TapewireFind a company

person · Reporting owner

Thompson Luke D

Disclosed activity across 2 companies

Tapewire entity
59807
SEC CIK
0001739812

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BIG 5 SPORTING GOODS CorpBGFV · Entity 74526Executive VP & General CounselMarch 18, 2022March 22, 2022
Grocery Outlet Holding Corp.GO · Entity 4840EVP, GC and SecretaryMarch 16, 2026March 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BIG 5 SPORTING GOODS Corp

Report date March 18, 2022 · Filed March 22, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01SEC Table I · non-derivativeDirect23,274 Reported balance After 2022-03-18 transaction · row 1
1 source row

Row 1 · 2022-03-18 · Tax withholding · Disposed 2,526 · Balance 23,274

F1: This disposition is the result of shares being withhheld in order to cover tax withholding obligations in connection with the vesting of restricted stock previously granted and reported by the reporting person. The date of disposition of these shares is the date on which the number of shares to be withheld was determined.

Filing footnotes · ownership attribution and instrument terms

F1: This disposition is the result of shares being withhheld in order to cover tax withholding obligations in connection with the vesting of restricted stock previously granted and reported by the reporting person. The date of disposition of these shares is the date on which the number of shares to be withheld was determined.

Grocery Outlet Holding Corp.

Report date March 16, 2026 · Filed March 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect92,813 Reported balance After 2026-03-16 transaction · row 1
1 source row

Row 1 · 2026-03-16 · Sale · Disposed 3,425 · Balance 92,813

F1: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2026 Filed Mar 17, 2026 17:47 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 3,425 $6.06 $20,755.50
Disclosure

SEC source: 0001739812-26-000003 · wk-form4_1773784065.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,813

F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 16:18 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantPerformance Stock Unit · Derivative 30,359 Not disclosed Not disclosed
Disclosure

SEC source: 0001771515-26-000026 · wk-form4_1773692331.xml · derivative · entry 4

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,359

Underlying: Common Stock · 30,359 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents a grant of performance-based RSUs ("PSUs"). Each PSU represents a right to receive one share of the Issuer's common stock upon vesting. The PSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending on the last day of the Issuer's fiscal year 2028. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's continued employment or service with the Issuer as contemplated in the PSU Award Agreement.

F3 · price: Represents a grant of performance-based RSUs ("PSUs"). Each PSU represents a right to receive one share of the Issuer's common stock upon vesting. The PSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending on the last day of the Issuer's fiscal year 2028. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's continued employment or service with the Issuer as contemplated in the PSU Award Agreement.

F3 · derivative.exercise_date: Represents a grant of performance-based RSUs ("PSUs"). Each PSU represents a right to receive one share of the Issuer's common stock upon vesting. The PSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending on the last day of the Issuer's fiscal year 2028. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's continued employment or service with the Issuer as contemplated in the PSU Award Agreement.

F3 · derivative.expiration_date: Represents a grant of performance-based RSUs ("PSUs"). Each PSU represents a right to receive one share of the Issuer's common stock upon vesting. The PSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending on the last day of the Issuer's fiscal year 2028. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's continued employment or service with the Issuer as contemplated in the PSU Award Agreement.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 16:18 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantPerformance Stock Unit · Derivative 60,712 Not disclosed Not disclosed
Disclosure

SEC source: 0001771515-26-000026 · wk-form4_1773692331.xml · derivative · entry 3

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,712

Underlying: Common Stock · 60,712 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents a grant of performance-based RSUs ("PSUs"). Each PSU represents a right to receive one share of the Issuer's common stock upon vesting. The PSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending on the last day of the Issuer's fiscal year 2028. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's continued employment or service with the Issuer as contemplated in the PSU Award Agreement.

F3 · price: Represents a grant of performance-based RSUs ("PSUs"). Each PSU represents a right to receive one share of the Issuer's common stock upon vesting. The PSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending on the last day of the Issuer's fiscal year 2028. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's continued employment or service with the Issuer as contemplated in the PSU Award Agreement.

