Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ault Disruptive Technologies CorpADRT · Entity 87178 | Director | December 15, 2021 | December 16, 2021 |
| GRESHAM WORLDWIDE, INC.GIGA · Entity 89538 | Director | September 08, 2022 | September 19, 2022 |
| Hyperscale Data, Inc.GPUS · Entity 717 | Director | May 06, 2026 | May 09, 2026 |
| RiskOn International, Inc.ROI · Entity 91743 | Director | October 13, 2023 | February 03, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ault Disruptive Technologies Corp
Report date December 15, 2021 · Filed December 16, 2021
This filing explicitly reported no securities owned.
GRESHAM WORLDWIDE, INC.
Report date September 08, 2022 · Filed September 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-09-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Hyperscale Data, Inc.
Report date May 06, 2026 · Filed May 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.72 · Expires 2035-07-30 | Direct | 250,000 |
Reported balance
After 2026-05-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-06 · Grant · Acquired 250,000 · Balance 250,000 F1: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Smith to purchase 250,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Smith to purchase 250,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.
RiskOn International, Inc.
Report date October 13, 2023 · Filed February 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2023-10-13 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Pursuant to a Share Exchange Agreement, as amended, by and among the Issuer and Ault Alliance, Inc. as majority shareholder of BitNile.com, Inc., and certain minority shareholders of BitNile.com, Inc. including the Reporting Person, the Reporting Person acquired 5 shares of the Issuer's Series C Convertible Preferred Stock (the "Series C") in exchange for 5,000 shares of BitNile.com, Inc. Each share of the Issuer's Series C is convertible by dividing the stated value of $10,000 by $7.50, subject to a 4.99% beneficial ownership limitation. F5: The conversion price will be subject to certain adjustments, including potential downward adjustment if the Issuer closes a qualified financing resulting in at least $25,000,000 in gross proceeds at a price per share that is lower than the conversion price then in effect. F2: The Series C Convertible Preferred Stock is not convertible until one day after the record date for shareholder approval of the Share Exchange Agreement, as amended. The conversion rights are also subject to certain beneficial ownership limitations contained in the Certificate of Designation for the Series C and the 19.9% beneficial ownership limitation imposed by the Rules of the Nasdaq Stock Market without shareholder approval. F3: The Series C has no expiration date. F4: In addition, this number of shares of common stock does not include shares of common stock that may be issued in lieu of cash for dividend payments. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a Share Exchange Agreement, as amended, by and among the Issuer and Ault Alliance, Inc. as majority shareholder of BitNile.com, Inc., and certain minority shareholders of BitNile.com, Inc. including the Reporting Person, the Reporting Person acquired 5 shares of the Issuer's Series C Convertible Preferred Stock (the "Series C") in exchange for 5,000 shares of BitNile.com, Inc. Each share of the Issuer's Series C is convertible by dividing the stated value of $10,000 by $7.50, subject to a 4.99% beneficial ownership limitation.
F2: The Series C Convertible Preferred Stock is not convertible until one day after the record date for shareholder approval of the Share Exchange Agreement, as amended. The conversion rights are also subject to certain beneficial ownership limitations contained in the Certificate of Designation for the Series C and the 19.9% beneficial ownership limitation imposed by the Rules of the Nasdaq Stock Market without shareholder approval.
F3: The Series C has no expiration date.
F4: In addition, this number of shares of common stock does not include shares of common stock that may be issued in lieu of cash for dividend payments.
