TapewireFind a company

organization · Reporting owner

SVP Special Situations III-A LLC

Disclosed activity across 7 companies

Tapewire entity
88653
SEC CIK
0001614275

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Chaparral Energy, Inc.CHAP · Entity 14819810% ownerJuly 17, 2019July 19, 2019
SUNEDISON, INC.NONE · Entity 17045510% ownerDecember 29, 2017January 08, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Chaparral Energy, Inc.

Report date July 17, 2019 · Filed July 19, 2019

Jointly reported with Strategic Value Partners, LLC, SVP Special Situations III LLC, SVP Special Situations IV LLC, Khosla Victor

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnotes7,688,203 Reported balance After 2019-07-17 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2019-07-17 · Purchase · Acquired 516,308 · Balance 7,688,203

F1: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund III, L.P., Strategic Value Special Situations Master Fund IV, L.P., and Strategic Value Opportunities Fund, L.P. (together, the "Funds"), and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV"), and SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Chaparral Energy, Inc. (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F5: Held directly by Strategic Value Special Situations Master Fund IV, L.P., a Cayman Islands exempted limited partnership. Special Situations IV is the investment manager of, and exercises discretion over Strategic Value Special Situations Master Fund IV, L.P. Each of Strategic Value Special Situations Fund IV, L.P., a Delaware limited partnership, and Strategic Value Special Situations Offshore Fund IV, L.P., a Cayman Islands exempted limited partnership, holds limited partnership interests in Strategic Value Special Situations Master Fund IV, L.P. Strategic Value Partners is the managing member of Special Situations IV. Strategic Value Partners and Special Situations IV are both indirectly majority owned and controlled by Mr. Khosla.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnotes7,712,110 Reported balance After 2019-07-17 transaction · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · 2019-07-17 · Purchase · Acquired 23,907 · Balance 7,712,110

F1: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund III, L.P., Strategic Value Special Situations Master Fund IV, L.P., and Strategic Value Opportunities Fund, L.P. (together, the "Funds"), and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV"), and SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Chaparral Energy, Inc. (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F5: Held directly by Strategic Value Special Situations Master Fund IV, L.P., a Cayman Islands exempted limited partnership. Special Situations IV is the investment manager of, and exercises discretion over Strategic Value Special Situations Master Fund IV, L.P. Each of Strategic Value Special Situations Fund IV, L.P., a Delaware limited partnership, and Strategic Value Special Situations Offshore Fund IV, L.P., a Cayman Islands exempted limited partnership, holds limited partnership interests in Strategic Value Special Situations Master Fund IV, L.P. Strategic Value Partners is the managing member of Special Situations IV. Strategic Value Partners and Special Situations IV are both indirectly majority owned and controlled by Mr. Khosla.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnotes3,447,877 Reported balance After 2019-07-17 transaction · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · 2019-07-17 · Purchase · Acquired 231,545 · Balance 3,447,877

F1: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund III, L.P., Strategic Value Special Situations Master Fund IV, L.P., and Strategic Value Opportunities Fund, L.P. (together, the "Funds"), and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV"), and SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Chaparral Energy, Inc. (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F6: Held directly by Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Opportunities Feeder Fund, Ltd. holds limited partnership interests in Strategic Value Opportunities Fund, L.P. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnotes3,458,599 Reported balance After 2019-07-17 transaction · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · 2019-07-17 · Purchase · Acquired 10,722 · Balance 3,458,599

F1: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund III, L.P., Strategic Value Special Situations Master Fund IV, L.P., and Strategic Value Opportunities Fund, L.P. (together, the "Funds"), and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV"), and SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Chaparral Energy, Inc. (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F6: Held directly by Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Opportunities Feeder Fund, Ltd. holds limited partnership interests in Strategic Value Opportunities Fund, L.P. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnotes1,399,807 Reported balance Holding disclosure · report date 2019-07-17 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,399,807

F1: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund III, L.P., Strategic Value Special Situations Master Fund IV, L.P., and Strategic Value Opportunities Fund, L.P. (together, the "Funds"), and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV"), and SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Chaparral Energy, Inc. (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F3: Held directly by Strategic Value Master Fund, Ltd., a Cayman Islands exempted company. Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnotes1,331,851 Reported balance Holding disclosure · report date 2019-07-17 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,331,851

F1: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund III, L.P., Strategic Value Special Situations Master Fund IV, L.P., and Strategic Value Opportunities Fund, L.P. (together, the "Funds"), and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV"), and SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Chaparral Energy, Inc. (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F4: Held directly by Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P. Each of Strategic Value Special Situations Fund III, L.P., a Delaware limited partnership, and Strategic Value Special Situations Offshore Fund III, L.P., a Cayman Islands exempted limited partnership, holds limited partnership interests in Strategic Value Special Situations Master Fund III, L.P. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund III, L.P., Strategic Value Special Situations Master Fund IV, L.P., and Strategic Value Opportunities Fund, L.P. (together, the "Funds"), and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV"), and SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Chaparral Energy, Inc. (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F3: Held directly by Strategic Value Master Fund, Ltd., a Cayman Islands exempted company. Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

F4: Held directly by Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P. Each of Strategic Value Special Situations Fund III, L.P., a Delaware limited partnership, and Strategic Value Special Situations Offshore Fund III, L.P., a Cayman Islands exempted limited partnership, holds limited partnership interests in Strategic Value Special Situations Master Fund III, L.P. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

F5: Held directly by Strategic Value Special Situations Master Fund IV, L.P., a Cayman Islands exempted limited partnership. Special Situations IV is the investment manager of, and exercises discretion over Strategic Value Special Situations Master Fund IV, L.P. Each of Strategic Value Special Situations Fund IV, L.P., a Delaware limited partnership, and Strategic Value Special Situations Offshore Fund IV, L.P., a Cayman Islands exempted limited partnership, holds limited partnership interests in Strategic Value Special Situations Master Fund IV, L.P. Strategic Value Partners is the managing member of Special Situations IV. Strategic Value Partners and Special Situations IV are both indirectly majority owned and controlled by Mr. Khosla.

F6: Held directly by Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Opportunities Feeder Fund, Ltd. holds limited partnership interests in Strategic Value Opportunities Fund, L.P. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes4,465,021 Reported balance Holding disclosure · report date 2017-12-29 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 4,465,021

F1: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund III, L.P., Strategic Value Special Situations Master Fund IV, L.P. and Strategic Value Opportunities Fund, L.P. (together, the "Funds"), and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III, Special Situations IV and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 3 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock of SunEdison, Inc. (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F3: Held directly by Strategic Value Master Fund, Ltd., a Cayman Islands exempted company. Strategic Value Partners is the investment manager of, and exercises investment discretion over, Strategic Value Master Fund, Ltd. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes4,459,000 Reported balance Holding disclosure · report date 2017-12-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,459,000

F1: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund III, L.P., Strategic Value Special Situations Master Fund IV, L.P. and Strategic Value Opportunities Fund, L.P. (together, the "Funds"), and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III, Special Situations IV and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 3 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock of SunEdison, Inc. (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F4: Held directly by Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes631,428 Reported balance Holding disclosure · report date 2017-12-29 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 631,428

F1: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund III, L.P., Strategic Value Special Situations Master Fund IV, L.P. and Strategic Value Opportunities Fund, L.P. (together, the "Funds"), and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III, Special Situations IV and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 3 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock of SunEdison, Inc. (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F5: Held directly by Strategic Value Special Situations Master Fund IV, L.P., a Cayman Islands exempted limited partnership. Special Situations IV is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund IV, L.P. Strategic Value Partners is the managing member of Special Situations IV. Strategic Value Partners and Special Situations IV are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes2,157,775 Reported balance Holding disclosure · report date 2017-12-29 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 2,157,775

F1: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund III, L.P., Strategic Value Special Situations Master Fund IV, L.P. and Strategic Value Opportunities Fund, L.P. (together, the "Funds"), and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III, Special Situations IV and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 3 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock of SunEdison, Inc. (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F6: Held directly by Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund III, L.P., Strategic Value Special Situations Master Fund IV, L.P. and Strategic Value Opportunities Fund, L.P. (together, the "Funds"), and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III, Special Situations IV and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 3 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock of SunEdison, Inc. (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F3: Held directly by Strategic Value Master Fund, Ltd., a Cayman Islands exempted company. Strategic Value Partners is the investment manager of, and exercises investment discretion over, Strategic Value Master Fund, Ltd. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

F4: Held directly by Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

F5: Held directly by Strategic Value Special Situations Master Fund IV, L.P., a Cayman Islands exempted limited partnership. Special Situations IV is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund IV, L.P. Strategic Value Partners is the managing member of Special Situations IV. Strategic Value Partners and Special Situations IV are both indirectly majority owned and controlled by Mr. Khosla.

