organization · Reporting owner
Roman DBDR Tech Sponsor LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GPGI, Inc.
Report date August 22, 2023 · Filed August 24, 2023
Section 16 reporting ended · disclosed 2023-08-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-12-27 | Direct | 300,000 |
Reported balance
After 2023-08-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-08-22 · Sale · Disposed 7,792,056 · Balance 300,000 F1: The price reported in Column 8 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.65 to $0.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 8 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.65 to $0.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 22, 2023 Filed Aug 24, 2023 22:47 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 7,792,056 | $0.07 Strike: $11.50 | $506,483.64 |
DisclosureSEC source: 0001104659-23-094971 · tm2324780-1_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Common Stock · 7,792,056 shares Expires 2026-12-27 F1 · price: The price reported in Column 8 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.65 to $0.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| July 24, 2023 Filed Jul 25, 2023 00:06 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 98,974 | $1.05 Strike: $11.50 | $103,922.70 |
DisclosureSEC source: 0001104659-23-083550 · tm2321954-1_4seq1.xml · derivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,092,056 Underlying: Class A Common Stock · 98,974 shares Expires 2026-12-27 F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| July 20, 2023 Filed Jul 25, 2023 00:06 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 16,854 | $1.04 Strike: $11.50 | $17,602.32 |
DisclosureSEC source: 0001104659-23-083550 · tm2321954-1_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,191,030 Underlying: Class A Common Stock · 16,854 shares Expires 2026-12-27 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.04 to $1.0601, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 23:09 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 50,200 | $1.09 Strike: $11.50 | $54,723.02 |
DisclosureSEC source: 0001104659-23-080438 · tm2321188-1_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,207,884 Underlying: Class A Common Stock · 50,200 shares Expires 2026-12-27 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.09 to $1.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| July 07, 2023 Filed Jul 7, 2023 21:49 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 49,600 | $1.09 Strike: $11.50 | $54,088.80 |
DisclosureSEC source: 0001104659-23-079216 · tm2320898-1_4seq1.xml · derivative · entry 3 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,258,084 Underlying: Class A Common Stock · 49,600 shares Expires 2026-12-27 F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.09 to $1.11, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 21:49 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 82,624 | $1.09 Strike: $11.50 | $89,911.44 |
DisclosureSEC source: 0001104659-23-079216 · tm2320898-1_4seq1.xml · derivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,307,684 Underlying: Class A Common Stock · 82,624 shares Expires 2026-12-27 F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.08 to $1.14, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| July 05, 2023 Filed Jul 7, 2023 21:49 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 46,992 | $1.09 Strike: $11.50 | $51,132.00 |
DisclosureSEC source: 0001104659-23-079216 · tm2320898-1_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,390,308 Underlying: Class A Common Stock · 46,992 shares Expires 2026-12-27 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.08 to $1.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| July 03, 2023 Filed Jul 3, 2023 21:57 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 49,581 | $1.10 Strike: $11.50 | $54,539.10 |
DisclosureSEC source: 0001104659-23-077696 · tm2320496-1_4seq1.xml · derivative · entry 3 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,437,300 Underlying: Class A Common Stock · 49,581 shares Expires 2026-12-27 F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 21:57 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 72,025 | $1.10 Strike: $11.50 | $79,299.53 |
DisclosureSEC source: 0001104659-23-077696 · tm2320496-1_4seq1.xml · derivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,486,881 Underlying: Class A Common Stock · 72,025 shares Expires 2026-12-27 F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.11 to $1.13, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| June 29, 2023 Filed Jul 3, 2023 21:57 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 27,718 | $1.11 Strike: $11.50 | $30,822.42 |
DisclosureSEC source: 0001104659-23-077696 · tm2320496-1_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,558,906 Underlying: Class A Common Stock · 27,718 shares Expires 2026-12-27 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.11 to $1.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 22:56 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 5,432 | $1.20 Strike: $11.50 | $6,518.40 |
