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GFF

GRIFFON CORP

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Tapewire entity
3998
SEC CIK
0000050725
Parsed reports
340

Last 12 months

Inside the activity.

1 purchase rows · 55 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202610
Apr 202600
May 202600
Jun 2026018
Jul 202600
Aug 2026029
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2019 Filed Jan 31, 2020 21:46 UTC
KRAMER RONALD JDirector · Chairman of the Board and CEO
GiftCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000032 · wf-form4_158050715678084.xml · nonDerivative · entry 1

KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,565,933

Read SEC document
November 30, 2019 Filed Dec 2, 2019 21:05 UTC
Durborow W. ChristopherVP, Controller and CAO
Tax withholdingCommon Stock 5,461 $21.22 $115,882.42
Disclosure

SEC source: 0000050725-19-000083 · wf-form4_157532073944351.xml · nonDerivative · entry 1

Durborow W. Christopher · CIK 0001690552 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,860

F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 30, 2019 Filed Dec 2, 2019 21:04 UTC
Kaplan Seth L.Sr VP, Gen. Counsel and Secy
Tax withholdingCommon Stock 13,912 $21.22 $295,212.64
Disclosure

SEC source: 0000050725-19-000082 · wf-form4_157532062908683.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,083

F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 30, 2019 Filed Dec 2, 2019 21:00 UTC
Harris Brian GSVP, Chief Financial Officer
Tax withholdingCommon Stock 14,526 $21.22 $308,241.72
Disclosure

SEC source: 0000050725-19-000081 · wf-form4_157532039381620.xml · nonDerivative · entry 1

Harris Brian G · CIK 0001470077 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,874

F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 30, 2019 Filed Dec 3, 2019 21:29 UTC
Durborow W. ChristopherVP, Controller and CAO
Tax withholdingCommon Stock 272 $21.22 $5,771.84
Disclosure

SEC source: 0000050725-19-000085 · wf-form4_157540852463640.xml · nonDerivative · entry 1

Durborow W. Christopher · CIK 0001690552 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,588

F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 21:00 UTC
Harris Brian GSVP, Chief Financial Officer
GrantCommon Stock 105,623 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000068 · wf-form4_157376521988828.xml · nonDerivative · entry 1

Harris Brian G · CIK 0001470077 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,400

F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; it has now been certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, 27,295 restricted shares will vest on November 30, 2019; 28,986 restricted shares will vest on November 30, 2020; and 49,342 restricted shares will vest on November 30, 2021.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 21:00 UTC
Kaplan Seth L.Sr VP, Gen. Counsel and Secy
GrantCommon Stock 99,095 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000067 · wf-form4_157376520042108.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,995

F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; it has now been certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, 27,295 restricted shares will vest on November 30, 2019; 26,570 restricted shares will vest on November 30, 2020; and 45,230 restricted shares will vest on November 30, 2021.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 20:59 UTC
Durborow W. ChristopherVP, Controller and CAO
GrantCommon Stock 40,539 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000066 · wf-form4_157376518197869.xml · nonDerivative · entry 1

Durborow W. Christopher · CIK 0001690552 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,321

F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; it has now been certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, 11,166 restricted shares will vest on November 30, 2019; 10,870 restricted shares will vest on November 30, 2020; and 18,503 restricted shares will vest on November 30, 2021.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:00 UTC GrantCommon Stock 4,146 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000069 · wf-form4_157376524074130.xml · nonDerivative · entry 1

Johnson Lacy M. · CIK 0001681499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,146

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on November 12, 2020.

Read SEC document
October 11, 2019 Filed Nov 29, 2024 21:00 UTC SaleCommon Stock 2,442 $20.41 $49,841.22
Disclosure

SEC source: 0000050725-24-000186 · wk-form4_1732914048.xml · nonDerivative · entry 3

Renuart Victor Eugene · CIK 0001597532 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,096

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.401 to $20.425, inclusive.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 20:07 UTC GrantCommon Stock 5,505 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000050 · wf-form4_156469004018096.xml · nonDerivative · entry 1

SIGHT JAMES W · CIK 0001031041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,505

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on July 31, 2020.

