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Hyperscale Data, Inc.

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717
SEC CIK
0000896493
Parsed reports
402

Last 12 months

Inside the activity.

85 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 2025240
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202630
Jun 202690
Jul 202600
Aug 202641
Sep 2026410
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2022 Filed Jun 2, 2022 21:00 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 7,500 $0.38 $2,872.50
Disclosure

SEC source: 0001214659-22-007770 · marketforms-56418.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,792

Read SEC document
June 01, 2022 Filed Jun 2, 2022 21:00 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,470,395 $0.43 $1,066,963.60
Disclosure

SEC source: 0001214659-22-007770 · marketforms-56418.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 20,000,000

F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.4319. The range of purchase prices on the transaction date was $0.3991 to $0.4356 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 21:00 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,429,605 $0.40 $571,699.04
Disclosure

SEC source: 0001214659-22-007770 · marketforms-56418.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 17,529,605

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3999. The range of purchase prices on the transaction date was $0.3852 to $0.3895 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
May 27, 2022 Filed May 31, 2022 21:18 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,700,000 $0.38 $1,018,440.00
Disclosure

SEC source: 0001214659-22-007630 · marketforms-56391.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 16,100,000

F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3772. The range of purchase prices on the transaction date was $0.357 to $0.3638 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
May 26, 2022 Filed May 31, 2022 21:18 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,300,000 $0.33 $429,910.00
Disclosure

SEC source: 0001214659-22-007630 · marketforms-56391.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 13,400,000

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3307. The range of purchase prices on the transaction date was $0.3125 to $0.3253 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
May 25, 2022 Filed May 27, 2022 01:45 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,500 $0.31 $776.25
Disclosure

SEC source: 0001214659-22-007482 · marketforms-56369.xml · nonDerivative · entry 4

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,292

Read SEC document
May 25, 2022 Filed May 27, 2022 01:45 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,000,000 $0.31 $628,400.00
Disclosure

SEC source: 0001214659-22-007482 · marketforms-56369.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 12,100,000

F4 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3142. The range of purchase prices on the transaction date was $0.2862 to $0.3152 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
May 24, 2022 Filed May 27, 2022 01:45 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 40,000 $0.28 $11,068.00
Disclosure

SEC source: 0001214659-22-007482 · marketforms-56369.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,792

F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2767. The range of purchase prices on the transaction date was $0.2696 to $0.2791 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
May 24, 2022 Filed May 27, 2022 01:45 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 3,000,000 $0.30 $907,200.00
Disclosure

SEC source: 0001214659-22-007482 · marketforms-56369.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 10,100,000

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3024. The range of purchase prices on the transaction date was $0.2768 to $0.2971 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:25 UTC Exercise / conversionRestricted Stock Grant · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007161 · marketforms-56237.xml · derivative · entry 2

SMITH ROBERT O · CIK 0000091335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires 2023-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.

F3 · derivative.exercise_date: On January 8, 2021, Mr. Smith was granted 50,000 restricted shares of the Issuer's common stock, which vest in four equal installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:25 UTC Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007161 · marketforms-56237.xml · nonDerivative · entry 1

SMITH ROBERT O · CIK 0000091335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:25 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
Exercise / conversionRestricted Stock Grant · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007156 · marketforms-56229.xml · derivative · entry 5

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,667 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.

F6 · derivative.exercise_date: On November 2, 2020, Mr. Ault was granted 200,000 restricted shares of the Issuer's common stock, which vested in three equal installments as follows: 66,666 shares on August 20, 2021, 66,667 shares on November 15, 2021, and 66,667 shares on May 15, 2022.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:25 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 66,667 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007156 · marketforms-56229.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:27 UTC
ASH HOWARDDirector
Exercise / conversionRestricted Stock Grant · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007162 · marketforms-56230.xml · derivative · entry 2

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires 2023-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.

F3 · derivative.exercise_date: On January 8, 2021, Mr. Ash was granted 50,000 restricted shares of the Issuer's common stock, which vest in four equal installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:27 UTC
ASH HOWARDDirector
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007162 · marketforms-56230.xml · nonDerivative · entry 1

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:25 UTC
Horne William B.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Grant · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007160 · marketforms-56235.xml · derivative · entry 2

Horne William B. · CIK 0001333268 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,667 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.

