GLW

SEC source: 0001127602-22-009128 · form4.xml · nonDerivative · entry 2

BURNS STEPHANIE · CIK 0001257094 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 107

F1 · shares: This purchase occurred in a separately managed trust account, unbeknownst to the reporting person, due to an administrative error at the reporting person's financial advisor.

SEC source: 0001127602-22-000440 · form4.xml · derivative · entry 1

BLAIR DONALD W · CIK 0001237789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,182

Underlying: Common Stock · 927 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-22-000446 · form4.xml · derivative · entry 1

BURNS STEPHANIE · CIK 0001257094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,059

Underlying: Common Stock · 771 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-22-000449 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,176

Underlying: Common Stock · 1,041 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-22-000450 · form4.xml · derivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,657

Underlying: Common Stock · 907 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-22-000453 · form4.xml · derivative · entry 1

HENRETTA DEBORAH A · CIK 0001282881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,702

Underlying: Common Stock · 611 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-22-000455 · form4.xml · derivative · entry 1

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,120

Underlying: Common Stock · 873 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-22-009128 · form4.xml · nonDerivative · entry 1

BURNS STEPHANIE · CIK 0001257094 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 102

F1 · shares: This purchase occurred in a separately managed trust account, unbeknownst to the reporting person, due to an administrative error at the reporting person's financial advisor.

SEC source: 0001127602-21-031776 · form4.xml · nonDerivative · entry 4

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Morse Family Trust

Disclosed balance after: 55,800

F2 · ownership.nature: The reporting person is trustee and beneficiary of the trust.

SEC source: 0001127602-21-031776 · form4.xml · nonDerivative · entry 3

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 10

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

SEC source: 0001127602-21-031776 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 55,810

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

SEC source: 0001127602-21-031776 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001127602-21-030974 · form4.xml · derivative · entry 7

Fang Li · CIK 0001824647 · President & GM, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,622 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-030974 · form4.xml · derivative · entry 6

Fang Li · CIK 0001824647 · President & GM, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,652 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-030974 · form4.xml · derivative · entry 5

Fang Li · CIK 0001824647 · President & GM, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,592 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-030974 · form4.xml · nonDerivative · entry 4

Fang Li · CIK 0001824647 · President & GM, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001127602-21-030974 · form4.xml · nonDerivative · entry 3

Fang Li · CIK 0001824647 · President & GM, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-030974 · form4.xml · nonDerivative · entry 2

Fang Li · CIK 0001824647 · President & GM, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-030974 · form4.xml · nonDerivative · entry 1

Fang Li · CIK 0001824647 · President & GM, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-026319 · form4.xml · derivative · entry 1

BLAIR DONALD W · CIK 0001237789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,255

Underlying: Common Stock · 945 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-21-026323 · form4.xml · derivative · entry 1

BURNS STEPHANIE · CIK 0001257094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,288

Underlying: Common Stock · 786 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-21-026324 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,135

Underlying: Common Stock · 1,062 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-21-026326 · form4.xml · derivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 925 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-21-026328 · form4.xml · derivative · entry 1

HENRETTA DEBORAH A · CIK 0001282881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,091

Underlying: Common Stock · 623 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-21-026329 · form4.xml · derivative · entry 1

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,247

Underlying: Common Stock · 891 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-21-025204 · form4.xml · nonDerivative · entry 1

WEEKS WENDELL P · CIK 0001206158 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 627,802

F1 · balance_after: Ownership has been updated to reflect the transfer of 63,455 shares of Common Stock that the reporting person held directly, into the Trust account.

SEC source: 0001127602-21-025068 · form4.xml · nonDerivative · entry 1

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,945

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.39 to $39.405, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

SEC source: 0001127602-21-024861 · form4.xml · derivative · entry 12

Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,640 shares

Expires 2030-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On December 2, 2020, the Compensation Committee approved the early vesting of one half of the stock options granted on May 15, 2020. The remaining stock options will vest ratably over three years from the grand date.

SEC source: 0001127602-21-024861 · form4.xml · derivative · entry 11

Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,127 shares

Expires 2028-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-024861 · form4.xml · derivative · entry 10

Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,302 shares

Expires 2027-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-024861 · form4.xml · nonDerivative · entry 6

Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,064.24

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.50 to $39.55, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

SEC source: 0001127602-21-024861 · form4.xml · nonDerivative · entry 5

Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,133.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-024861 · form4.xml · nonDerivative · entry 4

Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,493.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-024861 · form4.xml · nonDerivative · entry 3

Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,366.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-024861 · form4.xml · derivative · entry 9

Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,302

Underlying: Common Stock · 13,702 shares

Expires 2027-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-024861 · form4.xml · nonDerivative · entry 2

Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,064.24

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.75 to $39.98, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

SEC source: 0001127602-21-024861 · form4.xml · nonDerivative · entry 1

Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,766.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-024106 · form4.xml · derivative · entry 6

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,759

Underlying: Common Stock · 6,566 shares

Expires 2030-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On December 2, 2020, the Compensation Committee approved the early vesting of one half of the stock options granted on May 15, 2020. The remaining stock options will vest ratably over three years from the grand date.

SEC source: 0001127602-21-024106 · form4.xml · derivative · entry 5

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,284

Underlying: Common Stock · 21,853 shares

Expires 2028-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-024106 · form4.xml · nonDerivative · entry 3

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.88 to $40.925, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

SEC source: 0001127602-21-024106 · form4.xml · nonDerivative · entry 2

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-024106 · form4.xml · nonDerivative · entry 1

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-023647 · form4.xml · derivative · entry 9

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,847 shares

Expires 2025-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-023647 · form4.xml · derivative · entry 8

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,840 shares

Expires 2025-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-023647 · form4.xml · derivative · entry 7

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,850 shares

Expires 2025-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-023647 · form4.xml · nonDerivative · entry 4

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,814

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.90 to $40.94, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

SEC source: 0001127602-21-023647 · form4.xml · nonDerivative · entry 3

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-023647 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-023647 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-023451 · form4.xml · derivative · entry 4

STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,338

Underlying: Common Stock · 1,812 shares

Expires 2030-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On December 2, 2020, the Compensation Committee approved the early vesting of one half of the stock options granted on May 15, 2020. The remaining stock options will vest ratably over three years from the grand date.