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Kaplan Seth L.

Disclosed activity across 1 company

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66979
SEC CIK
0001491551

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GRIFFON CORPGFF · Entity 3998Sr VP, Gen. Counsel and SecyFebruary 09, 2026February 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GRIFFON CORP

Report date February 09, 2026 · Filed February 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect119,747 Ending reported balance After 2026-02-09 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-02-09 · Sale · Disposed 7,086 · Balance 127,661

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.25 to $95.24, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

Row 2 · 2026-02-09 · Sale · Disposed 4,274 · Balance 123,387

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.25 to $96.24, inclusive.

Row 3 · 2026-02-09 · Sale · Disposed 3,240 · Balance 120,147

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.26 to $97.16, inclusive.

Row 4 · 2026-02-09 · Sale · Disposed 400 · Balance 119,747

Common StockSEC Table I · non-derivativeIndirectby ESOP4,786 Reported balance Holding disclosure · report date 2026-02-09 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 4,786

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.25 to $95.24, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.25 to $96.24, inclusive.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.26 to $97.16, inclusive.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2026 Filed Feb 11, 2026 21:30 UTC GRIFFON CORP GFF · Entity 3998 SaleCommon Stock 400 $97.46 $38,984.00
Disclosure

SEC source: 0001628280-26-007297 · wk-form4_1770845416.xml · nonDerivative · entry 4

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,747

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:30 UTC GRIFFON CORP GFF · Entity 3998 SaleCommon Stock 3,240 $96.67 $313,210.80
Disclosure

SEC source: 0001628280-26-007297 · wk-form4_1770845416.xml · nonDerivative · entry 3

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,147

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.26 to $97.16, inclusive.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:30 UTC GRIFFON CORP GFF · Entity 3998 SaleCommon Stock 4,274 $95.61 $408,637.14
Disclosure

SEC source: 0001628280-26-007297 · wk-form4_1770845416.xml · nonDerivative · entry 2

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,387

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.25 to $96.24, inclusive.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:30 UTC GRIFFON CORP GFF · Entity 3998 SaleCommon Stock 7,086 $94.67 $670,831.62
Disclosure

SEC source: 0001628280-26-007297 · wk-form4_1770845416.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,661

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.25 to $95.24, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

Read SEC document
December 22, 2025 Filed Dec 23, 2025 21:30 UTC GRIFFON CORP GFF · Entity 3998 GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-058744 · wk-form4_1766525425.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,747

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:31 UTC GRIFFON CORP GFF · Entity 3998 Tax withholdingCommon Stock 8,921 $75.00 $669,075.00
Disclosure

SEC source: 0001628280-25-054785 · wk-form4_1764711115.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,347

F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 22:01 UTC GRIFFON CORP GFF · Entity 3998 SaleCommon Stock 100 $83.97 $8,397.00
Disclosure

SEC source: 0000050725-24-000192 · wk-form4_1733263261.xml · nonDerivative · entry 4

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,268

Read SEC document
December 02, 2024 Filed Dec 3, 2024 22:01 UTC GRIFFON CORP GFF · Entity 3998 SaleCommon Stock 4,239 $83.35 $353,320.65
Disclosure

SEC source: 0000050725-24-000192 · wk-form4_1733263261.xml · nonDerivative · entry 3

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,368

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.84 to $83.73, inclusive.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 22:01 UTC GRIFFON CORP GFF · Entity 3998 SaleCommon Stock 8,327 $82.40 $686,144.80
Disclosure

SEC source: 0000050725-24-000192 · wk-form4_1733263261.xml · nonDerivative · entry 2

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,607

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.83 to $82.785, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:01 UTC GRIFFON CORP GFF · Entity 3998 Tax withholdingCommon Stock 10,407 $84.30 $877,310.10
Disclosure

SEC source: 0000050725-24-000192 · wk-form4_1733263261.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 156,934

F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 22:03 UTC GRIFFON CORP GFF · Entity 3998 GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0000050725-24-000180 · wk-form4_1732140208.xml · nonDerivative · entry 2

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,341

Read SEC document
November 18, 2024 Filed Nov 20, 2024 22:03 UTC GRIFFON CORP GFF · Entity 3998 GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0000050725-24-000180 · wk-form4_1732140208.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,741

