GPUS

SEC source: 0001214659-21-012822 · marketforms-54528.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 5,930,000

F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

SEC source: 0001214659-21-012795 · marketforms-54524.xml · nonDerivative · entry 2

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2021.

SEC source: 0001214659-21-012709 · marketforms-54483.xml · nonDerivative · entry 5

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 5,830,000

F5 · price: The common stock was purchased by Ault Alpha in open market transactions on the transaction date, with a volume weighted average purchase price of $1.5653. The range of purchase prices on the transaction date was $1.5408 to $1.5969 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F4 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

SEC source: 0001214659-21-012709 · marketforms-54483.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,125

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.5195. The range of purchase prices on the transaction date was $1.4989 to $1.54 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

SEC source: 0001214659-21-012795 · marketforms-54524.xml · nonDerivative · entry 1

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2021.

SEC source: 0001214659-21-012603 · marketforms-54450.xml · nonDerivative · entry 3

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,000

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2021.

SEC source: 0001214659-21-012709 · marketforms-54483.xml · nonDerivative · entry 4

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 5,530,000

F3 · price: The common stock was purchased by Ault Alpha LP ("Ault Alpha") in open market transactions on the transaction date, with a volume weighted average purchase price of $1.6231. The range of purchase prices on the transaction date was $1.5954 to $1.6474 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F4 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

SEC source: 0001214659-21-012709 · marketforms-54483.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,125

SEC source: 0001214659-21-012603 · marketforms-54450.xml · nonDerivative · entry 2

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,000

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2021.

SEC source: 0001214659-21-012711 · marketforms-54485.xml · derivative · entry 2

Horne William B. · CIK 0001333268 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.

F3 · derivative.exercise_date: Mr. Horne received 1,250 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in installments of 250 shares annually over five (5) years beginning on January 1, 2019, subject to earlier vesting upon achievement of certain milestones. On November 18, 2021, the Board of Directors of the Issuer approved an amendment to the vesting schedule whereby the Restricted Shares vested on December 1, 2021. All of the Restricted Shares were issued, including shares that previously vested but were unissued.

SEC source: 0001214659-21-012711 · marketforms-54485.xml · nonDerivative · entry 1

Horne William B. · CIK 0001333268 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

SEC source: 0001214659-21-012710 · marketforms-54484.xml · derivative · entry 2

Nisser Henry Carl · CIK 0001775938 · Director · President and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.

F3 · derivative.exercise_date: Mr. Nisser received 6,250 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), 50% of which vested immediately upon grant on June 1, 2019, and the reminder of which vest ratably over forty-eight (48) months. On November 18, 2021, the Board of Directors of the Issuer approved an amendment to the vesting schedule whereby the Restricted Shares vested on December 1, 2021. All of the Restricted Shares were issued, including shares that previously vested but were unissued.

SEC source: 0001214659-21-012710 · marketforms-54484.xml · nonDerivative · entry 1

Nisser Henry Carl · CIK 0001775938 · Director · President and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

SEC source: 0001214659-21-012709 · marketforms-54483.xml · derivative · entry 8

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.

F9 · derivative.exercise_date: Mr. Ault received 1,250 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest ratably over forty-eight (48) months commencing on January 1, 2020, subject to earlier vesting upon achievement of certain milestones. On November 18, 2021, the Board of Directors of the Issuer approved an amendment to the vesting schedule whereby the Restricted Shares vested on December 1, 2021. All of the Restricted Shares were issued, including shares that previously vested but were unissued.

SEC source: 0001214659-21-012709 · marketforms-54483.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

SEC source: 0001214659-21-012603 · marketforms-54450.xml · nonDerivative · entry 1

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,000

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2021.

SEC source: 0001214659-21-012341 · marketforms-54405.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,875

SEC source: 0001214659-21-012341 · marketforms-54405.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,375

F3 · price: The common stock was purchased in open market transactions on the transaction date, with a volume weighted average sale price of $1.9019. The range of sale prices on the transaction date was $1.8389 to $1.9284 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

SEC source: 0001214659-21-012341 · marketforms-54405.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 5,405,000

F1 · price: The common stock was purchased by Ault Alpha LP ("Ault Alpha") in open market transactions on the transaction date, with a volume weighted average sale price of $1.9091. The range of sale prices on the transaction date was $1.9087 to $1.9107 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

SEC source: 0001214659-21-012225 · marketforms-54395.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,875

SEC source: 0001214659-21-012225 · marketforms-54395.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 5,250,000

F3 · price: The common stock was purchased by Ault Alpha in open market transactions on the transaction date, with a volume weighted average sale price of $1.8519. The range of sale prices on the transaction date was $1.8219 to $1.9178 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

SEC source: 0001214659-21-012225 · marketforms-54395.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 4,170,000

F1 · price: The common stock was purchased by Ault Alpha LP ("Ault Alpha") in open market transactions on the transaction date, with a volume weighted average sale price of $1.9747. The range of sale prices on the transaction date was $1.9461 to $2.0002 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

SEC source: 0001214659-21-011978 · marketforms-54264.xml · derivative · entry 2

SMITH ROBERT O · CIK 0000091335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2021-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.

F3 · derivative.exercise_date: On November 2, 2020, Mr. Smith was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in two equal installments on each of August 20, 2021, and November 15, 2021.

SEC source: 0001214659-21-011978 · marketforms-54264.xml · nonDerivative · entry 1

SMITH ROBERT O · CIK 0000091335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

SEC source: 0001214659-21-011977 · marketforms-54263.xml · derivative · entry 2

Rosenberg Mordechai · CIK 0001647162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2021-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.

