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Grocery Outlet Holding Corp.

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Tapewire entity
4840
SEC CIK
0001771515
Parsed reports
567

Last 12 months

Inside the activity.

19 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 2026159
Apr 202601
May 202600
Jun 202620
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2023 Filed Mar 6, 2023 17:30 UTC
Bortner Andrea ReneeChief Human Resources Officer
GrantCommon Stock 12,938 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000011 · wf-form4_167814184176709.xml · nonDerivative · entry 2

Bortner Andrea Renee · CIK 0001808260 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,191

F2 · shares: Represents 12,938 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2023 to March 1, 2026, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 19,407 unvested PSUs at target achievement (or up to an additional 38,814 unvested PSUS at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

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March 02, 2023 Filed Mar 6, 2023 17:30 UTC
Bortner Andrea ReneeChief Human Resources Officer
GrantCommon Stock 25,512 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000011 · wf-form4_167814184176709.xml · nonDerivative · entry 1

Bortner Andrea Renee · CIK 0001808260 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,253

F1 · price: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on May 13, 2020.

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March 02, 2023 Filed Mar 6, 2023 17:36 UTC
Gray Lindsay E.SVP, Accounting
GrantCommon Stock 7,146 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000014 · wf-form4_167814219129558.xml · nonDerivative · entry 2

Gray Lindsay E. · CIK 0001779708 · SVP, Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,578

F2 · shares: Represents 7,146 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2023 to March 1, 2026, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 10.719 unvested PSUs at target achievement (or up to an additional 21,438 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

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March 02, 2023 Filed Mar 6, 2023 17:36 UTC
Gray Lindsay E.SVP, Accounting
GrantCommon Stock 9,369 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000014 · wf-form4_167814219129558.xml · nonDerivative · entry 1

Gray Lindsay E. · CIK 0001779708 · SVP, Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,432

F1 · price: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on May 13, 2020.

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March 02, 2023 Filed Mar 6, 2023 22:38 UTC GrantCommon Stock 114,954 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000015 · wf-form4_167814228746797.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,514

F1 · price: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units granted to the reporting person on May 13, 2020.

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March 02, 2023 Filed Mar 6, 2023 17:35 UTC
Bracher CharlesChief Financial Officer
GrantCommon Stock 17,429 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000012 · wf-form4_167814208830477.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,999

F2 · price: Represents 17,429 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2023 to March 1, 2026, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 26,143 unvested PSUs at target achievement (or up to an additional 52,286 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 17:35 UTC
Bracher CharlesChief Financial Officer
GrantCommon Stock 34,336 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000012 · wf-form4_167814208830477.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,570

F1 · price: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on May 13, 2020.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 17:42 UTC
Thompson Luke DSVP, GC and Secretary
GrantCommon Stock 11,961 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000017 · wf-form4_167814251163799.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,121

F1 · shares: Represents 11,961 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2023 to March 1, 2026, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 17,941 unvested PSUs at target achievement (or up to an additional 35,882 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

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March 02, 2023 Filed Mar 6, 2023 22:43 UTC
Wilson Steven K.Chief Purchasing Officer
GrantCommon Stock 16,490 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000018 · wf-form4_167814259363189.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,053

F2 · acquired: Represents 16,490 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2023 to March 1, 2026, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 24,735 unvested PSUs at target achievement (or up to an additional 49,470 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

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March 02, 2023 Filed Mar 6, 2023 22:43 UTC
Wilson Steven K.Chief Purchasing Officer
GrantCommon Stock 26,570 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000018 · wf-form4_167814259363189.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,563

F1 · price: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units granted to the reporting person on May 13, 2020.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:39 UTC
Sheedy Robert Joseph Jr.Director · President & CEO
GrantCommon Stock 43,929 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000016 · wf-form4_167814238359533.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,399

F2 · shares: Represents 43,929 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2023 to March 1, 2026, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 102,500 unvested PSUs at target achievement (or up to an additional 205,000 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:39 UTC
Sheedy Robert Joseph Jr.Director · President & CEO
GrantCommon Stock 46,478 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000016 · wf-form4_167814238359533.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,470

