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Grocery Outlet Holding Corp.

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Tapewire entity
4840
SEC CIK
0001771515
Parsed reports
567

Last 12 months

Inside the activity.

19 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 2026159
Apr 202601
May 202600
Jun 202620
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2022 Filed Sep 15, 2022 18:05 UTC SaleCommon Stock 2,000 $36.09 $72,185.00
Disclosure

SEC source: 0001771515-22-000136 · wf-form4_166327953900073.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 37,917

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.8300 to $36.4200, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

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September 15, 2022 Filed Sep 16, 2022 16:25 UTC GrantCommon Stock 667 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000137 · wf-form4_166335991176126.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,960

F1 · shares: Represents a grant of 667 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors.

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September 12, 2022 Filed Sep 13, 2022 23:46 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000133 · wf-form4_166311277628244.xml · derivative · entry 8

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,614

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
September 12, 2022 Filed Sep 13, 2022 23:46 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 3,033 $38.53 $116,861.49
Disclosure

SEC source: 0001771515-22-000133 · wf-form4_166311277628244.xml · nonDerivative · entry 3

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,560

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.47 to $38.60, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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September 12, 2022 Filed Sep 13, 2022 23:46 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 21,967 $38.28 $840,896.76
Disclosure

SEC source: 0001771515-22-000133 · wf-form4_166311277628244.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,593

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.475 to $38.465, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 12, 2022 Filed Sep 13, 2022 23:46 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $3.81 $95,250.00
Disclosure

SEC source: 0001771515-22-000133 · wf-form4_166311277628244.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2022 Filed Sep 9, 2022 20:49 UTC
York JeffreyDirector
SaleCommon Stock 50,000 $37.73 $1,886,700.00
Disclosure

SEC source: 0001771515-22-000131 · wf-form4_166275655357010.xml · nonDerivative · entry 1

York Jeffrey · CIK 0001780265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,459

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.655 to $37.800, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 08, 2022 Filed Sep 9, 2022 20:47 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,667 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000130 · wf-form4_166275643972948.xml · derivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,390

Underlying: Common Stock · 6,667 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
September 08, 2022 Filed Sep 9, 2022 20:47 UTC SaleCommon Stock 6,667 $38.32 $255,479.44
Disclosure

SEC source: 0001771515-22-000130 · wf-form4_166275643972948.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,992

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
September 08, 2022 Filed Sep 9, 2022 20:47 UTC Exercise / conversionCommon Stock 6,667 $3.81 $25,401.27
Disclosure

SEC source: 0001771515-22-000130 · wf-form4_166275643972948.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 18:00 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 1 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · derivative · entry 15

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,372

Underlying: Common Stock · 1 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 18:00 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 1 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · derivative · entry 14

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,490

Underlying: Common Stock · 1 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 18:00 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 1 $40.06 $40.06
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · nonDerivative · entry 7

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 18:00 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionCommon Stock 1 $7.13 $7.13
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · nonDerivative · entry 6

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 18:00 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 1 $40.00 $40.00
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · nonDerivative · entry 5

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 18:00 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionCommon Stock 1 $3.81 $3.81
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · nonDerivative · entry 4

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 18:00 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 9,134 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · derivative · entry 13

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,491

Underlying: Common Stock · 9,134 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 18:00 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 9,252 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · derivative · entry 12

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,373

Underlying: Common Stock · 9,252 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 18:00 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 18,386 $40.10 $737,278.60
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · nonDerivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.67 to $40.40, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 18:00 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionCommon Stock 9,134 $3.81 $34,800.54
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 18:00 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionCommon Stock 9,252 $7.13 $65,966.76
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 21:57 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 5,556 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000128 · wf-form4_166250146558712.xml · derivative · entry 3

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,633

Underlying: Common Stock · 5,556 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 21:57 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
SaleCommon Stock 5,556 $39.92 $221,795.52
Disclosure

SEC source: 0001771515-22-000128 · wf-form4_166250146558712.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,993

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 21:57 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionCommon Stock 5,556 $3.81 $21,168.36
Disclosure

SEC source: 0001771515-22-000128 · wf-form4_166250146558712.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 01:39 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000124 · wf-form4_166190994661905.xml · derivative · entry 7

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,614

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 01:39 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 25,000 $39.55 $988,750.00
Disclosure

SEC source: 0001771515-22-000124 · wf-form4_166190994661905.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,560

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.04 to $39.94, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 01:39 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $3.81 $95,250.00
Disclosure

