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NYSE · USD

GM

General Motors Co

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2958
SEC CIK
0001467858
Parsed reports
572

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 2026014
Jun 202604
Jul 202609
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2017 Filed Jun 1, 2017 20:51 UTC
Batey Alan S.Executive Vice President
SaleCommon Stock 29,000 $33.58 $973,820.00
Disclosure

SEC source: 0001467858-17-000081 · wf-form4_149635030374914.xml · nonDerivative · entry 1

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,892

F1 · shares: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $33.55 to $33.60, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
May 26, 2017 Filed May 26, 2017 17:49 UTC PurchaseCommon Stock 1,520 $32.92 $50,038.40
Disclosure

SEC source: 0001467858-17-000075 · wf-form4_149583536568271.xml · nonDerivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,120

Read SEC document
May 22, 2017 Filed May 24, 2017 20:43 UTC
Neumann Karl-ThomasExecutive Vice President
SaleCommon Stock 46,472 $32.84 $1,526,140.48
Disclosure

SEC source: 0001467858-17-000074 · wf-form4_149565859660779.xml · nonDerivative · entry 1

Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $32.82 to $32.86. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set fort in this footnote.

Read SEC document
May 08, 2017 Filed May 10, 2017 19:52 UTC
Jacoby StefanExecutive Vice President
SaleCommon Stock 2,686 $33.85 $90,921.10
Disclosure

SEC source: 0001467858-17-000073 · wf-form4_149444593717156.xml · nonDerivative · entry 1

Jacoby Stefan · CIK 0001583553 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,379

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in November 2016. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions.

Read SEC document
May 03, 2017 Filed May 5, 2017 20:51 UTC
Reuss Mark LExecutive Vice President
SaleCommon Stock 75,000 $33.35 $2,501,250.00
Disclosure

SEC source: 0001467858-17-000071 · wf-form4_149401746209428.xml · nonDerivative · entry 1

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,052

F1 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $33.29 to $33.40, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
May 03, 2017 Filed May 5, 2017 20:51 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
SaleCommon Stock 25,000 $33.40 $835,000.00
Disclosure

SEC source: 0001467858-17-000072 · wf-form4_149401748123310.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,052

F1 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $33.39 to $33.41, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 20:44 UTC
Jacoby StefanExecutive Vice President
SaleCommon Stock 2,670 $33.85 $90,379.50
Disclosure

SEC source: 0001467858-17-000064 · wf-form4_149202986355983.xml · nonDerivative · entry 1

Jacoby Stefan · CIK 0001583553 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,065

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in November 2016. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 15:41 UTC
Glidden Craig B.Executive Vice President & GC
Exercise / conversionRestricted Stock Units · Derivative 34,703 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000062 · wf-form4_149133486292241.xml · derivative · entry 3

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs reported in this item were awarded on April 1, 2015, pursuant to the Company's GMLTIP. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. The RSUs do not have an expiration date or carry a conversion or exercise price. RSUs are settled when they vest provided that all the conditions in the GMLTIP have been satisfied.

F3 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F3 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 15:41 UTC
Glidden Craig B.Executive Vice President & GC
Tax withholdingCommon Stock 16,450 $35.36 $581,672.00
Disclosure

SEC source: 0001467858-17-000062 · wf-form4_149133486292241.xml · nonDerivative · entry 2

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,142

Read SEC document
April 01, 2017 Filed Apr 4, 2017 15:41 UTC
Glidden Craig B.Executive Vice President & GC
Exercise / conversionCommon Stock 34,703 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000062 · wf-form4_149133486292241.xml · nonDerivative · entry 1

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the settlement of a portion of a grant of Restricted Stock Units ("RSUs) awarded on April 1, 2015, pursuant to the Company's 2014 Long-Term Incentive Plan (the "GMLTIP").

