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GM

General Motors Co

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2958
SEC CIK
0001467858
Parsed reports
572

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 2026014
Jun 202604
Jul 202609
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2019 Filed Feb 15, 2019 16:22 UTC
Davis Alicia BolerExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 48,957 $0.00 Strike: $39.00 $0.00
Disclosure

SEC source: 0001467858-19-000049 · wf-form4_155026574857079.xml · derivative · entry 1

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,957

Underlying: Common Stock · 48,957 shares

Expires 2029-02-13

F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 13, 2020; one-third on February 13, 2021; and one-third on February 13, 2022.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:23 UTC
Glidden Craig B.Executive Vice President & GC
GrantEmployee Stock Option (Right to Buy) · Derivative 80,207 $0.00 Strike: $39.00 $0.00
Disclosure

SEC source: 0001467858-19-000051 · wf-form4_155026581238120.xml · derivative · entry 1

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,207

Underlying: Common Stock · 80,207 shares

Expires 2029-02-13

F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 13, 2020; one-third on February 13, 2021; and one-third on February 13, 2022.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:21 UTC
Engle Barry L IIExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $39.00 $0.00
Disclosure

SEC source: 0001467858-19-000047 · wf-form4_155026567393752.xml · derivative · entry 1

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2029-02-13

F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 13, 2020; one-third on February 13, 2021; and one-third on February 13, 2022.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:23 UTC
Batey Alan S.Executive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 89,790 $0.00 Strike: $39.00 $0.00
Disclosure

SEC source: 0001467858-19-000050 · wf-form4_155026578024612.xml · derivative · entry 1

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,790

Underlying: Common Stock · 89,790 shares

Expires 2029-02-13

F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 13, 2020; one-third on February 13, 2021; and one-third on February 13, 2022.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:20 UTC
Reuss Mark LPresident
GrantEmployee Stock Option (Right to Buy) · Derivative 160,000 $0.00 Strike: $39.00 $0.00
Disclosure

SEC source: 0001467858-19-000045 · wf-form4_155026560922226.xml · derivative · entry 1

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2029-02-13

F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 13, 2020; one-third on February 13, 2021; and one-third on February 13, 2022.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:20 UTC
Barra Mary TDirector · Chairman & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 470,000 $0.00 Strike: $39.00 $0.00
Disclosure

SEC source: 0001467858-19-000046 · wf-form4_155026564273616.xml · derivative · entry 1

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,000

Underlying: Common Stock · 470,000 shares

Expires 2029-02-13

F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 13, 2020; one-third on February 13, 2021; and one-third on February 13, 2022.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:24 UTC
Hatto ChristopherVP, Controller & CAO
GrantEmployee Stock Option (Right to Buy) · Derivative 14,667 $0.00 Strike: $39.00 $0.00
Disclosure

SEC source: 0001467858-19-000052 · wf-form4_155026584447863.xml · derivative · entry 1

Hatto Christopher · CIK 0001292153 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,667

Underlying: Common Stock · 14,667 shares

Expires 2029-02-13

F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 13, 2020; one-third on February 13, 2021; and one-third on February 13, 2022.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:24 UTC
Suryadevara DhivyaExecutive Vice President & CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 141,667 $0.00 Strike: $39.00 $0.00
Disclosure

SEC source: 0001467858-19-000053 · wf-form4_155026587678845.xml · derivative · entry 1

Suryadevara Dhivya · CIK 0001751582 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,667

Underlying: Common Stock · 141,667 shares

Expires 2029-02-13

F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 13, 2020; one-third on February 13, 2021; and one-third on February 13, 2022.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:22 UTC
Tsien MatthewExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 67,084 $0.00 Strike: $39.00 $0.00
Disclosure

SEC source: 0001467858-19-000048 · wf-form4_155026571728748.xml · derivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,084

Underlying: Common Stock · 67,084 shares

Expires 2029-02-13

F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 13, 2020; one-third on February 13, 2021; and one-third on February 13, 2022.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 21:32 UTC
Batey Alan S.Executive Vice President
SaleCommon Stock 70,266 $38.39 $2,697,511.74
Disclosure

SEC source: 0001467858-19-000040 · wf-form4_155000711012941.xml · nonDerivative · entry 5