F1 · price: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units granted to the reporting person on May 13, 2020.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:35 UTC
Burke Pamela B.Chief Stores Officer
GrantCommon Stock 14,177 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000013 · wf-form4_167814214217650.xml · nonDerivative · entry 2

Burke Pamela B. · CIK 0001779772 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,891

F2 · shares: Represents 14,177 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2023 to March 1, 2026, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 21,265 unvested PSUs at target achievement (or up to an additional 42,530 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:35 UTC
Burke Pamela B.Chief Stores Officer
GrantCommon Stock 26,606 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000013 · wf-form4_167814214217650.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,714

F1 · price: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on May 13, 2020.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 16:01 UTC SaleCommon Stock 2,000 $29.15 $58,300.00
Disclosure

SEC source: 0001771515-23-000003 · wf-form4_167658128052284.xml · nonDerivative · entry 2

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 33,400

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
January 17, 2023 Filed Feb 16, 2023 16:01 UTC SaleCommon Stock 2,000 $29.40 $58,800.00
Disclosure

SEC source: 0001771515-23-000003 · wf-form4_167658128052284.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 35,400

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 16:31 UTC GrantCommon Stock 802 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000156 · wf-form4_167122626693126.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,762

F1 · shares: Represents a grant of 802 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors.

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December 15, 2022 Filed Dec 16, 2022 16:30 UTC SaleCommon Stock 2,000 $30.05 $60,100.00
Disclosure

SEC source: 0001771515-22-000155 · wf-form4_167122618832864.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 37,400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.52 to $31.00, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 16:11 UTC
Gray Lindsay E.VP Corporate Controller
SaleCommon Stock 1,535 $30.86 $47,370.10
Disclosure

SEC source: 0001771515-22-000154 · wf-form4_166923785677396.xml · nonDerivative · entry 1

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,063

F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 17:04 UTC SaleCommon Stock 2,000 $31.69 $63,383.00
Disclosure

SEC source: 0001771515-22-000153 · wf-form4_166872268332895.xml · nonDerivative · entry 3

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 39,400

F2 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.32 to $32.3199, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F1 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 17:04 UTC GiftCommon Stock 5,483 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000153 · wf-form4_166872268332895.xml · nonDerivative · entry 2

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 41,400

F1 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 17:04 UTC GiftCommon Stock 5,483 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000153 · wf-form4_166872268332895.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,153

Read SEC document
November 10, 2022 Filed Nov 14, 2022 22:01 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 5,556 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000152 · wf-form4_166846323500378.xml · derivative · entry 3

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,522

Underlying: Common Stock · 5,556 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 22:01 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
SaleCommon Stock 5,556 $31.49 $174,958.44
Disclosure

SEC source: 0001771515-22-000152 · wf-form4_166846323500378.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,993

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 22:01 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionCommon Stock 5,556 $3.81 $21,168.36
Disclosure

SEC source: 0001771515-22-000152 · wf-form4_166846323500378.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 00:07 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000145 · wf-form4_166726120616250.xml · derivative · entry 7

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,565

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 00:07 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 25,000 $35.28 $882,000.00
Disclosure

SEC source: 0001771515-22-000145 · wf-form4_166726120616250.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,560

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.48, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 00:07 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $3.81 $95,250.00
Disclosure

SEC source: 0001771515-22-000145 · wf-form4_166726120616250.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 19:58 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 3,125 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-22-000144 · wf-form4_166726068943424.xml · derivative · entry 9

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,247

Underlying: Common Stock · 3,125 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 19:58 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 3,125 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000144 · wf-form4_166726068943424.xml · derivative · entry 8

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,365

Underlying: Common Stock · 3,125 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 19:58 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 6,250 $35.29 $220,562.50
Disclosure

SEC source: 0001771515-22-000144 · wf-form4_166726068943424.xml · nonDerivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.45, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 19:58 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionCommon Stock 3,125 $7.13 $22,281.25
Disclosure