SEC source: 0001771515-22-000124 · wf-form4_166190994661905.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 20:57 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,667 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000121 · wf-form4_166154742474539.xml · derivative · entry 4

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,057

Underlying: Common Stock · 6,667 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 20:57 UTC SaleCommon Stock 6,667 $39.33 $262,213.11
Disclosure

SEC source: 0001771515-22-000121 · wf-form4_166154742474539.xml · nonDerivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,992

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 20:57 UTC Exercise / conversionCommon Stock 6,667 $3.81 $25,401.27
Disclosure

SEC source: 0001771515-22-000121 · wf-form4_166154742474539.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2022 Filed Aug 23, 2022 20:25 UTC
Gray Lindsay E.VP Corporate Controller
Exercise / conversionStock Options (Right to Buy) · Derivative 10,075 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0001771515-22-000120 · wf-form4_166130070318639.xml · derivative · entry 3

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,075 shares

Expires 2026-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
August 22, 2022 Filed Aug 23, 2022 20:25 UTC
Gray Lindsay E.VP Corporate Controller
SaleCommon Stock 10,075 $42.78 $431,008.50
Disclosure

SEC source: 0001771515-22-000120 · wf-form4_166130070318639.xml · nonDerivative · entry 2

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,598

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.76 to $42.88, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 22, 2022 Filed Aug 23, 2022 20:25 UTC
Gray Lindsay E.VP Corporate Controller
Exercise / conversionCommon Stock 10,075 $8.07 $81,305.25
Disclosure

SEC source: 0001771515-22-000120 · wf-form4_166130070318639.xml · nonDerivative · entry 1

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:58 UTC SaleCommon Stock 38,246 $42.26 $1,616,199.47
Disclosure

SEC source: 0001771515-22-000117 · wf-form4_166095347432888.xml · nonDerivative · entry 2

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Matthews Family Trust

Disclosed balance after: 73,849

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.48, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: Reflects shares directly held by The Matthews Family 2020 Trust dtd 11/24/2020 of which Mr. Matthews is a Trustee.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:56 UTC
McAndrews BrianSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 20,000 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0001771515-22-000116 · wf-form4_166095334922669.xml · derivative · entry 3

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,402

Underlying: Common Stock · 20,000 shares

Expires 2028-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:56 UTC
McAndrews BrianSee Remarks
SaleCommon Stock 20,000 $42.11 $842,200.00
Disclosure

SEC source: 0001771515-22-000116 · wf-form4_166095334922669.xml · nonDerivative · entry 2

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,533

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.10 to $42.18, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:56 UTC
McAndrews BrianSee Remarks
Exercise / conversionCommon Stock 20,000 $10.30 $206,000.00
Disclosure

SEC source: 0001771515-22-000116 · wf-form4_166095334922669.xml · nonDerivative · entry 1

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:59 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 5,156 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · derivative · entry 15

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,625

Underlying: Common Stock · 5,156 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:59 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 5,155 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · derivative · entry 14

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,625

Underlying: Common Stock · 5,155 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:59 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 5,156 $42.24 $217,789.44
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · nonDerivative · entry 7

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:59 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 5,155 $42.25 $217,772.98
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · nonDerivative · entry 6

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,390

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:59 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionCommon Stock 5,156 $7.13 $36,762.28
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · nonDerivative · entry 5

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:59 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionCommon Stock 5,155 $3.81 $19,640.55
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · nonDerivative · entry 4

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2022 Filed Aug 20, 2022 00:00 UTC
York JeffreyDirector
SaleCommon Stock 25,000 $42.22 $1,055,550.00
Disclosure

SEC source: 0001771515-22-000119 · wf-form4_166095360684711.xml · nonDerivative · entry 1

York Jeffrey · CIK 0001780265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,459

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.095 to $42.34, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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August 18, 2022 Filed Aug 26, 2022 20:57 UTC GiftCommon Stock 2,250 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000121 · wf-form4_166154742474539.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,992

Read SEC document
August 17, 2022 Filed Aug 19, 2022 19:59 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 9,375 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · derivative · entry 13

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,781

Underlying: Common Stock · 9,375 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 19:59 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 9,375 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · derivative · entry 12

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,780

Underlying: Common Stock · 9,375 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 19:59 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 18,750 $41.36 $775,500.00
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · nonDerivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.19 to $41.97, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 19:59 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionCommon Stock 9,375 $7.13 $66,843.75
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 19:59 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionCommon Stock 9,375 $3.81 $35,718.75
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.