DisclosureSEC source: 0001104659-23-071737 · tm2318900-1_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,586,624 Underlying: Class A Common Stock · 5,432 shares Expires 2026-12-27 F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 22:50 UTC | GPGI, Inc. CMPO · Entity 4098 | OtherClass A Common Stock | 315,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-070923 · tm2318642-3_4seq1.xml · nonDerivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The reporting person distributed these shares to limited partners on a pro rata basis, for no consideration. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the securities held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 23:07 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 9,983 | $1.25 Strike: $11.50 | $12,478.75 |
DisclosureSEC source: 0001104659-23-070058 · tm2318407-3_4seq1.xml · derivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,592,056 Underlying: Class A Common Stock · 9,983 shares Expires 2026-12-27 F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 23:07 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 31,893 | $1.25 Strike: $11.50 | $39,869.44 |
DisclosureSEC source: 0001104659-23-070058 · tm2318407-3_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,602,039 Underlying: Class A Common Stock · 31,893 shares Expires 2026-12-27 F2 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.25 to $1.255, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth this footnote. F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:36 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 9,844 | $1.26 Strike: $11.50 | $12,371.94 |
DisclosureSEC source: 0001104659-23-064868 · tm2317107-3_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,633,932 Underlying: Class A Common Stock · 9,844 shares Expires 2026-12-27 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.25 to $1.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| May 17, 2023 Filed May 19, 2023 23:07 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 23,827 | $1.33 Strike: $11.50 | $31,604.13 |
DisclosureSEC source: 0001104659-23-062807 · tm2316393-3_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,643,776 Underlying: Class A Common Stock · 23,827 shares Expires 2026-12-27 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| May 08, 2023 Filed May 10, 2023 22:49 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 14,811 | $1.30 Strike: $11.50 | $19,283.92 |
DisclosureSEC source: 0001104659-23-058599 · tm2315357-1_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,667,603 Underlying: Class A Common Stock · 14,811 shares Expires 2026-12-27 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| May 03, 2023 Filed May 5, 2023 21:54 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 82,166 | $1.30 Strike: $11.50 | $106,815.80 |
DisclosureSEC source: 0001104659-23-056684 · tm2314927-1_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,682,414 Underlying: Class A Common Stock · 82,166 shares Expires 2026-12-27 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| May 02, 2023 Filed May 2, 2023 22:13 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 21,853 | $1.30 Strike: $11.50 | $28,446.05 |
DisclosureSEC source: 0001104659-23-055129 · tm2314452-1_4seq1.xml · derivative · entry 3 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,764,580 Underlying: Class A Common Stock · 21,853 shares Expires 2026-12-27 F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.33, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| May 01, 2023 Filed May 2, 2023 22:13 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 31,014 | $1.33 Strike: $11.50 | $41,245.52 |
DisclosureSEC source: 0001104659-23-055129 · tm2314452-1_4seq1.xml · derivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,786,433 Underlying: Class A Common Stock · 31,014 shares Expires 2026-12-27 F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.39, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| April 28, 2023 Filed May 2, 2023 22:13 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 181,315 | $1.30 Strike: $11.50 | $235,745.76 |
DisclosureSEC source: 0001104659-23-055129 · tm2314452-1_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,817,447 Underlying: Class A Common Stock · 181,315 shares Expires 2026-12-27 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| April 27, 2023 Filed Apr 27, 2023 22:31 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 43,124 | $1.30 Strike: $11.50 | $56,087.07 |
DisclosureSEC source: 0001104659-23-051654 · tm2314039-1_4seq1.xml · derivative · entry 3 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,998,762 Underlying: Class A Common Stock · 43,124 shares Expires 2026-12-27 F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.31, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| April 26, 2023 Filed Apr 27, 2023 22:31 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 81,021 | $1.30 Strike: $11.50 | $105,327.30 |
DisclosureSEC source: 0001104659-23-051654 · tm2314039-1_4seq1.xml · derivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,041,886 Underlying: Class A Common Stock · 81,021 shares Expires 2026-12-27 F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 22:31 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 85,500 | $1.30 Strike: $11.50 | $111,201.30 |
