Last 12 months
Inside the activity.
0 purchase rows · 32 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 9 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 15 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2017 Filed Dec 13, 2017 21:54 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.10% owner
|
SalePut Option (obligation to buy) · Derivative | 2,000 | $235.60 Strike: $15.50 | $471,192.00 |
DisclosureSEC source: 0000902664-17-004563 · p17-2257form4.xml · derivative · entry 7 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,000 Underlying: Common Stock · 200,000 shares Expires 2018-01-25 F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:54 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.10% owner
|
SaleCommon Stock, par value $0.01 per share ("Common Stock") | 320,462 | $13.11 | $4,201,256.82 |
DisclosureSEC source: 0000902664-17-004563 · p17-2257form4.xml · nonDerivative · entry 1 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,144,768 F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| October 15, 2017 Filed Oct 17, 2017 21:15 UTC |
WOBENSMITH JOHN CCEO, President and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 97,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-038885 · form4.xml · derivative · entry 2 WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,932 Underlying: Common Stock · 292,398 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of October 15, 2016. F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of October 15, 2016. F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of October 15, 2016. F1 · derivative.underlying_shares: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| October 15, 2017 Filed Oct 17, 2017 21:15 UTC |
WOBENSMITH JOHN CCEO, President and Secretary
|
Exercise / conversionCommon Stock | 97,466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-038885 · form4.xml · nonDerivative · entry 1 WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| May 17, 2017 Filed May 17, 2017 21:05 UTC |
DAVIS EUGENE IDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-021208 · form4.xml · derivative · entry 6 DAVIS EUGENE I · CIK 0001028689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of these restricted stock units in connection with his departure from the Issuer's Board of Directors on 5/17/17. Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The 16,666 restricted stock units vested on May 17, 2017. F4 · derivative.expiration_date: The 16,666 restricted stock units vested on May 17, 2017. Read SEC document |
| May 17, 2017 Filed May 17, 2017 21:05 UTC |
DAVIS EUGENE IDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-021208 · form4.xml · derivative · entry 5 DAVIS EUGENE I · CIK 0001028689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of these restricted stock units in connection with his departure from the Issuer's Board of Directors on 5/17/17. Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The 1,164 restricted stock units vested on May 18, 2016. F3 · derivative.expiration_date: The 1,164 restricted stock units vested on May 18, 2016. Read SEC document |
| May 17, 2017 Filed May 17, 2017 21:05 UTC |
DAVIS EUGENE IDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 404 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-021208 · form4.xml · derivative · entry 4 DAVIS EUGENE I · CIK 0001028689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 404 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of these restricted stock units in connection with his departure from the Issuer's Board of Directors on 5/17/17. Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The 404 restricted stock units vested on July 17, 2015. F2 · derivative.expiration_date: The 404 restricted stock units vested on July 17, 2015. Read SEC document |
| May 17, 2017 Filed May 17, 2017 21:05 UTC |
DAVIS EUGENE IDirector
|
Exercise / conversionCommon Stock | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021208 · form4.xml · nonDerivative · entry 3 DAVIS EUGENE I · CIK 0001028689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of these restricted stock units in connection with his departure from the Issuer's Board of Directors on 5/17/17. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2017 Filed May 17, 2017 21:05 UTC |
DAVIS EUGENE IDirector
|
Exercise / conversionCommon Stock | 1,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021208 · form4.xml · nonDerivative · entry 2 DAVIS EUGENE I · CIK 0001028689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of these restricted stock units in connection with his departure from the Issuer's Board of Directors on 5/17/17. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2017 Filed May 17, 2017 21:05 UTC |
DAVIS EUGENE IDirector
|
Exercise / conversionCommon Stock | 404 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021208 · form4.xml · nonDerivative · entry 1 DAVIS EUGENE I · CIK 0001028689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of these restricted stock units in connection with his departure from the Issuer's Board of Directors on 5/17/17. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:04 UTC |
HAINES KATHLEEN CDirector
|
GrantRestricted Stock Units · Derivative | 8,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-021599 · form4.xml · derivative · entry 1 HAINES KATHLEEN C · CIK 0001088228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,399 Underlying: Common Stock · 8,399 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F2 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F2 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F2 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. Read SEC document |
| May 17, 2017 Filed May 19, 2017 17:09 UTC |
Dolphin James GDirector
|
GrantRestricted Stock Units · Derivative | 8,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-021607 · form4.xml · derivative · entry 4 Dolphin James G · CIK 0001417701 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,399 Underlying: Common Stock · 8,399 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F5 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F5 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F5 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:06 UTC |
MAVROLEON BASIL GDirector
|