F6: Held directly by Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2024-07-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes398,913 Reported balance After 2024-07-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-07-29 · Sale · Disposed 5,120 · Balance 398,913

F1: Held directly by Strategic Value Capital Solutions Offshore Fund, L.P. SVP Capital Solutions LLC is the investment manager of Strategic Value Capital Solutions Offshore Fund, L.P.

F11: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectSee footnotes34,385 Reported balance After 2024-07-29 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2024-07-29 · Sale · Disposed 441 · Balance 34,385

F2: Held directly by Strategic Value Sullivan Offshore Fund, L.P. (Series 1). SVP Capital Solutions LLC is the investment manager of Strategic Value Sullivan Offshore Fund, L.P. (Series 1).

F11: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectSee footnotes135,273 Reported balance After 2024-07-29 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2024-07-29 · Sale · Disposed 1,736 · Balance 135,273

F3: Held directly by Strategic Value Capital Solutions Fund, L.P. SVP Capital Solutions LLC is the investment manager of Strategic Value Capital Solutions Fund, L.P.

F11: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectSee footnotes287,279 Reported balance After 2024-07-29 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2024-07-29 · Sale · Disposed 3,687 · Balance 287,279

F4: Held directly by Strategic Value Special Situations Fund IV, L.P. SVP Special Situations IV LLC is the investment manager of Strategic Value Special Situations Fund IV, L.P.

F11: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectSee footnotes730,683 Reported balance After 2024-07-29 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2024-07-29 · Sale · Disposed 9,378 · Balance 730,683

F5: Held directly by Strategic Value Special Situations Offshore Fund IV, L.P. SVP Special Situations IV LLC is the investment manager of Strategic Value Special Situations Offshore Fund IV, L.P.

F11: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectSee footnotes478,341 Reported balance After 2024-07-29 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2024-07-29 · Sale · Disposed 6,140 · Balance 478,341

F6: Held directly by Strategic Value Special Situations Fund V, L.P. SVP Special Situations V LLC is the investment manager of Strategic Value Special Situations Fund V, L.P.

F11: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectSee footnotes827,268 Reported balance After 2024-07-29 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2024-07-29 · Sale · Disposed 10,619 · Balance 827,268

F7: Held directly by Strategic Value Special Situations Offshore Fund V, L.P. SVP Special Situations V LLC is the investment manager of Strategic Value Special Situations Offshore Fund V, L.P.

F11: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectSee footnotes12,993 Reported balance After 2024-07-29 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2024-07-29 · Sale · Disposed 167 · Balance 12,993

F8: Held directly by Strategic Value Sullivan Offshore Fund, L.P. (Series 2). SVP Special Situations V LLC is the investment manager of Strategic Value Sullivan Offshore Fund, L.P. (Series 2).

F11: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectSee footnotes125,228 Reported balance After 2024-07-29 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2024-07-29 · Sale · Disposed 1,607 · Balance 125,228

F9: Held directly by Strategic Value Excelsior Fund, L.P. SVP Excelsior Management, LLC is the investment manager of Strategic Value Excelsior Fund, L.P.

F11: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectSee footnotes127,617 Reported balance After 2024-07-29 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2024-07-29 · Sale · Disposed 1,608 · Balance 127,617

F10: Held directly by Strategic Value Opportunities Fund, L.P. SVP Special Situations III-A LLC is the investment manager of Strategic Value Opportunities Fund, L.P.

F11: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Held directly by Strategic Value Capital Solutions Offshore Fund, L.P. SVP Capital Solutions LLC is the investment manager of Strategic Value Capital Solutions Offshore Fund, L.P.

F2: Held directly by Strategic Value Sullivan Offshore Fund, L.P. (Series 1). SVP Capital Solutions LLC is the investment manager of Strategic Value Sullivan Offshore Fund, L.P. (Series 1).

F3: Held directly by Strategic Value Capital Solutions Fund, L.P. SVP Capital Solutions LLC is the investment manager of Strategic Value Capital Solutions Fund, L.P.

F4: Held directly by Strategic Value Special Situations Fund IV, L.P. SVP Special Situations IV LLC is the investment manager of Strategic Value Special Situations Fund IV, L.P.

F5: Held directly by Strategic Value Special Situations Offshore Fund IV, L.P. SVP Special Situations IV LLC is the investment manager of Strategic Value Special Situations Offshore Fund IV, L.P.

F6: Held directly by Strategic Value Special Situations Fund V, L.P. SVP Special Situations V LLC is the investment manager of Strategic Value Special Situations Fund V, L.P.

F7: Held directly by Strategic Value Special Situations Offshore Fund V, L.P. SVP Special Situations V LLC is the investment manager of Strategic Value Special Situations Offshore Fund V, L.P.

F8: Held directly by Strategic Value Sullivan Offshore Fund, L.P. (Series 2). SVP Special Situations V LLC is the investment manager of Strategic Value Sullivan Offshore Fund, L.P. (Series 2).

F9: Held directly by Strategic Value Excelsior Fund, L.P. SVP Excelsior Management, LLC is the investment manager of Strategic Value Excelsior Fund, L.P.

F10: Held directly by Strategic Value Opportunities Fund, L.P. SVP Special Situations III-A LLC is the investment manager of Strategic Value Opportunities Fund, L.P.

F11: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

GENCO SHIPPING & TRADING LTD

Report date January 08, 2021 · Filed January 13, 2021

Jointly reported with Strategic Value Partners, LLC, SVP Special Situations II LLC, SVP Special Situations III LLC, Khosla Victor

Section 16 reporting ended · disclosed 2021-01-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes2,043,868 Reported balance After 2021-01-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-01-08 · Sale · Disposed 251,571 · Balance 2,043,868

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F5: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F6: Held directly by Strategic Value Master Fund, Ltd., a Cayman Islands exempted company. Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes2,094,698 Reported balance After 2021-01-08 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-01-08 · Sale · Disposed 257,827 · Balance 2,094,698

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F5: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F7: Held directly by Strategic Value Special Situations Master Fund II, L.P., a Cayman Islands exempted limited partnership. Special Situations II is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund II, L.P. Strategic Value Partners is the managing member of Special Situations II. Strategic Value Partners and Special Situations II are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes1,809,612 Reported balance After 2021-01-08 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-01-08 · Sale · Disposed 222,737 · Balance 1,809,612

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F5: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F8: Held directly by Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes514,329 Reported balance After 2021-01-08 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2021-01-08 · Sale · Disposed 63,306 · Balance 514,329

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F5: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F9: Held directly by Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes1,792,297 Reported balance After 2021-01-11 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2021-01-11 · Sale · Disposed 538,575 · Balance 1,792,297

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.25 to $8.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F5: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F6: Held directly by Strategic Value Master Fund, Ltd., a Cayman Islands exempted company. Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes1,836,871 Reported balance After 2021-01-11 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2021-01-11 · Sale · Disposed 551,969 · Balance 1,836,871

