Last 12 months
Inside the activity.
19 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 15 | 9 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 21, 2023 Filed Jun 22, 2023 19:52 UTC |
Moody-Byrd GailDirector
|
GrantCommon Stock | 5,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-23-000074 · wk-form4_1687477914.xml · nonDerivative · entry 1 Moody-Byrd Gail · CIK 0001843188 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,811 F1 · shares: Represents 5,837 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 23:48 UTC |
Lindberg Eric J. Jr.Director
|
GrantCommon Stock | 5,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-23-000072 · wk-form4_1687477720.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,616 F1 · shares: Represents 5,837 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 23:41 UTC |
BACHMAN JOHN E.Director
|
GrantCommon Stock | 5,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-23-000068 · wk-form4_1687477307.xml · nonDerivative · entry 1 BACHMAN JOHN E. · CIK 0001670760 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,872 F1 · shares: Represents 5,837 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 19:50 UTC |
Ragatz Erik D.Director
|
GrantCommon Stock | 5,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-23-000073 · wk-form4_1687477845.xml · nonDerivative · entry 1 Ragatz Erik D. · CIK 0001469085 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,986 F1 · shares: Represents 5,837 deferred stock units ("DSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the reporting person's termination of service from the board of directors. The DSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 23:43 UTC |
HABEN MARY KAYDirector
|
GrantCommon Stock | 5,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-23-000069 · wk-form4_1687477389.xml · nonDerivative · entry 1 HABEN MARY KAY · CIK 0001190910 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,872 F1 · shares: Represents 5,837 deferred stock units ("DSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the reporting person's termination of service from the board of directors.. The DSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 19:44 UTC |
Herman Thomas FDirector
|
GrantCommon Stock | 5,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-23-000070 · wk-form4_1687477486.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,990 F1 · shares: Represents 5,837 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 23:53 UTC |
York JeffreyDirector
|
GrantCommon Stock | 5,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-23-000075 · wk-form4_1687477997.xml · nonDerivative · entry 1 York Jeffrey · CIK 0001780265 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,296 F1 · shares: Represents 5,837 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 23:46 UTC |
Jaros Carey F.Director
|
GrantCommon Stock | 5,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-23-000071 · wk-form4_1687477561.xml · nonDerivative · entry 1 Jaros Carey F. · CIK 0001823561 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,571 F1 · shares: Represents 5,837 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 23:38 UTC |
Alterman Kenneth W.Director
|
GrantCommon Stock | 5,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-23-000066 · wk-form4_1687477083.xml · nonDerivative · entry 1 Alterman Kenneth W. · CIK 0001779737 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,708 F1 · shares: Represents 5,837 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date. Read SEC document |
| June 20, 2023 Filed Jun 21, 2023 19:58 UTC |
Bortner Andrea ReneeChief Human Resources Officer
|
Tax withholdingCommon Stock | 2,689 | $28.72 | $77,228.08 |
DisclosureSEC source: 0001771515-23-000063 · wk-form4_1687391917.xml · nonDerivative · entry 1 Bortner Andrea Renee · CIK 0001808260 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,286 F1 · kind: These shares were withheld by the Issuer to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 16:52 UTC |
Herman Thomas FDirector
|
SaleCommon Stock | 2,000 | $29.15 | $58,306.00 |
DisclosureSEC source: 0001771515-23-000061 · wk-form4_1687294341.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 25,400 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.840 to $29.420, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| June 01, 2023 Filed Jun 1, 2023 18:33 UTC |
Ragatz Erik D.Director
|
PurchaseCommon Stock | 35,000 | $27.99 | $979,650.00 |
DisclosureSEC source: 0001771515-23-000058 · wk-form4_1685658827.xml · nonDerivative · entry 2 Ragatz Erik D. · CIK 0001469085 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LP (see footnote) Disclosed balance after: 329,785 F1 · ownership.nature: Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 18:33 UTC |
Ragatz Erik D.Director
|
PurchaseCommon Stock | 35,000 | $29.00 | $1,015,000.00 |