GrantRestricted Stock Units · Derivative | 8,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-021603 · form4.xml · derivative · entry 4 MAVROLEON BASIL G · CIK 0001333551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,399 Underlying: Common Stock · 8,399 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F4 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F4 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F4 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. Read SEC document |
| March 23, 2017 Filed Mar 25, 2017 01:15 UTC |
WOBENSMITH JOHN CCEO, President and Secretary
|
GrantOption · Derivative | 133,000 | $0.00 Strike: $11.13 | $0.00 |
DisclosureSEC source: 0001140361-17-013336 · form4.xml · derivative · entry 3 WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,000 Underlying: Common Stock · 133,000 shares Expires 2023-03-23 F3 · derivative.exercise_date: The options become exercisable in equal installments on each of the first three anniversaries of October 15, 2016. Read SEC document |
| March 23, 2017 Filed Mar 25, 2017 01:15 UTC |
WOBENSMITH JOHN CCEO, President and Secretary
|
GrantRestricted Stock Units · Derivative | 292,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-013336 · form4.xml · derivative · entry 2 WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,398 Underlying: Common Stock · 292,398 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. The restricted stock units will settle only in cash unless the Issuer's 2015 Equity Incentive Plan is amended and restated to increase the number of available shares under such plan by March 23, 2018. F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of October 15, 2016. F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of October 15, 2016. F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of October 15, 2016. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. The restricted stock units will settle only in cash unless the Issuer's 2015 Equity Incentive Plan is amended and restated to increase the number of available shares under such plan by March 23, 2018. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:51 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
ConversionSeries A Preferred Stock · Derivative | 27,514 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0000902664-17-000057 · p16-2339form4.xml · derivative · entry 12 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 27,514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F1 · derivative.expiration_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F7 · ownership.nature: These shares of Common Stock are held by Centerbridge Capital Partners SBS II (Cayman) L.P. ("Capital Partners SBS II" and, together with Credit Partners, Credit Partners Master, Special Credit Partners II, Special Credit Partners II AIV and Capital Partners II, the "Centerbridge Funds"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:51 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
ConversionSeries A Preferred Stock · Derivative | 3,758,248 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0000902664-17-000057 · p16-2339form4.xml · derivative · entry 11 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 3,758,248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F1 · derivative.expiration_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F6 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Capital Partners II (Cayman) L.P. ("Capital Partners II"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:51 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
ConversionSeries A Preferred Stock · Derivative | 1,144,768 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0000902664-17-000057 · p16-2339form4.xml · derivative · entry 10 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,144,768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F1 · derivative.expiration_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F5 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:51 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
ConversionSeries A Preferred Stock · Derivative | 2,078,493 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0000902664-17-000057 · p16-2339form4.xml · derivative · entry 9 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 2,078,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F1 · derivative.expiration_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F4 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Credit Partners Master, L.P. ("Credit Partners Master"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:51 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
ConversionSeries A Preferred Stock · Derivative | 189,258 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0000902664-17-000057 · p16-2339form4.xml · derivative · entry 8 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 189,258 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F1 · derivative.expiration_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F3 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Special Credit Partners II, L.P. ("Special Credit Partners II"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:51 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
ConversionSeries A Convertible Pfd Stock ("Series A Preferred Stock") · Derivative | 932,647 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0000902664-17-000057 · p16-2339form4.xml · derivative · entry 7 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 932,647 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F1 · derivative.expiration_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F2 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. ("Special Credit Partners II AIV"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:51 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
ConversionCommon Stock | 27,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-17-000057 · p16-2339form4.xml · nonDerivative · entry 6 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 35,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F7 · ownership.nature: These shares of Common Stock are held by Centerbridge Capital Partners SBS II (Cayman) L.P. ("Capital Partners SBS II" and, together with Credit Partners, Credit Partners Master, Special Credit Partners II, Special Credit Partners II AIV and Capital Partners II, the "Centerbridge Funds"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:51 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