Read SEC document
July 11, 2019 Filed Nov 29, 2024 21:00 UTC SaleCommon Stock 194 $16.00 $3,104.00
Disclosure

SEC source: 0000050725-24-000186 · wk-form4_1732914048.xml · nonDerivative · entry 2

Renuart Victor Eugene · CIK 0001597532 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,538

Read SEC document
July 05, 2019 Filed Nov 29, 2024 21:00 UTC SaleCommon Stock 3,710 $16.22 $60,176.20
Disclosure

SEC source: 0000050725-24-000186 · wk-form4_1732914048.xml · nonDerivative · entry 1

Renuart Victor Eugene · CIK 0001597532 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,732

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.21 to $16.23, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
May 14, 2019 Filed Oct 30, 2019 20:06 UTC GiftCommon Stock 3,712 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000056 · wf-form5_157246599564664.xml · nonDerivative · entry 1

ALPERT HENRY A · CIK 0001208677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,386

Read SEC document
May 01, 2019 Filed May 2, 2019 21:00 UTC
KRAMER RONALD JDirector · Chairman of the Board and CEO
GrantCommon Stock 288,000 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000036 · wf-form4_155683081037997.xml · nonDerivative · entry 1

KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,608,933

F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified performance criteria related to the company's stock price; on May 1, 2019, it was certified that such performance criteria was satisfied to a certain extent. Subject to the reporting person's continued employment, the restricted shares will vest on December 20, 2022.

Read SEC document
May 01, 2019 Filed May 2, 2019 20:59 UTC
MEHMEL ROBERT FDirector · President and COO
GrantCommon Stock 96,000 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000035 · wf-form4_155683076482617.xml · nonDerivative · entry 1

MEHMEL ROBERT F · CIK 0001201289 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,722

F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified performance criteria related to the company's stock price; on May 1, 2019, it was certified that such performance criteria was satisfied to a certain extent. Subject to the reporting person's continued employment, the restricted shares will vest on December 20, 2022.

Read SEC document
January 31, 2019 Filed Jan 31, 2019 23:42 UTC GrantCommon Stock 5,657 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000020 · wf-form4_154897812699683.xml · nonDerivative · entry 1

TURNBULL CHERYL L · CIK 0001041952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,805

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2020.

Read SEC document
January 31, 2019 Filed Jan 31, 2019 23:41 UTC GrantCommon Stock 5,657 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000018 · wf-form4_154897804975290.xml · nonDerivative · entry 1

WALDORF WILLIAM · CIK 0001208673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,859

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2020.

Read SEC document
January 31, 2019 Filed Jan 31, 2019 23:46 UTC GrantCommon Stock 5,657 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000026 · wf-form4_154897836495304.xml · nonDerivative · entry 1

Fogg Blaine V · CIK 0001326649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,759

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2020.

Read SEC document
January 31, 2019 Filed Jan 31, 2019 23:45 UTC GrantCommon Stock 5,657 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000025 · wf-form4_154897832684912.xml · nonDerivative · entry 2

ALPERT HENRY A · CIK 0001208677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,098

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2020.

Read SEC document
January 31, 2019 Filed Jan 31, 2019 23:45 UTC GrantCommon Stock 5,657 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000024 · wf-form4_154897828428780.xml · nonDerivative · entry 1

HARRISON ROBERT G · CIK 0001279448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,266

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2020.

Read SEC document
January 31, 2019 Filed Jan 31, 2019 23:44 UTC GrantCommon Stock 5,657 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000023 · wf-form4_154897824615541.xml · nonDerivative · entry 1

Kutyna Donald J · CIK 0001334376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,531

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2020.

Read SEC document
January 31, 2019 Filed Jan 31, 2019 23:43 UTC GrantCommon Stock 5,657 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000022 · wf-form4_154897820927365.xml · nonDerivative · entry 1

Grabowsky Louis J. · CIK 0001640225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,251

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2020.

Read SEC document
January 31, 2019 Filed Jan 31, 2019 23:43 UTC GrantCommon Stock 5,657 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000021 · wf-form4_154897816566823.xml · nonDerivative · entry 1

Stewart Samanta H · CIK 0001751003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,589

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2020.

Read SEC document
January 31, 2019 Filed Jan 31, 2019 23:40 UTC GrantCommon Stock 5,657 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000017 · wf-form4_154897801108551.xml · nonDerivative · entry 1

Renuart Victor Eugene · CIK 0001597532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,579

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2020.

Read SEC document
January 31, 2019 Filed Jan 31, 2019 23:41 UTC GrantCommon Stock 5,657 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000019 · wf-form4_154897808884233.xml · nonDerivative · entry 1

BROSIG THOMAS · CIK 0001247390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,246

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2020.

