GO

SEC source: 0000899243-20-011014 · doc4.xml · derivative · entry 3

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,975

Underlying: Common Stock · 1,100 shares

Expires 2026-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock options granted on September 29, 2016 which vest in five equal installments on each of the first five anniversaries of the grant date.

F4 · balance_after: Does not include an additional 10,267 stock options with an exercise price of $5.98 which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-011014 · doc4.xml · nonDerivative · entry 2

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.03 to $35.36, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-20-011014 · doc4.xml · nonDerivative · entry 1

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-010869 · doc4.xml · nonDerivative · entry 2

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 73,682

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.84 to $34.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

SEC source: 0000899243-20-010869 · doc4.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 73,982

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.84 to $33.79, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F4 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

SEC source: 0000899243-20-010655 · doc4.xml · derivative · entry 8

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,656

Underlying: Common Stock · 65,625 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date.

F8 · balance_after: Does not include an additional 105,967 stock options with an exercise price of $3.81 which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-010655 · doc4.xml · nonDerivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,090

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.65 to $37.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0000899243-20-010655 · doc4.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,646

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.66 to $36.64, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-20-010655 · doc4.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-011281 · doc4a.xml · derivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,406

Underlying: Common Stock · 46,875 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The original Form 4, filed on April 10, 2020, incorrectly reported that on April 8, 2020 the reporting person exercised 65,625 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on April 8, 2020, the reporting person exercised only 46,875 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected.

F3 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date.

F2 · derivative.underlying_shares: The original Form 4, filed on April 10, 2020, incorrectly reported that on April 8, 2020 the reporting person exercised 65,625 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on April 8, 2020, the reporting person exercised only 46,875 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected.

F2 · balance_after: The original Form 4, filed on April 10, 2020, incorrectly reported that on April 8, 2020 the reporting person exercised 65,625 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on April 8, 2020, the reporting person exercised only 46,875 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected.

F4 · balance_after: Does not include an additional 105,967 stock options with an exercise price of $3.81 which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-011281 · doc4a.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,090

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · shares: The original Form 4, filed on April 10, 2020, incorrectly reported that on April 8, 2020 the reporting person exercised 65,625 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on April 8, 2020, the reporting person exercised only 46,875 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected.

F2 · price: The original Form 4, filed on April 10, 2020, incorrectly reported that on April 8, 2020 the reporting person exercised 65,625 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on April 8, 2020, the reporting person exercised only 46,875 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected.

SEC source: 0000899243-20-011281 · doc4a.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The original Form 4, filed on April 10, 2020, incorrectly reported that on April 8, 2020 the reporting person exercised 65,625 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on April 8, 2020, the reporting person exercised only 46,875 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected.

SEC source: 0000899243-20-010537 · doc4.xml · derivative · entry 6

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,958

Underlying: Common Stock · 12,373 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date.

F5 · balance_after: Does not include an additional 105,967 stock options with an exercise price of $3.81 which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-010537 · doc4.xml · nonDerivative · entry 4

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.50 to $38.46, inclusive. The reporting person undertakes to provide to Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0000899243-20-010537 · doc4.xml · nonDerivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-010537 · doc4.xml · derivative · entry 5

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,331

Underlying: Common Stock · 4,700 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date.

SEC source: 0000899243-20-010537 · doc4.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.50 to $37.55, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-20-010537 · doc4.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-009726 · doc4.xml · derivative · entry 4

Wilson Steven K. · CIK 0001779980 · SVP, Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,442

Underlying: Common Stock · 5,600 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents 169,442 stock options remaining from the 241,352 stock options granted on November 25, 2014 which vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 70,645 stock options with an exercise price of $3.81 which are eligible to vest upon the achievement of certain performance-based vesting conditions..

SEC source: 0000899243-20-009726 · doc4.xml · nonDerivative · entry 3

Wilson Steven K. · CIK 0001779980 · SVP, Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,918

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.03 to $36.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0000899243-20-009726 · doc4.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · SVP, Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,707

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.62, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-20-009726 · doc4.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · SVP, Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-008610 · doc4.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 75,682

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.26 to $30.23, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

SEC source: 0000899243-20-008462 · doc4.xml · derivative · entry 3

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,075

Underlying: Common Stock · 2,000 shares

Expires 2026-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents 29,075 stock options remaining from the 35,075 stock options granted on September 29, 2016 which vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 10,267 stock options with an exercise price of $5.98 which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-008462 · doc4.xml · nonDerivative · entry 2

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.75, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-20-008462 · doc4.xml · nonDerivative · entry 1

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-005170 · doc4.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 77,682

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.90 to $32.98, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

SEC source: 0000899243-20-004755 · doc4.xml · derivative · entry 3

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,075

Underlying: Common Stock · 2,000 shares

Expires 2026-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents 31,075 stock options remaining from the 35,075 stock options granted on September 29, 2016 which vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 10,267 stock options with an exercise price of $5.98 which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-004755 · doc4.xml · nonDerivative · entry 2

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.20 to $32.87, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-20-004755 · doc4.xml · nonDerivative · entry 1

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-010655 · doc4.xml · nonDerivative · entry 7

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By child

Disclosed balance after: 400

F6 · ownership.nature: Reflects shares directly held by a trust for the benefit of the reporting person's youngest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-20-010655 · doc4.xml · nonDerivative · entry 6

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By child

Disclosed balance after: 400

F5 · ownership.nature: Reflects shares directly held by a trust for the benefit of the reporting person's second eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-20-010655 · doc4.xml · nonDerivative · entry 5

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By child

Disclosed balance after: 400

F4 · ownership.nature: Reflects shares directly held by a trust for the benefit of the reporting person's eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-20-010655 · doc4.xml · nonDerivative · entry 4

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,410

SEC source: 0000899243-20-003267 · doc4.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,213

F1 · price: This amount represents the $33.00 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.155 per share.