ConversionCommon Stock | 3,758,248 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-17-000057 · p16-2339form4.xml · nonDerivative · entry 5 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,810,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F6 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Capital Partners II (Cayman) L.P. ("Capital Partners II"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:51 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
ConversionCommon Stock | 1,144,768 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-17-000057 · p16-2339form4.xml · nonDerivative · entry 4 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,465,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F5 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:51 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
ConversionCommon Stock | 2,078,493 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-17-000057 · p16-2339form4.xml · nonDerivative · entry 3 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,660,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F4 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Credit Partners Master, L.P. ("Credit Partners Master"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:51 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
ConversionCommon Stock | 189,258 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-17-000057 · p16-2339form4.xml · nonDerivative · entry 2 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 242,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F3 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Special Credit Partners II, L.P. ("Special Credit Partners II"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:51 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
ConversionCommon Stock, par value $0.01 per share ("Common Stock") | 932,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-17-000057 · p16-2339form4.xml · nonDerivative · entry 1 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,193,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F2 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. ("Special Credit Partners II AIV"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 18:43 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Capital Management GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Principal Holdings II GP, LLC10% owner
Apollo SVF Management GP, LLC10% owner
Apollo SVF Management, L.P.10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 4,391,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-001270 · a4.xml · derivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Apollo SVF Management GP, LLC · CIK 0001456422 · 10% owner Apollo SVF Management, L.P. · CIK 0001374205 · 10% owner APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP · CIK 0001445269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 4,391,753 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: At a special meeting of the shareholders held on January 4, 2017, the Issuer's shareholders approved the issuance of up to 27,061,856 shares of the Issuer's common stock upon the conversion of shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock"), which were purchased by the Reporting Person and certain other investors in certain private placement transactions. As a result of such shareholder approval, each share of Series A Preferred Stock held by the Reporting Person automatically and mandatorily converted into one share of the Issuer's common stock. F1 · price: At a special meeting of the shareholders held on January 4, 2017, the Issuer's shareholders approved the issuance of up to 27,061,856 shares of the Issuer's common stock upon the conversion of shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock"), which were purchased by the Reporting Person and certain other investors in certain private placement transactions. As a result of such shareholder approval, each share of Series A Preferred Stock held by the Reporting Person automatically and mandatorily converted into one share of the Issuer's common stock. F1 · derivative.exercise_date: At a special meeting of the shareholders held on January 4, 2017, the Issuer's shareholders approved the issuance of up to 27,061,856 shares of the Issuer's common stock upon the conversion of shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock"), which were purchased by the Reporting Person and certain other investors in certain private placement transactions. As a result of such shareholder approval, each share of Series A Preferred Stock held by the Reporting Person automatically and mandatorily converted into one share of the Issuer's common stock. F1 · derivative.expiration_date: At a special meeting of the shareholders held on January 4, 2017, the Issuer's shareholders approved the issuance of up to 27,061,856 shares of the Issuer's common stock upon the conversion of shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock"), which were purchased by the Reporting Person and certain other investors in certain private placement transactions. As a result of such shareholder approval, each share of Series A Preferred Stock held by the Reporting Person automatically and mandatorily converted into one share of the Issuer's common stock. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 18:43 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Capital Management GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Principal Holdings II GP, LLC10% owner
Apollo SVF Management GP, LLC10% owner
Apollo SVF Management, L.P.10% owner
|
ConversionCommon Stock | 4,391,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-001270 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Apollo SVF Management GP, LLC · CIK 0001456422 · 10% owner Apollo SVF Management, L.P. · CIK 0001374205 · 10% owner APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP · CIK 0001445269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,415,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: At a special meeting of the shareholders held on January 4, 2017, the Issuer's shareholders approved the issuance of up to 27,061,856 shares of the Issuer's common stock upon the conversion of shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock"), which were purchased by the Reporting Person and certain other investors in certain private placement transactions. As a result of such shareholder approval, each share of Series A Preferred Stock held by the Reporting Person automatically and mandatorily converted into one share of the Issuer's common stock. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:19 UTC |
