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GM

General Motors Co

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2958
SEC CIK
0001467858
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572

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 2026014
Jun 202604
Jul 202609
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2018 Filed Feb 21, 2018 00:06 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 124,729 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001467858-18-000055 · wf-form4_151917155111722.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,729

Underlying: Common Stock · 124,729 shares

Expires 2025-07-28

F1 · security: On February 15, 2018, 20% of the July 28, 2015 Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return ("TSR") of the peer group for the period July 28, 2015 through December 31, 2017.

F2 · balance_after: Represents the vested and unexercised portion of the 2015 Driving Shareholder Value Stock Option Grant, 40% of which vested on February 15, 2017 and 20% of which vested on February 15, 2018.

Read SEC document
February 15, 2018 Filed Feb 21, 2018 00:06 UTC
Tsien MatthewExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 71,584 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001467858-18-000057 · wf-form4_151917158665806.xml · derivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,752

Underlying: Common Stock · 71,584 shares

Expires 2025-07-28

F1 · security: On February 15, 2018, 20% of the July 28, 2015 Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return ("TSR") of the peer group for the period July 28, 2015 through December 31, 2017.

F2 · balance_after: Represents the vested and unexercised portion of the 2015 Driving Shareholder Value Stock Option Grant, 40% of which vested on February 15, 2017 and 20% of which vested on February 15, 2018.

Read SEC document
February 15, 2018 Filed Feb 21, 2018 00:05 UTC
Batey Alan S.Executive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 117,137 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001467858-18-000053 · wf-form4_151917151650071.xml · derivative · entry 1

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,137

Underlying: Common Stock · 117,137 shares

Expires 2025-07-28

F1 · security: On February 15, 2018, 20% of the July 28, 2015 Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return ("TSR") of the peer group for the period July 28, 2015 through December 31, 2017.

F2 · balance_after: Represents the vested and unexercised portion of the 2015 Driving Shareholder Value Stock Option Grant, 40% of which vested on February 15, 2017 and 20% of which vested on February 15, 2018.

Read SEC document
February 15, 2018 Filed Feb 21, 2018 00:04 UTC
de Nysschen Carel J.Executive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 61,822 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001467858-18-000051 · wf-form4_151917148173788.xml · derivative · entry 1

de Nysschen Carel J. · CIK 0001645350 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,822

Underlying: Common Stock · 61,822 shares

Expires 2025-07-28

F1 · security: On February 15, 2018, 20% of the July 28, 2015 Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return ("TSR") of the peer group for the period July 28, 2015 through December 31, 2017.

F2 · balance_after: Represents the vested and unexercised portion of the 2015 Driving Shareholder Value Stock Option Grant, 40% of which vested on February 15, 2017 and 20% of which vested on February 15, 2018.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 18:40 UTC
Davis Alicia BolerExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 44,345 $0.00 Strike: $41.40 $0.00
Disclosure

SEC source: 0001467858-18-000046 · wf-form4_151865163238232.xml · derivative · entry 1

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,345

Underlying: Common Stock · 44,345 shares

Expires 2028-02-13

F1 · security: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

F1 · derivative.exercise_date: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 18:42 UTC
Engle Barry L IIExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 66,426 $0.00 Strike: $41.40 $0.00
Disclosure

SEC source: 0001467858-18-000050 · wf-form4_151865170919402.xml · derivative · entry 1

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,426

Underlying: Common Stock · 66,426 shares

Expires 2028-02-13

F1 · security: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

F1 · derivative.exercise_date: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 18:38 UTC
Glidden Craig B.Executive Vice President & GC
GrantEmployee Stock Option (Right to Buy) · Derivative 71,142 $0.00 Strike: $41.40 $0.00
Disclosure

SEC source: 0001467858-18-000040 · wf-form4_151865152335045.xml · derivative · entry 1

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,142

Underlying: Common Stock · 71,142 shares

Expires 2028-02-13

F1 · security: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

F1 · derivative.exercise_date: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 18:39 UTC
Ammann DanielPresident
GrantEmployee Stock Option (Right to Buy) · Derivative 149,080 $0.00 Strike: $41.40 $0.00
Disclosure

