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GM

General Motors Co

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2958
SEC CIK
0001467858
Parsed reports
572

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 2026014
Jun 202604
Jul 202609
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2018 Filed Feb 14, 2018 00:12 UTC
de Nysschen Carel J.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,152 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000035 · wf-form4_151856712695203.xml · derivative · entry 8

de Nysschen Carel J. · CIK 0001645350 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs in this item were granted on February 11, 2015 and were settled on February 11, 2018.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:12 UTC
de Nysschen Carel J.Executive Vice President
Tax withholdingCommon Stock 25,656 $41.46 $1,063,697.76
Disclosure

SEC source: 0001467858-18-000035 · wf-form4_151856712695203.xml · nonDerivative · entry 6

de Nysschen Carel J. · CIK 0001645350 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,718

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:12 UTC
de Nysschen Carel J.Executive Vice President
GrantCommon Stock 56,744 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000035 · wf-form4_151856712695203.xml · nonDerivative · entry 5

de Nysschen Carel J. · CIK 0001645350 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,374

F3 · security: On February 11, 2015, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, PSUs could be earned based on the achievement of certain financial targets. PSUs vested and settled in shares of common stock on February 11, 2018.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:12 UTC
de Nysschen Carel J.Executive Vice President
Tax withholdingCommon Stock 1,091 $41.46 $45,232.86
Disclosure

SEC source: 0001467858-18-000035 · wf-form4_151856712695203.xml · nonDerivative · entry 4

de Nysschen Carel J. · CIK 0001645350 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,630

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:12 UTC
de Nysschen Carel J.Executive Vice President
Exercise / conversionCommon Stock 3,152 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000035 · wf-form4_151856712695203.xml · nonDerivative · entry 3

de Nysschen Carel J. · CIK 0001645350 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 11, 2015.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:12 UTC
Batey Alan S.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,973 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000034 · wf-form4_151856711008407.xml · derivative · entry 8

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs in this item were granted on February 11, 2015 and were settled on February 11, 2018.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:12 UTC
Batey Alan S.Executive Vice President
Tax withholdingCommon Stock 46,041 $41.46 $1,908,859.86
Disclosure

SEC source: 0001467858-18-000034 · wf-form4_151856711008407.xml · nonDerivative · entry 6

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,067

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:12 UTC
Batey Alan S.Executive Vice President
GrantCommon Stock 107,514 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000034 · wf-form4_151856711008407.xml · nonDerivative · entry 5

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,108

F3 · security: On February 11, 2015, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, PSUs could be earned based on the achievement of certain financial targets. PSUs vested and settled in shares of common stock on February 11, 2018.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:12 UTC
Batey Alan S.Executive Vice President
Tax withholdingCommon Stock 1,745 $41.46 $72,347.70
Disclosure

SEC source: 0001467858-18-000034 · wf-form4_151856711008407.xml · nonDerivative · entry 4

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,594

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:12 UTC
Batey Alan S.Executive Vice President
Exercise / conversionCommon Stock 5,973 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000034 · wf-form4_151856711008407.xml · nonDerivative · entry 3

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 11, 2015.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:10 UTC
Tsien MatthewExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,650 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · derivative · entry 11

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs in this item were granted on February 11, 2015 and were settled on February 11, 2018.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:10 UTC
Tsien MatthewExecutive Vice President
Tax withholdingCommon Stock 27,333 $41.46 $1,133,226.18
Disclosure

SEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · nonDerivative · entry 9

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:10 UTC
Tsien MatthewExecutive Vice President
Disposition to issuerCommon Stock 38,371 $41.46 $1,590,861.66
Disclosure

SEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · nonDerivative · entry 8

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,933

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:10 UTC
Tsien MatthewExecutive Vice President
GrantCommon Stock 65,704 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · nonDerivative · entry 7

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,304

F3 · security: On February 11, 2015, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, PSUs could be earned based on the achievement of certain financial targets. PSUs vested and settled in shares of common stock on February 11, 2018. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:10 UTC
Tsien MatthewExecutive Vice President
Tax withholdingCommon Stock 1,519 $41.46 $62,977.74
Disclosure

SEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · nonDerivative · entry 6

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:10 UTC
Tsien MatthewExecutive Vice President
Disposition to issuerCommon Stock 2,131 $41.46 $88,351.26
Disclosure

SEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · nonDerivative · entry 5

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,119

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:10 UTC
Tsien MatthewExecutive Vice President
Exercise / conversionCommon Stock 3,650 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · nonDerivative · entry 4

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 11, 2015. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:10 UTC
Timko Thomas SVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 1,858 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000029 · wf-form4_151856702025086.xml · derivative · entry 11

Timko Thomas S · CIK 0001368469 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: The RSUs in this item were granted on February 11, 2015 and were settled on February 11, 2018.