Read SEC document
January 31, 2019 Filed Jan 31, 2019 23:39 UTC GrantCommon Stock 5,657 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000016 · wf-form4_154897796676050.xml · nonDerivative · entry 1

Sullivan Kevin F · CIK 0001568057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,912

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2020.

Read SEC document
December 06, 2018 Filed Nov 14, 2019 21:01 UTC
KRAMER RONALD JDirector · Chairman of the Board and CEO
GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000070 · wf-form5_157376526038580.xml · nonDerivative · entry 1

KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,583,933

Read SEC document
December 04, 2018 Filed Dec 6, 2018 14:31 UTC
Harris Brian GSVP, Chief Financial Officer
PurchaseCommon Stock 3,000 $11.60 $34,800.00
Disclosure

SEC source: 0000050725-18-000099 · wf-form4_154410667758194.xml · nonDerivative · entry 2

Harris Brian G · CIK 0001470077 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,777

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.41 to $11.81, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 14:31 UTC
Kaplan Seth L.Sr VP, Gen. Counsel and Secy
PurchaseCommon Stock 4,500 $11.62 $52,290.00
Disclosure

SEC source: 0000050725-18-000098 · wf-form4_154410664899654.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,900

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.55 to $11.69, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 14:31 UTC
Durborow W. ChristopherVP, Controller and CAO
PurchaseCommon Stock 2,550 $11.94 $30,447.00
Disclosure

SEC source: 0000050725-18-000100 · wf-form4_154410670209392.xml · nonDerivative · entry 1

Durborow W. Christopher · CIK 0001690552 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,782

F1 · price: The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $11.90 to $11.97, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 14:31 UTC
Harris Brian GSVP, Chief Financial Officer
PurchaseCommon Stock 1,000 $12.10 $12,100.00
Disclosure

SEC source: 0000050725-18-000099 · wf-form4_154410667758194.xml · nonDerivative · entry 1

Harris Brian G · CIK 0001470077 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,777

Read SEC document
November 30, 2018 Filed Dec 4, 2018 16:50 UTC
Durborow W. ChristopherVP, Controller and CAO
Tax withholdingCommon Stock 4,804 $12.16 $58,416.64
Disclosure

SEC source: 0000050725-18-000094 · wf-form4_154394222535456.xml · nonDerivative · entry 1

Durborow W. Christopher · CIK 0001690552 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,232

F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 16:50 UTC
Kaplan Seth L.Sr VP, Gen. Counsel and Secy
Tax withholdingCommon Stock 15,605 $12.16 $189,756.80
Disclosure

SEC source: 0000050725-18-000093 · wf-form4_154394220361059.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,400

F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 16:49 UTC
Harris Brian GSVP, Chief Financial Officer
Tax withholdingCommon Stock 13,876 $12.16 $168,732.16
Disclosure

SEC source: 0000050725-18-000092 · wf-form4_154394217892833.xml · nonDerivative · entry 1

Harris Brian G · CIK 0001470077 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,777

F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:13 UTC
KRAMER RONALD JDirector · Chairman of the Board and CEO
PurchaseCommon Stock 5,000 $12.24 $61,200.00
Disclosure

SEC source: 0000050725-18-000088 · wf-form4_154359441061073.xml · nonDerivative · entry 2

KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,320,933

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.10 to $12.47, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
November 29, 2018 Filed Jan 31, 2019 23:45 UTC GiftCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000025 · wf-form4_154897832684912.xml · nonDerivative · entry 1

ALPERT HENRY A · CIK 0001208677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,441

Read SEC document
November 28, 2018 Filed Nov 30, 2018 16:13 UTC
KRAMER RONALD JDirector · Chairman of the Board and CEO
PurchaseCommon Stock 5,000 $12.41 $62,050.00
Disclosure

SEC source: 0000050725-18-000088 · wf-form4_154359441061073.xml · nonDerivative · entry 1

KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,315,933

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.90 to $12.58, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
November 27, 2018 Filed Nov 28, 2018 15:18 UTC
KRAMER RONALD JDirector · Chairman of the Board and CEO
PurchaseCommon Stock 5,000 $11.96 $59,800.00
Disclosure

SEC source: 0000050725-18-000086 · wf-form4_154341832309983.xml · nonDerivative · entry 2

KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310,933

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.83 to $12.03, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 15:18 UTC
KRAMER RONALD JDirector · Chairman of the Board and CEO
PurchaseCommon Stock 5,000 $12.12 $60,600.00
Disclosure

SEC source: 0000050725-18-000086 · wf-form4_154341832309983.xml · nonDerivative · entry 1

KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,305,933

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.00 to $12.22, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
November 23, 2018 Filed Nov 26, 2018 14:59 UTC
KRAMER RONALD JDirector · Chairman of the Board and CEO
PurchaseCommon Stock 5,000 $11.86 $59,300.00
Disclosure

SEC source: 0000050725-18-000082 · wf-form4_154324437085095.xml · nonDerivative · entry 2

KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300,933

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.72 to $11.92, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
November 23, 2018 Filed Nov 27, 2018 18:04 UTC
Harris Brian GSVP, Chief Financial Officer
PurchaseCommon Stock 2,000 $11.80 $23,600.00
Disclosure

SEC source: 0000050725-18-000084 · wf-form4_154334186404106.xml · nonDerivative · entry 1

Harris Brian G · CIK 0001470077 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,653

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.85 to $11.755, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

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November 21, 2018 Filed Nov 26, 2018 14:59 UTC
KRAMER RONALD JDirector · Chairman of the Board and CEO
PurchaseCommon Stock 5,000 $12.72 $63,600.00
Disclosure

SEC source: 0000050725-18-000082 · wf-form4_154324437085095.xml · nonDerivative · entry 1

KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,295,933

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.59 to $12.84, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

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November 19, 2018 Filed Nov 20, 2018 00:43 UTC
KRAMER RONALD JDirector · Chairman of the Board and CEO
PurchaseCommon Stock 10,000 $11.97 $119,700.00
Disclosure

SEC source: 0000050725-18-000080 · wf-form4_154267457072061.xml · nonDerivative · entry 2

KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,290,933

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.69 to $12.52, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

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November 16, 2018 Filed Nov 20, 2018 00:43 UTC
KRAMER RONALD JDirector · Chairman of the Board and CEO
PurchaseCommon Stock 19,997 $12.20 $243,963.40
Disclosure

SEC source: 0000050725-18-000080 · wf-form4_154267457072061.xml · nonDerivative · entry 1

KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,280,933

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.97 to $12.43, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

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November 13, 2018 Filed Nov 13, 2018 21:01 UTC
Durborow W. ChristopherVP, Controller and CAO
GrantCommon Stock 13,036 $0.00 $0.00
Disclosure

SEC source: 0000050725-18-000067 · wf-form4_154214288429213.xml · nonDerivative · entry 1

Durborow W. Christopher · CIK 0001690552 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,036

F1 · shares: Restricted shares granted under the Company's 2011 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 13, 2018, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2018.

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November 13, 2018 Filed Nov 13, 2018 21:02 UTC
Kaplan Seth L.Sr VP, Gen. Counsel and Secy
GrantCommon Stock 31,866 $0.00 $0.00
Disclosure

SEC source: 0000050725-18-000068 · wf-form4_154214291711372.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,005

F1 · shares: Restricted shares granted under the Company's 2011 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 13, 2018, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2018.

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November 13, 2018 Filed Nov 13, 2018 21:02 UTC
Harris Brian GSVP, Chief Financial Officer
GrantCommon Stock 26,072 $0.00 $0.00
Disclosure

SEC source: 0000050725-18-000069 · wf-form4_154214294686126.xml · nonDerivative · entry 1

Harris Brian G · CIK 0001470077 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,653

F1 · shares: Restricted shares granted under the Company's 2011 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 13, 2018, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2018.

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September 04, 2018 Filed Sep 4, 2018 20:50 UTC GrantCommon Stock 4,932 $0.00 $0.00
Disclosure

SEC source: 0000050725-18-000057 · wf-form4_153609420825226.xml · nonDerivative · entry 1

Stewart Samanta H · CIK 0001751003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,932

F1 · price: Restricted stock grant under the Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on September 4, 2019.

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August 03, 2018 Filed Aug 3, 2018 17:42 UTC PurchaseCommon Stock 5,000 $18.09 $90,450.00
Disclosure

SEC source: 0000050725-18-000052 · wf-form4_153331810668162.xml · nonDerivative · entry 1

ALPERT HENRY A · CIK 0001208677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,741

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.05 to $18.10, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.