F3 · derivative.exercise_date: On November 2, 2020, Mr. Horne was granted 200,000 restricted shares of the Issuer's common stock, which vested in three equal installments as follows: 66,666 shares on August 20, 2021, 66,667 shares on November 15, 2021, and 66,667 shares on May 15, 2022.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:25 UTC
Horne William B.Director · Chief Executive Officer
Exercise / conversionCommon Stock 66,667 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007160 · marketforms-56235.xml · nonDerivative · entry 1

Horne William B. · CIK 0001333268 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:25 UTC
Nisser Henry CarlDirector · President and General Counsel
Exercise / conversionRestricted Stock Grant · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007159 · marketforms-56233.xml · derivative · entry 2

Nisser Henry Carl · CIK 0001775938 · Director · President and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,667 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.

F3 · derivative.exercise_date: On November 2, 2020, Mr. Nisser was granted 200,000 restricted shares of the Issuer's common stock, which vested in three equal installments as follows: 66,666 shares on August 20, 2021, 66,667 shares on November 15, 2021, and 66,667 shares on May 15, 2022.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:25 UTC
Nisser Henry CarlDirector · President and General Counsel
Exercise / conversionCommon Stock 66,667 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007159 · marketforms-56233.xml · nonDerivative · entry 1

Nisser Henry Carl · CIK 0001775938 · Director · President and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:25 UTC
CRAGUN KENNETH SChief Financial Officer
Exercise / conversionRestricted Stock Grant · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007158 · marketforms-56232.xml · derivative · entry 4

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 12,500 shares

Expires 2026-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.

F4 · derivative.exercise_date: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:25 UTC
CRAGUN KENNETH SChief Financial Officer
Exercise / conversionRestricted Stock Grant · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007158 · marketforms-56232.xml · derivative · entry 3

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 12,500 shares

Expires 2024-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.

F3 · derivative.exercise_date: On May 21, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years commencing on May 15, 2022.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:25 UTC
CRAGUN KENNETH SChief Financial Officer
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007158 · marketforms-56232.xml · nonDerivative · entry 2

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

F3 · shares: On May 21, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years commencing on May 15, 2022.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:25 UTC
CRAGUN KENNETH SChief Financial Officer
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007158 · marketforms-56232.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

F2 · shares: On January 8, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years, with the exception of the first tranche of 12,500 which vested on August 24, 2021.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:25 UTC Exercise / conversionRestricted Stock Grant · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007157 · marketforms-56231.xml · derivative · entry 2

Bentz Jeffrey Allen · CIK 0001719817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires 2023-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.

F3 · derivative.exercise_date: On January 8, 2021, Mr. Bentz was granted 50,000 shares of the Issuer's common stock, which vest in four equal installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:25 UTC Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007157 · marketforms-56231.xml · nonDerivative · entry 1

Bentz Jeffrey Allen · CIK 0001719817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
May 15, 2022 Filed May 18, 2022 21:16 UTC Exercise / conversionRestricted Stock Grant · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007181 · marketforms-56234.xml · derivative · entry 2

Rosenberg Mordechai · CIK 0001647162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires 2023-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.

F3 · derivative.exercise_date: On January 8, 2021, Mr. Rosenberg was granted 50,000 restricted shares of the Issuer's common stock, which vest in four equal installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023.

Read SEC document
May 15, 2022 Filed May 18, 2022 21:16 UTC Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007181 · marketforms-56234.xml · nonDerivative · entry 1

Rosenberg Mordechai · CIK 0001647162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
March 04, 2022 Filed Mar 4, 2022 22:48 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 95,959 $0.88 $84,616.65
Disclosure

SEC source: 0001214659-22-003655 · marketforms-55698.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 7,100,000

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 02:55 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 57,571 $0.87 $50,190.40
Disclosure

SEC source: 0001214659-22-003617 · marketforms-55685.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 7,004,041

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 02:55 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 60,000 $0.94 $56,328.00
Disclosure

SEC source: 0001214659-22-003617 · marketforms-55685.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,946,470

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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March 01, 2022 Filed Mar 2, 2022 02:03 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 39,069 $0.97 $37,803.16
Disclosure

SEC source: 0001214659-22-003486 · marketforms-55629.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,886,470

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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February 24, 2022 Filed Feb 25, 2022 01:23 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 47,901 $0.84 $40,203.31
Disclosure

SEC source: 0001214659-22-003142 · marketforms-55551.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,847,401

