CRAGUN KENNETH S

SEC source: 0001214659-26-011479 · marketforms-73951.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1865. The range of purchase prices on the transaction date was $0.1847 to $0.1876 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

SEC source: 0001214659-26-005864 · marketforms-73090.xml · derivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Class A Common Stock · 1,000,000 shares

Expires 2035-07-30

F1 · derivative.exercise_date: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Cragun to purchase 1,000,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.

SEC source: 0001493152-25-011624 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,314

F1 · shares: The 20,000 restricted stock units (the "RSUs") granted to the Reporting Person on August 1, 2025, are issued pursuant to the 2019 Stock and Incentive Compensation Plan. The RSUs vested on the grant date.

SEC source: 0001493152-25-001493 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,314

F1 · shares: On January 7, 2025, the compensation committee of the Issuer's board of directors adopted the annual recommendation of an independent compensation consulting firm retained to determine compensation for the Issuer's executives and board members, granting 12,140 restricted stock units to the Reporting Person as compensation for the fiscal year ending December 31, 2025, that will vest on the first anniversary of the grant. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock provided that the Reporting Person remains in continuous service on the vesting date. The restricted stock units may be settled only by delivering shares of the Issuer's common stock, and thus, the grant is being reported in Table 1 instead of Table II, as allowed per SEC guidance and to avoid having to file a Form 4 each time there is a vesting of the restricted stock units.

F2 · balance_after: The total reported in Column 5 includes the (i) 12,140 newly awarded restricted stock units, (ii) 8,155 restricted stock units, of which 0 have vested, and (iii) 19 restricted stock units, of which 19 have vested and issued to the Reporting Person.

SEC source: 0001493152-24-044380 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,174

F1 · shares: On November 7, 2024, the compensation committee of the Issuer's board of directors adopted the annual recommendation of an independent compensation consulting firm retained to determine compensation for the Issuer's executives and board members, granting 8,155 restricted stock units to the Reporting Person that will vest on the first anniversary of the grant. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock provided that the Reporting Person remains in continuous service on the vesting date. The restricted stock units may be settled only by delivering shares of the Issuer's common stock, and thus, the grant is being reported in Table 1 instead of Table II, as allowed per SEC guidance and to avoid having to file a Form 4 each time there is a vesting of the restricted stock units.

F2 · balance_after: The total reported in Column 5 includes the (i) 8,155 newly awarded restricted stock units and (ii) 19 restricted stock units, of which 19 have vested and issued to the Reporting Person.

SEC source: 0001493152-24-031426 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,868

F1 · security: Mr. Cragun was awarded shares of common stock by the Issuer pursuant to the Issuer's annual director compensation plan.

SEC source: 0001493152-23-022276 · ownership.xml · derivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,441

Underlying: Common Stock · 81,441 shares

Expires 2028-06-20

F1 · security: On June 21, 2023, the compensation committee of the Issuer's board of directors adopted the annual recommendation of an independent compensation consulting firm retained to determine compensation for the Issuer's executives and board members, granting a stock option to the Reporting Person equal to 81,441 shares of common stock that vests on the first anniversary.

F1 · derivative.exercise_date: On June 21, 2023, the compensation committee of the Issuer's board of directors adopted the annual recommendation of an independent compensation consulting firm retained to determine compensation for the Issuer's executives and board members, granting a stock option to the Reporting Person equal to 81,441 shares of common stock that vests on the first anniversary.

SEC source: 0001493152-23-002372 · ownership.xml · derivative · entry 2

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,709

Underlying: Common Stock · 64,709 shares

Expires 2028-01-19

F1 · shares: On January 20, 2023, the board of directors of the Issuer cancelled a previous grant of a restricted stock award of 64,709 shares of common stock to the Reporting Person and issued a stock option to the Reporting Person to purchase 64,709 shares of common stock.

SEC source: 0001493152-23-002372 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,428

F1 · shares: On January 20, 2023, the board of directors of the Issuer cancelled a previous grant of a restricted stock award of 64,709 shares of common stock to the Reporting Person and issued a stock option to the Reporting Person to purchase 64,709 shares of common stock.

SEC source: 0001214659-23-000539 · marketforms-58168.xml · derivative · entry 3

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2023-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of Ault Alliance, Inc. (formerly, BitNile Holdings, Inc.) (the "Issuer").

F4 · derivative.exercise_date: On May 21, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which initially vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years commencing on May 15, 2022. Effective January 9, 2023, the Issuer approved the acceleration of the vesting of the last six tranches. The final 75,000 shares of the Issuer's common stock were issued on January 9, 2023.

SEC source: 0001214659-23-000539 · marketforms-58168.xml · derivative · entry 2

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2023-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of Ault Alliance, Inc. (formerly, BitNile Holdings, Inc.) (the "Issuer").