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,533

F3 · security: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $38.28 to $38.57, inclusive. The Reporting Person undertakes to provide to the SEC, the Company and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 16:31 UTC
Davis Alicia BolerExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,007 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000038 · wf-form4_155000705709782.xml · derivative · entry 5

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were awarded on February 10, 2016, under the 2014 LTIP. One-third of the RSUs vested on February 10, 2017, February 10, 2018, and February 10, 2019, respectively. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 16:31 UTC
Davis Alicia BolerExecutive Vice President
Tax withholdingCommon Stock 946 $38.70 $36,610.20
Disclosure

SEC source: 0001467858-19-000038 · wf-form4_155000705709782.xml · nonDerivative · entry 4

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,964

Read SEC document
February 10, 2019 Filed Feb 12, 2019 16:31 UTC
Davis Alicia BolerExecutive Vice President
Exercise / conversionCommon Stock 3,007 $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000038 · wf-form4_155000705709782.xml · nonDerivative · entry 3

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded to the Reporting Person on February 10, 2016, under the Company's 2014 LTIP.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 16:31 UTC
Davis Alicia BolerExecutive Vice President
Tax withholdingCommon Stock 16,168 $38.70 $625,701.60
Disclosure

SEC source: 0001467858-19-000038 · wf-form4_155000705709782.xml · nonDerivative · entry 2

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,903

Read SEC document
February 10, 2019 Filed Feb 12, 2019 16:31 UTC
Davis Alicia BolerExecutive Vice President
GrantCommon Stock 44,932 $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000038 · wf-form4_155000705709782.xml · nonDerivative · entry 1

Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,071

F1 · security: On February 10, 2016, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan (the "2014 LTIP"). Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 10, 2019, and were awarded in shares of Common Stock.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 16:33 UTC
Engle Barry L IIExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,285 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000043 · wf-form4_155000718408070.xml · derivative · entry 5

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were awarded on February 10, 2016, under the 2014 LTIP. One-third of the RSUs vested on February 10, 2017, February 10, 2018, and February 10, 2019, respectively. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 16:33 UTC
Engle Barry L IIExecutive Vice President
Tax withholdingCommon Stock 1,226 $38.70 $47,446.20
Disclosure

SEC source: 0001467858-19-000043 · wf-form4_155000718408070.xml · nonDerivative · entry 4

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,737

Read SEC document
February 10, 2019 Filed Feb 12, 2019 16:33 UTC
Engle Barry L IIExecutive Vice President
Exercise / conversionCommon Stock 4,285 $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000043 · wf-form4_155000718408070.xml · nonDerivative · entry 3

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded to the Reporting Person on February 10, 2016, under the Company's 2014 LTIP.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 16:33 UTC
Engle Barry L IIExecutive Vice President
Tax withholdingCommon Stock 27,916 $38.70 $1,080,349.20
Disclosure

SEC source: 0001467858-19-000043 · wf-form4_155000718408070.xml · nonDerivative · entry 2

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,678

Read SEC document
February 10, 2019 Filed Feb 12, 2019 16:33 UTC
Engle Barry L IIExecutive Vice President
GrantCommon Stock 64,027 $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000043 · wf-form4_155000718408070.xml · nonDerivative · entry 1

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,594

F1 · security: On February 10, 2016, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan (the "2014 LTIP"). Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 10, 2019, and were awarded in shares of Common Stock.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 16:33 UTC
Glidden Craig B.Executive Vice President & GC
Exercise / conversionRestricted Stock Units · Derivative 7,067 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000044 · wf-form4_155000720945186.xml · derivative · entry 5

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were awarded on February 10, 2016, under the 2014 LTIP. One-third of the RSUs vested on February 10, 2017, February 10, 2018, and February 10, 2019, respectively. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 16:33 UTC
Glidden Craig B.Executive Vice President & GC
Tax withholdingCommon Stock 2,172 $38.70 $84,056.40
Disclosure

SEC source: 0001467858-19-000044 · wf-form4_155000720945186.xml · nonDerivative · entry 4

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,678

Read SEC document
February 10, 2019 Filed Feb 12, 2019 16:33 UTC
Glidden Craig B.Executive Vice President & GC
Exercise / conversionCommon Stock 7,067 $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000044 · wf-form4_155000720945186.xml · nonDerivative · entry 3

