Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Groupon, Inc.GRPN · Entity 5174 | Interim CEO | June 05, 2021 | June 08, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Groupon, Inc.
Report date June 05, 2021 · Filed June 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 95,411 |
Ending reported balance
After 2021-06-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-06-05 · Exercise / conversion · Acquired 4,256 · Balance 97,297 Row 2 · 2021-06-05 · Tax withholding · Disposed 1,886 · Balance 95,411 F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,512 |
Reported balance
After 2021-06-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-06-05 · Exercise / conversion · Disposed 4,256 · Balance 8,512 F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3: The RSUs reported on this line vest in four equal installments on June 5 of each year, beginning on June 5, 2020, in each case subject to Mr. Cooper's continued employment with the Company through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: The RSUs reported on this line vest in four equal installments on June 5 of each year, beginning on June 5, 2020, in each case subject to Mr. Cooper's continued employment with the Company through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2021 Filed Jun 8, 2021 18:45 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 4,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000077 · wf-form4_162319229293715.xml · derivative · entry 3 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,512 Underlying: Common Stock · 4,256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The RSUs reported on this line vest in four equal installments on June 5 of each year, beginning on June 5, 2020, in each case subject to Mr. Cooper's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: The RSUs reported on this line vest in four equal installments on June 5 of each year, beginning on June 5, 2020, in each case subject to Mr. Cooper's continued employment with the Company through each vesting date. Read SEC document |
| June 05, 2021 Filed Jun 8, 2021 18:45 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 1,886 | $45.64 | $86,077.04 |
DisclosureSEC source: 0001490281-21-000077 · wf-form4_162319229293715.xml · nonDerivative · entry 2 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,411 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 05, 2021 Filed Jun 8, 2021 18:45 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 4,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000077 · wf-form4_162319229293715.xml · nonDerivative · entry 1 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 7, 2021 16:23 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantRestricted Stock Units · Derivative | 38,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000067 · wf-form4_162041900163177.xml · derivative · entry 1 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,810 Underlying: Common Stock · 38,810 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units reported on this line will vest 50% on January 2, 2022 and the remainder will vest in four equal quarterly installments beginning on April 2, 2022, subject, in each case, to Mr. Cooper's continued employment with the Company through each vesting date. F2 · derivative.expiration_date: The restricted stock units reported on this line will vest 50% on January 2, 2022 and the remainder will vest in four equal quarterly installments beginning on April 2, 2022, subject, in each case, to Mr. Cooper's continued employment with the Company through each vesting date. F3 · derivative.underlying_shares: These restricted stock units were granted following the conversion of previously approved 2021 performance share units at their target levels into restricted stock units. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 17:02 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantRestricted Stock Units · Derivative | 58,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000045 · wf-form4_161739731853915.xml · derivative · entry 4 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,215 Underlying: Common Stock · 58,215 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units reported on this line will vest 50% on January 2, 2022 and the remainder will vest in four equal quarterly installments beginning on April 2, 2022, subject, in each case, to Mr. Cooper's continued employment with the Company through each vesting date. F4 · derivative.expiration_date: The restricted stock units reported on this line will vest 50% on January 2, 2022 and the remainder will vest in four equal quarterly installments beginning on April 2, 2022, subject, in each case, to Mr. Cooper's continued employment with the Company through each vesting date. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 17:02 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000045 · wf-form4_161739731853915.xml · derivative · entry 3 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 90,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 90,000 of the RSUs reported on this line will vest on April 1, 2021, 90,000 RSUs will vest on April 1, 2022 and 20,000 RSUs will vest on December 31, 2022. F3 · derivative.expiration_date: 90,000 of the RSUs reported on this line will vest on April 1, 2021, 90,000 RSUs will vest on April 1, 2022 and 20,000 RSUs will vest on December 31, 2022. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 17:02 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 39,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000045 · wf-form4_161739731853915.xml · nonDerivative · entry 2 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,041 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 17:02 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000045 · wf-form4_161739731853915.xml · nonDerivative · entry 1 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 17:20 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 4,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000032 · wf-form4_161532844259101.xml · derivative · entry 3 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,289 Underlying: Common Stock · 4,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.expiration_date: 4,577 RSUs reported on this line will vest on March 5, 2021 and 2,288 RSUs will vest on March 5, 2022, in each case subject to Mr. Cooper's continued employment with the Company through each vesting date. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 17:20 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 2,028 | $62.84 | $127,439.52 |
