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GGZ

Gabelli Global Small & Mid Cap Value Trust

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Tapewire entity
9007
SEC CIK
0001585855
Parsed reports
38

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2017 Filed Dec 14, 2017 12:04 UTC OtherCommon Shares, Par Value $0.001 1,674 $11.50 $19,251.00
Disclosure

SEC source: 0001271163-17-000056 · primary_doc.xml · nonDerivative · entry 1

ALPERT BRUCE N · CIK 0001185528 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,063

F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights.

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December 14, 2017 Filed Dec 14, 2017 23:13 UTC
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
OtherCommon Shares, Par Value $0.001 26,055 $11.50 $299,632.50
Disclosure

SEC source: 0001271163-17-000061 · primary_doc.xml · nonDerivative · entry 4

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Associated Capital Group, Inc.

Disclosed balance after: 78,828

F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights.

F4 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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December 14, 2017 Filed Dec 14, 2017 23:13 UTC
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
OtherCommon Shares, Par Value $0.001 5,055 $11.50 $58,132.50
Disclosure

SEC source: 0001271163-17-000061 · primary_doc.xml · nonDerivative · entry 3

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 20,222

F5 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights.

F3 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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December 14, 2017 Filed Dec 14, 2017 23:13 UTC
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
OtherCommon Shares, Par Value $0.001 336 $11.50 $3,864.00
Disclosure

SEC source: 0001271163-17-000061 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · MJG IV Limited Partnership

Disclosed balance after: 1,342

F5 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights.

F2 · ownership.nature: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

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December 14, 2017 Filed Dec 14, 2017 23:13 UTC
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
OtherCommon Shares, Par Value $0.001 821,729 $11.50 $9,449,883.50
Disclosure

SEC source: 0001271163-17-000061 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,486,670.75

F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights.

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December 14, 2017 Filed Dec 14, 2017 16:28 UTC
CONN JAMES PDirector
OtherCommon Shares, Par Value $0.001 4,938 $11.50 $56,787.00
Disclosure

SEC source: 0001271163-17-000060 · primary_doc.xml · nonDerivative · entry 1

CONN JAMES P · CIK 0001216778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,938

F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights.

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December 14, 2017 Filed Dec 14, 2017 15:49 UTC OtherCommon Shares, Par Value $0.001 784 $11.50 $9,016.00
Disclosure

SEC source: 0001271163-17-000057 · primary_doc.xml · nonDerivative · entry 1

Nakamura Kuni · CIK 0001396000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,134

F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights.

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May 27, 2016 Filed Sep 9, 2016 17:06 UTC PurchaseCommon Shares, Par Value $0.001 950 $10.45 $9,927.50
Disclosure

SEC source: 0001271163-16-000097 · primary_doc.xml · nonDerivative · entry 1

Nakamura Kuni · CIK 0001396000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.