SEC source: 0001467858-18-000043 · wf-form4_151865157894661.xml · derivative · entry 1

Ammann Daniel · CIK 0001492931 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,080

Underlying: Common Stock · 149,080 shares

Expires 2028-02-13

F1 · security: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

F1 · derivative.exercise_date: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:41 UTC
Reuss Mark LExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 122,283 $0.00 Strike: $41.40 $0.00
Disclosure

SEC source: 0001467858-18-000048 · wf-form4_151865167212800.xml · derivative · entry 1

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,283

Underlying: Common Stock · 122,283 shares

Expires 2028-02-13

F1 · security: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

F1 · derivative.exercise_date: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:39 UTC
Barra Mary TDirector · Chairman & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 413,648 $0.00 Strike: $41.40 $0.00
Disclosure

SEC source: 0001467858-18-000041 · wf-form4_151865154075948.xml · derivative · entry 1

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,648

Underlying: Common Stock · 413,648 shares

Expires 2028-02-13

F1 · security: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

F1 · derivative.exercise_date: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:41 UTC
Tsien MatthewExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 57,745 $0.00 Strike: $41.40 $0.00
Disclosure

SEC source: 0001467858-18-000049 · wf-form4_151865169162993.xml · derivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,745

Underlying: Common Stock · 57,745 shares

Expires 2028-02-13

F1 · security: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

F1 · derivative.exercise_date: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:41 UTC
Timko Thomas SVP, Controller & CAO
GrantEmployee Stock Option (Right to Buy) · Derivative 27,174 $0.00 Strike: $41.40 $0.00
Disclosure

SEC source: 0001467858-18-000047 · wf-form4_151865165053015.xml · derivative · entry 1

Timko Thomas S · CIK 0001368469 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,174

Underlying: Common Stock · 27,174 shares

Expires 2028-02-13

F1 · security: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

F1 · derivative.exercise_date: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:40 UTC
Batey Alan S.Executive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 81,332 $0.00 Strike: $41.40 $0.00
Disclosure

SEC source: 0001467858-18-000045 · wf-form4_151865161432711.xml · derivative · entry 1

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,332

Underlying: Common Stock · 81,332 shares

Expires 2028-02-13

F1 · security: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

F1 · derivative.exercise_date: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:40 UTC
de Nysschen Carel J.Executive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 45,290 $0.00 Strike: $41.40 $0.00
Disclosure

SEC source: 0001467858-18-000044 · wf-form4_151865159660495.xml · derivative · entry 1

de Nysschen Carel J. · CIK 0001645350 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,290

Underlying: Common Stock · 45,290 shares

Expires 2028-02-13

F1 · security: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

F1 · derivative.exercise_date: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:39 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 121,528 $0.00 Strike: $41.40 $0.00
Disclosure

SEC source: 0001467858-18-000042 · wf-form4_151865155805164.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,528

Underlying: Common Stock · 121,528 shares

Expires 2028-02-13

F1 · security: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

F1 · derivative.exercise_date: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:11 UTC
Davis Alicia BolerExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,005 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000033 · wf-form4_151856709145570.xml · derivative · entry 8

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs in this item were granted on February 11, 2015 and were settled on February 11, 2018.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:11 UTC
Davis Alicia BolerExecutive Vice President
Tax withholdingCommon Stock 13,307 $41.46 $551,708.22
Disclosure

SEC source: 0001467858-18-000033 · wf-form4_151856709145570.xml · nonDerivative · entry 6

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,139

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:11 UTC
Davis Alicia BolerExecutive Vice President
GrantCommon Stock 36,086 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000033 · wf-form4_151856709145570.xml · nonDerivative · entry 5

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,446

F3 · security: On February 11, 2015, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, PSUs could be earned based on the achievement of certain financial targets. PSUs vested and settled in shares of common stock on February 11, 2018.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:11 UTC
Davis Alicia BolerExecutive Vice President
Tax withholdingCommon Stock 595 $41.46 $24,668.70
Disclosure

SEC source: 0001467858-18-000033 · wf-form4_151856709145570.xml · nonDerivative · entry 4

