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Grocery Outlet Holding Corp.

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Tapewire entity
4840
SEC CIK
0001771515
Parsed reports
567

Last 12 months

Inside the activity.

19 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 2026159
Apr 202601
May 202600
Jun 202620
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 27, 2022 Filed Jun 28, 2022 21:07 UTC SaleStock Options (Right to Buy) · Derivative 6,667 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000090 · wf-form4_165645042005353.xml · derivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,725

Underlying: Common Stock · 6,667 shares

Expires 2024-11-25

F2 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 21:07 UTC SaleCommon Stock 6,667 $43.12 $287,481.04
Disclosure

SEC source: 0001771515-22-000090 · wf-form4_165645042005353.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,242

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 21:07 UTC Exercise / conversionCommon Stock 6,667 $3.81 $25,401.27
Disclosure

SEC source: 0001771515-22-000090 · wf-form4_165645042005353.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 16:44 UTC GrantCommon Stock 596 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000087 · wf-form4_165541224390775.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,293

F1 · shares: Represents a grant of 596 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors.

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June 15, 2022 Filed Jun 16, 2022 16:47 UTC SaleCommon Stock 185 $38.85 $7,187.25
Disclosure

SEC source: 0001771515-22-000088 · wf-form4_165541240502350.xml · nonDerivative · entry 2

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 39,517

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

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June 15, 2022 Filed Jun 16, 2022 16:47 UTC SaleCommon Stock 1,815 $38.23 $69,387.45
Disclosure

SEC source: 0001771515-22-000088 · wf-form4_165541240502350.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 39,702

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.83 to $38.79, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 20:43 UTC GrantCommon Stock 1,126 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000086 · wf-form4_165541216733022.xml · nonDerivative · entry 1

Read S. MacGregor Jr. · CIK 0001779703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,050

F1 · shares: Represents a grant of 1,126 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock on the first business day of 2025.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 23:54 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000084 · wf-form4_165525082991705.xml · derivative · entry 7

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,614

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 23:54 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 25,000 $37.81 $945,250.00
Disclosure

SEC source: 0001771515-22-000084 · wf-form4_165525082991705.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,114

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.45 to $38.29, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 23:54 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $3.81 $95,250.00
Disclosure

SEC source: 0001771515-22-000084 · wf-form4_165525082991705.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 23:56 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,667 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000085 · wf-form4_165525094987146.xml · derivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,392

Underlying: Common Stock · 6,667 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 23:56 UTC SaleCommon Stock 6,667 $38.32 $255,479.44
Disclosure

SEC source: 0001771515-22-000085 · wf-form4_165525094987146.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,242

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 23:56 UTC Exercise / conversionCommon Stock 6,667 $3.81 $25,401.27
Disclosure

SEC source: 0001771515-22-000085 · wf-form4_165525094987146.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 16:01 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-22-000083 · wf-form4_165515047005437.xml · derivative · entry 7

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,156

Underlying: Common Stock · 10,000 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options are vested and exercisable.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 16:01 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 10,000 $38.66 $386,600.00
Disclosure

SEC source: 0001771515-22-000083 · wf-form4_165515047005437.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.64 to $38.71, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 16:01 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionCommon Stock 10,000 $7.13 $71,300.00
Disclosure

SEC source: 0001771515-22-000083 · wf-form4_165515047005437.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 17:37 UTC
Gray Lindsay E.VP Corporate Controller
Exercise / conversionStock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0001771515-22-000080 · wf-form4_165481064721289.xml · derivative · entry 3

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,075

Underlying: Common Stock · 2,500 shares

Expires 2026-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are vested and exercisable.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 17:37 UTC
Gray Lindsay E.VP Corporate Controller
SaleCommon Stock 2,500 $37.62 $94,055.00
Disclosure

SEC source: 0001771515-22-000080 · wf-form4_165481064721289.xml · nonDerivative · entry 2

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,598

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.620 to $37.635, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 17:37 UTC
Gray Lindsay E.VP Corporate Controller
Exercise / conversionCommon Stock 2,500 $8.07 $20,175.00
Disclosure

SEC source: 0001771515-22-000080 · wf-form4_165481064721289.xml · nonDerivative · entry 1

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2022 Filed Jun 4, 2022 00:24 UTC SaleCommon Stock 125,000 $38.03 $4,754,125.00
Disclosure

SEC source: 0001771515-22-000078 · wf-form4_165430224213207.xml · nonDerivative · entry 2

Read S. MacGregor Jr. · CIK 0001779703 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,182,975

F3 · ownership.nature: Reflects shares directly held by the Redmond Trust dated 10/19/2003, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.

