Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Vice Chair &Strat. Adv | January 07, 2022 | January 11, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date January 07, 2022 · Filed January 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,064.24 |
Ending reported balance
After 2022-01-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-07 · Exercise / conversion · Acquired 672 · Balance 85,736.24 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Row 2 · 2022-01-07 · Tax withholding · Disposed 672 · Balance 85,064.24 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 9,472 |
Reported balance
After 2022-01-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-01-07 · Exercise / conversion · Disposed 672 · Balance 9,472 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2: Vesting to satisfy tax requirement pursuant to the April 2021 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 17,460 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 17,460 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3: The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 37,662 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 37,662 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F4: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 189 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 189 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F5: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. |
| Common StockSEC Table I · non-derivative | IndirectTrustee u/Employee Benefit Plan | 1,929.9675 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,929.9675 |
| Common Stock - Jt. Tenant W/wifeSEC Table I · non-derivative | Direct | 9,797 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 9,797 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
F2: Vesting to satisfy tax requirement pursuant to the April 2021 agreement.
F3: The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022.
F4: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.
F5: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 07, 2022 Filed Jan 11, 2022 21:36 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 672 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-001311 · form4.xml · derivative · entry 5 Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,472 Underlying: Common Stock · 672 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2021 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2021 agreement. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:36 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 672 | $37.97 | $25,515.84 |
DisclosureSEC source: 0001127602-22-001311 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,064.24 Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:36 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 672 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-001311 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,736.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 6,640 | $0.00 Strike: $19.65 | $0.00 |
DisclosureSEC source: 0001127602-21-024861 · form4.xml · derivative · entry 12 Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,640 shares Expires 2030-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On December 2, 2020, the Compensation Committee approved the early vesting of one half of the stock options granted on May 15, 2020. The remaining stock options will vest ratably over three years from the grand date. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 39,127 | $0.00 Strike: $27.03 | $0.00 |
DisclosureSEC source: 0001127602-21-024861 · form4.xml · derivative · entry 11 Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,127 shares Expires 2028-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 21,302 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024861 · form4.xml · derivative · entry 10 Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,302 shares Expires 2027-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 67,069 | $39.51 | $2,650,077.28 |
DisclosureSEC source: 0001127602-21-024861 · form4.xml · nonDerivative · entry 6 Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,064.24 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.50 to $39.55, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 6,640 | $19.65 | $130,476.00 |
DisclosureSEC source: 0001127602-21-024861 · form4.xml · nonDerivative · entry 5 Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,133.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 39,127 | $27.03 | $1,057,602.81 |
DisclosureSEC source: 0001127602-21-024861 · form4.xml · nonDerivative · entry 4 Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,493.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 21,302 | $27.00 | $575,154.00 |
DisclosureSEC source: 0001127602-21-024861 · form4.xml · nonDerivative · entry 3 Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,366.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 13,702 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024861 · form4.xml · derivative · entry 9 Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,302 Underlying: Common Stock · 13,702 shares Expires 2027-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 13,702 | $39.88 | $546,413.84 |
DisclosureSEC source: 0001127602-21-024861 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,064.24 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.75 to $39.98, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 13,702 | $27.00 | $369,954.00 |
DisclosureSEC source: 0001127602-21-024861 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,766.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2021 Filed Aug 3, 2021 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerPerformance Share Unit · Derivative | 19,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-022905 · form4.xml · derivative · entry 3 Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,751 Underlying: Common Stock · 19,267 shares Expires not disclosed F6 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. F7 · shares: Represents the forfeiture of Performance Share Units earned February 3, 2021, per terms of the May 15, 2020 agreement approved by the Compensation Committee. F8 · derivative.exercise_date: Performance Share Units earned February 3, 2021 were forfeited on July 31, 2021, per the terms of the May 15, 2020 agreement approved by the Compensation Committee. F8 · derivative.expiration_date: Performance Share Units earned February 3, 2021 were forfeited on July 31, 2021, per the terms of the May 15, 2020 agreement approved by the Compensation Committee. Read SEC document |
| July 31, 2021 Filed Aug 3, 2021 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerRestricted Stock Unit · Derivative | 7,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-022905 · form4.xml · derivative · entry 2 Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,144 Underlying: Common Stock · 7,246 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F4 · shares: Represents the forfeiture of Restricted Stock Units awarded April 1, 2021, per terms of the April 2021 agreement approved by the Compensation Committee. F5 · derivative.exercise_date: Restricted Stock Units awarded April 1, 2021 were forfeited on July 31, 2021, per terms of the April 2021 agreement approved by the Compensation Committee. F5 · derivative.expiration_date: Restricted Stock Units awarded April 1, 2021 were forfeited on July 31, 2021, per terms of the April 2021 agreement approved by the Compensation Committee. Read SEC document |
| July 31, 2021 Filed Aug 3, 2021 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerRestricted Stock Unit · Derivative | 2,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-022905 · form4.xml · derivative · entry 1 Clappin James P · CIK 0001606367 · Retired Vice Chair &Strat. Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189 Underlying: Common Stock · 2,087 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · shares: Represents the forfeiture of Restricted Stock Units awarded May 15, 2020, per terms of the May 2020 agreement approved by the Compensation Committee. F3 · derivative.exercise_date: Restricted Stock Units awarded May 15, 2020 were forfeited on July 31, 2021, per terms of the May 2020 agreement approved by the Compensation Committee. F3 · derivative.expiration_date: Restricted Stock Units awarded May 15, 2020 were forfeited on July 31, 2021, per terms of the May 2020 agreement approved by the Compensation Committee. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionPerformance Share Unit · Derivative | 10,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017375 · form4.xml · derivative · entry 7 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,018 Underlying: Common Stock · 10,510 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. F4 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement. F4 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017375 · form4.xml · derivative · entry 6 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,276 Underlying: Common Stock · 1,139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 5,705 | $44.19 | $252,103.95 |
