported on this line will vest on March 15, 2022, in each case subject to Mr. Drobny's continued employment with the Company through each vesting date.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:12 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 36,295 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000036 · wf-form4_158448675751287.xml · derivative · entry 5

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 10,000 of the restricted stock units reported on this line vested on September 15, 2017; 5,000 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 46,487 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 145,180 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Drobny's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 10,000 of the restricted stock units reported on this line vested on September 15, 2017; 5,000 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 46,487 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 145,180 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Drobny's continued employment with the Company through each vesting date.

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March 15, 2020 Filed Mar 17, 2020 19:12 UTC
Drobny Dane AGeneral Counsel and Secretary
Tax withholdingCommon Stock 16,049 $0.83 $13,320.67
Disclosure

SEC source: 0001490281-20-000036 · wf-form4_158448675751287.xml · nonDerivative · entry 4

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,544

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting. This is not an open market sale of securities.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:12 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionCommon Stock 36,226 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000036 · wf-form4_158448675751287.xml · nonDerivative · entry 3

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:12 UTC
Drobny Dane AGeneral Counsel and Secretary
Tax withholdingCommon Stock 16,079 $0.83 $13,345.57
Disclosure

SEC source: 0001490281-20-000036 · wf-form4_158448675751287.xml · nonDerivative · entry 2

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,367

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting. This is not an open market sale of securities.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:12 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionCommon Stock 36,295 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000036 · wf-form4_158448675751287.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:11 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 177,043 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000035 · wf-form4_158448668756877.xml · derivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 177,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 500,000 of the restricted stock units reported on this line will vest in four equal quarterly installments beginning on March 15, 2017; 298,675 of the restricted stock units will vest on March 15, 2018; 232,109 of the restricted stock units will vest on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 500,000 of the restricted stock units reported on this line will vest in four equal quarterly installments beginning on March 15, 2017; 298,675 of the restricted stock units will vest on March 15, 2018; 232,109 of the restricted stock units will vest on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:11 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingCommon Stock 78,431 $0.83 $65,097.73
Disclosure

SEC source: 0001490281-20-000035 · wf-form4_158448668756877.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,017,343

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting. This is not an open market sale of securities.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:11 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionCommon Stock 177,043 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000035 · wf-form4_158448668756877.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,095,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 11, 2020 22:31 UTC PurchaseCommon Stock 50,000 $0.85 $42,500.00
Disclosure

SEC source: 0001490281-20-000034 · wf-form4_158396587124997.xml · nonDerivative · entry 1

Bass Robert J · CIK 0001552681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,904

F1 · price: The reported price reflects the weighted average purchase price per share for the transactions on March 11, 2020. The price per share for such transactions ranged from $0.845 to $0.847. Full information regarding the number of shares purchased at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

Read SEC document
March 09, 2020 Filed Mar 9, 2020 20:45 UTC
Williams RichDirector · Chief Executive Officer
PurchaseCommon Stock 100,050 $1.00 $100,050.00
Disclosure

SEC source: 0001490281-20-000032 · wf-form4_158378673731565.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,918,731

F1 · price: The reported price reflects the weighted average purchase price per share for the transactions on March 9, 2020. The price per share for such transactions ranged from $0.999 to $1.00. Full information regarding the number of shares purchased at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:47 UTC
Thomas MelissaChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,701 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000033 · wf-form4_158378683344115.xml · derivative · entry 3

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,402

Underlying: Common Stock · 6,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line will vest 1/4 on March 5, 2019, 1/8 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2019 through March 5, 2020, and 1/16 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2020 through March 5, 2021, subject to Ms. Thomas' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The restricted stock units reported on this line will vest 1/4 on March 5, 2019, 1/8 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2019 through March 5, 2020, and 1/16 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2020 through March 5, 2021, subject to Ms. Thomas' continued employment with the Company through each vesting date.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:47 UTC
Thomas MelissaChief Financial Officer
Tax withholdingCommon Stock 2,969 $1.15 $3,414.35
Disclosure

SEC source: 0001490281-20-000033 · wf-form4_158378683344115.xml · nonDerivative · entry 2

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,275

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting. This is not an open market sale of securities.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:47 UTC
Thomas MelissaChief Financial Officer
Exercise / conversionCommon Stock 6,701 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000033 · wf-form4_158378683344115.xml · nonDerivative · entry 1

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 22:04 UTC
Thomas MelissaChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 9,975 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000027 · wf-form4_158266825932386.xml · derivative · entry 3

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,975

Underlying: Common Stock · 9,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The units reported on this line will vest in equal increments on February 22, 2019, May 22, 2019, August 22, 2019, November 22, 2019, February 22, 2020, and May 22, 2020, subject to Ms. Thomas' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The units reported on this line will vest in equal increments on February 22, 2019, May 22, 2019, August 22, 2019, November 22, 2019, February 22, 2020, and May 22, 2020, subject to Ms. Thomas' continued employment with the Company through each vesting date.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 22:04 UTC
Thomas MelissaChief Financial Officer
Tax withholdingCommon Stock 4,330 $1.65 $7,144.50
Disclosure

SEC source: 0001490281-20-000027 · wf-form4_158266825932386.xml · nonDerivative · entry 2

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,543

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting. This is not an open market sale of securities.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 22:04 UTC
Thomas MelissaChief Financial Officer
Exercise / conversionCommon Stock 9,975 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000027 · wf-form4_158266825932386.xml · nonDerivative · entry 1

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 01:32 UTC
Krenzer SteveChief Operating Officer
Exercise / conversionPerformance Share Units · Derivative 198,566 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000024 · wf-form4_158224870669080.xml · derivative · entry 5

Krenzer Steve · CIK 0001721016 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,566

Underlying: Common Stock · 198,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: These units were previously awarded and do not represent new grants. They will vest in three equal installments beginning on January 2, 2021, in each case subject to Mr. Krenzer's continuous employment as of the vesting date.

F4 · derivative.expiration_date: These units were previously awarded and do not represent new grants. They will vest in three equal installments beginning on January 2, 2021, in each case subject to Mr. Krenzer's continuous employment as of the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.