Read SEC document
June 02, 2022 Filed Jun 4, 2022 00:24 UTC SaleCommon Stock 125,000 $38.03 $4,754,125.00
Disclosure

SEC source: 0001771515-22-000078 · wf-form4_165430224213207.xml · nonDerivative · entry 1

Read S. MacGregor Jr. · CIK 0001779703 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,182,975

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.000 to $38.301, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: Reflects shares directly held by the Nordlingen Trust dated 1/23/2012, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 01:00 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 5,555 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000077 · wf-form4_165421803454896.xml · derivative · entry 3

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,300

Underlying: Common Stock · 5,555 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 01:00 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
SaleCommon Stock 5,555 $38.42 $213,423.10
Disclosure

SEC source: 0001771515-22-000077 · wf-form4_165421803454896.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,993

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 01:00 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionCommon Stock 5,555 $3.81 $21,164.55
Disclosure

SEC source: 0001771515-22-000077 · wf-form4_165421803454896.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 22:52 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000076 · wf-form4_165412391901805.xml · derivative · entry 7

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,614

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 22:52 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 25,000 $38.33 $958,250.00
Disclosure

SEC source: 0001771515-22-000076 · wf-form4_165412391901805.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,114

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.130 to $38.750, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 22:52 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $3.81 $95,250.00
Disclosure

SEC source: 0001771515-22-000076 · wf-form4_165412391901805.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2022 Filed May 26, 2022 19:25 UTC
Gray Lindsay E.VP Corporate Controller
Exercise / conversionStock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0001771515-22-000074 · wf-form4_165360747749031.xml · derivative · entry 3

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,575

Underlying: Common Stock · 2,500 shares

Expires 2026-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are vested and exercisable.

Read SEC document
May 25, 2022 Filed May 26, 2022 19:25 UTC
Gray Lindsay E.VP Corporate Controller
SaleCommon Stock 2,500 $38.41 $96,025.00
Disclosure

SEC source: 0001771515-22-000074 · wf-form4_165360747749031.xml · nonDerivative · entry 2

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,598

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.39 to $38.44, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 25, 2022 Filed May 26, 2022 19:25 UTC
Gray Lindsay E.VP Corporate Controller
Exercise / conversionCommon Stock 2,500 $8.07 $20,175.00
Disclosure

SEC source: 0001771515-22-000074 · wf-form4_165360747749031.xml · nonDerivative · entry 1

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2022 Filed May 26, 2022 23:28 UTC
Burke Pamela B.See Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $11.64 $0.00
Disclosure

SEC source: 0001771515-22-000075 · wf-form4_165360766961023.xml · derivative · entry 3

Burke Pamela B. · CIK 0001779772 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,105

Underlying: Common Stock · 15,000 shares

Expires 2028-12-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
May 25, 2022 Filed May 26, 2022 23:28 UTC
Burke Pamela B.See Remarks
SaleCommon Stock 15,000 $38.79 $581,850.00
Disclosure

SEC source: 0001771515-22-000075 · wf-form4_165360766961023.xml · nonDerivative · entry 2

Burke Pamela B. · CIK 0001779772 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,108

Read SEC document
May 25, 2022 Filed May 26, 2022 23:28 UTC
Burke Pamela B.See Remarks
Exercise / conversionCommon Stock 15,000 $11.64 $174,600.00
Disclosure

SEC source: 0001771515-22-000075 · wf-form4_165360766961023.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2022 Filed May 25, 2022 18:53 UTC
McAndrews BrianSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 15,433 $0.00 Strike: $12.40 $0.00
Disclosure

SEC source: 0001771515-22-000072 · wf-form4_165351919758804.xml · derivative · entry 3

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,299

Underlying: Common Stock · 15,433 shares

Expires 2028-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options were granted on June 25, 2018 and vest in five equal installments on each of the first five anniversaries of the grant date.