SEC source: 0000899243-20-003273 · doc4.xml · nonDerivative · entry 2

Narang Sameer · CIK 0001779528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These shares represent shares of Common Stock received by Mr. Narang in connection with pro rata distributions made by H&F Globe Investor LP to certain of its direct and indirect partners for the sole purpose of charitable giving. Upon receipt, such shares of Common Stock were transferred as a charitable donation.

SEC source: 0000899243-20-003273 · doc4.xml · nonDerivative · entry 1

Narang Sameer · CIK 0001779528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

F1 · kind: These shares represent shares of Common Stock received by Mr. Narang in connection with pro rata distributions made by H&F Globe Investor LP to certain of its direct and indirect partners for the sole purpose of charitable giving. Upon receipt, such shares of Common Stock were transferred as a charitable donation.

F1 · price: These shares represent shares of Common Stock received by Mr. Narang in connection with pro rata distributions made by H&F Globe Investor LP to certain of its direct and indirect partners for the sole purpose of charitable giving. Upon receipt, such shares of Common Stock were transferred as a charitable donation.

SEC source: 0000899243-20-003279 · doc4.xml · derivative · entry 1

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,808

Underlying: Common Stock · 24,808 shares

Expires 2026-09-25

F1 · kind: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 10,267 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

F1 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 10,267 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-003276 · doc4.xml · derivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,240

Underlying: Common Stock · 960,240 shares

Expires 2024-10-21

F1 · kind: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 397,374 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

F1 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 397,374 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-003268 · doc4.xml · nonDerivative · entry 2

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: These shares represent shares of Common Stock received by a limited partnership controlled by Mr. Ragatz in connection with pro rata distributions made by H&F Globe Investor LP to certain of its direct and indirect partners for the sole purpose of charitable giving. Upon receipt, such shares of Common Stock were transferred as a charitable donation.

F2 · ownership.nature: Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz. Mr. Ragatz disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-003268 · doc4.xml · nonDerivative · entry 1

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 92,794

F1 · kind: These shares represent shares of Common Stock received by a limited partnership controlled by Mr. Ragatz in connection with pro rata distributions made by H&F Globe Investor LP to certain of its direct and indirect partners for the sole purpose of charitable giving. Upon receipt, such shares of Common Stock were transferred as a charitable donation.

F1 · price: These shares represent shares of Common Stock received by a limited partnership controlled by Mr. Ragatz in connection with pro rata distributions made by H&F Globe Investor LP to certain of its direct and indirect partners for the sole purpose of charitable giving. Upon receipt, such shares of Common Stock were transferred as a charitable donation.

F2 · ownership.nature: Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz. Mr. Ragatz disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-003278 · doc4.xml · nonDerivative · entry 2

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

H&F Globe Investor GP LLC · CIK 0001779163 · 10% owner

H&F Globe Investor LP · CIK 0001779166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 26,543,362

F3 · kind: Represents in-kind distributions of shares of Common Stock previously held by H&F Investor to certain of its direct and indirect partners for the sole purpose of charitable giving.

F2 · ownership.nature: Reflects securities directly held by H&F Globe Investor LP ("H&F Investor"). The general partner of H&F Investor is H&F Globe Investor GP LLC ("Globe Investor GP"). Hellman & Friedman Capital Partners VII (Parallel), L.P. ("HFCP VII") is the managing member of Globe Investor GP. Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of HFCP VII. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII.

SEC source: 0000899243-20-003278 · doc4.xml · nonDerivative · entry 1

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

H&F Globe Investor GP LLC · CIK 0001779163 · 10% owner

H&F Globe Investor LP · CIK 0001779166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 27,426,362

F1 · price: This amount represents the $33.00 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.155 per share.

F2 · ownership.nature: Reflects securities directly held by H&F Globe Investor LP ("H&F Investor"). The general partner of H&F Investor is H&F Globe Investor GP LLC ("Globe Investor GP"). Hellman & Friedman Capital Partners VII (Parallel), L.P. ("HFCP VII") is the managing member of Globe Investor GP. Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of HFCP VII. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII.

SEC source: 0000899243-20-003270 · doc4.xml · derivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,063

Underlying: Common Stock · 256,063 shares

Expires 2024-11-25

F1 · kind: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 105,967 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

F1 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 105,967 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-003274 · doc4.xml · derivative · entry 4

Wilson Steven K. · CIK 0001779980 · SVP, Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,708

Underlying: Common Stock · 170,708 shares

Expires 2024-11-25

F3 · kind: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 70,645 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

F3 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 70,645 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-003274 · doc4.xml · derivative · entry 3

Wilson Steven K. · CIK 0001779980 · SVP, Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,042

Underlying: Common Stock · 40,000 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the remaining 175,042 stock options from an initial grant of 241,352 stock options granted on November 25, 2014 which vest in five equal installments on each of the first five anniversaries of the grant date.

SEC source: 0000899243-20-003274 · doc4.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · SVP, Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,707

F1 · price: This amount represents the $33.00 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.155 per share.

SEC source: 0000899243-20-003274 · doc4.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · SVP, Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-003271 · doc4.xml · derivative · entry 1

Read S. MacGregor Jr. · CIK 0001779703 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,240

Underlying: Common Stock · 960,240 shares

Expires 2024-10-21

F1 · kind: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 397,374 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

F1 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 397,374 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-003277 · doc4.xml · nonDerivative · entry 1

York Jeffrey · CIK 0001780265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,273

F1 · price: This amount represents the $33.00 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.155 per share.