Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2019 Filed Mar 20, 2019 23:26 UTC |
Osgood Richard Hoe IIIDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-005375 · rdgdoc.xml · derivative · entry 2 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. F1 · derivative.expiration_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:26 UTC |
Osgood Richard Hoe IIIDirector
|
Exercise / conversionCommon stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-005375 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:23 UTC |
McCollum Daniel HDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-005373 · rdgdoc.xml · derivative · entry 2 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. F1 · derivative.expiration_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:23 UTC |
McCollum Daniel HDirector
|
Exercise / conversionCommon stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-005373 · rdgdoc.xml · nonDerivative · entry 1 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:20 UTC |
Coburn John GDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-005371 · rdgdoc.xml · derivative · entry 2 Coburn John G · CIK 0001582258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. F1 · derivative.expiration_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:20 UTC |
Coburn John GDirector
|
Exercise / conversionCommon stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-005371 · rdgdoc.xml · nonDerivative · entry 1 Coburn John G · CIK 0001582258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:17 UTC |
Clague LauraDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-005369 · rdgdoc.xml · derivative · entry 3 Clague Laura · CIK 0001388773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. F1 · derivative.expiration_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:17 UTC |
Clague LauraDirector
|
Exercise / conversionCommon stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-005369 · rdgdoc.xml · nonDerivative · entry 1 Clague Laura · CIK 0001388773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:36 UTC Amendment |
Anchin Scott LDirector
|
GrantRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004851 · rdgdoc.xml · derivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of LRAD common stock. F2 · derivative.exercise_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. F2 · derivative.expiration_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 01:03 UTC |
Coburn John GDirector
|
GrantRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004845 · rdgdoc.xml · derivative · entry 1 Coburn John G · CIK 0001582258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock. F2 · derivative.exercise_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. F2 · derivative.expiration_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 01:15 UTC |
McCollum Daniel HDirector
|
GrantRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004847 · rdgdoc.xml · derivative · entry 1 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock. F2 · derivative.exercise_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. F2 · derivative.expiration_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 01:41 UTC Amendment |
Clague LauraDirector
|
GrantRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004853 · rdgdoc.xml · derivative · entry 1 Clague Laura · CIK 0001388773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock. F2 · derivative.exercise_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. F2 · derivative.expiration_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 01:22 UTC |
Osgood Richard Hoe IIIDirector
|
GrantRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004849 · rdgdoc.xml · derivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock. F2 · derivative.exercise_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. F2 · derivative.expiration_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 01:38 UTC |
Osgood Richard Hoe IIIDirector
|
PurchaseCommon stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-002911 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transaction at prices ranging from $2.58 to $2.60, inclusive. The reporting person undertakes to provide to LRAD Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| January 04, 2019 Filed Jan 30, 2019 22:03 UTC |
Klahn Dennis DCFO/Secretary
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-001555 · rdgdoc.xml · derivative · entry 1 Klahn Dennis D · CIK 0001716893 · CFO/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock. F2 · derivative.exercise_date: 1/3 of the shares subject to the RSUs vest on each of the first three anniversaries of the date of grant such that the RSUs are fully vested on the third anniversary. F2 · derivative.expiration_date: 1/3 of the shares subject to the RSUs vest on each of the first three anniversaries of the date of grant such that the RSUs are fully vested on the third anniversary. Read SEC document |
| January 04, 2019 Filed Jan 8, 2020 01:31 UTC Amendment |
Klahn Dennis DCFO/Secretary
|
GrantCommon stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-000325 · rdgdoc.xml · nonDerivative · entry 1 Klahn Dennis D · CIK 0001716893 · CFO/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · date: This amendment is being filed to report the restricted stock units ("RSUs") reported in Table II (Derivative Securities) of the original Form 4 as common stock in Table I (Non-Derivative Securities), as the RSUs are settleable solely in shares of common stock, and to include corresponding updates to footnotes. F2 · date: On January 4, 2019, the issuer granted to the reporting person 10,000 RSU's. Each RSU represents a contingent right to receive one share of issuer's common stock. F3 · shares: 1/3 of the shares subject to the RSUs vest on each of the first three anniversaries of the date of grant such that the RSUs are fully vested on the third anniversary of the grant date. F2 · price: On January 4, 2019, the issuer granted to the reporting person 10,000 RSU's. Each RSU represents a contingent right to receive one share of issuer's common stock. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 20:21 UTC |
AWM Investment Company, Inc.10% owner
|
PurchaseCommon Stock | 407,200 | $2.47 | $1,005,784.00 |