Strategic Value Partners, LLCDirector · 10% owner
SVP Special Situations II LLCDirector · 10% owner
SVP Special Situations III LLCDirector · 10% owner
SVP Special Situations III-A LLCDirector · 10% owner
Khosla VictorDirector · 10% owner
|
ConversionSeries A Conv. Preferred Stock, par value $0.01 per share · Derivative | 708,485 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-001239 · a4.xml · derivative · entry 8 Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner SVP Special Situations II LLC · CIK 0001614276 · Director · 10% owner SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner Khosla Victor · CIK 0001473996 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 708,485 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F1 · price: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F1 · derivative.exercise_date: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F1 · derivative.expiration_date: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F2 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below. F3 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest. F7 · ownership.nature: Held directly by Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:19 UTC |
Strategic Value Partners, LLCDirector · 10% owner
SVP Special Situations II LLCDirector · 10% owner
SVP Special Situations III LLCDirector · 10% owner
SVP Special Situations III-A LLCDirector · 10% owner
Khosla VictorDirector · 10% owner
|
ConversionSeries A Conv. Preferred Stock, par value $0.01 per share · Derivative | 2,492,729 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-001239 · a4.xml · derivative · entry 7 Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner SVP Special Situations II LLC · CIK 0001614276 · Director · 10% owner SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner Khosla Victor · CIK 0001473996 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 2,492,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F1 · price: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F1 · derivative.exercise_date: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F1 · derivative.expiration_date: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F2 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below. F3 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest. F6 · ownership.nature: Held directly by Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:19 UTC |
Strategic Value Partners, LLCDirector · 10% owner
SVP Special Situations II LLCDirector · 10% owner
SVP Special Situations III LLCDirector · 10% owner
SVP Special Situations III-A LLCDirector · 10% owner
Khosla VictorDirector · 10% owner
|
ConversionSeries A Conv. Preferred Stock, par value $0.01 per share · Derivative | 2,885,433 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-001239 · a4.xml · derivative · entry 6 Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner SVP Special Situations II LLC · CIK 0001614276 · Director · 10% owner SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner Khosla Victor · CIK 0001473996 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 2,885,433 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F1 · price: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F1 · derivative.exercise_date: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F1 · derivative.expiration_date: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F2 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below. F3 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest. F5 · ownership.nature: Held directly by Strategic Value Special Situations Master Fund II, L.P., a Cayman Islands exempted limited partnership. Special Situations II is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund II, L.P. Strategic Value Partners is the managing member of Special Situations II. Strategic Value Partners and Special Situations II are both indirectly majority owned and controlled by Mr. Khosla. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:19 UTC |
Strategic Value Partners, LLCDirector · 10% owner
SVP Special Situations II LLCDirector · 10% owner
SVP Special Situations III LLCDirector · 10% owner
SVP Special Situations III-A LLCDirector · 10% owner
Khosla VictorDirector · 10% owner
|
ConversionSeries A Conv. Preferred Stock, par value $0.01 per share · Derivative | 2,815,415 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-001239 · a4.xml · derivative · entry 5 Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner SVP Special Situations II LLC · CIK 0001614276 · Director · 10% owner SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner Khosla Victor · CIK 0001473996 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 2,815,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F1 · price: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F1 · derivative.exercise_date: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F1 · derivative.expiration_date: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F2 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below. F3 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest. F4 · ownership.nature: Held directly by Strategic Value Master Fund, Ltd., a Cayman Islands exempted company. Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:19 UTC |
Strategic Value Partners, LLCDirector · 10% owner
SVP Special Situations II LLCDirector · 10% owner
SVP Special Situations III LLCDirector · 10% owner
SVP Special Situations III-A LLCDirector · 10% owner
Khosla VictorDirector · 10% owner
|