F3 · derivative.exercise_date: On January 8, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which initially vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years, with the exception of the first tranche of 12,500 which vested on August 24, 2021. Effective January 9, 2023, the Issuer approved the acceleration of the vesting of the last four tranches. The final 50,000 shares of the Issuer's common stock were issued on January 9, 2023.

SEC source: 0001214659-23-000539 · marketforms-58168.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

SEC source: 0001493152-22-033213 · ownership.xml · derivative · entry 3

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,143

Underlying: Common Stock · 56,818 shares

Expires 2027-11-16

F3 · shares: The stock options were granted as consideration for the Reporting Person's agreement to accept a 25% reduction in cash compensation for a period of four months. The stock options were granted pursuant to the 2019 Plan and vest in equal installments on the last day of each month over the four-month period, commencing on December 31, 2022.

SEC source: 0001493152-22-033213 · ownership.xml · derivative · entry 2

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,325

Underlying: Common Stock · 101,658 shares

Expires 2027-11-16

F2 · shares: In exchange for the forfeiture of the shares referenced in Note 1 above, on November 17, 2022, the board of directors of the Issuer granted the Reporting Person stock options to purchase 101,658 Shares. The stock options fully vested upon issuance.

SEC source: 0001493152-22-033213 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,137

F1 · shares: Reflects the Reporting Person's voluntary forfeiture of shares of the Issuer's common stock, par value $0.0001 per share (the "Shares"). The forfeited Shares were issued on January 4, 2022 upon the vesting and settlement in full of an aggregate of 50,829 restricted stock unit awards issued on January 4, 2021 pursuant to the terms of the Issuer's 2019 Omnibus Incentive Plan (the "2019 Plan"). The forfeited Shares were returned to the Issuer's treasury stock.

SEC source: 0001214659-22-013977 · marketforms-57601.xml · derivative · entry 4

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 12,500 shares

Expires 2026-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.

F3 · derivative.exercise_date: On May 21, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years commencing on May 15, 2022.

SEC source: 0001214659-22-013977 · marketforms-57601.xml · derivative · entry 3

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 12,500 shares

Expires 2024-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.

F2 · derivative.exercise_date: On January 8, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years, with the exception of the first tranche of 12,500 which vested on August 24, 2021.

SEC source: 0001214659-22-013977 · marketforms-57601.xml · nonDerivative · entry 2

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

F3 · shares: On May 21, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years commencing on May 15, 2022.

SEC source: 0001214659-22-013977 · marketforms-57601.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

F2 · shares: On January 8, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years, with the exception of the first tranche of 12,500 which vested on August 24, 2021.

SEC source: 0001214659-22-011005 · marketforms-57074.xml · derivative · entry 3

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock.

F4 · derivative.exercise_date: On September 6, 2022, Mr. Cragun was granted 2,500,000 restricted shares of Common Stock, of which 750,000 and 1,750,000 shares, respectively, shall vest on the second and fourth anniversary of the date of approval by the Issuer's stockholders of the grant, subject to receipt of approval therefor by the Issuer's stockholders and the NYSE American.

F4 · derivative.expiration_date: On September 6, 2022, Mr. Cragun was granted 2,500,000 restricted shares of Common Stock, of which 750,000 and 1,750,000 shares, respectively, shall vest on the second and fourth anniversary of the date of approval by the Issuer's stockholders of the grant, subject to receipt of approval therefor by the Issuer's stockholders and the NYSE American.

SEC source: 0001214659-22-011005 · marketforms-57074.xml · derivative · entry 2

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500,000 shares

Expires 2032-09-05

F2 · derivative.exercise_date: On September 6, 2022, Mr. Cragun was granted options to purchase 7,500,000 shares of Common Stock which shall vest upon the Issuer's wholly owned subsidiary, Ault Alliance, Inc. becoming a public reporting company under Sections 12 or 15(d) of the Securities Exchange Act of 1934, as amended, which will be exercisable subject to receipt of approval therefor by the Issuer's stockholders and the NYSE American.

SEC source: 0001214659-22-011005 · marketforms-57074.xml · derivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500,000 shares

Expires 2032-09-05

F1 · derivative.exercise_date: On September 6, 2022, Mr. Cragun was granted options to purchase 7,500,000 shares of common stock, par value $0.001 per share ("Common Stock") of BitNile Holdings, Inc. (the "Issuer"), which shall vest in equal monthly increments over 48 months, beginning January 1, 2023 through December 1, 2026, which will be exercisable subject to receipt of approval therefor by the Issuer's stockholders and the NYSE American.

SEC source: 0001493152-22-020740 · ownership.xml · derivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 667 shares

Expires 2032-07-26

F1 · security: Mr. Cragun was awarded an initial option grant for joining the board of directors of the Issuer pursuant to the Issuer's director compensation plan.

SEC source: 0001214659-22-007158 · marketforms-56232.xml · derivative · entry 4

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 12,500 shares

Expires 2026-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.