F6 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F6 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:10 UTC
Timko Thomas SVP, Controller & CAO
Tax withholdingCommon Stock 2,722 $41.46 $112,854.12
Disclosure

SEC source: 0001467858-18-000029 · wf-form4_151856702025086.xml · nonDerivative · entry 9

Timko Thomas S · CIK 0001368469 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,980

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:10 UTC
Timko Thomas SVP, Controller & CAO
Disposition to issuerCommon Stock 5,640 $41.46 $233,834.40
Disclosure

SEC source: 0001467858-18-000029 · wf-form4_151856702025086.xml · nonDerivative · entry 8

Timko Thomas S · CIK 0001368469 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,702

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:10 UTC
Timko Thomas SVP, Controller & CAO
GrantCommon Stock 8,362 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000029 · wf-form4_151856702025086.xml · nonDerivative · entry 7

Timko Thomas S · CIK 0001368469 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,342

F4 · security: On February 11, 2015, the Reporting Person received a grant of PSUs. Under the grant, PSUs could be earned based on the achievement of certain financial targets. PSUs vested and settled on February 11, 2018. This portion of the award was made by delivery in cash, less a portion withheld for taxes.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:10 UTC
Timko Thomas SVP, Controller & CAO
Tax withholdingCommon Stock 8,166 $41.46 $338,562.36
Disclosure

SEC source: 0001467858-18-000029 · wf-form4_151856702025086.xml · nonDerivative · entry 6

Timko Thomas S · CIK 0001368469 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,980

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:10 UTC
Timko Thomas SVP, Controller & CAO
GrantCommon Stock 25,088 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000029 · wf-form4_151856702025086.xml · nonDerivative · entry 5

Timko Thomas S · CIK 0001368469 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,146

F3 · security: On February 11, 2015, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, PSUs could be earned based on the achievement of certain financial targets. PSUs vested and settled on February 11, 2018. This portion of the award settled in shares of common stock.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:10 UTC
Timko Thomas SVP, Controller & CAO
Tax withholdingCommon Stock 535 $41.46 $22,181.10
Disclosure

SEC source: 0001467858-18-000029 · wf-form4_151856702025086.xml · nonDerivative · entry 4

Timko Thomas S · CIK 0001368469 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,058

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:10 UTC
Timko Thomas SVP, Controller & CAO
Exercise / conversionCommon Stock 1,858 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000029 · wf-form4_151856702025086.xml · nonDerivative · entry 3

Timko Thomas S · CIK 0001368469 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 11, 2015.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 19:11 UTC
Davis Alicia BolerExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,008 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000033 · wf-form4_151856709145570.xml · derivative · entry 7

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,007

Underlying: Common Stock · 3,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were awarded on February 10, 2016. One-third of the RSUs vested on February 10, 2018, and the remaining one-third will vest on February 10, 2019. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 19:11 UTC
Davis Alicia BolerExecutive Vice President
Tax withholdingCommon Stock 970 $41.46 $40,216.20
Disclosure

SEC source: 0001467858-18-000033 · wf-form4_151856709145570.xml · nonDerivative · entry 2

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,950

Read SEC document
February 10, 2018 Filed Feb 13, 2018 19:11 UTC
Davis Alicia BolerExecutive Vice President
Exercise / conversionCommon Stock 3,008 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000033 · wf-form4_151856709145570.xml · nonDerivative · entry 1

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 19:11 UTC
Engle Barry L IIExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000031 · wf-form4_151856705524125.xml · derivative · entry 7

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,285

Underlying: Common Stock · 4,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were awarded on February 10, 2016. One-third of the RSUs vested on February 10, 2018, and the remaining one-third will vest on February 10, 2019. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 19:11 UTC
Engle Barry L IIExecutive Vice President
Tax withholdingCommon Stock 1,226 $41.46 $50,829.96
Disclosure

SEC source: 0001467858-18-000031 · wf-form4_151856705524125.xml · nonDerivative · entry 2

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,708

Read SEC document
February 10, 2018 Filed Feb 13, 2018 19:11 UTC
Engle Barry L IIExecutive Vice President
Exercise / conversionCommon Stock 4,286 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000031 · wf-form4_151856705524125.xml · nonDerivative · entry 1

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 19:11 UTC
Glidden Craig B.Executive Vice President & GC
Exercise / conversionRestricted Stock Units · Derivative 7,067 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000032 · wf-form4_151856707345337.xml · derivative · entry 7

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,067

Underlying: Common Stock · 7,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were awarded on February 10, 2016. One-third of the RSUs vested on February 10, 2018, and the remaining one-third will vest on February 10, 2019. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 19:11 UTC
Glidden Craig B.Executive Vice President & GC
Tax withholdingCommon Stock 2,161 $41.46 $89,595.06
Disclosure

SEC source: 0001467858-18-000032 · wf-form4_151856707345337.xml · nonDerivative · entry 2