F5: The conversion price will be subject to certain adjustments, including potential downward adjustment if the Issuer closes a qualified financing resulting in at least $25,000,000 in gross proceeds at a price per share that is lower than the conversion price then in effect.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2026 Filed May 9, 2026 00:30 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | GrantStock Options (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.72 | $0.00 |
DisclosureSEC source: 0001214659-26-005861 · marketforms-73086.xml · derivative · entry 1 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires 2035-07-30 F1 · derivative.exercise_date: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Smith to purchase 250,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan. Read SEC document |
| January 09, 2023 Filed Jan 12, 2023 01:00 UTC | Hyperscale Data, Inc. AULT · Entity 717 | Exercise / conversionRestricted Stock Grant · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-000540 · marketforms-58167.xml · derivative · entry 2 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2023-01-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of Ault Alliance, Inc. (formerly, BitNile Holdings, Inc.) (the "Issuer"). F3 · derivative.exercise_date: On January 8, 2021, Mr. Smith was granted 50,000 restricted shares of the Issuer's common stock, which initially vest in four equal installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023. In November 2022, the Issuer's stockholders, at the Issuer's annual stockholder meeting, approved the acceleration of the vesting of the last two tranches, after approval by the NYSE American. The final 25,000 shares of the Issuer's common stock were issued on January 9, 2023. Read SEC document |
| January 09, 2023 Filed Jan 12, 2023 01:00 UTC | Hyperscale Data, Inc. AULT · Entity 717 | Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-000540 · marketforms-58167.xml · nonDerivative · entry 1 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 02:36 UTC | Hyperscale Data, Inc. NILE · Entity 717 | Exercise / conversionRestricted Stock Grant · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-013980 · marketforms-57608.xml · derivative · entry 2 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 12,500 shares Expires 2023-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc. F3 · derivative.exercise_date: On January 8, 2021, Mr. Smith was granted 50,000 restricted shares of the Issuer's common stock, which vest in four equal installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 02:36 UTC | Hyperscale Data, Inc. NILE · Entity 717 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-013980 · marketforms-57608.xml · nonDerivative · entry 1 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| September 06, 2022 Filed Sep 10, 2022 01:00 UTC | Hyperscale Data, Inc. NILE · Entity 717 | GrantRestricted Stock Grant · Derivative | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-011044 · marketforms-57071.xml · derivative · entry 2 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock. F3 · derivative.exercise_date: On September 6, 2022, Mr. Smith was granted 1,500,000 restricted shares of Common Stock, of which 500,000 and 1,000,000 shares, respectively, shall vest on the second and fourth anniversary of the date of approval by the Issuer's stockholders of the grant, subject to receipt of approval therefor by the Issuer's stockholders and the NYSE American. F3 · derivative.expiration_date: On September 6, 2022, Mr. Smith was granted 1,500,000 restricted shares of Common Stock, of which 500,000 and 1,000,000 shares, respectively, shall vest on the second and fourth anniversary of the date of approval by the Issuer's stockholders of the grant, subject to receipt of approval therefor by the Issuer's stockholders and the NYSE American. Read SEC document |
| September 06, 2022 Filed Sep 10, 2022 01:00 UTC | Hyperscale Data, Inc. NILE · Entity 717 | GrantStock Option (Right to Buy) · Derivative | 2,500,000 | $0.00 Strike: $0.29 | $0.00 |
DisclosureSEC source: 0001214659-22-011044 · marketforms-57071.xml · derivative · entry 1 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500,000 shares Expires 2032-09-05 F1 · derivative.exercise_date: On September 6, 2022, Mr. Smith was granted options to purchase 2,500,000 shares of common stock, par value $0.001 per share ("Common Stock") of BitNile Holdings, Inc. (the "Issuer"), which shall vest in equal monthly increments over 48 months, beginning January 1, 2023 through December 1, 2026, which will be exercisable subject to receipt of approval therefor by the Issuer's stockholders and the NYSE American. Read SEC document |
| May 15, 2022 Filed May 18, 2022 00:25 UTC | Hyperscale Data, Inc. NILE · Entity 717 | Exercise / conversionRestricted Stock Grant · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-007161 · marketforms-56237.xml · derivative · entry 2 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires 2023-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc. F3 · derivative.exercise_date: On January 8, 2021, Mr. Smith was granted 50,000 restricted shares of the Issuer's common stock, which vest in four equal installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023. Read SEC document |
| May 15, 2022 Filed May 18, 2022 00:25 UTC | Hyperscale Data, Inc. NILE · Entity 717 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-007161 · marketforms-56237.xml · nonDerivative · entry 1 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:01 UTC | Hyperscale Data, Inc. DPW · Entity 717 | Exercise / conversionRestricted Stock Grant · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-011978 · marketforms-54264.xml · derivative · entry 2 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2021-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. F3 · derivative.exercise_date: On November 2, 2020, Mr. Smith was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in two equal installments on each of August 20, 2021, and November 15, 2021. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:01 UTC | Hyperscale Data, Inc. DPW · Entity 717 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-011978 · marketforms-54264.xml · nonDerivative · entry 1 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 13, 2021 02:31 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantStock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $2.19 | $0.00 |