F3 · derivative.exercise_date: Represents a grant of performance-based RSUs ("PSUs"). Each PSU represents a right to receive one share of the Issuer's common stock upon vesting. The PSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending on the last day of the Issuer's fiscal year 2028. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's continued employment or service with the Issuer as contemplated in the PSU Award Agreement.

F3 · derivative.expiration_date: Represents a grant of performance-based RSUs ("PSUs"). Each PSU represents a right to receive one share of the Issuer's common stock upon vesting. The PSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending on the last day of the Issuer's fiscal year 2028. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's continued employment or service with the Issuer as contemplated in the PSU Award Agreement.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 16:18 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 20,240 $0.00 $0.00
Disclosure

SEC source: 0001771515-26-000026 · wk-form4_1773692331.xml · nonDerivative · entry 2

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,238

F2 · shares: Represents 20,240 restricted stock units ("RSUs") granted on March 12, 2026 to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest in three equal installments on March 1 of each of 2027, 2028 and 2029, subject to the reporting person's completion of each 12 month period of service through such vesting dates.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 16:18 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 40,475 $0.00 $0.00
Disclosure

SEC source: 0001771515-26-000026 · wk-form4_1773692331.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,998

F1 · shares: Represents 40,475 restricted stock units ("RSUs") granted on March 12, 2026 to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest in three equal installments on March 1 of each of 2027, 2028 and 2029, subject to the reporting person's completion of each 12 month period of service through such vesting dates.

Read SEC document
March 09, 2026 Filed Mar 10, 2026 19:39 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 3,785 $5.84 $22,104.40
Disclosure

SEC source: 0001739812-26-000001 · wk-form4_1773185961.xml · nonDerivative · entry 2

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,523

F2 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 19:39 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 9,509 $0.00 $0.00
Disclosure

SEC source: 0001739812-26-000001 · wk-form4_1773185961.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,308

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 2, 2023.

Read SEC document
May 21, 2025 Filed May 22, 2025 18:42 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 1,368 $13.77 $18,837.36
Disclosure

SEC source: 0001771515-25-000098 · wk-form4_1747953748.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,799

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

Read SEC document
March 10, 2025 Filed Mar 11, 2025 18:01 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 1,133 $13.16 $14,910.28
Disclosure

SEC source: 0001771515-25-000074 · wk-form4_1741730513.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,167

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 19:24 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 3,614 $11.34 $40,982.76
Disclosure

SEC source: 0001771515-25-000061 · wk-form4_1741307061.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,300

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantStock Options (Right to Buy) · Derivative 76,410 $0.00 Strike: $11.87 $0.00
Disclosure

SEC source: 0001771515-25-000037 · wk-form4_1741133743.xml · derivative · entry 2

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,410

Underlying: Common Stock · 76,410 shares

Expires 2035-02-28

F2 · derivative.exercise_date: Represents 76,410 stock options granted on February 28, 2025, which vest in three equal installments on March 1 of each of 2026, 2027 and 2028, subject to the reporting person's completion of each 12 month period of service through such vesting dates. Does not include up to an additional 36,435 unvested PSUs at target achievement (or up to an additional 72,870 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 3,608 $0.00 $0.00
Disclosure

SEC source: 0001771515-25-000037 · wk-form4_1741133743.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,914

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on July 26, 2022.

Read SEC document
May 21, 2024 Filed May 22, 2024 17:04 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 1,332 $22.43 $29,876.76
Disclosure

SEC source: 0001771515-24-000102 · wk-form4_1716411853.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,306

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 17:07 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 1,568 $26.33 $41,285.44
Disclosure

SEC source: 0001771515-24-000047 · wk-form4_1709762854.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,638

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 17:40 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 13,416 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000031 · wk-form4_1709592002.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,206

F1 · shares: Represents 13,416 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2024 to March 1, 2027, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 20,124 unvested PSUs at target achievement (or up to an additional 40,248 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
May 23, 2023 Filed May 24, 2023 20:50 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 1,331 $29.55 $39,332.38
Disclosure

SEC source: 0001771515-23-000054 · wk-form4_1684975832.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,790

F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 17:42 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 11,961 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000017 · wf-form4_167814251163799.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,121