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded to the Reporting Person on February 10, 2016, under the Company's 2014 LTIP.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 16:33 UTC
Glidden Craig B.Executive Vice President & GC
Tax withholdingCommon Stock 44,370 $38.70 $1,717,119.00
Disclosure

SEC source: 0001467858-19-000044 · wf-form4_155000720945186.xml · nonDerivative · entry 2

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,783

Read SEC document
February 10, 2019 Filed Feb 12, 2019 16:33 UTC
Glidden Craig B.Executive Vice President & GC
GrantCommon Stock 105,586 $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000044 · wf-form4_155000720945186.xml · nonDerivative · entry 1

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,153

F1 · security: On February 10, 2016, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan (the "2014 LTIP"). Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 10, 2019, and were awarded in shares of Common Stock.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:31 UTC
Reuss Mark LPresident
Exercise / conversionRestricted Stock Units · Derivative 11,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000039 · wf-form4_155000708071492.xml · derivative · entry 5

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were awarded on February 10, 2016, under the 2014 LTIP. One-third of the RSUs vested on February 10, 2017, February 10, 2018, and February 10, 2019, respectively. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:31 UTC
Reuss Mark LPresident
Tax withholdingCommon Stock 3,079 $38.70 $119,157.30
Disclosure

SEC source: 0001467858-19-000039 · wf-form4_155000708071492.xml · nonDerivative · entry 4

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,469

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:31 UTC
Reuss Mark LPresident
Exercise / conversionCommon Stock 11,728 $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000039 · wf-form4_155000708071492.xml · nonDerivative · entry 3

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded to the Reporting Person on February 10, 2016, under the Company's 2014 LTIP.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:31 UTC
Reuss Mark LPresident
Tax withholdingCommon Stock 74,341 $38.70 $2,876,996.70
Disclosure

SEC source: 0001467858-19-000039 · wf-form4_155000708071492.xml · nonDerivative · entry 2

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,820

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:31 UTC
Reuss Mark LPresident
GrantCommon Stock 175,227 $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000039 · wf-form4_155000708071492.xml · nonDerivative · entry 1

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,161

F1 · security: On February 10, 2016, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan (the "2014 LTIP"). Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 10, 2019, and were awarded in shares of Common Stock.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:30 UTC
Barra Mary TDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 39,095 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000037 · wf-form4_155000703377941.xml · derivative · entry 5

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,095 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were awarded on February 10, 2016, under the 2014 LTIP. One-third of the RSUs vested on February 10, 2017, February 10, 2018, and February 10, 2019, respectively. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:30 UTC
Barra Mary TDirector · Chairman & CEO
Tax withholdingCommon Stock 12,626 $38.70 $488,626.20
Disclosure

SEC source: 0001467858-19-000037 · wf-form4_155000703377941.xml · nonDerivative · entry 4

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047,968

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:30 UTC
Barra Mary TDirector · Chairman & CEO
Exercise / conversionCommon Stock 39,095 $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000037 · wf-form4_155000703377941.xml · nonDerivative · entry 3

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded to the Reporting Person on February 10, 2016, under the Company's 2014 LTIP.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:30 UTC
Barra Mary TDirector · Chairman & CEO
Tax withholdingCommon Stock 259,568 $38.70 $10,045,281.60
Disclosure

SEC source: 0001467858-19-000037 · wf-form4_155000703377941.xml · nonDerivative · entry 2

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,021,499

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:30 UTC
Barra Mary TDirector · Chairman & CEO
GrantCommon Stock 584,086 $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000037 · wf-form4_155000703377941.xml · nonDerivative · entry 1

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,281,067

F1 · security: On February 10, 2016, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan (the "2014 LTIP"). Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 10, 2019, and were awarded in shares of Common Stock.