DisclosureSEC source: 0001771515-23-000058 · wk-form4_1685658827.xml · nonDerivative · entry 1 Ragatz Erik D. · CIK 0001469085 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LP (see footnote) Disclosed balance after: 294,785 F1 · ownership.nature: Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz. Read SEC document |
| May 23, 2023 Filed May 25, 2023 01:14 UTC |
Lindberg Eric J. Jr.Director
|
SaleCommon Stock | 79,852 | $30.00 | $2,395,560.00 |
DisclosureSEC source: 0001771515-23-000056 · wk-form4_1684977249.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,779 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.06, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:50 UTC |
Thompson Luke DSVP, GC and Secretary
|
SaleCommon Stock | 1,331 | $29.55 | $39,332.38 |
DisclosureSEC source: 0001771515-23-000054 · wk-form4_1684975832.xml · nonDerivative · entry 1 Thompson Luke D · CIK 0001739812 · SVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,790 F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted. Read SEC document |
| May 15, 2023 Filed May 17, 2023 18:50 UTC |
Herman Thomas FDirector
|
SaleCommon Stock | 2,000 | $30.35 | $60,700.00 |
DisclosureSEC source: 0001771515-23-000052 · wk-form4_1684363801.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 27,400 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.03 to $30.56, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| May 12, 2023 Filed May 15, 2023 21:14 UTC |
Lindberg Eric J. Jr.Director
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 97,307 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-23-000050 · wf-form4_168418525190233.xml · derivative · entry 11 Lindberg Eric J. Jr. · CIK 0001779740 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,565 Underlying: Common Stock · 97,307 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These stock options are vested and exercisable and have an expiration date of 10/21/2024. Read SEC document |
| May 12, 2023 Filed May 15, 2023 21:14 UTC |
Lindberg Eric J. Jr.Director
|
SaleCommon Stock | 97,307 | $30.17 | $2,935,752.19 |
DisclosureSEC source: 0001771515-23-000050 · wf-form4_168418525190233.xml · nonDerivative · entry 5 Lindberg Eric J. Jr. · CIK 0001779740 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,631 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.425, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 12, 2023 Filed May 15, 2023 21:14 UTC |
Lindberg Eric J. Jr.Director
|
Exercise / conversionCommon Stock | 97,307 | $3.81 | $370,739.67 |
DisclosureSEC source: 0001771515-23-000050 · wf-form4_168418525190233.xml · nonDerivative · entry 4 Lindberg Eric J. Jr. · CIK 0001779740 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2023 Filed May 15, 2023 21:14 UTC |
Lindberg Eric J. Jr.Director
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 202,693 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-23-000050 · wf-form4_168418525190233.xml · derivative · entry 10 Lindberg Eric J. Jr. · CIK 0001779740 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,872 Underlying: Common Stock · 202,693 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These stock options are vested and exercisable and have an expiration date of 10/21/2024. Read SEC document |
| May 11, 2023 Filed May 15, 2023 21:14 UTC |
Lindberg Eric J. Jr.Director
|
SaleCommon Stock | 2,908 | $31.19 | $90,700.52 |
DisclosureSEC source: 0001771515-23-000050 · wf-form4_168418525190233.xml · nonDerivative · entry 3 Lindberg Eric J. Jr. · CIK 0001779740 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,631 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.28, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 11, 2023 Filed May 15, 2023 21:14 UTC |
Lindberg Eric J. Jr.Director
|
SaleCommon Stock | 199,785 | $30.20 | $6,033,507.00 |
DisclosureSEC source: 0001771515-23-000050 · wf-form4_168418525190233.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,539 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.995, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 11, 2023 Filed May 15, 2023 21:14 UTC |
Lindberg Eric J. Jr.Director
|
Exercise / conversionCommon Stock | 202,693 | $3.81 | $772,260.33 |
DisclosureSEC source: 0001771515-23-000050 · wf-form4_168418525190233.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2023 Filed Apr 26, 2023 17:23 UTC |
Chung CalvinSee Remarks
|
GrantCommon Stock | 8,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-23-000036 · wf-form4_168254419512933.xml · nonDerivative · entry 2 Chung Calvin · CIK 0001970381 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,255 F2 · shares: Represents 8,379 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments on March 1, 2024, March 1, 2025 and March 1, 2026, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 12,568 unvested performance stock units at target achievement (or up to an additional 25,136 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions. Read SEC document |