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.25 to $8.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F5: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F7: Held directly by Strategic Value Special Situations Master Fund II, L.P., a Cayman Islands exempted limited partnership. Special Situations II is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund II, L.P. Strategic Value Partners is the managing member of Special Situations II. Strategic Value Partners and Special Situations II are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes1,586,875 Reported balance After 2021-01-11 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2021-01-11 · Sale · Disposed 476,847 · Balance 1,586,875

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.25 to $8.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F5: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F8: Held directly by Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes451,023 Reported balance After 2021-01-11 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2021-01-11 · Sale · Disposed 135,530 · Balance 451,023

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.25 to $8.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F5: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F9: Held directly by Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes399,559 Reported balance After 2021-01-12 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2021-01-12 · Sale · Disposed 1,392,738 · Balance 399,559

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.05 to $8.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F5: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F6: Held directly by Strategic Value Master Fund, Ltd., a Cayman Islands exempted company. Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes409,496 Reported balance After 2021-01-12 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2021-01-12 · Sale · Disposed 1,427,375 · Balance 409,496

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.05 to $8.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F5: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F7: Held directly by Strategic Value Special Situations Master Fund II, L.P., a Cayman Islands exempted limited partnership. Special Situations II is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund II, L.P. Strategic Value Partners is the managing member of Special Situations II. Strategic Value Partners and Special Situations II are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes353,764 Reported balance After 2021-01-12 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2021-01-12 · Sale · Disposed 1,233,111 · Balance 353,764

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.05 to $8.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F5: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F8: Held directly by Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes100,547 Reported balance After 2021-01-12 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2021-01-12 · Sale · Disposed 350,476 · Balance 100,547

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.05 to $8.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F5: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F9: Held directly by Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.25 to $8.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.05 to $8.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F5: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F6: Held directly by Strategic Value Master Fund, Ltd., a Cayman Islands exempted company. Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

F7: Held directly by Strategic Value Special Situations Master Fund II, L.P., a Cayman Islands exempted limited partnership. Special Situations II is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund II, L.P. Strategic Value Partners is the managing member of Special Situations II. Strategic Value Partners and Special Situations II are both indirectly majority owned and controlled by Mr. Khosla.

F8: Held directly by Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

F9: Held directly by Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

PACIFIC DRILLING S.A.

Report date June 08, 2020 · Filed June 10, 2020

Jointly reported with Strategic Value Partners, LLC, SVP Special Situations III LLC, SVP Special Situations IV LLC, Khosla Victor

Section 16 reporting ended · disclosed 2020-06-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes4,733,015 Reported balance After 2020-06-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-06-08 · Sale · Disposed 1,471,582 · Balance 4,733,015

F1: The reported securities are held directly by Rathgar, S.a.r.l., Yellow Sapphire, S.a.r.l., Queens Gate, S.a.r.l. and Kings Forest, S.a.r.l. (together, the "Funds") and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV") and SVP Special Situations III-A LLC ("Special Situations III-A"), each as an investment manager, and Victor Khosla ("Mr. Khosla" and, together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Pacific Drilling S.A. The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F3: Held directly by Rathgar, S.a.r.l., a Luxembourg limited liability company. Special Situations IV is the investment manager of, and exercises discretion over Strategic Value Special Situations Master Fund IV, LP, a Cayman Islands exempted limited partnership, which has an ownership interest in Ranelagh, S.a.r.l., a Luxembourg limited liability company, which has an ownership interest in Rathgar, S.a.r.l. Strategic Value Partners is the managing member of Special Situations IV. Strategic Value Partners and Special Situations IV are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes4,303,786 Reported balance After 2020-06-08 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-06-08 · Sale · Disposed 1,338,125 · Balance 4,303,786

F1: The reported securities are held directly by Rathgar, S.a.r.l., Yellow Sapphire, S.a.r.l., Queens Gate, S.a.r.l. and Kings Forest, S.a.r.l. (together, the "Funds") and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV") and SVP Special Situations III-A LLC ("Special Situations III-A"), each as an investment manager, and Victor Khosla ("Mr. Khosla" and, together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Pacific Drilling S.A. The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F4: Held directly by Yellow Sapphire, S.a.r.l., a Luxembourg limited liability company. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, LP, a Cayman Islands exempted limited partnership, which has an ownership interest in Blue Sapphire, S.a.r.l., a Luxembourg limited liability company, which has an ownership interest in Yellow Sapphire, S.a.r.l. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes4,186,709 Reported balance After 2020-06-08 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2020-06-08 · Sale · Disposed 1,301,724 · Balance 4,186,709

F1: The reported securities are held directly by Rathgar, S.a.r.l., Yellow Sapphire, S.a.r.l., Queens Gate, S.a.r.l. and Kings Forest, S.a.r.l. (together, the "Funds") and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV") and SVP Special Situations III-A LLC ("Special Situations III-A"), each as an investment manager, and Victor Khosla ("Mr. Khosla" and, together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Pacific Drilling S.A. The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F5: Held directly by Queens Gate, S.a.r.l., a Luxembourg limited liability company. Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd., a Cayman Islands exempted company, which has an ownership interest in Field Point (Europe) II, LLC, a Delaware limited liability company, which has an ownership interest in Field Point IV, S.a.r.l., a Luxembourg limited liability company, which has an ownership interest in Queens Gate, S.a.r.l. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes2,022,688 Reported balance After 2020-06-08 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2020-06-08 · Sale · Disposed 628,890 · Balance 2,022,688

F1: The reported securities are held directly by Rathgar, S.a.r.l., Yellow Sapphire, S.a.r.l., Queens Gate, S.a.r.l. and Kings Forest, S.a.r.l. (together, the "Funds") and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV") and SVP Special Situations III-A LLC ("Special Situations III-A"), each as an investment manager, and Victor Khosla ("Mr. Khosla" and, together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Pacific Drilling S.A. The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F6: Held directly by Kings Forest, S.a.r.l., a Luxembourg limited liability company. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, LP, a Cayman Islands exempted limited partnership, which has an ownership interest in Kings Valley, S.a.r.l., a Luxembourg limited liability company, which has an ownership interest in Kings Forest, S.a.r.l. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes2,708,451 Reported balance After 2020-06-09 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2020-06-09 · Sale · Disposed 2,024,564 · Balance 2,708,451

F1: The reported securities are held directly by Rathgar, S.a.r.l., Yellow Sapphire, S.a.r.l., Queens Gate, S.a.r.l. and Kings Forest, S.a.r.l. (together, the "Funds") and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV") and SVP Special Situations III-A LLC ("Special Situations III-A"), each as an investment manager, and Victor Khosla ("Mr. Khosla" and, together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Pacific Drilling S.A. The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F3: Held directly by Rathgar, S.a.r.l., a Luxembourg limited liability company. Special Situations IV is the investment manager of, and exercises discretion over Strategic Value Special Situations Master Fund IV, LP, a Cayman Islands exempted limited partnership, which has an ownership interest in Ranelagh, S.a.r.l., a Luxembourg limited liability company, which has an ownership interest in Rathgar, S.a.r.l. Strategic Value Partners is the managing member of Special Situations IV. Strategic Value Partners and Special Situations IV are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes2,462,827 Reported balance After 2020-06-09 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2020-06-09 · Sale · Disposed 1,840,959 · Balance 2,462,827

