Last 12 months
Inside the activity.
19 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 15 | 9 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2021 Filed Jan 26, 2021 21:07 UTC |
Read S. MacGregor Jr.Director
|
SaleCommon Stock | 2,400 | $41.41 | $99,384.00 |
DisclosureSEC source: 0000899243-21-003285 · doc4.xml · nonDerivative · entry 5 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.14 to $41.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 21:07 UTC |
Read S. MacGregor Jr.Director
|
SaleCommon Stock | 4,342 | $40.62 | $176,372.04 |
DisclosureSEC source: 0000899243-21-003285 · doc4.xml · nonDerivative · entry 4 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,112 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.13 to $41.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 21:07 UTC |
Read S. MacGregor Jr.Director
|
Exercise / conversionCommon Stock | 6,742 | $7.13 | $48,070.46 |
DisclosureSEC source: 0000899243-21-003285 · doc4.xml · nonDerivative · entry 3 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 21:07 UTC |
Read S. MacGregor Jr.Director
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 43,258 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-21-003285 · doc4.xml · derivative · entry 8 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,742 Underlying: Common Stock · 43,258 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 21:07 UTC |
Read S. MacGregor Jr.Director
|
SaleCommon Stock | 43,258 | $40.00 | $1,730,320.00 |
DisclosureSEC source: 0000899243-21-003285 · doc4.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.01, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, (the "Commission") upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 21:07 UTC |
Read S. MacGregor Jr.Director
|
Exercise / conversionCommon Stock | 43,258 | $7.13 | $308,429.54 |
DisclosureSEC source: 0000899243-21-003285 · doc4.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 23:01 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-21-002990 · doc4.xml · derivative · entry 7 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,057,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 23:01 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
SaleCommon Stock | 25,000 | $37.82 | $945,500.00 |
DisclosureSEC source: 0000899243-21-002990 · doc4.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,136 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.47 to $38.14, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 23:01 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0000899243-21-002990 · doc4.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:21 UTC |
McAndrews BrianSee Remarks
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0000899243-21-001487 · doc4.xml · derivative · entry 3 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,165 Underlying: Common Stock · 4,000 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:21 UTC |
McAndrews BrianSee Remarks
|
SaleCommon Stock | 4,000 | $39.83 | $159,320.00 |
DisclosureSEC source: 0000899243-21-001487 · doc4.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,055 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:21 UTC |
McAndrews BrianSee Remarks
|
Exercise / conversionCommon Stock | 4,000 | $10.30 | $41,200.00 |
DisclosureSEC source: 0000899243-21-001487 · doc4.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 21:13 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-21-001162 · doc4.xml · derivative · entry 8 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 21:13 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
SaleCommon Stock | 4,285 | $41.15 | $176,327.75 |
DisclosureSEC source: 0000899243-21-001162 · doc4.xml · nonDerivative · entry 3 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,136 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.99 to $41.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 21:13 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
SaleCommon Stock | 20,715 | $40.33 | $835,435.95 |
DisclosureSEC source: 0000899243-21-001162 · doc4.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,421 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.95 to $40.94, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 21:13 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0000899243-21-001162 · doc4.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:17 UTC |
Read S. MacGregor Jr.Director
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-035498 · doc4.xml · derivative · entry 5 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 50,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:17 UTC |
Read S. MacGregor Jr.Director
|
SaleCommon Stock | 50,000 | $40.25 | $2,012,500.00 |
DisclosureSEC source: 0000899243-20-035498 · doc4.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b-5 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.55, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:17 UTC |
Read S. MacGregor Jr.Director
|
Exercise / conversionCommon Stock | 50,000 | $7.13 | $356,500.00 |
DisclosureSEC source: 0000899243-20-035498 · doc4.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:16 UTC |
Read S. MacGregor Jr.Director
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-034694 · doc4.xml · derivative · entry 5 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 100,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:16 UTC |
Read S. MacGregor Jr.Director
|
SaleCommon Stock | 100,000 | $40.00 | $4,000,000.00 |
DisclosureSEC source: 0000899243-20-034694 · doc4.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 F1 · kind: The sale was executed in a single block trade at $40.00 per share. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:16 UTC |
Read S. MacGregor Jr.Director
|
Exercise / conversionCommon Stock | 100,000 | $7.13 | $713,000.00 |
DisclosureSEC source: 0000899243-20-034694 · doc4.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2020 Filed Dec 21, 2020 21:15 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-034693 · doc4.xml · derivative · entry 8 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,107,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| December 16, 2020 Filed Dec 21, 2020 21:15 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
SaleCommon Stock | 3,800 | $39.77 | $151,126.00 |
DisclosureSEC source: 0000899243-20-034693 · doc4.xml · nonDerivative · entry 3 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,136 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.67 to $39.89, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| December 16, 2020 Filed Dec 21, 2020 21:15 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
SaleCommon Stock | 21,200 | $39.20 | $831,040.00 |
DisclosureSEC source: 0000899243-20-034693 · doc4.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,936 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.67 to $39.66, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 16, 2020 Filed Dec 21, 2020 21:15 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0000899243-20-034693 · doc4.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 17:24 UTC |
Herman Thomas FDirector
|
SaleCommon Stock | 800 | $39.13 | $31,304.00 |
DisclosureSEC source: 0000899243-20-034132 · doc4.xml · nonDerivative · entry 2 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 57,682 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.91 to $39.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 17:24 UTC |
Herman Thomas FDirector
|
SaleCommon Stock | 1,200 | $38.48 | $46,176.00 |
DisclosureSEC source: 0000899243-20-034132 · doc4.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 58,482 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.87 to $38.86, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:18 UTC |