Read SEC document
September 19, 2024 Filed Sep 20, 2024 20:59 UTC GRIFFON CORP GFF · Entity 3998 SaleCommon Stock 30,430 $70.00 $2,130,100.00
Disclosure

SEC source: 0000050725-24-000118 · wk-form4_1726865962.xml · nonDerivative · entry 2

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 168,141

Read SEC document
September 18, 2024 Filed Sep 20, 2024 20:59 UTC GRIFFON CORP GFF · Entity 3998 SaleCommon Stock 4,844 $70.00 $339,080.00
Disclosure

SEC source: 0000050725-24-000118 · wk-form4_1726865962.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 198,571

Read SEC document
December 17, 2023 Filed Dec 19, 2023 21:06 UTC GRIFFON CORP GFF · Entity 3998 Tax withholdingCommon Stock 9,065 $56.59 $512,988.35
Disclosure

SEC source: 0000050725-23-000081 · wk-form4_1703020005.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,415

F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:08 UTC GRIFFON CORP GFF · Entity 3998 Tax withholdingCommon Stock 12,540 $46.53 $583,486.20
Disclosure

SEC source: 0000050725-23-000073 · wk-form4_1701724072.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,480

F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 16, 2023 Filed Nov 16, 2023 22:56 UTC GRIFFON CORP GFF · Entity 3998 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000050725-23-000058 · wk-form4_1700175354.xml · nonDerivative · entry 2

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,020

Read SEC document
November 14, 2023 Filed Nov 16, 2023 22:56 UTC GRIFFON CORP GFF · Entity 3998 GrantCommon Stock 17,852 $0.00 $0.00
Disclosure

SEC source: 0000050725-23-000058 · wk-form4_1700175354.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,020

F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 14, 2023, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2025.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:21 UTC GRIFFON CORP GFF · Entity 3998 Tax withholdingCommon Stock 12,410 $35.31 $438,197.10
Disclosure

SEC source: 0000050725-22-000096 · wf-form4_167001603791629.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,168

F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:20 UTC GRIFFON CORP GFF · Entity 3998 GrantCommon Stock 20,826 $0.00 $0.00
Disclosure

SEC source: 0000050725-22-000080 · wf-form4_166872002166918.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,578

F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 16, 2022, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2024.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 22:18 UTC GRIFFON CORP GFF · Entity 3998 Tax withholdingCommon Stock 22,489 $26.31 $591,685.59
Disclosure

SEC source: 0000050725-21-000077 · wf-form4_163839707086600.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,776

F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:54 UTC GRIFFON CORP GFF · Entity 3998 GrantCommon Stock 45,230 $0.00 $0.00
Disclosure

SEC source: 0000050725-21-000071 · wf-form4_163718604344934.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,265

F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 15, 2021, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2023.

Read SEC document
November 15, 2021 Filed Nov 17, 2022 21:04 UTC Amendment GRIFFON CORP GFF · Entity 3998 GrantCommon Stock 25,206 $0.00 $0.00
Disclosure

SEC source: 0000050725-22-000079 · wf-form4a_166871907473842.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,241

F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 15, 2021, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2023.

F2 · shares: On November 17, 2021, the reporting person filed a Form 4 which inadvertently reported the number of shares acquired (as a result of the certification that certain financial performance criteria related to a grant of restricted shares was achieved) as 45,230. As reported in this amendment, the actual number of shares acquired was 25,206.

Read SEC document
March 30, 2021 Filed Nov 9, 2021 21:26 UTC GRIFFON CORP GFF · Entity 3998 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000050725-21-000060 · wf-form5_163649319403562.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,035

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:05 UTC GRIFFON CORP GFF · Entity 3998 SaleCommon Stock 19,103 $24.93 $476,237.79
Disclosure

SEC source: 0000050725-21-000036 · wf-form4_161299109034288.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,035

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.46 to $25.03, inclusive. The reporting person undertakes to provide to Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 05, 2021 Filed Feb 5, 2021 22:03 UTC GRIFFON CORP GFF · Entity 3998 SaleCommon Stock 13,251 $24.36 $322,794.36
Disclosure