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,360

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:11 UTC
Davis Alicia BolerExecutive Vice President
Exercise / conversionCommon Stock 2,005 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000033 · wf-form4_151856709145570.xml · nonDerivative · entry 3

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 11, 2015.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:11 UTC
Engle Barry L IIExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000031 · wf-form4_151856705524125.xml · derivative · entry 8

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs in this item were granted on October 1, 2015 and were settled on February 11, 2018.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:11 UTC
Engle Barry L IIExecutive Vice President
Tax withholdingCommon Stock 13,988 $41.46 $579,942.48
Disclosure

SEC source: 0001467858-18-000031 · wf-form4_151856705524125.xml · nonDerivative · entry 6

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,567

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:11 UTC
Engle Barry L IIExecutive Vice President
GrantCommon Stock 48,908 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000031 · wf-form4_151856705524125.xml · nonDerivative · entry 5

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,555

F3 · security: On October 1, 2015, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, PSUs could be earned based on the achievement of certain financial targets. PSUs vested and settled in shares of common stock on February 11, 2018.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:11 UTC
Engle Barry L IIExecutive Vice President
Tax withholdingCommon Stock 778 $41.46 $32,255.88
Disclosure

SEC source: 0001467858-18-000031 · wf-form4_151856705524125.xml · nonDerivative · entry 4

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,647

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:11 UTC
Engle Barry L IIExecutive Vice President
Exercise / conversionCommon Stock 2,717 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000031 · wf-form4_151856705524125.xml · nonDerivative · entry 3

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on October 1, 2015.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:11 UTC
Glidden Craig B.Executive Vice President & GC
Exercise / conversionRestricted Stock Units · Derivative 4,366 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000032 · wf-form4_151856707345337.xml · derivative · entry 8

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs in this item were granted on April 1, 2015 and were settled on February 11, 2018.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:11 UTC
Glidden Craig B.Executive Vice President & GC
Tax withholdingCommon Stock 33,220 $41.46 $1,377,301.20
Disclosure

SEC source: 0001467858-18-000032 · wf-form4_151856707345337.xml · nonDerivative · entry 6

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,567

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:11 UTC
Glidden Craig B.Executive Vice President & GC
GrantCommon Stock 78,594 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000032 · wf-form4_151856707345337.xml · nonDerivative · entry 5

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,787

F3 · security: On April 1, 2015, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, PSUs could be earned based on the achievement of certain financial targets. PSUs vested and settled in shares of common stock on February 11, 2018.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:11 UTC
Glidden Craig B.Executive Vice President & GC
Tax withholdingCommon Stock 1,296 $41.46 $53,732.16
Disclosure

SEC source: 0001467858-18-000032 · wf-form4_151856707345337.xml · nonDerivative · entry 4

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,193

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:11 UTC
Glidden Craig B.Executive Vice President & GC
Exercise / conversionCommon Stock 4,366 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000032 · wf-form4_151856707345337.xml · nonDerivative · entry 3

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on April 1, 2015.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:12 UTC
Ammann DanielPresident
Exercise / conversionRestricted Stock Units · Derivative 9,955 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000037 · wf-form4_151856716128513.xml · derivative · entry 8

Ammann Daniel · CIK 0001492931 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs in this item were granted on February 11, 2015 and were settled on February 11, 2018.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:12 UTC
Ammann DanielPresident
Tax withholdingCommon Stock 82,427 $41.46 $3,417,423.42
Disclosure

SEC source: 0001467858-18-000037 · wf-form4_151856716128513.xml · nonDerivative · entry 6

Ammann Daniel · CIK 0001492931 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,340

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:12 UTC
Ammann DanielPresident
GrantCommon Stock 179,188 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000037 · wf-form4_151856716128513.xml · nonDerivative · entry 5

Ammann Daniel · CIK 0001492931 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,767

F3 · security: On February 11, 2015, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, PSUs could be earned based on the achievement of certain financial targets. PSUs vested and settled in shares of common stock on February 11, 2018.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:12 UTC
Ammann DanielPresident
Tax withholdingCommon Stock 3,089 $41.46 $128,069.94
Disclosure

SEC source: 0001467858-18-000037 · wf-form4_151856716128513.xml · nonDerivative · entry 4

Ammann Daniel · CIK 0001492931 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,579