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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February 10, 2022 Filed Feb 11, 2022 22:49 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 20,000 $1.06 $21,250.00
Disclosure

SEC source: 0001214659-22-002426 · marketforms-55378.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,799,500

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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February 09, 2022 Filed Feb 10, 2022 22:00 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 25,000 $1.00 $25,002.50
Disclosure

SEC source: 0001214659-22-002204 · marketforms-55370.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,779,500

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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February 08, 2022 Filed Feb 9, 2022 22:00 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 37,500 $0.97 $36,491.25
Disclosure

SEC source: 0001214659-22-002114 · marketforms-55354.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,754,500

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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February 07, 2022 Filed Feb 8, 2022 22:00 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 45,000 $1.00 $44,775.00
Disclosure

SEC source: 0001214659-22-002068 · marketforms-55342.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,717,000

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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February 04, 2022 Filed Feb 7, 2022 22:00 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 25,000 $0.94 $23,427.50
Disclosure

SEC source: 0001214659-22-001954 · marketforms-55335.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,672,000

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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February 03, 2022 Filed Feb 4, 2022 22:00 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 10,000 $0.93 $9,262.00
Disclosure

SEC source: 0001214659-22-001913 · marketforms-55304.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,647,000

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 00:14 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 40,000 $0.94 $37,736.00
Disclosure

SEC source: 0001214659-22-001748 · marketforms-55261.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,637,000

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · price: The common stock was purchased by Ault Alpha in open market transactions on the transaction date, with a volume weighted average sale price of $0.9434. The range of sale prices on the transaction date was $0.9213 to $0.9566 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F3 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 01:20 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 15,000 $0.95 $14,259.00
Disclosure

SEC source: 0001214659-22-001624 · marketforms-55237.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,597,000

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 01:20 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 7,000 $0.84 $5,877.90
Disclosure

SEC source: 0001214659-22-001624 · marketforms-55237.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,582,000

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
January 27, 2022 Filed Jan 28, 2022 23:42 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 18,000 $0.83 $14,999.40
Disclosure

SEC source: 0001214659-22-001359 · marketforms-55176.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,575,000

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
January 26, 2022 Filed Jan 27, 2022 22:00 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 12,000 $0.92 $11,059.20
Disclosure

SEC source: 0001214659-22-001208 · marketforms-55169.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,557,000

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 22:33 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 30,000 $0.90 $26,889.00
Disclosure

SEC source: 0001214659-22-001167 · marketforms-55151.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,545,000

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
January 24, 2022 Filed Jan 25, 2022 22:00 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 60,000 $0.79 $47,418.00
Disclosure

SEC source: 0001214659-22-001107 · marketforms-55146.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,515,000

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · price: The common stock was purchased by Ault Alpha in open market transactions on the transaction date, with a volume weighted average purchase price of $0.7903. The range of purchase prices on the transaction date was $0.7777 to $0.7903 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F3 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 01:42 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 105,000 $0.88 $91,959.00
Disclosure

SEC source: 0001214659-22-001052 · marketforms-55132.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,455,000

F1 · price: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 3,000 $1.22 $3,652.20
Disclosure

SEC source: 0001214659-22-000097 · marketforms-54868.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,125

F3 · price: The common stock was purchased by Mr. Ault in open market transactions on the transaction date, with a volume weighted average purchase price of $1.2174. The range of purchase prices on the transaction date was $1.2093 to $1.2295 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

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December 31, 2021 Filed Jan 3, 2022 21:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 250,000 $1.25 $312,000.00
Disclosure

SEC source: 0001214659-22-000097 · marketforms-54868.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,350,000

F1 · price: The common stock was purchased by Ault Alpha LP ("Ault Alpha") in open market transactions on the transaction date, with a volume weighted average purchase price of $1.248. The range of purchase prices on the transaction date was $1.2372 to $1.2626 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 11:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 50,000 $1.67 $83,520.00
Disclosure

SEC source: 0001214659-21-012950 · marketforms-54605.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,100,000

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 11:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 120,000 $1.77 $212,352.00
Disclosure

SEC source: 0001214659-21-012950 · marketforms-54605.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 6,050,000

F1 · price: The common stock was purchased by Ault Alpha LP ("Ault Alpha") in open market transactions on the transaction date, with a volume weighted average purchase price of $1.7696. The range of purchase prices on the transaction date was $1.7606 to $1.7714 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.