DisclosureSEC source: 0001535264-18-000047 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 4,950,706 F1 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,291,720 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 732,992 Shares held by SSPE, 266,756 Shares held by TECH and 1,659,238 Shares held by TECH II. F2 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,291,720 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 732,992 Shares held by SSPE, 266,756 Shares held by TECH and 1,659,238 Shares held by TECH II. F2 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,291,720 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 732,992 Shares held by SSPE, 266,756 Shares held by TECH and 1,659,238 Shares held by TECH II. F2 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,291,720 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 732,992 Shares held by SSPE, 266,756 Shares held by TECH and 1,659,238 Shares held by TECH II. F2 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 19:45 UTC |
AWM Investment Company, Inc.10% owner
|
PurchaseCommon Stock | 564,549 | $2.20 | $1,242,007.80 |
DisclosureSEC source: 0001535264-18-000046 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 4,543,506 F1 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,103,224 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 672,703 Shares held by SSPE, 244,815 Shares held by TECH and 1,522,764 Shares held by TECH II. F2 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,103,224 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 672,703 Shares held by SSPE, 244,815 Shares held by TECH and 1,522,764 Shares held by TECH II. F2 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,103,224 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 672,703 Shares held by SSPE, 244,815 Shares held by TECH and 1,522,764 Shares held by TECH II. F2 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,103,224 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 672,703 Shares held by SSPE, 244,815 Shares held by TECH and 1,522,764 Shares held by TECH II. F2 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 21:15 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 10,800 | $2.00 | $21,600.00 |
DisclosureSEC source: 0001535264-18-000044 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 3,978,957 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,841,890 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 589,117 Shares held by SSPE, 214,396 Shares held by TECH and 1,333,554 Shares held by TECH II. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: this is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,841,890 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 589,117 Shares held by SSPE, 214,396 Shares held by TECH and 1,333,554 Shares held by TECH II. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,841,890 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 589,117 Shares held by SSPE, 214,396 Shares held by TECH and 1,333,554 Shares held by TECH II. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,841,890 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 589,117 Shares held by SSPE, 214,396 Shares held by TECH and 1,333,554 Shares held by TECH II. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 14:22 UTC |
Anchin Scott LDirector
|
GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-005142 · rdgdoc.xml · derivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of LRAD common stock. F2 · derivative.exercise_date: RSUs vest on March 20, 2019. Expiration date is not applicable to RSUs. F2 · derivative.expiration_date: RSUs vest on March 20, 2019. Expiration date is not applicable to RSUs. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 18:23 UTC |
McCollum Daniel HDirector
|
GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-005143 · rdgdoc.xml · derivative · entry 1 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock. F2 · derivative.exercise_date: RSUs vest on March 20, 2019. Expiration date is not applicable to RSUs. F2 · derivative.expiration_date: RSUs vest on March 20, 2019. Expiration date is not applicable to RSUs. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 18:18 UTC |
Clague LauraDirector
|
GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-005139 · rdgdoc.xml · derivative · entry 1 Clague Laura · CIK 0001388773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,600 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock. F2 · derivative.exercise_date: RSUs vest on March 20, 2019. Expiration date is not applicable to RSUs. F2 · derivative.expiration_date: RSUs vest on March 20, 2019. Expiration date is not applicable to RSUs. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 18:20 UTC |
Coburn John GDirector
|
GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-005140 · rdgdoc.xml · derivative · entry 1 Coburn John G · CIK 0001582258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,660 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock. F2 · derivative.exercise_date: RSUs vest on March 20, 2019. Expiration date is not applicable to RSUs. F2 · derivative.expiration_date: RSUs vest on March 20, 2019. Expiration date is not applicable to RSUs. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 18:16 UTC |
Osgood Richard Hoe IIIDirector
|
GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-005138 · rdgdoc.xml · derivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock. F2 · derivative.exercise_date: RSUs vest on March 20, 2019. Expiration date is not applicable to RSUs. F2 · derivative.expiration_date: RSUs vest on March 20, 2019. Expiration date is not applicable to RSUs. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 17:14 UTC |
Anchin Scott LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-18-004894 · rdgdoc.xml · derivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. F1 · derivative.expiration_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 17:14 UTC |
Anchin Scott LDirector
|
Exercise / conversionCommon stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-18-004894 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:24 UTC |
McCollum Daniel HDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-18-004905 · rdgdoc.xml · derivative · entry 2 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. F1 · derivative.expiration_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:24 UTC |
McCollum Daniel HDirector
|
Exercise / conversionCommon stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-18-004905 · rdgdoc.xml · nonDerivative · entry 1 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:22 UTC |