SEC source: 0001771515-22-000144 · wf-form4_166726068943424.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 19:58 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionCommon Stock 3,125 $3.81 $11,906.25
Disclosure

SEC source: 0001771515-22-000144 · wf-form4_166726068943424.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 20:33 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,667 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000143 · wf-form4_166664337363418.xml · derivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,389

Underlying: Common Stock · 6,667 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 20:33 UTC SaleCommon Stock 6,667 $32.58 $217,210.86
Disclosure

SEC source: 0001771515-22-000143 · wf-form4_166664337363418.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,992

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

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October 20, 2022 Filed Oct 24, 2022 20:33 UTC Exercise / conversionCommon Stock 6,667 $3.81 $25,401.27
Disclosure

SEC source: 0001771515-22-000143 · wf-form4_166664337363418.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 17, 2022 Filed Oct 18, 2022 16:23 UTC SaleCommon Stock 522 $32.95 $17,199.38
Disclosure

SEC source: 0001771515-22-000142 · wf-form4_166612444061284.xml · nonDerivative · entry 2

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 35,917

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.84 to $33.06, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

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October 17, 2022 Filed Oct 18, 2022 16:23 UTC SaleCommon Stock 1,478 $32.52 $48,064.56
Disclosure

SEC source: 0001771515-22-000142 · wf-form4_166612444061284.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 36,439

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.84 to $32.83, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

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October 06, 2022 Filed Oct 7, 2022 21:18 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,667 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000141 · wf-form4_166517747583950.xml · derivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,056

Underlying: Common Stock · 6,667 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

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October 06, 2022 Filed Oct 7, 2022 21:18 UTC SaleCommon Stock 6,667 $32.64 $217,610.88
Disclosure

SEC source: 0001771515-22-000141 · wf-form4_166517747583950.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,992

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

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October 06, 2022 Filed Oct 7, 2022 21:18 UTC Exercise / conversionCommon Stock 6,667 $3.81 $25,401.27
Disclosure

SEC source: 0001771515-22-000141 · wf-form4_166517747583950.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 03, 2022 Filed Oct 4, 2022 23:58 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 5,555 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000140 · wf-form4_166492767957832.xml · derivative · entry 3

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,078

Underlying: Common Stock · 5,555 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

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October 03, 2022 Filed Oct 4, 2022 23:58 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
SaleCommon Stock 5,555 $33.47 $185,925.85
Disclosure

SEC source: 0001771515-22-000140 · wf-form4_166492767957832.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,993

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

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October 03, 2022 Filed Oct 4, 2022 23:58 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionCommon Stock 5,555 $3.81 $21,164.55
Disclosure

SEC source: 0001771515-22-000140 · wf-form4_166492767957832.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 26, 2022 Filed Sep 27, 2022 22:41 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 5,049 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000139 · wf-form4_166431846856943.xml · derivative · entry 7

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,565

Underlying: Common Stock · 5,049 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are vested and exercisable.

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September 26, 2022 Filed Sep 27, 2022 22:41 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 5,049 $35.25 $177,977.25
Disclosure

SEC source: 0001771515-22-000139 · wf-form4_166431846856943.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,560

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.48, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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September 26, 2022 Filed Sep 27, 2022 22:41 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 5,049 $3.81 $19,236.69
Disclosure

SEC source: 0001771515-22-000139 · wf-form4_166431846856943.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2022 Filed Sep 23, 2022 20:52 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,667 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000138 · wf-form4_166396631795781.xml · derivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,723

Underlying: Common Stock · 6,667 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

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September 22, 2022 Filed Sep 23, 2022 20:52 UTC SaleCommon Stock 6,667 $35.20 $234,678.40
Disclosure

SEC source: 0001771515-22-000138 · wf-form4_166396631795781.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,992

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
September 22, 2022 Filed Sep 23, 2022 20:52 UTC Exercise / conversionCommon Stock 6,667 $3.81 $25,401.27
Disclosure

SEC source: 0001771515-22-000138 · wf-form4_166396631795781.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.