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Grocery Outlet Holding Corp.

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Tapewire entity
4840
SEC CIK
0001771515
Parsed reports
567

Last 12 months

Inside the activity.

19 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 2026159
Apr 202601
May 202600
Jun 202620
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2022 Filed Aug 17, 2022 18:16 UTC
McAndrews BrianSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 2,763 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0001771515-22-000112 · wf-form4_166077456031014.xml · derivative · entry 3

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,402

Underlying: Common Stock · 2,763 shares

Expires 2028-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 18:16 UTC
McAndrews BrianSee Remarks
SaleCommon Stock 2,763 $42.00 $116,046.00
Disclosure

SEC source: 0001771515-22-000112 · wf-form4_166077456031014.xml · nonDerivative · entry 2

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,533

Read SEC document
August 16, 2022 Filed Aug 17, 2022 18:16 UTC
McAndrews BrianSee Remarks
Exercise / conversionCommon Stock 2,763 $10.30 $28,458.90
Disclosure

SEC source: 0001771515-22-000112 · wf-form4_166077456031014.xml · nonDerivative · entry 1

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 22:18 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 15,554 $41.04 $638,336.16
Disclosure

SEC source: 0001771515-22-000113 · wf-form4_166077471620194.xml · nonDerivative · entry 5

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,560

Read SEC document
August 16, 2022 Filed Aug 17, 2022 21:21 UTC SaleCommon Stock 2,000 $41.63 $83,250.00
Disclosure

SEC source: 0001771515-22-000115 · wf-form4_166078565675182.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 39,917

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.330 to $41.790, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
August 16, 2022 Filed Aug 19, 2022 19:58 UTC SaleCommon Stock 11,754 $42.01 $493,797.29
Disclosure

SEC source: 0001771515-22-000117 · wf-form4_166095347432888.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Matthews Family Trust

Disclosed balance after: 112,095

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.09, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: Reflects shares directly held by The Matthews Family 2020 Trust dtd 11/24/2020 of which Mr. Matthews is a Trustee.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:18 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000113 · wf-form4_166077471620194.xml · derivative · entry 9

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,614

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:18 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 300,000 $40.47 $12,141,000.00
Disclosure

SEC source: 0001771515-22-000113 · wf-form4_166077471620194.xml · nonDerivative · entry 4

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lindberg Irrevocable Trust

Disclosed balance after: 401,500

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.320 to $40.670, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · ownership.nature: Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17 of which Mr. Lindberg is a Trustee.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:18 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 7,255 $41.34 $299,921.70
Disclosure

SEC source: 0001771515-22-000113 · wf-form4_166077471620194.xml · nonDerivative · entry 3

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,114

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.190 to $41.590, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:18 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 17,745 $40.67 $721,689.15
Disclosure

SEC source: 0001771515-22-000113 · wf-form4_166077471620194.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,369

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.180 to $41.175, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:18 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $3.81 $95,250.00
Disclosure

SEC source: 0001771515-22-000113 · wf-form4_166077471620194.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 20:51 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,667 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000110 · wf-form4_166033749119572.xml · derivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,724

Underlying: Common Stock · 6,667 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 20:51 UTC SaleCommon Stock 6,667 $42.33 $282,214.11
Disclosure

SEC source: 0001771515-22-000110 · wf-form4_166033749119572.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,242

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 20:51 UTC Exercise / conversionCommon Stock 6,667 $3.81 $25,401.27
Disclosure

SEC source: 0001771515-22-000110 · wf-form4_166033749119572.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 20:50 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 5,555 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000109 · wf-form4_166033743691412.xml · derivative · entry 3

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,189

Underlying: Common Stock · 5,555 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 20:50 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
SaleCommon Stock 5,555 $42.33 $235,143.15
Disclosure

SEC source: 0001771515-22-000109 · wf-form4_166033743691412.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,993

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 20:50 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionCommon Stock 5,555 $3.81 $21,164.55
Disclosure

SEC source: 0001771515-22-000109 · wf-form4_166033743691412.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2022 Filed Feb 13, 2023 21:13 UTC
Read S. MacGregor Jr.Retired Director
GiftCommon Stock 966,488 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000002 · wf-form5_167632278938892.xml · nonDerivative · entry 6

Read S. MacGregor Jr. · CIK 0001779703 · Retired Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 966,488

Read SEC document
August 04, 2022 Filed Feb 13, 2023 21:13 UTC
Read S. MacGregor Jr.Retired Director
GiftCommon Stock 966,488 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000002 · wf-form5_167632278938892.xml · nonDerivative · entry 5

Read S. MacGregor Jr. · CIK 0001779703 · Retired Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 250,000

F2 · ownership.nature: Reflects shares directly held by the Redmond Trust dated 10/19/2003, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.