F1 · shares: Represents 11,961 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2023 to March 1, 2026, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 17,941 unvested PSUs at target achievement (or up to an additional 35,882 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
July 26, 2022 Filed Jul 27, 2022 16:11 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 5,412 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000102 · wf-form4_165895264519438.xml · nonDerivative · entry 2

Thompson Luke D · CIK 0001739812 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,160

F2 · shares: Represents 5,412 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments over the period measured from May 1, 2022 to May 1, 2025, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 3,608 unvested performance stock units at target achievement (or up to an additional 7,216 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
July 26, 2022 Filed Jul 27, 2022 16:11 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 5,748 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000102 · wf-form4_165895264519438.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,748

F1 · shares: Represents 5,748 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments over the period measured from May 1, 2022 to May 1, 2025, subject to the continued service of the reporting person through such vesting dates.

Read SEC document
July 26, 2022 Filed Aug 12, 2022 16:55 UTC Amendment Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 5,412 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000111 · wf-form4a_166033773891917.xml · nonDerivative · entry 2

Thompson Luke D · CIK 0001739812 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,160

F2 · shares: Represents 5,412 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments on May 20, 2023, May 20, 2024 and May 20, 2025, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 3,608 unvested performance stock units at target achievement (or up to an additional 7,216 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
July 26, 2022 Filed Aug 12, 2022 16:55 UTC Amendment Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 5,748 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000111 · wf-form4a_166033773891917.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,748

F1 · shares: Represents 5,748 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments on May 20, 2023, May 20, 2024 and May 20, 2025, subject to the continued service of the reporting person through such vesting dates.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 15:23 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 Tax withholdingCommon Stock, par value $.01 2,526 $15.68 $39,607.68
Disclosure

SEC source: 0001062993-22-008280 · form4.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,274

F1 · shares: This disposition is the result of shares being withhheld in order to cover tax withholding obligations in connection with the vesting of restricted stock previously granted and reported by the reporting person. The date of disposition of these shares is the date on which the number of shares to be withheld was determined.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 15:07 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 GrantCommon Stock, par value $.01 8,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007840 · form4.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,800

F1 · shares: The shares of restricted stock granted to the reporting person vest in four equal annual installments, commencing on March 14, 2023.

Read SEC document
May 06, 2021 Filed May 10, 2021 16:23 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 SaleCommon Stock, par value $.01 4,054 $28.50 $115,539.00
Disclosure

SEC source: 0001739910-21-000041 · edgar.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,800

F1 · price: Represents the weighted average sale price for multiple transactions at prices ranging from $28.49 to $28.55 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 15:29 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 Tax withholdingCommon Stock, par value $.01 2,146 $14.90 $31,975.40
Disclosure

SEC source: 0001739910-21-000028 · edgar.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,854

F1 · shares: This disposition is the result of shares being withhheld in order to cover tax withholding obligations in connection with the vesting of restricted stock previously granted and reported by the reporting person. The date of disposition of these shares is the date on which the number of shares to be withheld was determined.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 16:47 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,300 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001739910-21-000021 · edgar.xml · derivative · entry 8

Thompson Luke D · CIK 0001739812 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

Underlying: Common Stock, par value $.01 · 3,300 shares

Expires 2030-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on February 28, 2020, and vest in four equal annual installments, with the final vesting date being February 28, 2024.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 16:47 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $4.07 $0.00
Disclosure

SEC source: 0001739910-21-000021 · edgar.xml · derivative · entry 7

Thompson Luke D · CIK 0001739812 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock, par value $.01 · 6,000 shares

Expires 2029-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted on March 1, 2019, and vest in four equal annual installments, with the final vesting date being March 1, 2023.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 16:47 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,750 $0.00 Strike: $6.20 $0.00
Disclosure

SEC source: 0001739910-21-000021 · edgar.xml · derivative · entry 6

Thompson Luke D · CIK 0001739812 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock, par value $.01 · 18,750 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted on March 1, 2018, and vest in four equal annual installments, with the final vesting date being March 1, 2022.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 16:47 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 SaleCommon Stock, par value $.01 8,458 $15.99 $135,243.42
Disclosure