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:12 UTC
Ammann DanielPresident
Exercise / conversionCommon Stock 9,955 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000037 · wf-form4_151856716128513.xml · nonDerivative · entry 3

Ammann Daniel · CIK 0001492931 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 11, 2015.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:13 UTC
Reuss Mark LExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 8,461 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000038 · wf-form4_151856717938269.xml · derivative · entry 8

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs in this item were granted on February 11, 2015 and were settled on February 11, 2018.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:13 UTC
Reuss Mark LExecutive Vice President
Tax withholdingCommon Stock 65,825 $41.46 $2,729,104.50
Disclosure

SEC source: 0001467858-18-000038 · wf-form4_151856717938269.xml · nonDerivative · entry 6

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,934

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:13 UTC
Reuss Mark LExecutive Vice President
GrantCommon Stock 152,310 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000038 · wf-form4_151856717938269.xml · nonDerivative · entry 5

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,759

F3 · security: On February 11, 2015, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, PSUs could be earned based on the achievement of certain financial targets. PSUs vested and settled in shares of common stock on February 11, 2018.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:13 UTC
Reuss Mark LExecutive Vice President
Tax withholdingCommon Stock 2,420 $41.46 $100,333.20
Disclosure

SEC source: 0001467858-18-000038 · wf-form4_151856717938269.xml · nonDerivative · entry 4

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,449

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:13 UTC
Reuss Mark LExecutive Vice President
Exercise / conversionCommon Stock 8,461 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000038 · wf-form4_151856717938269.xml · nonDerivative · entry 3

Reuss Mark L · CIK 0001492362 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 11, 2015.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:12 UTC
Barra Mary TDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 26,546 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000036 · wf-form4_151856714426305.xml · derivative · entry 8

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs in this item were granted on February 11, 2015 and were settled on February 11, 2018.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:12 UTC
Barra Mary TDirector · Chairman & CEO
Tax withholdingCommon Stock 212,350 $41.46 $8,804,031.00
Disclosure

SEC source: 0001467858-18-000036 · wf-form4_151856714426305.xml · nonDerivative · entry 6

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,981

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:12 UTC
Barra Mary TDirector · Chairman & CEO
GrantCommon Stock 477,834 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000036 · wf-form4_151856714426305.xml · nonDerivative · entry 5

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,331

F3 · security: On February 11, 2015, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, PSUs could be earned based on the achievement of certain financial targets. PSUs vested and settled in shares of common stock on February 11, 2018.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:12 UTC
Barra Mary TDirector · Chairman & CEO
Tax withholdingCommon Stock 11,174 $41.46 $463,274.04
Disclosure

SEC source: 0001467858-18-000036 · wf-form4_151856714426305.xml · nonDerivative · entry 4

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,497

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:12 UTC
Barra Mary TDirector · Chairman & CEO
Exercise / conversionCommon Stock 26,546 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000036 · wf-form4_151856714426305.xml · nonDerivative · entry 3

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 11, 2015.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:13 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
Exercise / conversionRestricted Stock Units · Derivative 6,360 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000039 · wf-form4_151856720004971.xml · derivative · entry 9

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: The RSUs in this item were granted on February 11, 2015 and were settled on February 11, 2018.

F7 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F7 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:13 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
Tax withholdingCommon Stock 49,973 $41.46 $2,071,880.58
Disclosure

SEC source: 0001467858-18-000039 · wf-form4_151856720004971.xml · nonDerivative · entry 7

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,741

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:13 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
GrantCommon Stock 114,482 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000039 · wf-form4_151856720004971.xml · nonDerivative · entry 6

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,714

F5 · security: On February 11, 2015, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, PSUs could be earned based on the achievement of certain financial targets. PSUs vested and settled in shares of common stock on February 11, 2018.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:13 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
Tax withholdingCommon Stock 1,731 $41.46 $71,767.26
Disclosure

SEC source: 0001467858-18-000039 · wf-form4_151856720004971.xml · nonDerivative · entry 5

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,232

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:13 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
Exercise / conversionCommon Stock 6,360 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000039 · wf-form4_151856720004971.xml · nonDerivative · entry 4

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 11, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.