Read SEC document
August 04, 2022 Filed Feb 13, 2023 21:13 UTC
Read S. MacGregor Jr.Retired Director
GiftCommon Stock 966,487 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000002 · wf-form5_167632278938892.xml · nonDerivative · entry 4

Read S. MacGregor Jr. · CIK 0001779703 · Retired Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,051,562

Read SEC document
August 04, 2022 Filed Feb 13, 2023 21:13 UTC
Read S. MacGregor Jr.Retired Director
GiftCommon Stock 966,487 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000002 · wf-form5_167632278938892.xml · nonDerivative · entry 3

Read S. MacGregor Jr. · CIK 0001779703 · Retired Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,216,488

F2 · ownership.nature: Reflects shares directly held by the Redmond Trust dated 10/19/2003, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.

Read SEC document
August 04, 2022 Filed Feb 13, 2023 21:13 UTC
Read S. MacGregor Jr.Retired Director
GiftCommon Stock 1,067,025 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000002 · wf-form5_167632278938892.xml · nonDerivative · entry 2

Read S. MacGregor Jr. · CIK 0001779703 · Retired Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085,075

Read SEC document
August 04, 2022 Filed Feb 13, 2023 21:13 UTC
Read S. MacGregor Jr.Retired Director
GiftCommon Stock 1,067,025 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000002 · wf-form5_167632278938892.xml · nonDerivative · entry 1

Read S. MacGregor Jr. · CIK 0001779703 · Retired Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,115,950

F1 · ownership.nature: Reflects shares directly held by the Nordlingen Trust dated 1/23/2012, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.

Read SEC document
July 26, 2022 Filed Jul 27, 2022 16:11 UTC
Thompson Luke DSVP, GC and Secretary
GrantCommon Stock 5,412 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000102 · wf-form4_165895264519438.xml · nonDerivative · entry 2

Thompson Luke D · CIK 0001739812 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,160

F2 · shares: Represents 5,412 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments over the period measured from May 1, 2022 to May 1, 2025, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 3,608 unvested performance stock units at target achievement (or up to an additional 7,216 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
July 26, 2022 Filed Jul 27, 2022 16:11 UTC
Thompson Luke DSVP, GC and Secretary
GrantCommon Stock 5,748 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000102 · wf-form4_165895264519438.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,748

F1 · shares: Represents 5,748 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments over the period measured from May 1, 2022 to May 1, 2025, subject to the continued service of the reporting person through such vesting dates.

Read SEC document
July 26, 2022 Filed Aug 12, 2022 16:55 UTC Amendment
Thompson Luke DSVP, GC and Secretary
GrantCommon Stock 5,412 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000111 · wf-form4a_166033773891917.xml · nonDerivative · entry 2

Thompson Luke D · CIK 0001739812 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,160

F2 · shares: Represents 5,412 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments on May 20, 2023, May 20, 2024 and May 20, 2025, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 3,608 unvested performance stock units at target achievement (or up to an additional 7,216 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
July 26, 2022 Filed Aug 12, 2022 16:55 UTC Amendment
Thompson Luke DSVP, GC and Secretary
GrantCommon Stock 5,748 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000111 · wf-form4a_166033773891917.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,748

F1 · shares: Represents 5,748 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments on May 20, 2023, May 20, 2024 and May 20, 2025, subject to the continued service of the reporting person through such vesting dates.

Read SEC document
July 25, 2022 Filed Jul 27, 2022 01:37 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000100 · wf-form4_165888585170078.xml · derivative · entry 7

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,614

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
July 25, 2022 Filed Jul 27, 2022 01:37 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 25,000 $44.41 $1,110,250.00
Disclosure

SEC source: 0001771515-22-000100 · wf-form4_165888585170078.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,114

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.10 to $44.55, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 25, 2022 Filed Jul 27, 2022 01:37 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $3.81 $95,250.00
Disclosure

SEC source: 0001771515-22-000100 · wf-form4_165888585170078.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2022 Filed Jul 27, 2022 01:39 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,667 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000101 · wf-form4_165888593827237.xml · derivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,391