SEC source: 0001739910-21-000021 · edgar.xml · nonDerivative · entry 5

Thompson Luke D · CIK 0001739812 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

F2 · price: Represents the weighted average sale price for multiple transactions at prices ranging from $15.87 to $16.10 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 16:47 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 SaleCommon Stock, par value $.01 28,050 $16.05 $450,202.50
Disclosure

SEC source: 0001739910-21-000021 · edgar.xml · nonDerivative · entry 4

Thompson Luke D · CIK 0001739812 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,458

F1 · price: Represents the weighted average sale price for multiple transactions at prices ranging from $15.88 to $16.20 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 16:47 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 Exercise / conversionCommon Stock, par value $.01 3,300 $2.23 $7,359.00
Disclosure

SEC source: 0001739910-21-000021 · edgar.xml · nonDerivative · entry 3

Thompson Luke D · CIK 0001739812 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 16:47 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 Exercise / conversionCommon Stock, par value $.01 6,000 $4.07 $24,420.00
Disclosure

SEC source: 0001739910-21-000021 · edgar.xml · nonDerivative · entry 2

Thompson Luke D · CIK 0001739812 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 16:47 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 Exercise / conversionCommon Stock, par value $.01 18,750 $6.20 $116,250.00
Disclosure

SEC source: 0001739910-21-000021 · edgar.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2021 Filed Mar 16, 2021 15:32 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 GrantCommon Stock, par value $.01 8,000 $0.00 $0.00
Disclosure

SEC source: 0001739910-21-000017 · edgar.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,458

F1 · shares: The shares of restricted stock granted to the reporting person vest in four equal annual installments, commencing on March 14, 2022.

Read SEC document
April 07, 2020 Filed Apr 7, 2020 16:28 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 Tax withholdingCommon Stock, par value $.01 1,821 $1.50 $2,731.50
Disclosure

SEC source: 0001739910-20-000026 · edgar.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,458

F1 · shares: This disposition is the result of shares being withhheld in order to cover tax withholding obligations in connection with the vesting of restricted stock previously granted and reported by the reporting person. The date of disposition of these shares is the date on which the number of shares to be withheld was determined.

Read SEC document
March 14, 2020 Filed Mar 16, 2020 16:10 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 GrantCommon Stock, par value $.01 6,000 $0.00 $0.00
Disclosure

SEC source: 0001739910-20-000019 · edgar.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,279

F1 · shares: The shares of restricted stock granted to the reporting person vest in four equal annual installments, commencing on March 14, 2021.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 13:37 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 GrantEmployee Stock Option (right to buy) · Derivative 13,200 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001739910-20-000010 · edgar.xml · derivative · entry 1

Thompson Luke D · CIK 0001739812 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

Underlying: Common Stock, par value $.01 · 13,200 shares

Expires 2030-02-28

F1 · derivative.exercise_date: The options vest in four equal annual installments, commencing on February 28, 2021.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 12:23 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 Tax withholdingCommon Stock, par value $.01 1,526 $3.73 $5,691.98
Disclosure

SEC source: 0001739910-19-000021 · edgar.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,279

F1 · shares: This disposition is the result of shares being withhheld in order to cover tax withholding obligations in connection with the vesting of restricted stock previously granted and reported by the reporting person. The date of disposition of these shares is the date on which the number of shares to be withheld was determined.

Read SEC document
March 14, 2019 Filed Mar 14, 2019 11:56 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 GrantCommon Stock, par value $.01 6,000 $0.00 $0.00
Disclosure

SEC source: 0001739910-19-000013 · edgar.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,805

F1 · shares: The shares of restricted stock granted to the reporting person vest in four equal annual installments, commencing on March 14, 2020.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 18:25 UTC BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 GrantEmployee Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $4.07 $0.00
Disclosure

SEC source: 0001739910-19-000007 · edgar.xml · derivative · entry 1

Thompson Luke D · CIK 0001739812 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock, par value $.01 · 12,000 shares

Expires 2029-03-01

F1 · derivative.exercise_date: The options vest in four equal annual installments, commencing on March 1, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.