F1: The reported securities are held directly by Rathgar, S.a.r.l., Yellow Sapphire, S.a.r.l., Queens Gate, S.a.r.l. and Kings Forest, S.a.r.l. (together, the "Funds") and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV") and SVP Special Situations III-A LLC ("Special Situations III-A"), each as an investment manager, and Victor Khosla ("Mr. Khosla" and, together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Pacific Drilling S.A. The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F4: Held directly by Yellow Sapphire, S.a.r.l., a Luxembourg limited liability company. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, LP, a Cayman Islands exempted limited partnership, which has an ownership interest in Blue Sapphire, S.a.r.l., a Luxembourg limited liability company, which has an ownership interest in Yellow Sapphire, S.a.r.l. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes2,395,830 Reported balance After 2020-06-09 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2020-06-09 · Sale · Disposed 1,790,879 · Balance 2,395,830

F1: The reported securities are held directly by Rathgar, S.a.r.l., Yellow Sapphire, S.a.r.l., Queens Gate, S.a.r.l. and Kings Forest, S.a.r.l. (together, the "Funds") and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV") and SVP Special Situations III-A LLC ("Special Situations III-A"), each as an investment manager, and Victor Khosla ("Mr. Khosla" and, together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Pacific Drilling S.A. The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F5: Held directly by Queens Gate, S.a.r.l., a Luxembourg limited liability company. Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd., a Cayman Islands exempted company, which has an ownership interest in Field Point (Europe) II, LLC, a Delaware limited liability company, which has an ownership interest in Field Point IV, S.a.r.l., a Luxembourg limited liability company, which has an ownership interest in Queens Gate, S.a.r.l. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes1,157,476 Reported balance After 2020-06-09 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2020-06-09 · Sale · Disposed 865,212 · Balance 1,157,476

F1: The reported securities are held directly by Rathgar, S.a.r.l., Yellow Sapphire, S.a.r.l., Queens Gate, S.a.r.l. and Kings Forest, S.a.r.l. (together, the "Funds") and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV") and SVP Special Situations III-A LLC ("Special Situations III-A"), each as an investment manager, and Victor Khosla ("Mr. Khosla" and, together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Pacific Drilling S.A. The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F6: Held directly by Kings Forest, S.a.r.l., a Luxembourg limited liability company. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, LP, a Cayman Islands exempted limited partnership, which has an ownership interest in Kings Valley, S.a.r.l., a Luxembourg limited liability company, which has an ownership interest in Kings Forest, S.a.r.l. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2020-06-10 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2020-06-10 · Sale · Disposed 2,708,451 · Balance 0

F1: The reported securities are held directly by Rathgar, S.a.r.l., Yellow Sapphire, S.a.r.l., Queens Gate, S.a.r.l. and Kings Forest, S.a.r.l. (together, the "Funds") and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV") and SVP Special Situations III-A LLC ("Special Situations III-A"), each as an investment manager, and Victor Khosla ("Mr. Khosla" and, together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Pacific Drilling S.A. The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F3: Held directly by Rathgar, S.a.r.l., a Luxembourg limited liability company. Special Situations IV is the investment manager of, and exercises discretion over Strategic Value Special Situations Master Fund IV, LP, a Cayman Islands exempted limited partnership, which has an ownership interest in Ranelagh, S.a.r.l., a Luxembourg limited liability company, which has an ownership interest in Rathgar, S.a.r.l. Strategic Value Partners is the managing member of Special Situations IV. Strategic Value Partners and Special Situations IV are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2020-06-10 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2020-06-10 · Sale · Disposed 2,462,827 · Balance 0

F1: The reported securities are held directly by Rathgar, S.a.r.l., Yellow Sapphire, S.a.r.l., Queens Gate, S.a.r.l. and Kings Forest, S.a.r.l. (together, the "Funds") and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV") and SVP Special Situations III-A LLC ("Special Situations III-A"), each as an investment manager, and Victor Khosla ("Mr. Khosla" and, together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Pacific Drilling S.A. The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F4: Held directly by Yellow Sapphire, S.a.r.l., a Luxembourg limited liability company. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, LP, a Cayman Islands exempted limited partnership, which has an ownership interest in Blue Sapphire, S.a.r.l., a Luxembourg limited liability company, which has an ownership interest in Yellow Sapphire, S.a.r.l. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2020-06-10 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2020-06-10 · Sale · Disposed 2,395,830 · Balance 0

F1: The reported securities are held directly by Rathgar, S.a.r.l., Yellow Sapphire, S.a.r.l., Queens Gate, S.a.r.l. and Kings Forest, S.a.r.l. (together, the "Funds") and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV") and SVP Special Situations III-A LLC ("Special Situations III-A"), each as an investment manager, and Victor Khosla ("Mr. Khosla" and, together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Pacific Drilling S.A. The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F5: Held directly by Queens Gate, S.a.r.l., a Luxembourg limited liability company. Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd., a Cayman Islands exempted company, which has an ownership interest in Field Point (Europe) II, LLC, a Delaware limited liability company, which has an ownership interest in Field Point IV, S.a.r.l., a Luxembourg limited liability company, which has an ownership interest in Queens Gate, S.a.r.l. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2020-06-10 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2020-06-10 · Sale · Disposed 1,157,476 · Balance 0

F1: The reported securities are held directly by Rathgar, S.a.r.l., Yellow Sapphire, S.a.r.l., Queens Gate, S.a.r.l. and Kings Forest, S.a.r.l. (together, the "Funds") and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV") and SVP Special Situations III-A LLC ("Special Situations III-A"), each as an investment manager, and Victor Khosla ("Mr. Khosla" and, together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Pacific Drilling S.A. The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F6: Held directly by Kings Forest, S.a.r.l., a Luxembourg limited liability company. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, LP, a Cayman Islands exempted limited partnership, which has an ownership interest in Kings Valley, S.a.r.l., a Luxembourg limited liability company, which has an ownership interest in Kings Forest, S.a.r.l. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities are held directly by Rathgar, S.a.r.l., Yellow Sapphire, S.a.r.l., Queens Gate, S.a.r.l. and Kings Forest, S.a.r.l. (together, the "Funds") and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations IV LLC ("Special Situations IV") and SVP Special Situations III-A LLC ("Special Situations III-A"), each as an investment manager, and Victor Khosla ("Mr. Khosla" and, together with Strategic Value Partners, Special Situations III, Special Situations IV, and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any securities of Pacific Drilling S.A. The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F3: Held directly by Rathgar, S.a.r.l., a Luxembourg limited liability company. Special Situations IV is the investment manager of, and exercises discretion over Strategic Value Special Situations Master Fund IV, LP, a Cayman Islands exempted limited partnership, which has an ownership interest in Ranelagh, S.a.r.l., a Luxembourg limited liability company, which has an ownership interest in Rathgar, S.a.r.l. Strategic Value Partners is the managing member of Special Situations IV. Strategic Value Partners and Special Situations IV are both indirectly majority owned and controlled by Mr. Khosla.

F4: Held directly by Yellow Sapphire, S.a.r.l., a Luxembourg limited liability company. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, LP, a Cayman Islands exempted limited partnership, which has an ownership interest in Blue Sapphire, S.a.r.l., a Luxembourg limited liability company, which has an ownership interest in Yellow Sapphire, S.a.r.l. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

F5: Held directly by Queens Gate, S.a.r.l., a Luxembourg limited liability company. Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd., a Cayman Islands exempted company, which has an ownership interest in Field Point (Europe) II, LLC, a Delaware limited liability company, which has an ownership interest in Field Point IV, S.a.r.l., a Luxembourg limited liability company, which has an ownership interest in Queens Gate, S.a.r.l. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

F6: Held directly by Kings Forest, S.a.r.l., a Luxembourg limited liability company. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, LP, a Cayman Islands exempted limited partnership, which has an ownership interest in Kings Valley, S.a.r.l., a Luxembourg limited liability company, which has an ownership interest in Kings Forest, S.a.r.l. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Ranger Oil Corp

Report date February 07, 2020 · Filed February 11, 2020

Jointly reported with Strategic Value Partners, LLC, SVP Special Situations III LLC, Khosla Victor

Section 16 reporting ended · disclosed 2020-02-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes674,052 Reported balance After 2020-02-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-02-07 · Sale · Disposed 47,123 · Balance 674,052

F1: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P. (together, the "Funds"), and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of Penn Virginia Corporation (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F3: Held directly by Strategic Value Master Fund, Ltd., a Cayman Islands exempted company. Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd.. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes587,024 Reported balance After 2020-02-07 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-02-07 · Sale · Disposed 40,994 · Balance 587,024

F1: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P. (together, the "Funds"), and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of Penn Virginia Corporation (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F4: Held directly by Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

Common StockSEC Table I · non-derivativeIndirectSee footnotes178,993 Reported balance After 2020-02-07 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2020-02-07 · Sale · Disposed 12,500 · Balance 178,993

F1: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P. (together, the "Funds"), and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of Penn Virginia Corporation (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F5: Held directly by Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P. (together, the "Funds"), and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of Penn Virginia Corporation (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F3: Held directly by Strategic Value Master Fund, Ltd., a Cayman Islands exempted company. Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd.. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

F4: Held directly by Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

F5: Held directly by Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

SILVERBOW RESOURCES, INC.