DisclosureSEC source: 0001104659-23-051654 · tm2314039-1_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,122,907 Underlying: Class A Common Stock · 85,500 shares Expires 2026-12-27 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.315, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| April 19, 2023 Filed Apr 21, 2023 22:04 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 250,399 | $1.07 Strike: $11.50 | $266,800.13 |
DisclosureSEC source: 0001104659-23-048512 · tm2313466-1_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,208,407 Underlying: Class A Common Stock · 250,399 shares Expires 2026-12-27 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.065 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| April 18, 2023 Filed Apr 18, 2023 22:17 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 417,797 | $1.31 Strike: $11.50 | $547,314.07 |
DisclosureSEC source: 0001104659-23-046854 · tm2313163-1_4seq1.xml · derivative · entry 3 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,458,806 Underlying: Class A Common Stock · 417,797 shares Expires 2026-12-27 F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| April 17, 2023 Filed Apr 18, 2023 22:17 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 103,296 | $1.30 Strike: $11.50 | $134,295.13 |
DisclosureSEC source: 0001104659-23-046854 · tm2313163-1_4seq1.xml · derivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,876,603 Underlying: Class A Common Stock · 103,296 shares Expires 2026-12-27 F2 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4. F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| April 14, 2023 Filed Apr 18, 2023 22:17 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 6,475 | $1.30 Strike: $11.50 | $8,417.50 |
DisclosureSEC source: 0001104659-23-046854 · tm2313163-1_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,979,899 Underlying: Class A Common Stock · 6,475 shares Expires 2026-12-27 F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| April 12, 2023 Filed Apr 12, 2023 22:17 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 1,000 | $1.30 Strike: $11.50 | $1,300.00 |
DisclosureSEC source: 0001104659-23-044722 · tm2312637-1_4seq1.xml · derivative · entry 3 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,986,374 Underlying: Class A Common Stock · 1,000 shares Expires 2026-12-27 F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 22:17 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 108,518 | $1.21 Strike: $11.50 | $130,916.12 |
DisclosureSEC source: 0001104659-23-044722 · tm2312637-1_4seq1.xml · derivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,987,374 Underlying: Class A Common Stock · 108,518 shares Expires 2026-12-27 F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.22, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 22:17 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 350,100 | $1.19 Strike: $11.50 | $415,253.61 |
DisclosureSEC source: 0001104659-23-044722 · tm2312637-1_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,095,892 Underlying: Class A Common Stock · 350,100 shares Expires 2026-12-27 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.17 to $1.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| April 06, 2023 Filed Apr 6, 2023 22:48 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 37,289 | $1.20 Strike: $11.50 | $44,817.65 |
DisclosureSEC source: 0001104659-23-042838 · tm2312052-1_4seq1.xml · derivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,445,992 Underlying: Class A Common Stock · 37,289 shares Expires 2026-12-27 F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.21, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 22:48 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 31,507 | $1.20 Strike: $11.50 | $37,893.47 |
DisclosureSEC source: 0001104659-23-042838 · tm2312052-1_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,483,281 Underlying: Class A Common Stock · 31,507 shares Expires 2026-12-27 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.2483, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| March 31, 2023 Filed Mar 31, 2023 22:59 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 2,912 | $1.21 Strike: $11.50 | $3,521.77 |
DisclosureSEC source: 0001104659-23-040367 · tm2311223-1_4seq1.xml · derivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,514,788 Underlying: Class A Common Stock · 2,912 shares Expires 2026-12-27 F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.25, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 22:59 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 112,543 | $1.21 Strike: $11.50 | $135,715.60 |
DisclosureSEC source: 0001104659-23-040367 · tm2311223-1_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,517,700 Underlying: Class A Common Stock · 112,543 shares Expires 2026-12-27 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 22:22 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 30,601 | $1.35 Strike: $11.50 | $41,449.05 |
DisclosureSEC source: 0001104659-23-037227 · tm2310696-1_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,630,243 Underlying: Class A Common Stock · 30,601 shares Expires 2026-12-27 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| March 22, 2023 Filed Mar 22, 2023 22:35 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 31,051 | $1.35 Strike: $11.50 | $41,925.06 |