Osgood Richard Hoe IIIDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-18-004902 · rdgdoc.xml · derivative · entry 2 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. F1 · derivative.expiration_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:22 UTC |
Osgood Richard Hoe IIIDirector
|
Exercise / conversionCommon stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-18-004902 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:19 UTC |
Coburn John GDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-18-004899 · rdgdoc.xml · derivative · entry 2 Coburn John G · CIK 0001582258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,600 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. F1 · derivative.expiration_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:19 UTC |
Coburn John GDirector
|
Exercise / conversionCommon stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-18-004899 · rdgdoc.xml · nonDerivative · entry 1 Coburn John G · CIK 0001582258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:16 UTC |
Clague LauraDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-18-004896 · rdgdoc.xml · derivative · entry 2 Clague Laura · CIK 0001388773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,600 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. F1 · derivative.expiration_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:16 UTC |
Clague LauraDirector
|
Exercise / conversionCommon stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-18-004896 · rdgdoc.xml · nonDerivative · entry 1 Clague Laura · CIK 0001388773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:11 UTC |
Osgood Richard Hoe IIIDirector
|
PurchaseCommon stock | 20,000 | $2.30 | $46,000.00 |
DisclosureSEC source: 0001437749-18-002652 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transaction at prices ranging from $2.18 to $2.32, inclusive. The reporting person undertakes to provide to LRAD Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 23:27 UTC |
Klahn Dennis DCFO/Secretary
|
GrantStock option (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.76 | $0.00 |
DisclosureSEC source: 0001437749-17-016215 · rdgdoc.xml · derivative · entry 1 Klahn Dennis D · CIK 0001716893 · CFO/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common stock · 100,000 shares Expires 2024-09-19 F1 · derivative.exercise_date: Grant to reporting person on September 19, 2017 of an option to purchase 100,000 shares. The option vests as to 1/3 of the shares on September 19, 2018 and 1/12 of the shares quarterly thereafter until fully vested. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 22:23 UTC |
Osgood Richard Hoe IIIDirector
|
PurchaseCommon stock | 10,000 | $1.60 | $16,000.00 |
DisclosureSEC source: 0001437749-17-014976 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.55 to $1.60, inclusive. The reporting person undertakes to provide to LRAD Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 18, 2017 Filed May 19, 2017 16:26 UTC |
McCollum Daniel HDirector
|
PurchaseCommon Stock | 5,000 | $1.72 | $8,582.00 |
DisclosureSEC source: 0001437749-17-009644 · rdgdoc.xml · nonDerivative · entry 3 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Read SEC document |
| May 18, 2017 Filed May 19, 2017 16:26 UTC |
McCollum Daniel HDirector
|
PurchaseCommon Stock | 5,000 | $1.72 | $8,598.00 |
DisclosureSEC source: 0001437749-17-009644 · rdgdoc.xml · nonDerivative · entry 2 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| May 17, 2017 Filed May 19, 2017 12:07 UTC |
Anchin Scott LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-009634 · rdgdoc.xml · derivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. F1 · derivative.expiration_date: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. Read SEC document |
| May 17, 2017 Filed May 19, 2017 12:07 UTC |
Anchin Scott LDirector
|
Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-009634 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| May 17, 2017 Filed May 19, 2017 16:18 UTC |
Coburn John GDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-009638 · rdgdoc.xml · derivative · entry 2 Coburn John G · CIK 0001582258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. F1 · derivative.expiration_date: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. Read SEC document |
| May 17, 2017 Filed May 19, 2017 16:18 UTC |
Coburn John GDirector
|
Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-009638 · rdgdoc.xml · nonDerivative · entry 1 Coburn John G · CIK 0001582258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| May 17, 2017 Filed May 19, 2017 15:58 UTC |
Clague LauraDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-009631 · rdgdoc.xml · derivative · entry 2 Clague Laura · CIK 0001388773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. F1 · derivative.expiration_date: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. Read SEC document |
| May 17, 2017 Filed May 19, 2017 15:58 UTC |
Clague LauraDirector
|
Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-009631 · rdgdoc.xml · nonDerivative · entry 1 Clague Laura · CIK 0001388773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| May 17, 2017 Filed May 19, 2017 16:22 UTC |
Osgood Richard Hoe IIIDirector
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Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-009640 · rdgdoc.xml · derivative · entry 2 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. F1 · derivative.expiration_date: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. Read SEC document |
| May 17, 2017 Filed May 19, 2017 16:22 UTC |
Osgood Richard Hoe IIIDirector
|
Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-009640 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| May 17, 2017 Filed May 19, 2017 16:26 UTC |
McCollum Daniel HDirector
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Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-009644 · rdgdoc.xml · derivative · entry 4 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. F1 · derivative.expiration_date: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. Read SEC document |
| May 17, 2017 Filed May 19, 2017 16:26 UTC |
McCollum Daniel HDirector
|
Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-009644 · rdgdoc.xml · nonDerivative · entry 1 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| May 05, 2017 Filed May 8, 2017 13:17 UTC |
Anchin Scott LDirector
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PurchaseCommon Stock | 1,000 | $1.74 | $1,739.60 |
DisclosureSEC source: 0001437749-17-008260 · rdgdoc.xml · nonDerivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.