DisclosureSEC source: 0001490281-21-000032 · wf-form4_161532844259101.xml · nonDerivative · entry 2 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,911 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 17:20 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 4,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000032 · wf-form4_161532844259101.xml · nonDerivative · entry 1 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 21:12 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 19,032 | $36.97 | $703,613.04 |
DisclosureSEC source: 0001490281-21-000029 · wf-form4_161439195626098.xml · nonDerivative · entry 2 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,362 F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon settlement. This is not an open market sale of securities. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 21:12 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantCommon Stock | 42,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000029 · wf-form4_161439195626098.xml · nonDerivative · entry 1 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,394 F1 · kind: These shares of common stock represent the settlement of performance share units previously awarded under the Groupon, Inc. 2011 Incentive Plan and are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). These performance share units were credited following the certification of performance metrics applicable to the performance period ended December 31, 2020. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:14 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionPerformance Share Units · Derivative | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000008 · wf-form4_160989926795126.xml · derivative · entry 6 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575 Underlying: Common Stock · 1,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Common Stock. F6 · derivative.expiration_date: 1,725 of the performance share units reported on this line were credited following certification of performance metrics applicable to the performance period ended December 31, 2018. 1,150 of these PSUs vested on January 2, 2021 and 575 PSUs will vest on January 2, 2022, subject to Mr. Cooper's continuous employment as of the vesting date. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:14 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionPerformance Share Units · Derivative | 2,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000008 · wf-form4_160989926795126.xml · derivative · entry 5 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,442 Underlying: Common Stock · 2,721 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Common Stock. F5 · derivative.expiration_date: 8,163 of the performance share units reported on this line were credited following certification of performance metrics applicable to the performance period ended December 31, 2019. These PSUs will vest in three equal annual installments beginning on January 2, 2021, in each case subject to Mr. Cooper's continuous employment as of the vesting date. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:14 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000008 · wf-form4_160989926795126.xml · nonDerivative · entry 4 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,434 F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units, as applicable. This is not an open market sale of securities. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:14 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000008 · wf-form4_160989926795126.xml · nonDerivative · entry 3 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:14 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 1,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000008 · wf-form4_160989926795126.xml · nonDerivative · entry 2 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,855 F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units, as applicable. This is not an open market sale of securities. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:14 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 2,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000008 · wf-form4_160989926795126.xml · nonDerivative · entry 1 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2019, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 18:11 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 85,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-20-000079 · wf-form4_159174066077622.xml · derivative · entry 3 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,369 Underlying: Common Stock · 85,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The RSUs reported on this line vest in four equal installments on June 5 of each year, beginning on June 5, 2020, in each case subject to Mr. Cooper's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: The RSUs reported on this line vest in four equal installments on June 5 of each year, beginning on June 5, 2020, in each case subject to Mr. Cooper's continued employment with the Company through each vesting date. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 18:11 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 37,710 | $1.51 | $56,942.10 |
DisclosureSEC source: 0001490281-20-000079 · wf-form4_159174066077622.xml · nonDerivative · entry 2 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,540 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 18:11 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 85,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-20-000079 · wf-form4_159174066077622.xml · nonDerivative · entry 1 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2020 Filed Apr 6, 2020 17:04 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantRestricted Stock Units · Derivative | 4,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-20-000041 · wf-form4_158620705416997.xml · derivative · entry 1 Cooper Aaron Z. · CIK 0001808437 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000,000 Underlying: Common Stock · 4,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: 1,800,000 of the RSUs reported on this line will vest on April 1, 2021, 1,800,000 RSUs will vest on April 1, 2022 and 400,000 RSUs will vest on December 31, 2022. F2 · derivative.expiration_date: 1,800,000 of the RSUs reported on this line will vest on April 1, 2021, 1,800,000 RSUs will vest on April 1, 2022 and 400,000 RSUs will vest on December 31, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.