DisclosureSEC source: 0001104659-23-035698 · tm2310329-1_4seq1.xml · derivative · entry 3 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,660,844 Underlying: Class A Common Stock · 31,051 shares Expires 2026-12-27 F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.39, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| March 21, 2023 Filed Mar 22, 2023 22:35 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 33,977 | $1.35 Strike: $11.50 | $45,906.32 |
DisclosureSEC source: 0001104659-23-035698 · tm2310329-1_4seq1.xml · derivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,691,895 Underlying: Class A Common Stock · 33,977 shares Expires 2026-12-27 F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.38, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 22:35 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 97,763 | $1.35 Strike: $11.50 | $132,419.98 |
DisclosureSEC source: 0001104659-23-035698 · tm2310329-1_4seq1.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,725,872 Underlying: Class A Common Stock · 97,763 shares Expires 2026-12-27 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 20:06 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleWarrant · Derivative | 13,765 | $1.38 Strike: $11.50 | $19,002.58 |
DisclosureSEC source: 0001104659-23-032271 · tm239529-4_4seq1.xml · derivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,823,635 Underlying: Class A Common Stock · 13,765 shares Expires 2026-12-27 F2 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in this footnote. F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock and warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:05 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 766,428 | $6.25 | $4,790,175.00 |
DisclosureSEC source: 0001104659-23-021526 · tm236719-4_4seq1.xml · nonDerivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,333 F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| February 09, 2023 Filed Feb 10, 2023 00:21 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 203,152 | $6.25 | $1,269,862.52 |
DisclosureSEC source: 0001104659-23-017726 · tm236219-1_4seq1.xml · nonDerivative · entry 3 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,081,761 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.25 to $6.30, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 00:21 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 26,698 | $6.15 | $164,198.04 |
DisclosureSEC source: 0001104659-23-017726 · tm236219-1_4seq1.xml · nonDerivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,284,913 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.15 to $6.165, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| February 07, 2023 Filed Feb 10, 2023 00:21 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 14,376 | $6.15 | $88,481.40 |
DisclosureSEC source: 0001104659-23-017726 · tm236219-1_4seq1.xml · nonDerivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,311,611 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.15 to $6.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 00:54 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 19,778 | $6.20 | $122,678.98 |
DisclosureSEC source: 0001104659-23-011348 · tm235707d1_4seq1.xml · nonDerivative · entry 3 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325,987 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.22, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 00:54 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 7,949 | $6.25 | $49,692.38 |
DisclosureSEC source: 0001104659-23-011348 · tm235707d1_4seq1.xml · nonDerivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,345,765 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.25 to $6.26, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| February 02, 2023 Filed Feb 7, 2023 00:54 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 158,576 | $6.24 | $989,403.24 |
DisclosureSEC source: 0001104659-23-011348 · tm235707d1_4seq1.xml · nonDerivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,353,714 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.355, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 23:03 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 100,000 | $6.28 | $627,780.00 |
DisclosureSEC source: 0001104659-23-008787 · tm235078-1_4seq1.xml · nonDerivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,512,290 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.25 to $6.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 00:02 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 96,643 | $6.00 | $580,128.60 |
DisclosureSEC source: 0001104659-23-006629 · tm234451-1_4seq1.xml · nonDerivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,612,290 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.045, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| January 23, 2023 Filed Jan 26, 2023 00:02 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 183,002 | $5.88 | $1,075,209.95 |
DisclosureSEC source: 0001104659-23-006629 · tm234451-1_4seq1.xml · nonDerivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,708,933 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.