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Grocery Outlet Holding Corp.

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Tapewire entity
4840
SEC CIK
0001771515
Parsed reports
567

Last 12 months

Inside the activity.

19 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 2026159
Apr 202601
May 202600
Jun 202620
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2023 Filed Jun 22, 2023 19:52 UTC GrantCommon Stock 5,837 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000074 · wk-form4_1687477914.xml · nonDerivative · entry 1

Moody-Byrd Gail · CIK 0001843188 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,811

F1 · shares: Represents 5,837 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date.

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June 21, 2023 Filed Jun 22, 2023 23:48 UTC GrantCommon Stock 5,837 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000072 · wk-form4_1687477720.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,616

F1 · shares: Represents 5,837 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date.

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June 21, 2023 Filed Jun 22, 2023 23:41 UTC GrantCommon Stock 5,837 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000068 · wk-form4_1687477307.xml · nonDerivative · entry 1

BACHMAN JOHN E. · CIK 0001670760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,872

F1 · shares: Represents 5,837 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date.

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June 21, 2023 Filed Jun 22, 2023 19:50 UTC GrantCommon Stock 5,837 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000073 · wk-form4_1687477845.xml · nonDerivative · entry 1

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,986

F1 · shares: Represents 5,837 deferred stock units ("DSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the reporting person's termination of service from the board of directors. The DSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date.

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June 21, 2023 Filed Jun 22, 2023 23:43 UTC GrantCommon Stock 5,837 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000069 · wk-form4_1687477389.xml · nonDerivative · entry 1

HABEN MARY KAY · CIK 0001190910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,872

F1 · shares: Represents 5,837 deferred stock units ("DSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the reporting person's termination of service from the board of directors.. The DSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date.

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June 21, 2023 Filed Jun 22, 2023 19:44 UTC GrantCommon Stock 5,837 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000070 · wk-form4_1687477486.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,990

F1 · shares: Represents 5,837 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date.

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June 21, 2023 Filed Jun 22, 2023 23:53 UTC
York JeffreyDirector
GrantCommon Stock 5,837 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000075 · wk-form4_1687477997.xml · nonDerivative · entry 1

York Jeffrey · CIK 0001780265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,296

F1 · shares: Represents 5,837 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 23:46 UTC GrantCommon Stock 5,837 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000071 · wk-form4_1687477561.xml · nonDerivative · entry 1

Jaros Carey F. · CIK 0001823561 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,571

F1 · shares: Represents 5,837 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 23:38 UTC GrantCommon Stock 5,837 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000066 · wk-form4_1687477083.xml · nonDerivative · entry 1

Alterman Kenneth W. · CIK 0001779737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,708

F1 · shares: Represents 5,837 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date.

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June 20, 2023 Filed Jun 21, 2023 19:58 UTC
Bortner Andrea ReneeChief Human Resources Officer
Tax withholdingCommon Stock 2,689 $28.72 $77,228.08
Disclosure

SEC source: 0001771515-23-000063 · wk-form4_1687391917.xml · nonDerivative · entry 1

Bortner Andrea Renee · CIK 0001808260 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,286

F1 · kind: These shares were withheld by the Issuer to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

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June 15, 2023 Filed Jun 20, 2023 16:52 UTC SaleCommon Stock 2,000 $29.15 $58,306.00
Disclosure

SEC source: 0001771515-23-000061 · wk-form4_1687294341.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 25,400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.840 to $29.420, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

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June 01, 2023 Filed Jun 1, 2023 18:33 UTC PurchaseCommon Stock 35,000 $27.99 $979,650.00
Disclosure

SEC source: 0001771515-23-000058 · wk-form4_1685658827.xml · nonDerivative · entry 2

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LP (see footnote)

Disclosed balance after: 329,785

F1 · ownership.nature: Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz.

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May 30, 2023 Filed Jun 1, 2023 18:33 UTC PurchaseCommon Stock 35,000 $29.00 $1,015,000.00
Disclosure

SEC source: 0001771515-23-000058 · wk-form4_1685658827.xml · nonDerivative · entry 1

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LP (see footnote)

Disclosed balance after: 294,785

F1 · ownership.nature: Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz.

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May 23, 2023 Filed May 25, 2023 01:14 UTC SaleCommon Stock 79,852 $30.00 $2,395,560.00
Disclosure

SEC source: 0001771515-23-000056 · wk-form4_1684977249.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,779

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.06, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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May 23, 2023 Filed May 24, 2023 20:50 UTC
Thompson Luke DSVP, GC and Secretary
SaleCommon Stock 1,331 $29.55 $39,332.38
Disclosure

SEC source: 0001771515-23-000054 · wk-form4_1684975832.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,790

F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

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May 15, 2023 Filed May 17, 2023 18:50 UTC SaleCommon Stock 2,000 $30.35 $60,700.00
Disclosure

SEC source: 0001771515-23-000052 · wk-form4_1684363801.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 27,400

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.03 to $30.56, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
May 12, 2023 Filed May 15, 2023 21:14 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 97,307 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-23-000050 · wf-form4_168418525190233.xml · derivative · entry 11

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,565

Underlying: Common Stock · 97,307 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable and have an expiration date of 10/21/2024.