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,123

Read SEC document
February 10, 2018 Filed Feb 13, 2018 19:11 UTC
Glidden Craig B.Executive Vice President & GC
Exercise / conversionCommon Stock 7,067 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000032 · wf-form4_151856707345337.xml · nonDerivative · entry 1

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 19:12 UTC
Ammann DanielPresident
Exercise / conversionRestricted Stock Units · Derivative 14,135 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000037 · wf-form4_151856716128513.xml · derivative · entry 7

Ammann Daniel · CIK 0001492931 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,134

Underlying: Common Stock · 14,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were awarded on February 10, 2016. One-third of the RSUs vested on February 10, 2018, and the remaining one-third will vest on February 10, 2019. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 19:12 UTC
Ammann DanielPresident
Tax withholdingCommon Stock 4,375 $41.46 $181,387.50
Disclosure

SEC source: 0001467858-18-000037 · wf-form4_151856716128513.xml · nonDerivative · entry 2

Ammann Daniel · CIK 0001492931 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,713

Read SEC document
February 10, 2018 Filed Feb 13, 2018 19:12 UTC
Ammann DanielPresident
Exercise / conversionCommon Stock 14,135 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000037 · wf-form4_151856716128513.xml · nonDerivative · entry 1

Ammann Daniel · CIK 0001492931 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016.

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:13 UTC
Reuss Mark LExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 11,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000038 · wf-form4_151856717938269.xml · derivative · entry 7

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,728

Underlying: Common Stock · 11,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were awarded on February 10, 2016. One-third of the RSUs vested on February 10, 2018, and the remaining one-third will vest on February 10, 2019. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:13 UTC
Reuss Mark LExecutive Vice President
Tax withholdingCommon Stock 3,373 $41.46 $139,844.58
Disclosure

SEC source: 0001467858-18-000038 · wf-form4_151856717938269.xml · nonDerivative · entry 2

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,408

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:13 UTC
Reuss Mark LExecutive Vice President
Exercise / conversionCommon Stock 11,729 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000038 · wf-form4_151856717938269.xml · nonDerivative · entry 1

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016.

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February 10, 2018 Filed Feb 14, 2018 00:12 UTC
Barra Mary TDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 39,096 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000036 · wf-form4_151856714426305.xml · derivative · entry 7

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,095

Underlying: Common Stock · 39,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were awarded on February 10, 2016. One-third of the RSUs vested on February 10, 2018, and the remaining one-third will vest on February 10, 2019. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:12 UTC
Barra Mary TDirector · Chairman & CEO
Tax withholdingCommon Stock 12,856 $41.46 $533,009.76
Disclosure

SEC source: 0001467858-18-000036 · wf-form4_151856714426305.xml · nonDerivative · entry 2

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,125

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:12 UTC
Barra Mary TDirector · Chairman & CEO
Exercise / conversionCommon Stock 39,096 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000036 · wf-form4_151856714426305.xml · nonDerivative · entry 1

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016.

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:13 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
Exercise / conversionRestricted Stock Units · Derivative 10,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000039 · wf-form4_151856720004971.xml · derivative · entry 8

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,375

Underlying: Common Stock · 10,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs were awarded on February 10, 2016. One-third of the RSUs vested on February 10, 2018, and the remaining one-third will vest on February 10, 2019. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F7 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F7 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:13 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
Tax withholdingCommon Stock 2,824 $41.46 $117,083.04
Disclosure

SEC source: 0001467858-18-000039 · wf-form4_151856720004971.xml · nonDerivative · entry 3

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,603

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:13 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
Exercise / conversionCommon Stock 10,375 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000039 · wf-form4_151856720004971.xml · nonDerivative · entry 2

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016.

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:12 UTC
de Nysschen Carel J.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000035 · wf-form4_151856712695203.xml · derivative · entry 7

de Nysschen Carel J. · CIK 0001645350 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,285

Underlying: Common Stock · 4,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were awarded on February 10, 2016. One-third of the RSUs vested on February 10, 2018, and the remaining one-third will vest on February 10, 2019. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:12 UTC
de Nysschen Carel J.Executive Vice President
Tax withholdingCommon Stock 1,556 $41.46 $64,511.76
Disclosure

SEC source: 0001467858-18-000035 · wf-form4_151856712695203.xml · nonDerivative · entry 2

de Nysschen Carel J. · CIK 0001645350 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,569

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:12 UTC
de Nysschen Carel J.Executive Vice President
Exercise / conversionCommon Stock 4,286 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000035 · wf-form4_151856712695203.xml · nonDerivative · entry 1

de Nysschen Carel J. · CIK 0001645350 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016.

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:12 UTC
Batey Alan S.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 8,120 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000034 · wf-form4_151856711008407.xml · derivative · entry 7

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,120

Underlying: Common Stock · 8,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were awarded on February 10, 2016. One-third of the RSUs vested on February 10, 2018, and the remaining one-third will vest on February 10, 2019. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.