McAndrews BrianSee Remarks
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0000899243-20-033912 · doc4.xml · derivative · entry 3 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,165 Underlying: Common Stock · 4,000 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:18 UTC |
McAndrews BrianSee Remarks
|
SaleCommon Stock | 4,000 | $37.53 | $150,120.00 |
DisclosureSEC source: 0000899243-20-033912 · doc4.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,055 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b-5 trading plan. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:18 UTC |
McAndrews BrianSee Remarks
|
Exercise / conversionCommon Stock | 4,000 | $10.30 | $41,200.00 |
DisclosureSEC source: 0000899243-20-033912 · doc4.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 00:51 UTC |
McMahon Thomas H.See Remarks
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 5,552 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-033068 · doc4.xml · derivative · entry 5 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,552 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 00:51 UTC |
McMahon Thomas H.See Remarks
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 39,121 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-033068 · doc4.xml · derivative · entry 4 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,121 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 00:51 UTC |
McMahon Thomas H.See Remarks
|
SaleCommon Stock | 24,727 | $36.87 | $911,684.49 |
DisclosureSEC source: 0000899243-20-033068 · doc4.xml · nonDerivative · entry 3 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,819 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.82 to $36.93, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 00:51 UTC |
McMahon Thomas H.See Remarks
|
Exercise / conversionCommon Stock | 5,552 | $7.13 | $39,585.76 |
DisclosureSEC source: 0000899243-20-033068 · doc4.xml · nonDerivative · entry 2 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 00:51 UTC |
McMahon Thomas H.See Remarks
|
Exercise / conversionCommon Stock | 39,121 | $3.81 | $149,051.01 |
DisclosureSEC source: 0000899243-20-033068 · doc4.xml · nonDerivative · entry 1 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 01:40 UTC |
Read S. MacGregor Jr.Director
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 307,614 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-032929 · doc4.xml · derivative · entry 5 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 307,614 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents stock options granted on October 21, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date. F5 · balance_after: Due to a scrivener's error, the reporting person's Form 4 filed on September 3, 2020 inadvertently reflected a disposition of performance-based options in Table II instead of a disposition of time-based options. The number of derivative securities beneficially owned following the reported transactions reflected in Table II accurately reflected the disposition. Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 01:40 UTC |
Read S. MacGregor Jr.Director
|
SaleCommon Stock | 307,614 | $37.00 | $11,381,718.00 |
DisclosureSEC source: 0000899243-20-032929 · doc4.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 F1 · kind: The sale was executed in a single block trade at $37.00 per share. Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 01:40 UTC |
Read S. MacGregor Jr.Director
|
Exercise / conversionCommon Stock | 307,614 | $7.13 | $2,193,287.82 |
DisclosureSEC source: 0000899243-20-032929 · doc4.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 22:51 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-032778 · doc4.xml · derivative · entry 7 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 22:51 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
SaleCommon Stock | 25,000 | $37.56 | $939,000.00 |
DisclosureSEC source: 0000899243-20-032778 · doc4.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,136 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.34 to $37.84, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 22:51 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0000899243-20-032778 · doc4.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2020 Filed Feb 16, 2021 20:46 UTC |
MATTHEWS NORMAN SDirector
|
GiftCommon Stock | 123,849 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-006780 · doc5.xml · nonDerivative · entry 2 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Matthews Family Trust Disclosed balance after: 123,849 F1 · kind: Represents a gift made by Mr. Matthews to the Matthews Family 2020 Trust dtd 11/24/2020. F2 · balance_after: These totals also reflect shares of Common Stock received by Mr. Matthews in connection with a pro rata in-kind distribution made by H&F Globe Investor LP to its partners in a distribution exempt from Section 16 of the Securities Exchange Act of 1934 by virtue of Rule 16a-9 thereunder F3 · ownership.nature: Reflects shares directly held by the Matthews Family 2020 Trust dtd 11/24/2020 of which Mr. Matthews is a co-trustee. Read SEC document |
| December 01, 2020 Filed Feb 16, 2021 20:46 UTC |
MATTHEWS NORMAN SDirector
|
GiftCommon Stock | 123,849 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-006780 · doc5.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,897 F1 · kind: Represents a gift made by Mr. Matthews to the Matthews Family 2020 Trust dtd 11/24/2020. F2 · balance_after: These totals also reflect shares of Common Stock received by Mr. Matthews in connection with a pro rata in-kind distribution made by H&F Globe Investor LP to its partners in a distribution exempt from Section 16 of the Securities Exchange Act of 1934 by virtue of Rule 16a-9 thereunder Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 23:09 UTC |
Burke Pamela B.CAO, GC & Secretary
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 4,054 | $0.00 Strike: $4.79 | $0.00 |
DisclosureSEC source: 0000899243-20-031817 · doc4.xml · derivative · entry 7 Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,054 shares Expires 2025-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 23:09 UTC |
Burke Pamela B.CAO, GC & Secretary
|
SaleCommon Stock | 4,054 | $37.50 | $152,025.00 |
DisclosureSEC source: 0000899243-20-031817 · doc4.xml · nonDerivative · entry 5 Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,050 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 23:09 UTC |
Burke Pamela B.CAO, GC & Secretary
|
Exercise / conversionCommon Stock | 4,054 | $4.79 | $19,418.66 |
DisclosureSEC source: 0000899243-20-031817 · doc4.xml · nonDerivative · entry 4 Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:11 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-031820 · doc4.xml · derivative · entry 8 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,157,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:11 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
SaleCommon Stock | 4,506 | $37.72 | $169,966.32 |
DisclosureSEC source: 0000899243-20-031820 · doc4.xml · nonDerivative · entry 3 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,136 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.62 to $37.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:11 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
SaleCommon Stock | 20,494 | $37.12 | $760,737.28 |
DisclosureSEC source: 0000899243-20-031820 · doc4.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,642 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.61 to $37.60, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.