Report date December 14, 2023 · Filed December 15, 2023

Jointly reported with Strategic Value Partners, LLC, SVP Special Situations III LLC, Khosla Victor

Section 16 reporting ended · disclosed 2023-12-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes393,351 Reported balance After 2023-12-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-12-14 · Sale · Disposed 2,530,000 · Balance 393,351

F1: Represents 2,530,000 shares of Common Stock sold at a price of $26.90 per share to the underwriters pursuant to the Underwriting Agreement filed with the SEC as Exhibit 1.1 to the Current Report on Form 8-K filed by the Issuer on December 14, 2023, in connection with a registered public offering of shares of Common Stock by SVMF 71 LLC, as selling stockholder.

F2: The reported shares are held directly by SVMF 71 LLC. Strategic Value Partners, LLC (i) is the investment manager of Strategic Value Master Fund, Ltd., which has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC, (ii) is the managing member of SVP Special Situations III LLC, which is the investment manager of Strategic Value Special Situations Master Fund III, L.P., which has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC, and (iii) is the managing member of SVP Special Situations III-A LLC, which is the investment manager of Strategic Value Opportunities Fund, L.P., which has an ownership interest in SVMF 71 LLC.

F3: Mr. Khosla is the managing member of Milestone Holding Company, LLC, which in turn is the sole managing member of Midwood Holdings, LLC. Midwood Holdings, LLC is the managing member of Strategic Value Partners, LLC. Mr. Khosla is also the indirect majority owner and control person of Strategic Value Partners, LLC, SVP Special Situations III LLC and SVP Special Situations III-A LLC.

F4: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Exchange Act, or otherwise, the beneficial owners of any of the shares of common stock of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 2,530,000 shares of Common Stock sold at a price of $26.90 per share to the underwriters pursuant to the Underwriting Agreement filed with the SEC as Exhibit 1.1 to the Current Report on Form 8-K filed by the Issuer on December 14, 2023, in connection with a registered public offering of shares of Common Stock by SVMF 71 LLC, as selling stockholder.

F2: The reported shares are held directly by SVMF 71 LLC. Strategic Value Partners, LLC (i) is the investment manager of Strategic Value Master Fund, Ltd., which has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC, (ii) is the managing member of SVP Special Situations III LLC, which is the investment manager of Strategic Value Special Situations Master Fund III, L.P., which has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC, and (iii) is the managing member of SVP Special Situations III-A LLC, which is the investment manager of Strategic Value Opportunities Fund, L.P., which has an ownership interest in SVMF 71 LLC.

F3: Mr. Khosla is the managing member of Milestone Holding Company, LLC, which in turn is the sole managing member of Midwood Holdings, LLC. Midwood Holdings, LLC is the managing member of Strategic Value Partners, LLC. Mr. Khosla is also the indirect majority owner and control person of Strategic Value Partners, LLC, SVP Special Situations III LLC and SVP Special Situations III-A LLC.

F4: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Exchange Act, or otherwise, the beneficial owners of any of the shares of common stock of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest, if any.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2024 Filed Jul 31, 2024 21:59 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 1,608 $26.03 $41,857.85
Disclosure

SEC source: 0001062993-24-014258 · form4.xml · nonDerivative · entry 10

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 127,617

F10 · ownership.nature: Held directly by Strategic Value Opportunities Fund, L.P. SVP Special Situations III-A LLC is the investment manager of Strategic Value Opportunities Fund, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 21:59 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 1,607 $26.03 $41,831.82
Disclosure

SEC source: 0001062993-24-014258 · form4.xml · nonDerivative · entry 9

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 125,228

F9 · ownership.nature: Held directly by Strategic Value Excelsior Fund, L.P. SVP Excelsior Management, LLC is the investment manager of Strategic Value Excelsior Fund, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 21:59 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 167 $26.03 $4,347.18
Disclosure

SEC source: 0001062993-24-014258 · form4.xml · nonDerivative · entry 8

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 12,993

F8 · ownership.nature: Held directly by Strategic Value Sullivan Offshore Fund, L.P. (Series 2). SVP Special Situations V LLC is the investment manager of Strategic Value Sullivan Offshore Fund, L.P. (Series 2).

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 21:59 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 10,619 $26.03 $276,423.19
Disclosure

SEC source: 0001062993-24-014258 · form4.xml · nonDerivative · entry 7

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 827,268

F7 · ownership.nature: Held directly by Strategic Value Special Situations Offshore Fund V, L.P. SVP Special Situations V LLC is the investment manager of Strategic Value Special Situations Offshore Fund V, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 21:59 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 6,140 $26.03 $159,830.34
Disclosure

SEC source: 0001062993-24-014258 · form4.xml · nonDerivative · entry 6

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 478,341

F6 · ownership.nature: Held directly by Strategic Value Special Situations Fund V, L.P. SVP Special Situations V LLC is the investment manager of Strategic Value Special Situations Fund V, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 21:59 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 9,378 $26.03 $244,118.72
Disclosure

SEC source: 0001062993-24-014258 · form4.xml · nonDerivative · entry 5

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 730,683

F5 · ownership.nature: Held directly by Strategic Value Special Situations Offshore Fund IV, L.P. SVP Special Situations IV LLC is the investment manager of Strategic Value Special Situations Offshore Fund IV, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 21:59 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 3,687 $26.03 $95,976.30
Disclosure

SEC source: 0001062993-24-014258 · form4.xml · nonDerivative · entry 4

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 287,279

F4 · ownership.nature: Held directly by Strategic Value Special Situations Fund IV, L.P. SVP Special Situations IV LLC is the investment manager of Strategic Value Special Situations Fund IV, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 21:59 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 1,736 $26.03 $45,189.82
Disclosure

SEC source: 0001062993-24-014258 · form4.xml · nonDerivative · entry 3

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 135,273

F3 · ownership.nature: Held directly by Strategic Value Capital Solutions Fund, L.P. SVP Capital Solutions LLC is the investment manager of Strategic Value Capital Solutions Fund, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 21:59 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 441 $26.03 $11,479.67
Disclosure

SEC source: 0001062993-24-014258 · form4.xml · nonDerivative · entry 2

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 34,385

F2 · ownership.nature: Held directly by Strategic Value Sullivan Offshore Fund, L.P. (Series 1). SVP Capital Solutions LLC is the investment manager of Strategic Value Sullivan Offshore Fund, L.P. (Series 1).