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February 10, 2019 Filed Feb 12, 2019 21:32 UTC
Suryadevara DhivyaExecutive Vice President & CFO
Exercise / conversionRestricted Stock Units · Derivative 2,210 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000042 · wf-form4_155000715946444.xml · derivative · entry 5

Suryadevara Dhivya · CIK 0001751582 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,210 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were awarded on February 10, 2016, under the 2014 LTIP. One-third of the RSUs vested on February 10, 2017, February 10, 2018, and February 10, 2019, respectively. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:32 UTC
Suryadevara DhivyaExecutive Vice President & CFO
Tax withholdingCommon Stock 931 $38.70 $36,029.70
Disclosure

SEC source: 0001467858-19-000042 · wf-form4_155000715946444.xml · nonDerivative · entry 4

Suryadevara Dhivya · CIK 0001751582 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,497

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:32 UTC
Suryadevara DhivyaExecutive Vice President & CFO
Exercise / conversionCommon Stock 2,210 $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000042 · wf-form4_155000715946444.xml · nonDerivative · entry 3

Suryadevara Dhivya · CIK 0001751582 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded to the Reporting Person on February 10, 2016, under the Company's 2014 LTIP.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:32 UTC
Suryadevara DhivyaExecutive Vice President & CFO
Tax withholdingCommon Stock 14,424 $38.70 $558,208.80
Disclosure

SEC source: 0001467858-19-000042 · wf-form4_155000715946444.xml · nonDerivative · entry 2

Suryadevara Dhivya · CIK 0001751582 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,218

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:32 UTC
Suryadevara DhivyaExecutive Vice President & CFO
GrantCommon Stock 33,025 $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000042 · wf-form4_155000715946444.xml · nonDerivative · entry 1

Suryadevara Dhivya · CIK 0001751582 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,642

F1 · security: On February 10, 2016, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan (the "2014 LTIP"). Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 10, 2019, and were awarded in shares of Common Stock.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:32 UTC
Tsien MatthewExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,413 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000041 · wf-form4_155000713459978.xml · derivative · entry 7

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were awarded on February 10, 2016, under the 2014 LTIP. One-third of the RSUs vested on February 10, 2017, February 10, 2018, and February 10, 2019, respectively. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:32 UTC
Tsien MatthewExecutive Vice President
Disposition to issuerCommon Stock 3,287 $38.70 $127,206.90
Disclosure

SEC source: 0001467858-19-000041 · wf-form4_155000713459978.xml · nonDerivative · entry 6

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:32 UTC
Tsien MatthewExecutive Vice President
Tax withholdingCommon Stock 2,126 $38.70 $82,276.20
Disclosure

SEC source: 0001467858-19-000041 · wf-form4_155000713459978.xml · nonDerivative · entry 5

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,887

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:32 UTC
Tsien MatthewExecutive Vice President
Exercise / conversionCommon Stock 5,413 $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000041 · wf-form4_155000713459978.xml · nonDerivative · entry 4

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded to the Reporting Person on February 10, 2016, under the Company's 2014 LTIP. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:32 UTC
Tsien MatthewExecutive Vice President
Disposition to issuerCommon Stock 47,230 $38.70 $1,827,801.00
Disclosure

SEC source: 0001467858-19-000041 · wf-form4_155000713459978.xml · nonDerivative · entry 3

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:32 UTC
Tsien MatthewExecutive Vice President
Tax withholdingCommon Stock 33,644 $38.70 $1,302,022.80
Disclosure

SEC source: 0001467858-19-000041 · wf-form4_155000713459978.xml · nonDerivative · entry 2

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,830

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:32 UTC
Tsien MatthewExecutive Vice President
GrantCommon Stock 80,874 $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000041 · wf-form4_155000713459978.xml · nonDerivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,474

F1 · security: On February 10, 2016, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan (the "2014 LTIP"). Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 10, 2019, and were awarded in shares of Common Stock. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:32 UTC
Batey Alan S.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 8,120 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000040 · wf-form4_155000711012941.xml · derivative · entry 6

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The RSUs were awarded on February 10, 2016, under the 2014 LTIP. One-third of the RSUs vested on February 10, 2017, February 10, 2018, and February 10, 2019, respectively. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F6 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:32 UTC
Batey Alan S.Executive Vice President
Tax withholdingCommon Stock 2,181 $38.70 $84,404.70
Disclosure

SEC source: 0001467858-19-000040 · wf-form4_155000711012941.xml · nonDerivative · entry 4

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,799

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:32 UTC
Batey Alan S.Executive Vice President
Exercise / conversionCommon Stock 8,120 $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000040 · wf-form4_155000711012941.xml · nonDerivative · entry 3

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded to the Reporting Person on February 10, 2016, under the Company's 2014 LTIP.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.