DisclosureSEC source: 0001214659-21-011641 · marketforms-54230.xml · derivative · entry 1 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-11-08 F1 · derivative.exercise_date: On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Smith to purchase 100,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023 and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders. Read SEC document |
| September 17, 2021 Filed Sep 21, 2021 21:00 UTC | Hyperscale Data, Inc. DPW · Entity 717 | SaleCommon Stock | 20,000 | $2.44 | $48,828.00 |
DisclosureSEC source: 0001214659-21-009696 · marketforms-53863.xml · nonDerivative · entry 1 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 23:35 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantStock Options (Right to Buy) · Derivative | 150,000 | Not disclosed Strike: $2.55 | Not disclosed |
DisclosureSEC source: 0001214659-21-008966 · marketforms-53649.xml · derivative · entry 6 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2031-01-07 F6 · price: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of the Exchange Act, the cancellation of these stock options granted to Mr. Smith on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. F6 · derivative.exercise_date: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of the Exchange Act, the cancellation of these stock options granted to Mr. Smith on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 23:35 UTC | Hyperscale Data, Inc. DPW · Entity 717 | Disposition to issuerStock Options (Right to Buy) · Derivative | 150,000 | Not disclosed Strike: $4.49 | Not disclosed |
DisclosureSEC source: 0001214659-21-008966 · marketforms-53649.xml · derivative · entry 5 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2031-01-07 F6 · price: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of the Exchange Act, the cancellation of these stock options granted to Mr. Smith on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. F6 · derivative.exercise_date: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of the Exchange Act, the cancellation of these stock options granted to Mr. Smith on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 23:35 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantRestricted Stock Grant · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-008966 · marketforms-53649.xml · derivative · entry 4 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2023-11-15 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. F5 · derivative.exercise_date: On January 8, 2021, Mr. Smith was granted 50,000 shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in four installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 23:35 UTC | Hyperscale Data, Inc. DPW · Entity 717 | Exercise / conversionRestricted Stock Grant · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-008966 · marketforms-53649.xml · derivative · entry 3 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2021-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. F4 · derivative.exercise_date: On November 2, 2020, Mr. Smith was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in two equal installments on each of August 20, 2021, and November 15, 2021. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 23:35 UTC | Hyperscale Data, Inc. DPW · Entity 717 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-008966 · marketforms-53649.xml · nonDerivative · entry 1 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| January 08, 2021 Filed Feb 2, 2021 23:30 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantOptions · Derivative | 150,000 | $0.00 Strike: $4.49 | $0.00 |
DisclosureSEC source: 0001214659-21-001155 · marketforms-51345.xml · derivative · entry 1 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2031-01-08 F1 · derivative.exercise_date: On January 8, 2021, the Board of Directors of the Issuer approved the issuance of stock options to its directors and officers. Mr. Smith was granted options to purchase 150,000 shares of common stock which shall vest in monthly increments beginning January 1, 2022 and ending December 31, 2023 and will be exercisable upon receipt of approval therefor by the NYSE American and the Issuer's stockholders. Read SEC document |
| September 17, 2020 Filed Sep 21, 2020 16:12 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantOptions · Derivative | 50,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001214659-20-007990 · marketforms-49713.xml · derivative · entry 1 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-09-17 F1 · derivative.exercise_date: On September 17, 2020, the Board of Directors of the Issuer approved the issuance of stock options to its directors and officers. Mr. Smith was granted options to purchase 50,000 shares of common stock which shall vest in monthly increments over one year. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:09 UTC | Hyperscale Data, Inc. DPW · Entity 717 | ConversionSeries C Preferred Stock · Derivative | 10,833 | Not disclosed Strike: $480.00 | Not disclosed |