Read SEC document
May 24, 2022 Filed May 25, 2022 18:53 UTC
McAndrews BrianSee Remarks
SaleCommon Stock 15,433 $38.91 $600,498.03
Disclosure

SEC source: 0001771515-22-000072 · wf-form4_165351919758804.xml · nonDerivative · entry 2

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,533

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.89 to $38.98, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 24, 2022 Filed May 25, 2022 18:53 UTC
McAndrews BrianSee Remarks
Exercise / conversionCommon Stock 15,433 $12.40 $191,369.20
Disclosure

SEC source: 0001771515-22-000072 · wf-form4_165351919758804.xml · nonDerivative · entry 1

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2022 Filed May 25, 2022 18:56 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000073 · wf-form4_165351934756004.xml · derivative · entry 8

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,155

Underlying: Common Stock · 30,000 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These stock options are vested and exercisable.

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May 24, 2022 Filed May 25, 2022 18:56 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 15,000 $37.60 $564,000.00
Disclosure

SEC source: 0001771515-22-000073 · wf-form4_165351934756004.xml · nonDerivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

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May 24, 2022 Filed May 25, 2022 18:56 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 15,000 $38.00 $570,000.00
Disclosure

SEC source: 0001771515-22-000073 · wf-form4_165351934756004.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,234

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May 24, 2022 Filed May 25, 2022 18:56 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionCommon Stock 30,000 $3.81 $114,300.00
Disclosure

SEC source: 0001771515-22-000073 · wf-form4_165351934756004.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 23, 2022 Filed May 24, 2022 22:02 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000071 · wf-form4_165342975035341.xml · derivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,059

Underlying: Common Stock · 100,000 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are vested and exercisable.

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May 23, 2022 Filed May 24, 2022 22:02 UTC SaleCommon Stock 100,000 $38.01 $3,801,000.00
Disclosure

SEC source: 0001771515-22-000071 · wf-form4_165342975035341.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,242

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.03, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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May 23, 2022 Filed May 24, 2022 22:02 UTC Exercise / conversionCommon Stock 100,000 $3.81 $381,000.00
Disclosure

SEC source: 0001771515-22-000071 · wf-form4_165342975035341.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 17, 2022 Filed May 18, 2022 18:22 UTC
McAndrews BrianSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 15,433 $0.00 Strike: $12.40 $0.00
Disclosure

SEC source: 0001771515-22-000070 · wf-form4_165291255258158.xml · derivative · entry 3

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,732

Underlying: Common Stock · 15,433 shares

Expires 2028-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options were granted on June 25, 2018 and vest in five equal installments on each of the first five anniversaries of the grant date.

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May 17, 2022 Filed May 18, 2022 18:22 UTC
McAndrews BrianSee Remarks
SaleCommon Stock 15,433 $37.00 $571,021.00
Disclosure

SEC source: 0001771515-22-000070 · wf-form4_165291255258158.xml · nonDerivative · entry 2

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,533

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May 17, 2022 Filed May 18, 2022 18:22 UTC
McAndrews BrianSee Remarks
Exercise / conversionCommon Stock 15,433 $12.40 $191,369.20
Disclosure

SEC source: 0001771515-22-000070 · wf-form4_165291255258158.xml · nonDerivative · entry 1

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 16, 2022 Filed May 16, 2022 18:13 UTC SaleCommon Stock 2,000 $36.10 $72,195.40
Disclosure

SEC source: 0001771515-22-000068 · wf-form4_165273918491474.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 41,517

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.7300 to $36.8000, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

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May 16, 2022 Filed May 17, 2022 23:32 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000069 · wf-form4_165283030040144.xml · derivative · entry 8

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,614

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

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May 16, 2022 Filed May 17, 2022 23:32 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 200 $36.83 $7,366.00
Disclosure

SEC source: 0001771515-22-000069 · wf-form4_165283030040144.xml · nonDerivative · entry 3

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,114

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.745 to $36.910, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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May 16, 2022 Filed May 17, 2022 23:32 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 24,800 $36.04 $893,792.00
Disclosure

SEC source: 0001771515-22-000069 · wf-form4_165283030040144.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,314

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.730 to $36.750, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.