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 21:59 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 5,120 $26.03 $133,278.72
Disclosure

SEC source: 0001062993-24-014258 · form4.xml · nonDerivative · entry 1

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 398,913

F1 · ownership.nature: Held directly by Strategic Value Capital Solutions Offshore Fund, L.P. SVP Capital Solutions LLC is the investment manager of Strategic Value Capital Solutions Offshore Fund, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 23:28 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 782 $25.85 $20,211.26
Disclosure

SEC source: 0001062993-24-014145 · form4.xml · nonDerivative · entry 10

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 126,878

F10 · ownership.nature: Held directly by Strategic Value Opportunities Fund, L.P. SVP Special Situations III-A LLC is the investment manager of Strategic Value Opportunities Fund, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 23:28 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 782 $25.85 $20,211.26
Disclosure

SEC source: 0001062993-24-014145 · form4.xml · nonDerivative · entry 9

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 126,835

F9 · ownership.nature: Held directly by Strategic Value Excelsior Fund, L.P. SVP Excelsior Management, LLC is the investment manager of Strategic Value Excelsior Fund, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 23:28 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 81 $25.85 $2,093.49
Disclosure

SEC source: 0001062993-24-014145 · form4.xml · nonDerivative · entry 8

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 13,160

F8 · ownership.nature: Held directly by Strategic Value Sullivan Offshore Fund, L.P. (Series 2). SVP Special Situations V LLC is the investment manager of Strategic Value Sullivan Offshore Fund, L.P. (Series 2).

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 23:28 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 5,167 $25.85 $133,544.22
Disclosure

SEC source: 0001062993-24-014145 · form4.xml · nonDerivative · entry 7

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 837,887

F7 · ownership.nature: Held directly by Strategic Value Special Situations Offshore Fund V, L.P. SVP Special Situations V LLC is the investment manager of Strategic Value Special Situations Offshore Fund V, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 23:28 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 2,988 $25.85 $77,226.65
Disclosure

SEC source: 0001062993-24-014145 · form4.xml · nonDerivative · entry 6

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 484,481

F6 · ownership.nature: Held directly by Strategic Value Special Situations Fund V, L.P. SVP Special Situations V LLC is the investment manager of Strategic Value Special Situations Fund V, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 23:28 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 4,564 $25.85 $117,959.32
Disclosure

SEC source: 0001062993-24-014145 · form4.xml · nonDerivative · entry 5

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 740,061

F5 · ownership.nature: Held directly by Strategic Value Special Situations Offshore Fund IV, L.P. SVP Special Situations IV LLC is the investment manager of Strategic Value Special Situations Offshore Fund IV, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 23:28 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 1,794 $25.85 $46,367.01
Disclosure

SEC source: 0001062993-24-014145 · form4.xml · nonDerivative · entry 4

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 290,966

F4 · ownership.nature: Held directly by Strategic Value Special Situations Fund IV, L.P. SVP Special Situations IV LLC is the investment manager of Strategic Value Special Situations Fund IV, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 23:28 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 215 $25.85 $5,556.80
Disclosure

SEC source: 0001062993-24-014145 · form4.xml · nonDerivative · entry 3

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 34,826

F3 · ownership.nature: Held directly by Strategic Value Sullivan Offshore Fund, L.P. (Series 1). SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC) is the investment manager of Strategic Value Sullivan Offshore Fund, L.P. (Series 1).

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 23:28 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 845 $25.85 $21,839.53
Disclosure

SEC source: 0001062993-24-014145 · form4.xml · nonDerivative · entry 2

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 137,009

F2 · ownership.nature: Held directly by Strategic Value Capital Solutions Fund, L.P. SVP Capital Solutions LLC is the investment manager of Strategic Value Capital Solutions Fund, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 23:28 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 2,492 $25.85 $64,407.24
Disclosure

SEC source: 0001062993-24-014145 · form4.xml · nonDerivative · entry 1

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Capital Solutions LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 404,033

F1 · ownership.nature: Held directly by Strategic Value Capital Solutions Offshore Fund, L.P. SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC) is the investment manager of Strategic Value Capital Solutions Offshore Fund, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 16:31 UTC SILVERBOW RESOURCES, INC. SBOW · Entity 88673 SaleCommon Stock 2,530,000 $26.90 $68,057,000.00
Disclosure

SEC source: 0001104659-23-126423 · tm2332942-2_4seq1.xml · nonDerivative · entry 1

Strategic Value Partners, LLC · CIK 0001301912 · Former 10% Owner

SVP Special Situations III LLC · CIK 0001614274 · Former 10% Owner

SVP Special Situations III-A LLC · CIK 0001614275 · Former 10% Owner

Khosla Victor · CIK 0001473996 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 393,351

F1 · price: Represents 2,530,000 shares of Common Stock sold at a price of $26.90 per share to the underwriters pursuant to the Underwriting Agreement filed with the SEC as Exhibit 1.1 to the Current Report on Form 8-K filed by the Issuer on December 14, 2023, in connection with a registered public offering of shares of Common Stock by SVMF 71 LLC, as selling stockholder.

F2 · ownership.nature: The reported shares are held directly by SVMF 71 LLC. Strategic Value Partners, LLC (i) is the investment manager of Strategic Value Master Fund, Ltd., which has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC, (ii) is the managing member of SVP Special Situations III LLC, which is the investment manager of Strategic Value Special Situations Master Fund III, L.P., which has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC, and (iii) is the managing member of SVP Special Situations III-A LLC, which is the investment manager of Strategic Value Opportunities Fund, L.P., which has an ownership interest in SVMF 71 LLC.

F3 · ownership.nature: Mr. Khosla is the managing member of Milestone Holding Company, LLC, which in turn is the sole managing member of Midwood Holdings, LLC. Midwood Holdings, LLC is the managing member of Strategic Value Partners, LLC. Mr. Khosla is also the indirect majority owner and control person of Strategic Value Partners, LLC, SVP Special Situations III LLC and SVP Special Situations III-A LLC.

F4 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Exchange Act, or otherwise, the beneficial owners of any of the shares of common stock of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest, if any.

Read SEC document
November 08, 2023 Filed Nov 13, 2023 23:55 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 OtherCommon Stock 16,411 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-020710 · form4.xml · nonDerivative · entry 1

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Strategic Value Capital Solutions Master Fund, L.P. · CIK 0001919830 · 10% owner

Strategic Value Special Situations Master Fund IV, L.P. · CIK 0001919714 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

Strategic Value Special Situations Master Fund V, L.P. · CIK 0001919716 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

SVP Special Situations IV LLC · CIK 0001726861 · 10% owner

SVP Special Situations V LLC · CIK 0001919793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,215,846

F1 · kind: The reported shares were received in connection with the Issuer's Third Amended Joint Chapter 11 Plan of CBL & Associates Properties, Inc. and its Affiliated Debtors (the "Plan"), which was confirmed by the United States Bankruptcy Court for the Southern District of Texas on August 11, 2021, pursuant to which the Issuer distributed shares of its common stock to certain holders of Senior Unsecured Notes issued by the Issuer. The Reporting Persons' right to receive additional shares became fixed and irrevocable on August 11, 2021, the effective date of the Plan.

F1 · price: The reported shares were received in connection with the Issuer's Third Amended Joint Chapter 11 Plan of CBL & Associates Properties, Inc. and its Affiliated Debtors (the "Plan"), which was confirmed by the United States Bankruptcy Court for the Southern District of Texas on August 11, 2021, pursuant to which the Issuer distributed shares of its common stock to certain holders of Senior Unsecured Notes issued by the Issuer. The Reporting Persons' right to receive additional shares became fixed and irrevocable on August 11, 2021, the effective date of the Plan.

F2 · price: Pursuant to the Plan, Strategic Value Capital Solutions Master Fund L.P. received 4,052 shares, Strategic Value Special Situations Master Fund IV, L.P. received 2,589 shares, Strategic Value Opportunities Fund, L.P. received 658 shares, and Strategic Value Special Situations Master Fund V, L.P. received 9,112 shares.