Underlying: Common Stock · 6,667 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
July 25, 2022 Filed Jul 27, 2022 01:39 UTC SaleCommon Stock 6,667 $44.22 $294,814.74
Disclosure

SEC source: 0001771515-22-000101 · wf-form4_165888593827237.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,242

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
July 25, 2022 Filed Jul 27, 2022 01:39 UTC Exercise / conversionCommon Stock 6,667 $3.81 $25,401.27
Disclosure

SEC source: 0001771515-22-000101 · wf-form4_165888593827237.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 16:56 UTC SaleCommon Stock 2,000 $45.09 $90,180.00
Disclosure

SEC source: 0001771515-22-000099 · wf-form4_165817779177677.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 32,517

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.63 to $45.50, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
July 14, 2022 Filed Jul 15, 2022 20:03 UTC SaleCommon Stock 5,000 $45.00 $225,000.00
Disclosure

SEC source: 0001771515-22-000098 · wf-form4_165792978329066.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 34,517

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
July 11, 2022 Filed Jul 12, 2022 22:56 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000096 · wf-form4_165766656032287.xml · derivative · entry 7

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,614

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
July 11, 2022 Filed Jul 12, 2022 22:56 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 25,000 $44.17 $1,104,250.00
Disclosure

SEC source: 0001771515-22-000096 · wf-form4_165766656032287.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,114

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.97 to $44.40, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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July 11, 2022 Filed Jul 12, 2022 22:56 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $3.81 $95,250.00
Disclosure

SEC source: 0001771515-22-000096 · wf-form4_165766656032287.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 11, 2022 Filed Jul 12, 2022 22:57 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,667 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000097 · wf-form4_165766661651109.xml · derivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,058

Underlying: Common Stock · 6,667 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

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July 11, 2022 Filed Jul 12, 2022 22:57 UTC SaleCommon Stock 6,667 $44.30 $295,348.10
Disclosure

SEC source: 0001771515-22-000097 · wf-form4_165766661651109.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,242

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

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July 11, 2022 Filed Jul 12, 2022 22:57 UTC Exercise / conversionCommon Stock 6,667 $3.81 $25,401.27
Disclosure

SEC source: 0001771515-22-000097 · wf-form4_165766661651109.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 05, 2022 Filed Jul 6, 2022 23:25 UTC
Burke Pamela B.Chief Stores Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 18,060 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001771515-22-000095 · wf-form4_165714992338197.xml · derivative · entry 3

Burke Pamela B. · CIK 0001779772 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,015

Underlying: Common Stock · 18,060 shares

Expires 2027-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

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July 05, 2022 Filed Jul 6, 2022 23:25 UTC
Burke Pamela B.Chief Stores Officer
SaleCommon Stock 18,060 $43.15 $779,289.00
Disclosure

SEC source: 0001771515-22-000095 · wf-form4_165714992338197.xml · nonDerivative · entry 2

Burke Pamela B. · CIK 0001779772 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,108

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

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July 05, 2022 Filed Jul 6, 2022 23:25 UTC
Burke Pamela B.Chief Stores Officer
Exercise / conversionCommon Stock 18,060 $8.57 $154,774.20
Disclosure

SEC source: 0001771515-22-000095 · wf-form4_165714992338197.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 01, 2022 Filed Jul 5, 2022 22:59 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 5,556 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000092 · wf-form4_165706193385830.xml · derivative · entry 3

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,744

Underlying: Common Stock · 5,556 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

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July 01, 2022 Filed Jul 5, 2022 22:59 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
SaleCommon Stock 5,556 $42.58 $236,574.48
Disclosure

SEC source: 0001771515-22-000092 · wf-form4_165706193385830.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,993

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

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July 01, 2022 Filed Jul 5, 2022 22:59 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionCommon Stock 5,556 $3.81 $21,168.36
Disclosure

SEC source: 0001771515-22-000092 · wf-form4_165706193385830.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 21:03 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000089 · wf-form4_165645017164690.xml · derivative · entry 7

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,614

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are vested and exercisable.

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June 27, 2022 Filed Jun 28, 2022 21:03 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 25,000 $43.13 $1,078,250.00
Disclosure

SEC source: 0001771515-22-000089 · wf-form4_165645017164690.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,114

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.82 to $43.535, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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June 27, 2022 Filed Jun 28, 2022 21:03 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $3.81 $95,250.00
Disclosure

SEC source: 0001771515-22-000089 · wf-form4_165645017164690.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.