DisclosureSEC source: 0001214659-19-006142 · marketforms-45874.xml · derivative · entry 2 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On May 30, 2017, the reporting person purchased for $26,000 one-half unit consisting of 10,833 shares of Series C Preferred Stock. Each share of Series C Preferred Stock has a stated value of $2.40 and, at the time of issuance, had a conversion price of $0.60. F2 · derivative.exercise_price: The conversion price of the shares of Series C Preferred Stock has been adjusted to reflect the Issuer's Reverse Stock Split with a ratio of one-for-twenty, which became effective on March 14, 2019, and the Issuer's Reverse Stock Split with a ratio of one-for-forty, which became effective on August 5, 2019. The 10,833 shares of Series C Preferred Stock have an aggregate stated value of $26,000, which upon conversion resulted in the issuance of 54 shares of common stock. F2 · price: The conversion price of the shares of Series C Preferred Stock has been adjusted to reflect the Issuer's Reverse Stock Split with a ratio of one-for-twenty, which became effective on March 14, 2019, and the Issuer's Reverse Stock Split with a ratio of one-for-forty, which became effective on August 5, 2019. The 10,833 shares of Series C Preferred Stock have an aggregate stated value of $26,000, which upon conversion resulted in the issuance of 54 shares of common stock. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:09 UTC | Hyperscale Data, Inc. DPW · Entity 717 | SaleCommon Stock | 54 | $2.29 | $123.44 |
DisclosureSEC source: 0001214659-19-006142 · marketforms-45874.xml · nonDerivative · entry 1 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55 F1 · security: On May 30, 2017, the reporting person purchased for $26,000 one-half unit consisting of 10,833 shares of Series C Preferred Stock. Each share of Series C Preferred Stock has a stated value of $2.40 and, at the time of issuance, had a conversion price of $0.60. F2 · shares: The conversion price of the shares of Series C Preferred Stock has been adjusted to reflect the Issuer's Reverse Stock Split with a ratio of one-for-twenty, which became effective on March 14, 2019, and the Issuer's Reverse Stock Split with a ratio of one-for-forty, which became effective on August 5, 2019. The 10,833 shares of Series C Preferred Stock have an aggregate stated value of $26,000, which upon conversion resulted in the issuance of 54 shares of common stock. Read SEC document |
| November 28, 2017 Filed Dec 21, 2017 22:34 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantOptions · Derivative | 200,000 | $0.00 Strike: $1.38 | $0.00 |
DisclosureSEC source: 0001214659-17-007406 · marketforms-40515.xml · derivative · entry 1 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2027-11-27 F1 · derivative.exercise_date: On November 28, 2017, the Board of Directors of the Issuer approved the issuance of stock options to its directors and officers. Mr. Smith was granted options to purchase 200,000 shares of common stock which shall vest in monthly 1/48th increments over four years and are subject to shareholder approval. Read SEC document |
| May 30, 2017 Filed Dec 15, 2017 23:29 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantWarrants · Derivative | 43,333 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001437749-17-020798 · rdgdoc.xml · derivative · entry 2 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,164 Underlying: Common Stock · 43,333 shares Expires 2022-05-30 F1 · security: On May 30, 2017, the reporting person purchased for $26,000 one-half unit consisting of 10,833 shares of Series C preferred stock and a five year warrant to purchase 43,333 shares of common stock at $1.00 per share. Each share of Series C preferred stock is convertible into four shares of common stock. F1 · price: On May 30, 2017, the reporting person purchased for $26,000 one-half unit consisting of 10,833 shares of Series C preferred stock and a five year warrant to purchase 43,333 shares of common stock at $1.00 per share. Each share of Series C preferred stock is convertible into four shares of common stock. Read SEC document |
| May 30, 2017 Filed Dec 15, 2017 23:29 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantSeries C Preferred Stock · Derivative | 10,833 | Not disclosed Strike: $0.60 | Not disclosed |
DisclosureSEC source: 0001437749-17-020798 · rdgdoc.xml · derivative · entry 1 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,832 Underlying: Common Stock · 43,332 shares Expires not disclosed F1 · security: On May 30, 2017, the reporting person purchased for $26,000 one-half unit consisting of 10,833 shares of Series C preferred stock and a five year warrant to purchase 43,333 shares of common stock at $1.00 per share. Each share of Series C preferred stock is convertible into four shares of common stock. F1 · price: On May 30, 2017, the reporting person purchased for $26,000 one-half unit consisting of 10,833 shares of Series C preferred stock and a five year warrant to purchase 43,333 shares of common stock at $1.00 per share. Each share of Series C preferred stock is convertible into four shares of common stock. F1 · derivative.expiration_date: On May 30, 2017, the reporting person purchased for $26,000 one-half unit consisting of 10,833 shares of Series C preferred stock and a five year warrant to purchase 43,333 shares of common stock at $1.00 per share. Each share of Series C preferred stock is convertible into four shares of common stock. Read SEC document |
| January 23, 2017 Filed Feb 1, 2017 23:51 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantOptions · Derivative | 200,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001437749-17-001482 · rdgdoc.xml · derivative · entry 1 SMITH ROBERT O · CIK 0000091335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,500 Underlying: Common Stock · 200,000 shares Expires 2026-11-22 F1 · derivative.exercise_date: The options have the following vesting schedule: 1/3 immediately and 1/3 on each anniversary thereafter. Options were approved on November 22, 2016, subject to the documentation of a Stock Option Agreement, which was executed on January 25, 2017 and effective as of November 22, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.