GPGI

SEC source: 0001104659-23-062781 · tm2316313-1_4seq1.xml · nonDerivative · entry 1

Howe Niloofar Razi · CIK 0001863923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,823

F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest in full upon the earlier of (a) the first anniversary of the date of grant, or (b) the date of the Company's 2024 Annual Meeting of Stockholders, subject in each case to the reporting person's continued service as of the applicable vesting date, and may be settled into Class A Common Stock upon vesting.

SEC source: 0001104659-23-062789 · tm2316313-7_4seq1.xml · nonDerivative · entry 1

HOLLIN MITCHELL L · CIK 0001331604 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,829

F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest in full upon the earlier of (a) the first anniversary of the date of grant, or (b) the date of the Company's 2024 Annual Meeting of Stockholders, subject in each case to the reporting person's continued service as of the applicable vesting date, and may be settled into Class A Common Stock upon vesting.

F2 · balance_after: The total reported above does not include 33,071,603 and 1,454,805 shares of Class B Common Stock, and a corresponding number of Class B Common Units issued by CompoSecure Holdings, L.L.C. that are exchangeable for Class A Common Stock on a share-for-share basis, subject to adjustment, and a corresponding cancellation of the Class B Common Stock, held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P., respectively. Mr. Hollin may be deemed the beneficial owner of these shares of Class B Common Stock because he is a member of LLR Capital IV, LLC, the General Partner of LLR Capital IV, L.P., the General Partner of LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. and Mr. Hollin is LLR Equity Partners IV, L.P.'s and LLR Equity Partners Parallel IV, L.P.'s designee to the Company's board of directors.

SEC source: 0001104659-23-062785 · tm2316313-3_4seq1.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,886

F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest in full upon the earlier of (a) the first anniversary of the date of grant, or (b) the date of the Company's 2024 Annual Meeting of Stockholders, subject in each case to the reporting person's continued service as of the applicable vesting date, and may be settled into Class A Common Stock upon vesting.

SEC source: 0001104659-23-062786 · tm2316313-4_4seq1.xml · nonDerivative · entry 1

Galant Paul · CIK 0001587958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,889

F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest in full upon the earlier of (a) the first anniversary of the date of grant, or (b) the date of the Company's 2024 Annual Meeting of Stockholders, subject in each case to the reporting person's continued service as of the applicable vesting date, and may be settled into Class A Common Stock upon vesting.

SEC source: 0001104659-23-062783 · tm2316313-2_4seq1.xml · nonDerivative · entry 1

Hughes Brian F. · CIK 0001825326 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,886

F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest in full upon the earlier of (a) the first anniversary of the date of grant, or (b) the date of the Company's 2024 Annual Meeting of Stockholders, subject in each case to the reporting person's continued service as of the applicable vesting date, and may be settled into Class A Common Stock upon vesting.

SEC source: 0001104659-23-062788 · tm2316313-6_4seq1.xml · derivative · entry 7

Fitzsimmons Timothy Walter · CIK 0001885866 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 565,566

Underlying: Class A Common Stock · 100,000 shares

Expires 2025-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The stock option vested 60% on the fourth anniversary of the grant date and the remaining 40% vested on the fifth anniversary of the grant date.

SEC source: 0001104659-23-062788 · tm2316313-6_4seq1.xml · nonDerivative · entry 6

Fitzsimmons Timothy Walter · CIK 0001885866 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,906

F4 · price: Reflects the weighted average price of the sale of 15,000 shares of Class A Common Stock on May 17, 2023. The shares were sold in multiple transactions at prices ranging from $7.39 to 7.4869, inclusive.

F5 · balance_after: Includes (i) 91,683 restricted stock units ("RSUs"), which will vest ratably over three years, with 33% of the award vesting on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting, (ii) 91, 683 performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting,

F6 · balance_after: (iii) 187,500 unvested RSUs originally granted on March 16, 2022 in the aggregate amount of 250,000 RSUs, for which the remaining 187,500 RSUs will continue to vest ratably on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and (iv) 43,040 shares of Class A Common Stock owned directly by the reporting person.

SEC source: 0001104659-23-062788 · tm2316313-6_4seq1.xml · nonDerivative · entry 5

Fitzsimmons Timothy Walter · CIK 0001885866 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,906

F3 · price: Reflects the weighted average price of the sale of 29,900 shares of Class A Common Stock on May 17, 2023. The shares were sold in multiple transactions at prices ranging from $7.40 to 7.49, inclusive.

SEC source: 0001104659-23-062788 · tm2316313-6_4seq1.xml · nonDerivative · entry 4

Fitzsimmons Timothy Walter · CIK 0001885866 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,806

F2 · price: Reflects the weighted average price of the sale of 30,000 shares of Class A Common Stock on May 17, 2023. The shares were sold in multiple transactions at prices ranging from $7.40 to 7.49, inclusive.

SEC source: 0001104659-23-062788 · tm2316313-6_4seq1.xml · nonDerivative · entry 3

Fitzsimmons Timothy Walter · CIK 0001885866 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,806

F1 · price: Reflects the weighted average price of the sale of 25,000 shares of Class A Common Stock on May 17, 2023. The shares were sold in multiple transactions at prices ranging from $7.40 to 7.54, inclusive.