ConversionCommon Stock | 708,485 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-001239 · a4.xml · nonDerivative · entry 4 Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner SVP Special Situations II LLC · CIK 0001614276 · Director · 10% owner SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner Khosla Victor · CIK 0001473996 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 809,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F2 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below. F3 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest. F7 · ownership.nature: Held directly by Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:19 UTC |
Strategic Value Partners, LLCDirector · 10% owner
SVP Special Situations II LLCDirector · 10% owner
SVP Special Situations III LLCDirector · 10% owner
SVP Special Situations III-A LLCDirector · 10% owner
Khosla VictorDirector · 10% owner
|
ConversionCommon Stock | 2,492,729 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-001239 · a4.xml · nonDerivative · entry 3 Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner SVP Special Situations II LLC · CIK 0001614276 · Director · 10% owner SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner Khosla Victor · CIK 0001473996 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,846,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F2 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below. F3 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest. F6 · ownership.nature: Held directly by Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:19 UTC |
Strategic Value Partners, LLCDirector · 10% owner
SVP Special Situations II LLCDirector · 10% owner
SVP Special Situations III LLCDirector · 10% owner
SVP Special Situations III-A LLCDirector · 10% owner
Khosla VictorDirector · 10% owner
|
ConversionCommon Stock | 2,885,433 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-001239 · a4.xml · nonDerivative · entry 2 Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner SVP Special Situations II LLC · CIK 0001614276 · Director · 10% owner SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner Khosla Victor · CIK 0001473996 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,294,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F2 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below. F3 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest. F5 · ownership.nature: Held directly by Strategic Value Special Situations Master Fund II, L.P., a Cayman Islands exempted limited partnership. Special Situations II is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund II, L.P. Strategic Value Partners is the managing member of Special Situations II. Strategic Value Partners and Special Situations II are both indirectly majority owned and controlled by Mr. Khosla. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:19 UTC |
Strategic Value Partners, LLCDirector · 10% owner
SVP Special Situations II LLCDirector · 10% owner
SVP Special Situations III LLCDirector · 10% owner
SVP Special Situations III-A LLCDirector · 10% owner
Khosla VictorDirector · 10% owner
|
ConversionCommon Stock | 2,815,415 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-001239 · a4.xml · nonDerivative · entry 1 Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner SVP Special Situations II LLC · CIK 0001614276 · Director · 10% owner SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner Khosla Victor · CIK 0001473996 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,214,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 4, 2017, shares of the Issuer's Series A Preferred Stock (the "Preferred Shares") automatically converted into shares of Common Stock at a ratio of one share of Common Stock for each Preferred Share, following the approval by the Issuer's stockholders to issue shares of Common Stock upon conversion of the Preferred Shares. F2 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below. F3 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest. F4 · ownership.nature: Held directly by Strategic Value Master Fund, Ltd., a Cayman Islands exempted company. Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:58 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.10% owner
|
ConversionSeries A Preferred Stock · Derivative | 27,514 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0000902664-17-000058 · p16-2338form4.xml · derivative · entry 12 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 27,514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F1 · derivative.expiration_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F7 · ownership.nature: These shares of Common Stock are held by Centerbridge Capital Partners SBS II (Cayman) L.P. ("Capital Partners SBS II" and, together with Credit Partners, Credit Partners Master, Special Credit Partners II, Special Credit Partners II AIV and Capital Partners II, the "Centerbridge Funds"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:58 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.10% owner
|
ConversionSeries A Preferred Stock · Derivative | 3,758,248 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0000902664-17-000058 · p16-2338form4.xml · derivative · entry 11 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 3,758,248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F1 · derivative.expiration_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F6 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Capital Partners II (Cayman) L.P. ("Capital Partners II"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:58 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.10% owner
|
ConversionSeries A Preferred Stock · Derivative | 1,144,768 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0000902664-17-000058 · p16-2338form4.xml · derivative · entry 10 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,144,768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F1 · derivative.expiration_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F5 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:58 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.10% owner
|
ConversionSeries A Preferred Stock · Derivative | 2,078,493 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0000902664-17-000058 · p16-2338form4.xml · derivative · entry 9 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 2,078,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F1 · derivative.expiration_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F4 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Credit Partners Master, L.P. ("Credit Partners Master"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:58 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.10% owner