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May 12, 2023 Filed May 15, 2023 21:14 UTC SaleCommon Stock 97,307 $30.17 $2,935,752.19
Disclosure

SEC source: 0001771515-23-000050 · wf-form4_168418525190233.xml · nonDerivative · entry 5

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,631

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.425, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 12, 2023 Filed May 15, 2023 21:14 UTC Exercise / conversionCommon Stock 97,307 $3.81 $370,739.67
Disclosure

SEC source: 0001771515-23-000050 · wf-form4_168418525190233.xml · nonDerivative · entry 4

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:14 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 202,693 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-23-000050 · wf-form4_168418525190233.xml · derivative · entry 10

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,872

Underlying: Common Stock · 202,693 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable and have an expiration date of 10/21/2024.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:14 UTC SaleCommon Stock 2,908 $31.19 $90,700.52
Disclosure

SEC source: 0001771515-23-000050 · wf-form4_168418525190233.xml · nonDerivative · entry 3

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,631

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.28, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:14 UTC SaleCommon Stock 199,785 $30.20 $6,033,507.00
Disclosure

SEC source: 0001771515-23-000050 · wf-form4_168418525190233.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,539

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.995, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:14 UTC Exercise / conversionCommon Stock 202,693 $3.81 $772,260.33
Disclosure

SEC source: 0001771515-23-000050 · wf-form4_168418525190233.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2023 Filed Apr 26, 2023 17:23 UTC
Chung CalvinSee Remarks
GrantCommon Stock 8,379 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000036 · wf-form4_168254419512933.xml · nonDerivative · entry 2

Chung Calvin · CIK 0001970381 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,255

F2 · shares: Represents 8,379 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments on March 1, 2024, March 1, 2025 and March 1, 2026, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 12,568 unvested performance stock units at target achievement (or up to an additional 25,136 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

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April 25, 2023 Filed Apr 26, 2023 17:23 UTC
Chung CalvinSee Remarks
GrantCommon Stock 6,876 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000036 · wf-form4_168254419512933.xml · nonDerivative · entry 1

Chung Calvin · CIK 0001970381 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,876

F1 · shares: Represents 6,876 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments on March 1, 2024, March 1, 2025 and March 1, 2026, subject to the continued service of the reporting person through such vesting dates.

Read SEC document
April 21, 2023 Filed Apr 24, 2023 18:34 UTC SaleCommon Stock 2,000 $29.00 $58,000.00
Disclosure

SEC source: 0001771515-23-000034 · wf-form4_168237566284968.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 29,400

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
April 21, 2023 Filed Apr 26, 2023 18:28 UTC Amendment SaleCommon Stock 2,000 $29.00 $58,000.00
Disclosure

SEC source: 0001771515-23-000038 · wf-form4a_168254806464139.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 29,400

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
April 11, 2023 Filed Apr 12, 2023 17:10 UTC SaleCommon Stock 2,000 $29.00 $58,000.00
Disclosure

SEC source: 0001771515-23-000033 · wf-form4_168133383514328.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 31,400

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
April 11, 2023 Filed Apr 26, 2023 18:26 UTC Amendment SaleCommon Stock 2,000 $29.00 $58,000.00
Disclosure

SEC source: 0001771515-23-000037 · wf-form4a_168254798565650.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 31,400

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 17:25 UTC PurchaseCommon Stock 689 $26.70 $18,396.30
Disclosure

SEC source: 0001771515-23-000030 · wf-form4_167874271840058.xml · nonDerivative · entry 1

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP (see footnote)

Disclosed balance after: 259,785

F1 · ownership.nature: Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 19:54 UTC PurchaseCommon Stock 20,000 $27.25 $545,000.00
Disclosure

SEC source: 0001771515-23-000029 · wf-form4_167832325893467.xml · nonDerivative · entry 6

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP (see footnote)

Disclosed balance after: 259,096

F2 · ownership.nature: Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 19:33 UTC
Bortner Andrea ReneeChief Human Resources Officer
SaleCommon Stock 17,759 $27.23 $483,648.61
Disclosure

SEC source: 0001771515-23-000019 · wf-form4_167823559097924.xml · nonDerivative · entry 1

Bortner Andrea Renee · CIK 0001808260 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,975

F1 · kind: Of the 17,759 shares, 8,584 shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.260 to $27.174, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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March 06, 2023 Filed Mar 7, 2023 19:42 UTC
Gray Lindsay E.SVP, Accounting
SaleCommon Stock 3,165 $27.17 $86,005.71
Disclosure

SEC source: 0001771515-23-000021 · wf-form4_167823614377320.xml · nonDerivative · entry 1

Gray Lindsay E. · CIK 0001779708 · SVP, Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,106

F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

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March 06, 2023 Filed Mar 8, 2023 00:46 UTC SaleCommon Stock 54,029 $27.23 $1,471,101.61
Disclosure

SEC source: 0001771515-23-000022 · wf-form4_167823638768451.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,631