| April 25, 2023 Filed Apr 26, 2023 17:23 UTC |
Chung CalvinSee Remarks
|
GrantCommon Stock | 6,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-23-000036 · wf-form4_168254419512933.xml · nonDerivative · entry 1 Chung Calvin · CIK 0001970381 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,876 F1 · shares: Represents 6,876 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments on March 1, 2024, March 1, 2025 and March 1, 2026, subject to the continued service of the reporting person through such vesting dates. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 18:34 UTC |
Herman Thomas FDirector
|
SaleCommon Stock | 2,000 | $29.00 | $58,000.00 |
DisclosureSEC source: 0001771515-23-000034 · wf-form4_168237566284968.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 29,400 F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| April 21, 2023 Filed Apr 26, 2023 18:28 UTC Amendment |
Herman Thomas FDirector
|
SaleCommon Stock | 2,000 | $29.00 | $58,000.00 |
DisclosureSEC source: 0001771515-23-000038 · wf-form4a_168254806464139.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 29,400 F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 17:10 UTC |
Herman Thomas FDirector
|
SaleCommon Stock | 2,000 | $29.00 | $58,000.00 |
DisclosureSEC source: 0001771515-23-000033 · wf-form4_168133383514328.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 31,400 F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| April 11, 2023 Filed Apr 26, 2023 18:26 UTC Amendment |
Herman Thomas FDirector
|
SaleCommon Stock | 2,000 | $29.00 | $58,000.00 |
DisclosureSEC source: 0001771515-23-000037 · wf-form4a_168254798565650.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 31,400 F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| March 10, 2023 Filed Mar 13, 2023 17:25 UTC |
Ragatz Erik D.Director
|
PurchaseCommon Stock | 689 | $26.70 | $18,396.30 |
DisclosureSEC source: 0001771515-23-000030 · wf-form4_167874271840058.xml · nonDerivative · entry 1 Ragatz Erik D. · CIK 0001469085 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LP (see footnote) Disclosed balance after: 259,785 F1 · ownership.nature: Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz. Read SEC document |
| March 07, 2023 Filed Mar 8, 2023 19:54 UTC |
Ragatz Erik D.Director
|
PurchaseCommon Stock | 20,000 | $27.25 | $545,000.00 |
DisclosureSEC source: 0001771515-23-000029 · wf-form4_167832325893467.xml · nonDerivative · entry 6 Ragatz Erik D. · CIK 0001469085 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LP (see footnote) Disclosed balance after: 259,096 F2 · ownership.nature: Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 19:33 UTC |
Bortner Andrea ReneeChief Human Resources Officer
|
SaleCommon Stock | 17,759 | $27.23 | $483,648.61 |
DisclosureSEC source: 0001771515-23-000019 · wf-form4_167823559097924.xml · nonDerivative · entry 1 Bortner Andrea Renee · CIK 0001808260 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,975 F1 · kind: Of the 17,759 shares, 8,584 shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.260 to $27.174, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 19:42 UTC |
Gray Lindsay E.SVP, Accounting
|
SaleCommon Stock | 3,165 | $27.17 | $86,005.71 |
DisclosureSEC source: 0001771515-23-000021 · wf-form4_167823614377320.xml · nonDerivative · entry 1 Gray Lindsay E. · CIK 0001779708 · SVP, Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,106 F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 00:46 UTC |
Lindberg Eric J. Jr.Director
|
SaleCommon Stock | 54,029 | $27.23 | $1,471,101.61 |
DisclosureSEC source: 0001771515-23-000022 · wf-form4_167823638768451.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,631 F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 00:56 UTC |
Wilson Steven K.Chief Purchasing Officer
|
SaleCommon Stock | 8,978 | $27.17 | $243,968.17 |
DisclosureSEC source: 0001771515-23-000024 · wf-form4_167823695292539.xml · nonDerivative · entry 1 Wilson Steven K. · CIK 0001779980 · Chief Purchasing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,084 F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 00:51 UTC |
Sheedy Robert Joseph Jr.Director · President & CEO
|
SaleCommon Stock | 19,903 | $27.17 | $540,844.12 |
DisclosureSEC source: 0001771515-23-000023 · wf-form4_167823666658267.xml · nonDerivative · entry 1 Sheedy Robert Joseph Jr. · CIK 0001779766 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,659 F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 00:38 UTC |
Burke Pamela B.Chief Stores Officer
|
SaleCommon Stock | 8,952 | $27.17 | $243,261.65 |
DisclosureSEC source: 0001771515-23-000020 · wf-form4_167823590774941.xml · nonDerivative · entry 1 Burke Pamela B. · CIK 0001779772 · Chief Stores Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,287 F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 19:54 UTC |