SEC source: 0000050725-21-000034 · wf-form4_161256256050356.xml · nonDerivative · entry 3

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,138

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.13 to $24.47, inclusive.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 22:03 UTC GRIFFON CORP GFF · Entity 3998 SaleCommon Stock 17,909 $23.98 $429,457.82
Disclosure

SEC source: 0000050725-21-000034 · wf-form4_161256256050356.xml · nonDerivative · entry 2

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,389

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $24.19, inclusive.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 22:03 UTC GRIFFON CORP GFF · Entity 3998 SaleCommon Stock 9,737 $23.62 $229,987.94
Disclosure

SEC source: 0000050725-21-000034 · wf-form4_161256256050356.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,298

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.46 to $23.72, inclusive. The reporting person undertakes to provide to Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:28 UTC GRIFFON CORP GFF · Entity 3998 GrantCommon Stock 18,220 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000086 · wf-form4_160858608977802.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,035

F1 · shares: Restricted stock grant under the Company's 2016 Equity Incentive Plan. The stock will vest in one installment on December 17, 2023.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:11 UTC GRIFFON CORP GFF · Entity 3998 GrantCommon Stock 24,943 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000080 · wf-form4_160754824929110.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,815

F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on December 8, 2020, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2022.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:52 UTC GRIFFON CORP GFF · Entity 3998 Tax withholdingCommon Stock 13,211 $20.85 $275,449.35
Disclosure

SEC source: 0000050725-20-000072 · wf-form4_160693874710218.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,872

F1 · balance_after: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 30, 2019 Filed Dec 2, 2019 21:04 UTC GRIFFON CORP GFF · Entity 3998 Tax withholdingCommon Stock 13,912 $21.22 $295,212.64
Disclosure

SEC source: 0000050725-19-000082 · wf-form4_157532062908683.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,083

F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 21:00 UTC GRIFFON CORP GFF · Entity 3998 GrantCommon Stock 99,095 $0.00 $0.00
Disclosure

SEC source: 0000050725-19-000067 · wf-form4_157376520042108.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,995

F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; it has now been certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, 27,295 restricted shares will vest on November 30, 2019; 26,570 restricted shares will vest on November 30, 2020; and 45,230 restricted shares will vest on November 30, 2021.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 14:31 UTC GRIFFON CORP GFF · Entity 3998 PurchaseCommon Stock 4,500 $11.62 $52,290.00
Disclosure

SEC source: 0000050725-18-000098 · wf-form4_154410664899654.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,900

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.55 to $11.69, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 16:50 UTC GRIFFON CORP GFF · Entity 3998 Tax withholdingCommon Stock 15,605 $12.16 $189,756.80
Disclosure

SEC source: 0000050725-18-000093 · wf-form4_154394220361059.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,400

F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 13, 2018 Filed Nov 13, 2018 21:02 UTC GRIFFON CORP GFF · Entity 3998 GrantCommon Stock 31,866 $0.00 $0.00
Disclosure

SEC source: 0000050725-18-000068 · wf-form4_154214291711372.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,005

F1 · shares: Restricted shares granted under the Company's 2011 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 13, 2018, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2018.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 00:29 UTC GRIFFON CORP GFF · Entity 3998 Tax withholdingCommon Stock 23,021 $20.75 $477,685.75
Disclosure

SEC source: 0000050725-17-000054 · wf-form4_151079212484339.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,139

F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 15, 2016 Filed Nov 15, 2016 22:04 UTC GRIFFON CORP GFF · Entity 3998 GrantCommon Stock 44,000 $0.00 $0.00
Disclosure

SEC source: 0000050725-16-000158 · wf-form4_147924745104837.xml · nonDerivative · entry 2

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,160

F2 · shares: Restricted shares granted under the Company's 2011 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 15, 2016, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 11, 2017.

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November 12, 2016 Filed Nov 15, 2016 22:04 UTC GRIFFON CORP GFF · Entity 3998 Tax withholdingCommon Stock 22,893 $19.85 $454,426.05
Disclosure

SEC source: 0000050725-16-000158 · wf-form4_147924745104837.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,160

F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.