F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

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March 06, 2023 Filed Mar 8, 2023 00:56 UTC
Wilson Steven K.Chief Purchasing Officer
SaleCommon Stock 8,978 $27.17 $243,968.17
Disclosure

SEC source: 0001771515-23-000024 · wf-form4_167823695292539.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,084

F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

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March 06, 2023 Filed Mar 8, 2023 00:51 UTC
Sheedy Robert Joseph Jr.Director · President & CEO
SaleCommon Stock 19,903 $27.17 $540,844.12
Disclosure

SEC source: 0001771515-23-000023 · wf-form4_167823666658267.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,659

F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

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March 06, 2023 Filed Mar 8, 2023 00:38 UTC
Burke Pamela B.Chief Stores Officer
SaleCommon Stock 8,952 $27.17 $243,261.65
Disclosure

SEC source: 0001771515-23-000020 · wf-form4_167823590774941.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,287

F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

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March 06, 2023 Filed Mar 8, 2023 19:54 UTC PurchaseCommon Stock 2,956 $27.29 $80,669.24
Disclosure

SEC source: 0001771515-23-000029 · wf-form4_167832325893467.xml · nonDerivative · entry 5

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k (see footnote)

Disclosed balance after: 38,000

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March 06, 2023 Filed Mar 8, 2023 19:54 UTC PurchaseCommon Stock 35,044 $27.27 $955,614.84
Disclosure

SEC source: 0001771515-23-000029 · wf-form4_167832325893467.xml · nonDerivative · entry 4

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k (see footnote)

Disclosed balance after: 35,044

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.250 to $27.290, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · ownership.nature: By 401k plan (not affiliated with the Issuer).

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March 06, 2023 Filed Mar 8, 2023 19:54 UTC PurchaseCommon Stock 30,000 $27.27 $818,190.00
Disclosure

SEC source: 0001771515-23-000029 · wf-form4_167832325893467.xml · nonDerivative · entry 3

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP (see footnote)

Disclosed balance after: 239,096

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.250 to $27.300, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz.

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March 06, 2023 Filed Mar 8, 2023 19:54 UTC PurchaseCommon Stock 5,200 $27.30 $141,960.00
Disclosure

SEC source: 0001771515-23-000029 · wf-form4_167832325893467.xml · nonDerivative · entry 2

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 5,200

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March 06, 2023 Filed Mar 8, 2023 19:54 UTC PurchaseCommon Stock 18,175 $27.30 $496,177.50
Disclosure

SEC source: 0001771515-23-000029 · wf-form4_167832325893467.xml · nonDerivative · entry 1

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,149

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March 06, 2023 Filed Mar 8, 2023 19:52 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 12,989 $27.17 $352,963.09
Disclosure

SEC source: 0001771515-23-000028 · wf-form4_167832311009029.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,475

F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

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March 03, 2023 Filed Mar 6, 2023 17:30 UTC
Bortner Andrea ReneeChief Human Resources Officer
SaleCommon Stock 3,457 $27.46 $94,915.39
Disclosure

SEC source: 0001771515-23-000011 · wf-form4_167814184176709.xml · nonDerivative · entry 3

Bortner Andrea Renee · CIK 0001808260 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,734

F3 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

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March 03, 2023 Filed Mar 6, 2023 17:36 UTC
Gray Lindsay E.SVP, Accounting
SaleCommon Stock 1,307 $27.46 $35,884.99
Disclosure

SEC source: 0001771515-23-000014 · wf-form4_167814219129558.xml · nonDerivative · entry 3

Gray Lindsay E. · CIK 0001779708 · SVP, Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,271

F3 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

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March 03, 2023 Filed Mar 6, 2023 22:38 UTC SaleCommon Stock 9,854 $27.46 $270,551.42
Disclosure

SEC source: 0001771515-23-000015 · wf-form4_167814228746797.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,660

F2 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

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March 03, 2023 Filed Mar 6, 2023 17:35 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 4,535 $27.46 $124,512.96
Disclosure

SEC source: 0001771515-23-000012 · wf-form4_167814208830477.xml · nonDerivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,464

F3 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

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March 03, 2023 Filed Mar 6, 2023 22:43 UTC
Wilson Steven K.Chief Purchasing Officer
SaleCommon Stock 3,991 $27.46 $109,576.90
Disclosure

SEC source: 0001771515-23-000018 · wf-form4_167814259363189.xml · nonDerivative · entry 3

Wilson Steven K. · CIK 0001779980 · Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,062

F3 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 22:39 UTC
Sheedy Robert Joseph Jr.Director · President & CEO
SaleCommon Stock 6,837 $27.46 $187,716.67
Disclosure

SEC source: 0001771515-23-000016 · wf-form4_167814238359533.xml · nonDerivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,562

F3 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 22:35 UTC
Burke Pamela B.Chief Stores Officer
SaleCommon Stock 3,652 $27.46 $100,269.31
Disclosure

SEC source: 0001771515-23-000013 · wf-form4_167814214217650.xml · nonDerivative · entry 3

Burke Pamela B. · CIK 0001779772 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,239

F3 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.