Ragatz Erik D.Director
|
PurchaseCommon Stock | 2,956 | $27.29 | $80,669.24 |
DisclosureSEC source: 0001771515-23-000029 · wf-form4_167832325893467.xml · nonDerivative · entry 5 Ragatz Erik D. · CIK 0001469085 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 401k (see footnote) Disclosed balance after: 38,000 Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 19:54 UTC |
Ragatz Erik D.Director
|
PurchaseCommon Stock | 35,044 | $27.27 | $955,614.84 |
DisclosureSEC source: 0001771515-23-000029 · wf-form4_167832325893467.xml · nonDerivative · entry 4 Ragatz Erik D. · CIK 0001469085 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 401k (see footnote) Disclosed balance after: 35,044 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.250 to $27.290, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F4 · ownership.nature: By 401k plan (not affiliated with the Issuer). Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 19:54 UTC |
Ragatz Erik D.Director
|
PurchaseCommon Stock | 30,000 | $27.27 | $818,190.00 |
DisclosureSEC source: 0001771515-23-000029 · wf-form4_167832325893467.xml · nonDerivative · entry 3 Ragatz Erik D. · CIK 0001469085 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LP (see footnote) Disclosed balance after: 239,096 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.250 to $27.300, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.nature: Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 19:54 UTC |
Ragatz Erik D.Director
|
PurchaseCommon Stock | 5,200 | $27.30 | $141,960.00 |
DisclosureSEC source: 0001771515-23-000029 · wf-form4_167832325893467.xml · nonDerivative · entry 2 Ragatz Erik D. · CIK 0001469085 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 5,200 Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 19:54 UTC |
Ragatz Erik D.Director
|
PurchaseCommon Stock | 18,175 | $27.30 | $496,177.50 |
DisclosureSEC source: 0001771515-23-000029 · wf-form4_167832325893467.xml · nonDerivative · entry 1 Ragatz Erik D. · CIK 0001469085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,149 Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 19:52 UTC |
Bracher CharlesChief Financial Officer
|
SaleCommon Stock | 12,989 | $27.17 | $352,963.09 |
DisclosureSEC source: 0001771515-23-000028 · wf-form4_167832311009029.xml · nonDerivative · entry 1 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,475 F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 17:30 UTC |
Bortner Andrea ReneeChief Human Resources Officer
|
SaleCommon Stock | 3,457 | $27.46 | $94,915.39 |
DisclosureSEC source: 0001771515-23-000011 · wf-form4_167814184176709.xml · nonDerivative · entry 3 Bortner Andrea Renee · CIK 0001808260 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,734 F3 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 17:36 UTC |
Gray Lindsay E.SVP, Accounting
|
SaleCommon Stock | 1,307 | $27.46 | $35,884.99 |
DisclosureSEC source: 0001771515-23-000014 · wf-form4_167814219129558.xml · nonDerivative · entry 3 Gray Lindsay E. · CIK 0001779708 · SVP, Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,271 F3 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 22:38 UTC |
Lindberg Eric J. Jr.Director
|
SaleCommon Stock | 9,854 | $27.46 | $270,551.42 |
DisclosureSEC source: 0001771515-23-000015 · wf-form4_167814228746797.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,660 F2 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 17:35 UTC |
Bracher CharlesChief Financial Officer
|
SaleCommon Stock | 4,535 | $27.46 | $124,512.96 |
DisclosureSEC source: 0001771515-23-000012 · wf-form4_167814208830477.xml · nonDerivative · entry 3 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,464 F3 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 22:43 UTC |
Wilson Steven K.Chief Purchasing Officer
|
SaleCommon Stock | 3,991 | $27.46 | $109,576.90 |
DisclosureSEC source: 0001771515-23-000018 · wf-form4_167814259363189.xml · nonDerivative · entry 3 Wilson Steven K. · CIK 0001779980 · Chief Purchasing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,062 F3 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 22:39 UTC |
Sheedy Robert Joseph Jr.Director · President & CEO
|
SaleCommon Stock | 6,837 | $27.46 | $187,716.67 |
DisclosureSEC source: 0001771515-23-000016 · wf-form4_167814238359533.xml · nonDerivative · entry 3 Sheedy Robert Joseph Jr. · CIK 0001779766 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,562 F3 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 22:35 UTC |
Burke Pamela B.Chief Stores Officer
|
SaleCommon Stock | 3,652 | $27.46 | $100,269.31 |
DisclosureSEC source: 0001771515-23-000013 · wf-form4_167814214217650.xml · nonDerivative · entry 3 Burke Pamela B. · CIK 0001779772 · Chief Stores Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,239 F3 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.