F4 · derivative.exercise_date: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.

SEC source: 0001214659-22-007158 · marketforms-56232.xml · derivative · entry 3

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 12,500 shares

Expires 2024-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.

F3 · derivative.exercise_date: On May 21, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years commencing on May 15, 2022.

SEC source: 0001214659-22-007158 · marketforms-56232.xml · nonDerivative · entry 2

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

F3 · shares: On May 21, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years commencing on May 15, 2022.

SEC source: 0001214659-22-007158 · marketforms-56232.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

F2 · shares: On January 8, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years, with the exception of the first tranche of 12,500 which vested on August 24, 2021.

SEC source: 0001493152-22-002057 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,966

F1 · shares: On January 20, 2022, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 64,709 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001214659-21-011974 · marketforms-54260.xml · derivative · entry 2

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 12,500 shares

Expires 2024-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.

F3 · derivative.exercise_date: On January 8, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years, with the exception of the first tranche of 12,500 which vested on August 24, 2021.

SEC source: 0001214659-21-011974 · marketforms-54260.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

SEC source: 0001214659-21-011638 · marketforms-54229.xml · derivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2031-11-08

F1 · derivative.exercise_date: On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Cragun to purchase 300,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023, and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.

SEC source: 0001214659-21-009025 · marketforms-53683.xml · derivative · entry 5

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-08-23

F5 · price: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 24, 2021, which resulted in, for purposes of Section 16 of the Exchange Act, the cancellation of these Options granted to Mr. Cragun on January 8, 2021, in exchange for new Options having a lower exercise price of $2.51 per share. 15% of the Options vested on August 24, 2021, and the remaining Options vest monthly in 1/40th increments.

F5 · derivative.exercise_date: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 24, 2021, which resulted in, for purposes of Section 16 of the Exchange Act, the cancellation of these Options granted to Mr. Cragun on January 8, 2021, in exchange for new Options having a lower exercise price of $2.51 per share. 15% of the Options vested on August 24, 2021, and the remaining Options vest monthly in 1/40th increments.

SEC source: 0001214659-21-009025 · marketforms-53683.xml · derivative · entry 4

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2031-01-07

F5 · price: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 24, 2021, which resulted in, for purposes of Section 16 of the Exchange Act, the cancellation of these Options granted to Mr. Cragun on January 8, 2021, in exchange for new Options having a lower exercise price of $2.51 per share. 15% of the Options vested on August 24, 2021, and the remaining Options vest monthly in 1/40th increments.

F5 · derivative.exercise_date: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 24, 2021, which resulted in, for purposes of Section 16 of the Exchange Act, the cancellation of these Options granted to Mr. Cragun on January 8, 2021, in exchange for new Options having a lower exercise price of $2.51 per share. 15% of the Options vested on August 24, 2021, and the remaining Options vest monthly in 1/40th increments.

SEC source: 0001214659-21-009025 · marketforms-53683.xml · derivative · entry 3

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2025-08-23

F4 · price: On August 24, 2021, Mr. Cragun was granted stock options (the "Options") to purchase 150,000 shares of the Issuer's Common Stock, which Options vest monthly in 1/48th increments beginning on September 1, 2021.

F4 · derivative.exercise_date: On August 24, 2021, Mr. Cragun was granted stock options (the "Options") to purchase 150,000 shares of the Issuer's Common Stock, which Options vest monthly in 1/48th increments beginning on September 1, 2021.

SEC source: 0001214659-21-009025 · marketforms-53683.xml · derivative · entry 2

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 12,500 shares

Expires 2024-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.

F3 · derivative.exercise_date: On January 8, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years, with the exception of the first tranche of 12,500 which vested on August 24, 2021.

SEC source: 0001214659-21-009025 · marketforms-53683.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

SEC source: 0001214659-21-011974 · marketforms-54260.xml · derivative · entry 3

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2026-05-15

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.

F4 · derivative.exercise_date: On May 21, 2021, Mr. Cragun was granted 100,000 Restricted Shares, which vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years commencing on May 15, 2022.

SEC source: 0001493152-21-000368 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,257

F1 · shares: On January 4, 2021, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 50,829 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001493152-20-014371 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,863

F1 · shares: On July 29, 2020, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 75,472 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001493152-20-007644 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,391

SEC source: 0001493152-20-014412 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,428

F1 · date: The transactions reported herein were previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2019.

F2 · shares: On December 23, 2019, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 70,565 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001493152-19-019581 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

F1 · security: This represents a series of purchases being made by the Reporting Person pursuant to an approved 10B5-1 plan.

SEC source: 0001493152-19-018202 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · security: This represents the first of a series of purchases being made by the Reporting Person pursuant to an approved 10B5-1 plan.

SEC source: 0001493152-19-016168 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F1 · security: This represents the first of a series of purchases being made by the Reporting Person pursuant to an approved 10B5-1 plan.