|
ConversionSeries A Preferred Stock · Derivative | 189,258 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0000902664-17-000058 · p16-2338form4.xml · derivative · entry 8 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 189,258 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F1 · derivative.expiration_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F3 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Special Credit Partners II, L.P. ("Special Credit Partners II"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:58 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.10% owner
|
ConversionSeries A Convertible Pfd Stock ("Series A Preferred Stock") · Derivative | 932,647 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0000902664-17-000058 · p16-2338form4.xml · derivative · entry 7 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 932,647 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F1 · derivative.expiration_date: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F2 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. ("Special Credit Partners II"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:58 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.10% owner
|
ConversionCommon Stock | 27,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-17-000058 · p16-2338form4.xml · nonDerivative · entry 6 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 35,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F7 · ownership.nature: These shares of Common Stock are held by Centerbridge Capital Partners SBS II (Cayman) L.P. ("Capital Partners SBS II" and, together with Credit Partners, Credit Partners Master, Special Credit Partners II, Special Credit Partners II AIV and Capital Partners II, the "Centerbridge Funds"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:58 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.10% owner
|
ConversionCommon Stock | 3,758,248 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-17-000058 · p16-2338form4.xml · nonDerivative · entry 5 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,810,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F6 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Capital Partners II (Cayman) L.P. ("Capital Partners II"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:58 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.10% owner
|
ConversionCommon Stock | 1,144,768 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-17-000058 · p16-2338form4.xml · nonDerivative · entry 4 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,465,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F5 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:58 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.10% owner
|
ConversionCommon Stock | 2,078,493 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-17-000058 · p16-2338form4.xml · nonDerivative · entry 3 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,660,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F4 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Credit Partners Master, L.P. ("Credit Partners Master"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:58 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.10% owner
|
ConversionCommon Stock | 189,258 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-17-000058 · p16-2338form4.xml · nonDerivative · entry 2 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 242,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F3 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Special Credit Partners II, L.P. ("Special Credit Partners II"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:58 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.10% owner
|
ConversionCommon Stock, par value $0.01 per share ("Common Stock") | 932,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-17-000058 · p16-2338form4.xml · nonDerivative · entry 1 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,193,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Series A Preferred Stock automatically, without any action by the holder of the Series A Preferred Stock, converted into Common Stock as of the close of business on January 4, 2017, the date on which Genco Shipping & Trading Limited, a Marshall Islands corporation ("Genco") obtained the approval of its stockholders of the proposals to issue Common Stock upon conversion of the Series A Preferred Stock for purposes of Rule 312 of the NYSE Listed Company Manual. F2 · ownership.nature: These shares of Series A Preferred Stock are held by Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. ("Special Credit Partners II"). F8 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F9 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F10 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F11 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F12 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:28 UTC |
WOBENSMITH JOHN CPresident and Secretary
|
ConversionSeries A Convertible Preferred Stock, par value $0.01 per sh · Derivative | 20,617 | $4.85 Strike: $4.85 | $99,992.45 |
DisclosureSEC source: 0001140361-17-001045 · form4.xml · derivative · entry 2 WOBENSMITH JOHN C · CIK 0001333673 · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,617 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Shares of Series A Convertible Preferred Stock (the "Preferred Shares") automatically, without any action by the holder, convert into shares of the issuer's common stock as of the close of business on the date on which the issuer obtains the approval of its stockholders to issue shares of common stock upon conversion of the Preferred Shares. Such approval and conversion occurred on January 4, 2017. F2 · derivative.expiration_date: Shares of Series A Convertible Preferred Stock (the "Preferred Shares") automatically, without any action by the holder, convert into shares of the issuer's common stock as of the close of business on the date on which the issuer obtains the approval of its stockholders to issue shares of common stock upon conversion of the Preferred Shares. Such approval and conversion occurred on January 4, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.