Read SEC document
March 31, 2017 Filed Apr 4, 2017 15:41 UTC
Davis Alicia BolerExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 58,191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000063 · wf-form4_149133489200380.xml · derivative · entry 3

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs reported in this item were awarded on March 31, 2014, pursuant to the Company's GMLTIP. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. The RSUs do not have an expiration date or carry a conversion or exercise price. RSUs are settled when they vest provided that all the conditions in the GMLTIP have been satisfied.

F3 · derivative.exercise_date: The RSUs do not have a conversion or exercise price or a date on which they become exercisable or expire.

F3 · derivative.expiration_date: The RSUs do not have a conversion or exercise price or a date on which they become exercisable or expire.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 15:41 UTC
Davis Alicia BolerExecutive Vice President
Tax withholdingCommon Stock 27,583 $35.39 $976,162.37
Disclosure

SEC source: 0001467858-17-000063 · wf-form4_149133489200380.xml · nonDerivative · entry 2

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,912

Read SEC document
March 31, 2017 Filed Apr 4, 2017 15:41 UTC
Davis Alicia BolerExecutive Vice President
Exercise / conversionCommon Stock 58,191 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000063 · wf-form4_149133489200380.xml · nonDerivative · entry 1

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on March 31, 2014, pursuant to the 2009 Long-Term Incentive Plan ("GMLTIP").

Read SEC document
March 08, 2017 Filed Mar 10, 2017 21:05 UTC
Jacoby StefanExecutive Vice President
SaleCommon Stock 2,435 $37.11 $90,362.85
Disclosure

SEC source: 0001467858-17-000061 · wf-form4_148917989178491.xml · nonDerivative · entry 1

Jacoby Stefan · CIK 0001583553 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,735

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2016. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:52 UTC
Neumann Karl-ThomasExecutive Vice President
SaleCommon Stock 7,244 $37.60 $272,374.40
Disclosure

SEC source: 0001467858-17-000058 · wf-form4_148788671235223.xml · nonDerivative · entry 3

Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,472

F2 · security: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2015. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions.

Read SEC document
February 18, 2017 Filed Feb 23, 2017 21:52 UTC
Neumann Karl-ThomasExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 27,587 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000058 · wf-form4_148788671235223.xml · derivative · entry 4

Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs in this item were granted on February 18, 2014 and were settled on February 18, 2017.

F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 18, 2017 Filed Feb 23, 2017 21:52 UTC
Neumann Karl-ThomasExecutive Vice President
Tax withholdingCommon Stock 13,099 $37.16 $486,758.84
Disclosure

SEC source: 0001467858-17-000058 · wf-form4_148788671235223.xml · nonDerivative · entry 2

Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,716

Read SEC document
February 18, 2017 Filed Feb 23, 2017 21:52 UTC
Neumann Karl-ThomasExecutive Vice President
Exercise / conversionCommon Stock 27,587 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000058 · wf-form4_148788671235223.xml · nonDerivative · entry 1

Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 18, 2014, pursuant to the Company's 2009 Long-Term Incentive Plan ("GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 01:31 UTC
Neumann Karl-ThomasExecutive Vice President
SaleCommon Stock 31,079 $36.71 $1,140,910.09
Disclosure

SEC source: 0001467858-17-000056 · wf-form4_148720865036362.xml · nonDerivative · entry 6

Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,228

F2 · security: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2015. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:02 UTC
Davis Alicia BolerExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 735 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000050 · wf-form4_148720694605781.xml · derivative · entry 5

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017.

F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:02 UTC
Davis Alicia BolerExecutive Vice President
Tax withholdingCommon Stock 4,342 $35.52 $154,227.84
Disclosure

SEC source: 0001467858-17-000050 · wf-form4_148720694605781.xml · nonDerivative · entry 4

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,304

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:02 UTC
Davis Alicia BolerExecutive Vice President
GrantCommon Stock 13,236 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000050 · wf-form4_148720694605781.xml · nonDerivative · entry 3