F2 · ownership.nature: Pursuant to the Plan, Strategic Value Capital Solutions Master Fund L.P. received 4,052 shares, Strategic Value Special Situations Master Fund IV, L.P. received 2,589 shares, Strategic Value Opportunities Fund, L.P. received 658 shares, and Strategic Value Special Situations Master Fund V, L.P. received 9,112 shares.

F3 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Victor Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC and SVP Special Situations V LLC (the "Investment Managers"). The reported shares are held by funds managed directly or indirectly by the Investment Managers. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 16:36 UTC SILVERBOW RESOURCES, INC. SBOW · Entity 88673 SaleCommon Stock 1,189,189 $34.78 $41,359,993.42
Disclosure

SEC source: 0001104659-23-101960 · tm2326389-1_4seq1.xml · nonDerivative · entry 1

Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner

SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner

Khosla Victor · CIK 0001473996 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,923,351

F1 · price: Represents 1,189,189 shares of Common Stock sold at a public offering price of $37.00 per share ($34.78 per share after giving effect to the underwriting discounts and commissions) to the underwriters pursuant to the Underwriting Agreement filed with the SEC as Exhibit 1.1 to the Current Report on Form 8-K filed by the Issuer on September 18, 2023, in connection with a registered public offering of shares of Common Stock by the Issuer and SVMF 71 LLC, as selling stockholder.

F2 · ownership.nature: The reported shares are held directly by SVMF 71 LLC. Strategic Value Partners, LLC (i) is the investment manager of Strategic Value Master Fund, Ltd., which has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC, (ii) is the managing member of SVP Special Situations III LLC, which is the investment manager of Strategic Value Special Situations Master Fund III, L.P., which has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC, and (iii) is the managing member of SVP Special Situations III-A LLC, which is the investment manager of Strategic Value Opportunities Fund, L.P., which has an ownership interest in SVMF 71 LLC.

F3 · ownership.nature: Mr. Khosla is the managing member of Milestone Holding Company, LLC, which in turn is the sole managing member of Midwood Holdings, LLC. Midwood Holdings, LLC is the managing member of Strategic Value Partners, LLC. Mr. Khosla is also the indirect majority owner and control person of Strategic Value Partners, LLC, SVP Special Situations III LLC and SVP Special Situations III-A LLC.

F4 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Exchange Act, or otherwise, the beneficial owners of any of the shares of common stock of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest, if any.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 59 $26.86 $1,584.74
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 20

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 13,151

F10 · ownership.nature: Held directly by Strategic Value Sullivan Offshore Fund, L.P. (Series 2). SVP Special Situations V LLC is the investment manager of Strategic Value Sullivan Offshore Fund, L.P. (Series 2).

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 2,159 $26.86 $57,990.74
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 19

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 484,164

F9 · ownership.nature: Held directly by Strategic Value Special Situations Fund V, L.P. SVP Special Situations V LLC is the investment manager of Strategic Value Special Situations Fund V, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 3,734 $26.86 $100,295.24
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 18

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 837,337

F8 · ownership.nature: Held directly by Strategic Value Special Situations Offshore Fund V, L.P. SVP Special Situations V LLC is the investment manager of Strategic Value Special Situations Offshore Fund V, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 1,302 $26.86 $34,971.72
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 17

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 292,029

F7 · ownership.nature: Held directly by Strategic Value Special Situations Fund IV, L.P. SVP Special Situations IV LLC is the investment manager of Strategic Value Special Situations Fund IV, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 3,312 $26.86 $88,960.32
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 16

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 742,767

F6 · ownership.nature: Held directly by Strategic Value Special Situations Offshore Fund IV, L.P. SVP Special Situations IV LLC is the investment manager of Strategic Value Special Situations Offshore Fund IV, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 566 $26.86 $15,202.76
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 15

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 127,002

F5 · ownership.nature: Held directly by Strategic Value Opportunities Fund, L.P. SVP Special Situations III-A LLC is the investment manager of Strategic Value Opportunities Fund, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 569 $26.86 $15,283.34
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 14

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 127,617

F4 · ownership.nature: Held directly by Strategic Value Excelsior Fund, L.P. SVP Excelsior Management, LLC is the investment manager of Strategic Value Excelsior Fund, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 155 $26.86 $4,163.30
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 13

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 34,796

F3 · ownership.nature: Held directly by Strategic Value Sullivan Offshore Fund, L.P. (Series 1). SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC) is the investment manager of Strategic Value Sullivan Offshore Fund, L.P. (Series 1).

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 610 $26.86 $16,384.60
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 12

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 136,890

F2 · ownership.nature: Held directly by Strategic Value Capital Solutions Fund, L.P. SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC) is the investment manager of Strategic Value Capital Solutions Fund, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 1,801 $26.86 $48,374.86
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 11

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 403,682

F1 · ownership.nature: Held directly by Strategic Value Capital Solutions Offshore Fund, L.P. SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC) is the investment manager of Strategic Value Capital Solutions Offshore Fund, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 125 $29.78 $3,722.50
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 10

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 13,210

F10 · ownership.nature: Held directly by Strategic Value Sullivan Offshore Fund, L.P. (Series 2). SVP Special Situations V LLC is the investment manager of Strategic Value Sullivan Offshore Fund, L.P. (Series 2).

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 4,583 $29.78 $136,481.74
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 9

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 486,323

F9 · ownership.nature: Held directly by Strategic Value Special Situations Fund V, L.P. SVP Special Situations V LLC is the investment manager of Strategic Value Special Situations Fund V, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 7,926 $29.78 $236,036.28
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 8

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 841,071

F8 · ownership.nature: Held directly by Strategic Value Special Situations Offshore Fund V, L.P. SVP Special Situations V LLC is the investment manager of Strategic Value Special Situations Offshore Fund V, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 2,764 $29.78 $82,311.92
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 7

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 293,331

F7 · ownership.nature: Held directly by Strategic Value Special Situations Fund IV, L.P. SVP Special Situations IV LLC is the investment manager of Strategic Value Special Situations Fund IV, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 7,032 $29.78 $209,412.96
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 6

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 746,079

F6 · ownership.nature: Held directly by Strategic Value Special Situations Offshore Fund IV, L.P. SVP Special Situations IV LLC is the investment manager of Strategic Value Special Situations Offshore Fund IV, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 1,202 $29.78 $35,795.56
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 5

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 127,568

F5 · ownership.nature: Held directly by Strategic Value Opportunities Fund, L.P. SVP Special Situations III-A LLC is the investment manager of Strategic Value Opportunities Fund, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 1,208 $29.78 $35,974.24
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 4

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 128,186

F4 · ownership.nature: Held directly by Strategic Value Excelsior Fund, L.P. SVP Excelsior Management, LLC is the investment manager of Strategic Value Excelsior Fund, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 329 $29.78 $9,797.62
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 3

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 34,951

F3 · ownership.nature: Held directly by Strategic Value Sullivan Offshore Fund, L.P. (Series 1). SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC) is the investment manager of Strategic Value Sullivan Offshore Fund, L.P. (Series 1).

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 1,296 $29.78 $38,594.88
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 2

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 137,500

F2 · ownership.nature: Held directly by Strategic Value Capital Solutions Fund, L.P. SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC) is the investment manager of Strategic Value Capital Solutions Fund, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 22:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 SaleCommon Stock 3,822 $29.78 $113,819.16
Disclosure

SEC source: 0001062993-22-023733 · form4.xml · nonDerivative · entry 1

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

SVP Dislocation LLC · CIK 0001817732 · 10% owner

Strategic Value Capital Solutions Offshore Fund, L.P. · CIK 0001920184 · 10% owner

Strategic Value Capital Solutions Fund, L.P. · CIK 0001813431 · 10% owner

Strategic Value Sullivan Offshore Fund, L.P. · CIK 0001929772 · 10% owner

Strategic Value Opportunities Fund, L.P. · CIK 0001919713 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Strategic Value Special Situations Offshore Fund IV, L.P. · CIK 0001705216 · 10% owner

Strategic Value Special Situations Fund IV, L.P. · CIK 0001705215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 405,483

F1 · ownership.nature: Held directly by Strategic Value Capital Solutions Offshore Fund, L.P. SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC) is the investment manager of Strategic Value Capital Solutions Offshore Fund, L.P.