F3 · derivative.exercise_date: On November 2, 2020, Mr. Rosenberg was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in two equal installments on each of August 20, 2021, and November 15, 2021.

SEC source: 0001214659-21-011977 · marketforms-54263.xml · nonDerivative · entry 1

Rosenberg Mordechai · CIK 0001647162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

SEC source: 0001214659-21-011976 · marketforms-54262.xml · derivative · entry 2

Nisser Henry Carl · CIK 0001775938 · Director · President and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 66,667 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.

F3 · derivative.exercise_date: On November 2, 2020, Mr. Nisser was granted 200,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in three equal installments as follows: 66,666 shares on August 20, 2021, 66,667 shares on November 15, 2021, and 66,667 shares on May 15, 2022.

SEC source: 0001214659-21-011976 · marketforms-54262.xml · nonDerivative · entry 1

Nisser Henry Carl · CIK 0001775938 · Director · President and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

SEC source: 0001214659-21-011973 · marketforms-54257.xml · derivative · entry 2

Horne William B. · CIK 0001333268 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 66,667 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.

F3 · derivative.exercise_date: On November 2, 2020, Mr. Horne was granted 200,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in three equal installments as follows: 66,666 shares on August 20, 2021, 66,667 shares on November 15, 2021, and 66,667 shares on May 15, 2022.

SEC source: 0001214659-21-011973 · marketforms-54257.xml · nonDerivative · entry 1

Horne William B. · CIK 0001333268 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

SEC source: 0001214659-21-011980 · marketforms-54277.xml · derivative · entry 2

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2021-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.

F3 · derivative.exercise_date: On November 2, 2020, Mr. Ash was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in two equal installments on each of August 20, 2021, and November 15, 2021.

SEC source: 0001214659-21-011980 · marketforms-54277.xml · nonDerivative · entry 1

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

SEC source: 0001214659-21-011972 · marketforms-54259.xml · derivative · entry 5

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 66,667 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.

F6 · derivative.exercise_date: On November 2, 2020, Mr. Ault was granted 200,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in three equal installments as follows: 66,666 shares on August 20, 2021, 66,667 shares on November 15, 2021, and 66,667 shares on May 15, 2022.

SEC source: 0001214659-21-011972 · marketforms-54259.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

SEC source: 0001214659-21-011979 · marketforms-54265.xml · derivative · entry 2

TELLOCK GLEN E · CIK 0001205092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 25,000 shares

Expires 2024-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.

F3 · derivative.exercise_date: On May 21, 2021, Mr. Tellock was granted 150,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in semi-annual 1/6th increments over three (3) years beginning on November 15, 2021.

SEC source: 0001214659-21-011979 · marketforms-54265.xml · nonDerivative · entry 1

TELLOCK GLEN E · CIK 0001205092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

SEC source: 0001214659-21-011975 · marketforms-54261.xml · derivative · entry 2

Bentz Jeffrey Allen · CIK 0001719817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2021-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.

F3 · derivative.exercise_date: On November 2, 2020, Mr. Bentz was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in two equal installments on each of August 20, 2021, and November 15, 2021.

SEC source: 0001214659-21-011975 · marketforms-54261.xml · nonDerivative · entry 1

Bentz Jeffrey Allen · CIK 0001719817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

SEC source: 0001214659-21-011974 · marketforms-54260.xml · derivative · entry 2

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 12,500 shares

Expires 2024-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.

F3 · derivative.exercise_date: On January 8, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years, with the exception of the first tranche of 12,500 which vested on August 24, 2021.

SEC source: 0001214659-21-011974 · marketforms-54260.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

SEC source: 0001214659-21-011641 · marketforms-54230.xml · derivative · entry 1

SMITH ROBERT O · CIK 0000091335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-11-08

F1 · derivative.exercise_date: On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Smith to purchase 100,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023 and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.

SEC source: 0001214659-21-011645 · marketforms-54227.xml · derivative · entry 1

Horne William B. · CIK 0001333268 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2031-11-08

F1 · derivative.exercise_date: On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Horne to purchase 800,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023, and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.

SEC source: 0001214659-21-011644 · marketforms-54228.xml · derivative · entry 1

Nisser Henry Carl · CIK 0001775938 · Director · President and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2031-11-08

F1 · derivative.exercise_date: On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Nisser to purchase 600,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023, and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.

SEC source: 0001214659-21-011643 · marketforms-54236.xml · derivative · entry 1

Bentz Jeffrey Allen · CIK 0001719817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-11-08

F1 · derivative.exercise_date: On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Bentz to purchase 100,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023 and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.

SEC source: 0001214659-21-011642 · marketforms-54231.xml · derivative · entry 1

TELLOCK GLEN E · CIK 0001205092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-11-08

F1 · derivative.exercise_date: On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Tellock to purchase 100,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023 and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.

SEC source: 0001214659-21-011640 · marketforms-54226.xml · derivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2031-11-08

F1 · derivative.exercise_date: On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 1,000,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023, and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.

SEC source: 0001214659-21-011639 · marketforms-54233.xml · derivative · entry 1

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-11-08

F1 · derivative.exercise_date: On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Ash to purchase 100,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023 and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.

SEC source: 0001214659-21-011638 · marketforms-54229.xml · derivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2031-11-08

F1 · derivative.exercise_date: On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Cragun to purchase 300,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023, and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.

SEC source: 0001214659-21-011637 · marketforms-54235.xml · derivative · entry 1

Rosenberg Mordechai · CIK 0001647162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-11-08

F1 · derivative.exercise_date: On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Rosenberg to purchase 100,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023 and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.

SEC source: 0001214659-21-010255 · marketforms-53987.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 2,650,000

F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.