DisclosureSEC source: 0001127602-21-017375 · form4.xml · nonDerivative · entry 3 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,064.24 Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 10,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017375 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,769.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017375 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,259.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 20,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-014013 · form4.xml · derivative · entry 5 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until April 15, 2021, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until April 15, 2021, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:12 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 9,637 | $45.90 | $442,338.30 |
DisclosureSEC source: 0001127602-21-014013 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,120.24 Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 20,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014013 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,757.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:20 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 17,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013067 · form4.xml · derivative · entry 1 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,390 Underlying: Common Stock · 17,390 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,566 | $0.00 Strike: $20.89 | $0.00 |
DisclosureSEC source: 0001127602-21-008696 · form4.xml · derivative · entry 15 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,566 shares Expires 2026-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 14,060 | $0.00 Strike: $18.67 | $0.00 |
DisclosureSEC source: 0001127602-21-008696 · form4.xml · derivative · entry 14 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,060 shares Expires 2026-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,566 | $0.00 Strike: $20.89 | $0.00 |
DisclosureSEC source: 0001127602-21-008696 · form4.xml · derivative · entry 13 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,566 shares Expires 2026-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,548 | $0.00 Strike: $20.92 | $0.00 |
DisclosureSEC source: 0001127602-21-008696 · form4.xml · derivative · entry 12 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,548 shares Expires 2025-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,542 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0001127602-21-008696 · form4.xml · derivative · entry 11 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,542 shares Expires 2025-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 11,574 | $0.00 Strike: $22.68 | $0.00 |
DisclosureSEC source: 0001127602-21-008696 · form4.xml · derivative · entry 10 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,574 shares Expires 2025-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 75,856 | $38.62 | $2,929,460.11 |
DisclosureSEC source: 0001127602-21-008696 · form4.xml · nonDerivative · entry 7 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,087.24 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.445 to $38.71, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 12,566 | $20.89 | $262,503.74 |
DisclosureSEC source: 0001127602-21-008696 · form4.xml · nonDerivative · entry 6 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,943.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 14,060 | $18.67 | $262,500.20 |
DisclosureSEC source: 0001127602-21-008696 · form4.xml · nonDerivative · entry 5 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,377.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 12,566 | $20.89 | $262,503.74 |
DisclosureSEC source: 0001127602-21-008696 · form4.xml · nonDerivative · entry 4 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,317.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 12,548 | $20.92 | $262,504.16 |
DisclosureSEC source: 0001127602-21-008696 · form4.xml · nonDerivative · entry 3 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,751.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 12,542 | $20.93 | $262,504.06 |
DisclosureSEC source: 0001127602-21-008696 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,203.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 11,574 | $22.68 | $262,498.32 |
DisclosureSEC source: 0001127602-21-008696 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,661.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:51 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionPerformance Share Unit · Derivative | 1,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004203 · form4.xml · derivative · entry 7 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,867 Underlying: Common Stock · 1,099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. F4 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement. F4 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:51 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPerformance Share Unit · Derivative | 31,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004203 · form4.xml · derivative · entry 6 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,966 Underlying: Common Stock · 31,966 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. F3 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement. F3 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:51 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPerformance Share Unit · Derivative | 31,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004203 · form4.xml · derivative · entry 5 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,528 Underlying: Common Stock · 31,528 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. F2 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement. F2 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:51 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,099 | $36.34 | $39,937.66 |
DisclosureSEC source: 0001127602-21-004203 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,087.24 Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:51 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004203 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,186.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001412 · form4.xml · derivative · entry 5 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,662 Underlying: Common Stock · 1,584 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,584 | $36.98 | $58,576.32 |
DisclosureSEC source: 0001127602-21-001412 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,087.24 Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001412 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,671.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 33,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024313 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,087.24 F1 · shares: Represents shares of Corning Incorporated Common Stock that the reporting person donated to a charitable donor advised fund. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 17,075 | $0.00 Strike: $19.65 | $0.00 |
DisclosureSEC source: 0001127602-20-017140 · form4.xml · derivative · entry 2 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,075 Underlying: Common Stock · 17,075 shares Expires 2030-05-15 F4 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%). The number of options granted was determined by dividing the cash compensation by the Black-Scholes value of a single option calculated as of the date of grant. F5 · derivative.exercise_date: The options will vest ratably over three years from grant date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 3,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-017140 · form4.xml · derivative · entry 1 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,415 Underlying: Common Stock · 3,415 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%). F3 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. F3 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 18,355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-014033 · form4.xml · derivative · entry 4 Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,355 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2017 remained restricted until April 15, 2020, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2017 remained restricted until April 15, 2020, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.