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,646

F2 · security: On June 11, 2014, the Reporting Person received a grant of Performance Stock Units (PSUs). Under the grant, PSUs could be earned based on the achievement of performance conditions relating to ROIC-adjusted and Global Market Share from January 1, 2014 to December 31, 2016. PSUs vested and settled in shares of common stock on February 13, 2017.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:02 UTC
Davis Alicia BolerExecutive Vice President
Tax withholdingCommon Stock 242 $35.52 $8,595.84
Disclosure

SEC source: 0001467858-17-000050 · wf-form4_148720694605781.xml · nonDerivative · entry 2

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,410

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:02 UTC
Davis Alicia BolerExecutive Vice President
Exercise / conversionCommon Stock 735 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000050 · wf-form4_148720694605781.xml · nonDerivative · entry 1

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on June 11, 2014, pursuant to the Company's 2014 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:02 UTC
Ammann DanielPresident
Exercise / conversionRestricted Stock Units · Derivative 10,498 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000049 · wf-form4_148720692489719.xml · derivative · entry 8

Ammann Daniel · CIK 0001492931 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:02 UTC
Ammann DanielPresident
Exercise / conversionRestricted Stock Units · Derivative 12,503 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000049 · wf-form4_148720692489719.xml · derivative · entry 7

Ammann Daniel · CIK 0001492931 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs in this item were granted on February 13, 2014 and were settled on February 13, 2017.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:02 UTC
Ammann DanielPresident
Tax withholdingCommon Stock 89,537 $35.52 $3,180,354.24
Disclosure

SEC source: 0001467858-17-000049 · wf-form4_148720692489719.xml · nonDerivative · entry 6

Ammann Daniel · CIK 0001492931 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,953

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:02 UTC
Ammann DanielPresident
GrantCommon Stock 184,231 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000049 · wf-form4_148720692489719.xml · nonDerivative · entry 5

Ammann Daniel · CIK 0001492931 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,490

F3 · security: On June 11, 2014, the Reporting Person received a grant of Performance Stock Units (PSUs). Under the grant, PSUs could be earned based on the achievement of performance conditions relating to ROIC-adjusted and Global Market Share from January 1, 2014 to December 31, 2016. PSUs vested and settled in shares of common stock on February 13, 2017.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:02 UTC
Ammann DanielPresident
Tax withholdingCommon Stock 5,103 $35.52 $181,258.56
Disclosure

SEC source: 0001467858-17-000049 · wf-form4_148720692489719.xml · nonDerivative · entry 4

Ammann Daniel · CIK 0001492931 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,259

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:02 UTC
Ammann DanielPresident
Exercise / conversionCommon Stock 10,498 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000049 · wf-form4_148720692489719.xml · nonDerivative · entry 3

Ammann Daniel · CIK 0001492931 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on June 11, 2014, pursuant to the 2014 GMLTIP. This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:02 UTC
Ammann DanielPresident
Tax withholdingCommon Stock 6,077 $35.36 $214,882.72
Disclosure

SEC source: 0001467858-17-000049 · wf-form4_148720692489719.xml · nonDerivative · entry 2

Ammann Daniel · CIK 0001492931 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,864

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:02 UTC
Ammann DanielPresident
Exercise / conversionCommon Stock 12,503 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000049 · wf-form4_148720692489719.xml · nonDerivative · entry 1

Ammann Daniel · CIK 0001492931 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 13, 2014 pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's common stock upon settlement.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Reuss Mark LExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 8,969 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000054 · wf-form4_148720701107354.xml · derivative · entry 11

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017.

F6 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F6 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Reuss Mark LExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 57,160 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000054 · wf-form4_148720701107354.xml · derivative · entry 10

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The RSUs in this item were granted on February 13, 2014 and were settled on February 13, 2017.

F6 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F6 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Reuss Mark LExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 11,074 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000054 · wf-form4_148720701107354.xml · derivative · entry 9

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The RSUs in this item were granted on February 13, 2014 and were settled on February 13, 2017.