F11 · ownership.nature: Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Read SEC document
August 29, 2022 Filed Aug 29, 2022 17:31 UTC SILVERBOW RESOURCES, INC. SBOW · Entity 88673 SaleCommon Stock 81,448 $44.47 $3,621,992.56
Disclosure

SEC source: 0001062993-22-018838 · form4.xml · nonDerivative · entry 3

Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner

SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner

Khosla Victor · CIK 0001473996 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,112,540

F1 · ownership.nature: The reported shares are held directly by SVMF 71 LLC, and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds (as defined below) are members of a "group" for purposes of Section 16 or Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or are or were for the purposes of Section 16(a) of the Exchange Act, or otherwise the beneficial owners of any of the shares of common stock, of SilverBow Resources, Inc. (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest, and disclaim the existence of, or membership in, a group.

F3 · ownership.nature: Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd., a Cayman Islands exempted company ("Master Fund"). Master Fund has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

F4 · ownership.nature: Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership ("Special Situations Master Fund III"). Special Situations Master Fund III has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

F5 · ownership.nature: Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership ("Strategic Value Opportunities Fund," and together with Master Fund, Special Situations Master Fund III, SVMF 70 LLC and SVMF 71 LLC, the "Funds"). Strategic Value Opportunities Fund has an ownership interest in SVMF 71 LLC. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Read SEC document
August 26, 2022 Filed Aug 29, 2022 17:31 UTC SILVERBOW RESOURCES, INC. SBOW · Entity 88673 SaleCommon Stock 21,015 $45.48 $955,762.20
Disclosure

SEC source: 0001062993-22-018838 · form4.xml · nonDerivative · entry 2

Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner

SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner

Khosla Victor · CIK 0001473996 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,193,988

F1 · ownership.nature: The reported shares are held directly by SVMF 71 LLC, and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds (as defined below) are members of a "group" for purposes of Section 16 or Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or are or were for the purposes of Section 16(a) of the Exchange Act, or otherwise the beneficial owners of any of the shares of common stock, of SilverBow Resources, Inc. (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest, and disclaim the existence of, or membership in, a group.

F3 · ownership.nature: Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd., a Cayman Islands exempted company ("Master Fund"). Master Fund has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

F4 · ownership.nature: Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership ("Special Situations Master Fund III"). Special Situations Master Fund III has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

F5 · ownership.nature: Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership ("Strategic Value Opportunities Fund," and together with Master Fund, Special Situations Master Fund III, SVMF 70 LLC and SVMF 71 LLC, the "Funds"). Strategic Value Opportunities Fund has an ownership interest in SVMF 71 LLC. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 17:31 UTC SILVERBOW RESOURCES, INC. SBOW · Entity 88673 SaleCommon Stock 8,904 $46.10 $410,474.40
Disclosure

SEC source: 0001062993-22-018838 · form4.xml · nonDerivative · entry 1

Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner

SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner

Khosla Victor · CIK 0001473996 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,215,003

F1 · ownership.nature: The reported shares are held directly by SVMF 71 LLC, and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds (as defined below) are members of a "group" for purposes of Section 16 or Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or are or were for the purposes of Section 16(a) of the Exchange Act, or otherwise the beneficial owners of any of the shares of common stock, of SilverBow Resources, Inc. (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest, and disclaim the existence of, or membership in, a group.

F3 · ownership.nature: Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd., a Cayman Islands exempted company ("Master Fund"). Master Fund has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

F4 · ownership.nature: Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership ("Special Situations Master Fund III"). Special Situations Master Fund III has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

F5 · ownership.nature: Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership ("Strategic Value Opportunities Fund," and together with Master Fund, Special Situations Master Fund III, SVMF 70 LLC and SVMF 71 LLC, the "Funds"). Strategic Value Opportunities Fund has an ownership interest in SVMF 71 LLC. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 19:02 UTC SILVERBOW RESOURCES, INC. SBOW · Entity 88673 SaleCommon Stock 141,623 $46.32 $6,559,977.36
Disclosure

SEC source: 0001104659-22-094509 · tm2224594-1_4seq1.xml · nonDerivative · entry 2

Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner

SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner

Khosla Victor · CIK 0001473996 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,223,907

F1 · ownership.nature: The reported shares are held directly by SVMF 71 LLC, and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds (as defined below) are members of a "group" for purposes of Section 16 or Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or are or were for the purposes of Section 16(a) of the Exchange Act, or otherwise the beneficial owners of any of the shares of common stock, of SilverBow Resources, Inc. (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest, and disclaim the existence of, or membership in, a group.

F3 · ownership.nature: Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd., a Cayman Islands exempted company ("Master Fund"). Master Fund has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

F4 · ownership.nature: Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership ("Special Situations Master Fund III"). Special Situations Master Fund III has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

F5 · ownership.nature: Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership ("Strategic Value Opportunities Fund," and together with Master Fund, Special Situations Master Fund III, SVMF 70 LLC and SVMF 71 LLC, the "Funds"). Strategic Value Opportunities Fund has an ownership interest in SVMF 71 LLC. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 19:02 UTC SILVERBOW RESOURCES, INC. SBOW · Entity 88673 SaleCommon Stock 110,932 $48.52 $5,382,420.64
Disclosure

SEC source: 0001104659-22-094509 · tm2224594-1_4seq1.xml · nonDerivative · entry 1

Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner

SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner

Khosla Victor · CIK 0001473996 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,365,530

F1 · ownership.nature: The reported shares are held directly by SVMF 71 LLC, and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds (as defined below) are members of a "group" for purposes of Section 16 or Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or are or were for the purposes of Section 16(a) of the Exchange Act, or otherwise the beneficial owners of any of the shares of common stock, of SilverBow Resources, Inc. (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest, and disclaim the existence of, or membership in, a group.

F3 · ownership.nature: Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd., a Cayman Islands exempted company ("Master Fund"). Master Fund has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

F4 · ownership.nature: Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership ("Special Situations Master Fund III"). Special Situations Master Fund III has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

F5 · ownership.nature: Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership ("Strategic Value Opportunities Fund," and together with Master Fund, Special Situations Master Fund III, SVMF 70 LLC and SVMF 71 LLC, the "Funds"). Strategic Value Opportunities Fund has an ownership interest in SVMF 71 LLC. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 01:47 UTC GENCO SHIPPING & TRADING LTD GNK · Entity 2088 SaleCommon Stock 350,476 $8.12 $2,845,865.12
Disclosure

SEC source: 0001104659-21-003587 · a4.xml · nonDerivative · entry 12

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

SVP Special Situations II LLC · CIK 0001614276 · 10% owner

SVP Special Situations III LLC · CIK 0001614274 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 100,547

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.05 to $8.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F5 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F9 · ownership.nature: Held directly by Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 01:47 UTC GENCO SHIPPING & TRADING LTD GNK · Entity 2088 SaleCommon Stock 1,233,111 $8.12 $10,012,861.32
Disclosure

SEC source: 0001104659-21-003587 · a4.xml · nonDerivative · entry 11

Strategic Value Partners, LLC · CIK 0001301912 · 10% owner

SVP Special Situations II LLC · CIK 0001614276 · 10% owner

SVP Special Situations III LLC · CIK 0001614274 · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · 10% owner

Khosla Victor · CIK 0001473996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 353,764

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.05 to $8.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F5 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F8 · ownership.nature: Held directly by Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.