SEC source: 0001104659-23-062788 · tm2316313-6_4seq1.xml · nonDerivative · entry 2

Fitzsimmons Timothy Walter · CIK 0001885866 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,806

SEC source: 0001104659-23-062788 · tm2316313-6_4seq1.xml · nonDerivative · entry 1

Fitzsimmons Timothy Walter · CIK 0001885866 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-062805 · tm2316393-1_4seq1.xml · derivative · entry 1

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,643,776

Underlying: Class A Common Stock · 23,827 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-062806 · tm2316393-2_4seq1.xml · derivative · entry 1

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,643,776

Underlying: Class A Common Stock · 23,827 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-062807 · tm2316393-3_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,643,776

Underlying: Class A Common Stock · 23,827 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-058601 · tm2315357-3_4seq1.xml · derivative · entry 1

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,667,603

Underlying: Class A Common Stock · 14,811 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-058600 · tm2315357-2_4seq1.xml · derivative · entry 1

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,667,603

Underlying: Class A Common Stock · 14,811 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-058599 · tm2315357-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,667,603

Underlying: Class A Common Stock · 14,811 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-056687 · tm2314927-3_4seq1.xml · derivative · entry 1

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,682,414

Underlying: Class A Common Stock · 82,166 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-056686 · tm2314927-2_4seq1.xml · derivative · entry 1

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,682,414

Underlying: Class A Common Stock · 82,166 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-056684 · tm2314927-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,682,414

Underlying: Class A Common Stock · 82,166 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-055131 · tm2314452-3_4seq1.xml · derivative · entry 3

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,764,580

Underlying: Class A Common Stock · 21,853 shares

Expires 2026-12-27

F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.33, inclusive.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-055130 · tm2314452-2_4seq1.xml · derivative · entry 3

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,764,580

Underlying: Class A Common Stock · 21,853 shares

Expires 2026-12-27

F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.33, inclusive.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-055129 · tm2314452-1_4seq1.xml · derivative · entry 3

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,764,580

Underlying: Class A Common Stock · 21,853 shares

Expires 2026-12-27

F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.33, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-055131 · tm2314452-3_4seq1.xml · derivative · entry 2

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,786,433

Underlying: Class A Common Stock · 31,014 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.39, inclusive.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-055130 · tm2314452-2_4seq1.xml · derivative · entry 2

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,786,433

Underlying: Class A Common Stock · 31,014 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.39, inclusive.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-055129 · tm2314452-1_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,786,433

Underlying: Class A Common Stock · 31,014 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.39, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-055131 · tm2314452-3_4seq1.xml · derivative · entry 1

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,817,447

Underlying: Class A Common Stock · 181,315 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-055130 · tm2314452-2_4seq1.xml · derivative · entry 1

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,817,447

Underlying: Class A Common Stock · 181,315 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-055129 · tm2314452-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,817,447

Underlying: Class A Common Stock · 181,315 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-051659 · tm2314039-3_4seq1.xml · derivative · entry 3

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,998,762

Underlying: Class A Common Stock · 43,124 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.31, inclusive.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-051657 · tm2314039-2_4seq1.xml · derivative · entry 3

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,998,762

Underlying: Class A Common Stock · 43,124 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.31, inclusive.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-051654 · tm2314039-1_4seq1.xml · derivative · entry 3

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,998,762

Underlying: Class A Common Stock · 43,124 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.31, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-051659 · tm2314039-3_4seq1.xml · derivative · entry 2

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,041,886

Underlying: Class A Common Stock · 81,021 shares

Expires 2026-12-27

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-051657 · tm2314039-2_4seq1.xml · derivative · entry 2

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,041,886

Underlying: Class A Common Stock · 81,021 shares

Expires 2026-12-27

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-051654 · tm2314039-1_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,041,886

Underlying: Class A Common Stock · 81,021 shares

Expires 2026-12-27

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-051659 · tm2314039-3_4seq1.xml · derivative · entry 1

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,122,907

Underlying: Class A Common Stock · 85,500 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.315, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-051657 · tm2314039-2_4seq1.xml · derivative · entry 1

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,122,907

Underlying: Class A Common Stock · 85,500 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.315, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-051654 · tm2314039-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,122,907

Underlying: Class A Common Stock · 85,500 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.315, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-048514 · tm2313466-3_4seq1.xml · derivative · entry 1

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,208,407

Underlying: Class A Common Stock · 250,399 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.065 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-048513 · tm2313466-2_4seq1.xml · derivative · entry 1

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,208,407

Underlying: Class A Common Stock · 250,399 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.065 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-048512 · tm2313466-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,208,407

Underlying: Class A Common Stock · 250,399 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.065 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-046856 · tm2313163-3_4seq1.xml · derivative · entry 3

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,458,806

Underlying: Class A Common Stock · 417,797 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive.

F1 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-046855 · tm2313163-2_4seq1.xml · derivative · entry 3

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,458,806

Underlying: Class A Common Stock · 417,797 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive.

F1 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-046854 · tm2313163-1_4seq1.xml · derivative · entry 3

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,458,806

Underlying: Class A Common Stock · 417,797 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive.

F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-046856 · tm2313163-3_4seq1.xml · derivative · entry 2

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,876,603

Underlying: Class A Common Stock · 103,296 shares

Expires 2026-12-27

F2 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.

F1 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-046855 · tm2313163-2_4seq1.xml · derivative · entry 2

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,876,603

Underlying: Class A Common Stock · 103,296 shares

Expires 2026-12-27

F2 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.

F1 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-046854 · tm2313163-1_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,876,603

Underlying: Class A Common Stock · 103,296 shares

Expires 2026-12-27

F2 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.

F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-046856 · tm2313163-3_4seq1.xml · derivative · entry 1

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,979,899

Underlying: Class A Common Stock · 6,475 shares

Expires 2026-12-27

F1 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-046855 · tm2313163-2_4seq1.xml · derivative · entry 1

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,979,899

Underlying: Class A Common Stock · 6,475 shares

Expires 2026-12-27

F1 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.