F6 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F6 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Reuss Mark LExecutive Vice President
Tax withholdingCommon Stock 72,722 $35.52 $2,583,085.44
Disclosure

SEC source: 0001467858-17-000054 · wf-form4_148720701107354.xml · nonDerivative · entry 8

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,052

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Reuss Mark LExecutive Vice President
GrantCommon Stock 157,406 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000054 · wf-form4_148720701107354.xml · nonDerivative · entry 7

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,774

F4 · security: On June 11, 2014, the Reporting Person received a grant of Performance Stock Units (PSUs). Under the grant, PSUs could be earned based on the achievement of performance conditions relating to ROIC-adjusted and Global Market Share from January 1, 2014 to December 31, 2016. PSUs vested and settled in shares of common stock on February 13, 2017.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Reuss Mark LExecutive Vice President
Tax withholdingCommon Stock 4,144 $35.52 $147,194.88
Disclosure

SEC source: 0001467858-17-000054 · wf-form4_148720701107354.xml · nonDerivative · entry 6

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,368

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Reuss Mark LExecutive Vice President
Exercise / conversionCommon Stock 8,969 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000054 · wf-form4_148720701107354.xml · nonDerivative · entry 5

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on June 11, 2014, pursuant to the 2014 GMLTIP. This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Reuss Mark LExecutive Vice President
Tax withholdingCommon Stock 26,014 $35.36 $919,855.04
Disclosure

SEC source: 0001467858-17-000054 · wf-form4_148720701107354.xml · nonDerivative · entry 4

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,543

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Reuss Mark LExecutive Vice President
Exercise / conversionCommon Stock 57,160 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000054 · wf-form4_148720701107354.xml · nonDerivative · entry 3

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 13, 2014, pursuant to the 2009 GMLTIP. This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Reuss Mark LExecutive Vice President
Tax withholdingCommon Stock 5,117 $35.36 $180,937.12
Disclosure

SEC source: 0001467858-17-000054 · wf-form4_148720701107354.xml · nonDerivative · entry 2

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,397

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Reuss Mark LExecutive Vice President
Exercise / conversionCommon Stock 11,074 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000054 · wf-form4_148720701107354.xml · nonDerivative · entry 1

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 13, 2014 pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:01 UTC
Barra Mary TDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 23,071 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000047 · wf-form4_148720689066750.xml · derivative · entry 8

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:01 UTC
Barra Mary TDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 12,503 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000047 · wf-form4_148720689066750.xml · derivative · entry 7

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs in this item were granted on February 13, 2014 and were settled on February 13, 2017.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:01 UTC
Barra Mary TDirector · Chairman & CEO
Tax withholdingCommon Stock 190,466 $35.52 $6,765,352.32
Disclosure

SEC source: 0001467858-17-000047 · wf-form4_148720689066750.xml · nonDerivative · entry 6

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,885

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:01 UTC
Barra Mary TDirector · Chairman & CEO
GrantCommon Stock 404,902 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000047 · wf-form4_148720689066750.xml · nonDerivative · entry 5

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,351

F3 · security: On June 11, 2014, the Reporting Person received a grant of Performance Stock Units (PSUs). Under the grant, PSUs could be earned based on the achievement of performance conditions relating to ROIC-adjusted and Global Market Share from January 1, 2014 to December 31, 2016. PSUs vested and settled in shares of common stock on February 13, 2017.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:01 UTC
Barra Mary TDirector · Chairman & CEO
Tax withholdingCommon Stock 10,311 $35.52 $366,246.72
Disclosure

SEC source: 0001467858-17-000047 · wf-form4_148720689066750.xml · nonDerivative · entry 4

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,449

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:01 UTC
Barra Mary TDirector · Chairman & CEO
Exercise / conversionCommon Stock 23,071 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000047 · wf-form4_148720689066750.xml · nonDerivative · entry 3

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on June 11, 2014, pursuant to the 2014 GMLTIP. This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:01 UTC
Barra Mary TDirector · Chairman & CEO
Tax withholdingCommon Stock 5,882 $35.36 $207,987.52
Disclosure

SEC source: 0001467858-17-000047 · wf-form4_148720689066750.xml · nonDerivative · entry 2

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,689

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.