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GFF

GRIFFON CORP

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Tapewire entity
3998
SEC CIK
0000050725
Parsed reports
340

Last 12 months

Inside the activity.

1 purchase rows · 55 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202610
Apr 202600
May 202600
Jun 2026018
Jul 202600
Aug 2026029
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2021 Filed Feb 5, 2021 22:03 UTC
Kaplan Seth L.Sr VP, Gen. Counsel and Secy
SaleCommon Stock 17,909 $23.98 $429,457.82
Disclosure

SEC source: 0000050725-21-000034 · wf-form4_161256256050356.xml · nonDerivative · entry 2

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,389

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $24.19, inclusive.

Read SEC document
February 04, 2021 Filed Nov 9, 2021 21:26 UTC GiftCommon Stock 1,066 $0.00 $0.00
Disclosure

SEC source: 0000050725-21-000059 · wf-form5_163649317615143.xml · nonDerivative · entry 1

ALPERT HENRY A · CIK 0001208677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,501

Read SEC document
February 03, 2021 Filed Feb 5, 2021 22:03 UTC
Kaplan Seth L.Sr VP, Gen. Counsel and Secy
SaleCommon Stock 9,737 $23.62 $229,987.94
Disclosure

SEC source: 0000050725-21-000034 · wf-form4_161256256050356.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,298

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.46 to $23.72, inclusive. The reporting person undertakes to provide to Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:06 UTC GrantCommon Stock 3,702 $0.00 $0.00
Disclosure

SEC source: 0000050725-21-000032 · wf-form4_161221356086248.xml · nonDerivative · entry 1

WALDORF WILLIAM · CIK 0001208673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,643

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:05 UTC GrantCommon Stock 3,702 $0.00 $0.00
Disclosure

SEC source: 0000050725-21-000031 · wf-form4_161221353779641.xml · nonDerivative · entry 1

Sullivan Kevin F · CIK 0001568057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,196

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:05 UTC GrantCommon Stock 3,702 $0.00 $0.00
Disclosure

SEC source: 0000050725-21-000030 · wf-form4_161221351201529.xml · nonDerivative · entry 1

SIGHT JAMES W · CIK 0001031041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,289

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:05 UTC GrantCommon Stock 3,702 $0.00 $0.00
Disclosure

SEC source: 0000050725-21-000029 · wf-form4_161221349558582.xml · nonDerivative · entry 1

Stewart Samanta H · CIK 0001751003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,373

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:04 UTC GrantCommon Stock 3,702 $0.00 $0.00
Disclosure

SEC source: 0000050725-21-000028 · wf-form4_161221347739208.xml · nonDerivative · entry 1

Renuart Victor Eugene · CIK 0001597532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,363

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:04 UTC GrantCommon Stock 3,702 $0.00 $0.00
Disclosure

SEC source: 0000050725-21-000027 · wf-form4_161221345436795.xml · nonDerivative · entry 1

Johnson Lacy M. · CIK 0001681499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,930

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:04 UTC GrantCommon Stock 3,702 $0.00 $0.00
Disclosure

SEC source: 0000050725-21-000026 · wf-form4_161221343437942.xml · nonDerivative · entry 1

HARRISON ROBERT G · CIK 0001279448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,050

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:03 UTC GrantCommon Stock 3,702 $0.00 $0.00
Disclosure

SEC source: 0000050725-21-000025 · wf-form4_161221341635497.xml · nonDerivative · entry 1

Grabowsky Louis J. · CIK 0001640225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,035

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:03 UTC GrantCommon Stock 3,702 $0.00 $0.00
Disclosure

SEC source: 0000050725-21-000024 · wf-form4_161221339784417.xml · nonDerivative · entry 1

Coben Jerome L · CIK 0001455210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,498

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:03 UTC GrantCommon Stock 3,702 $0.00 $0.00
Disclosure

SEC source: 0000050725-21-000023 · wf-form4_161221335529597.xml · nonDerivative · entry 1

TURNBULL CHERYL L · CIK 0001041952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,589

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:02 UTC GrantCommon Stock 3,702 $0.00 $0.00
Disclosure

SEC source: 0000050725-21-000022 · wf-form4_161221333058944.xml · nonDerivative · entry 1

BROSIG THOMAS · CIK 0001247390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,105

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:02 UTC GrantCommon Stock 3,702 $0.00 $0.00
Disclosure

SEC source: 0000050725-21-000021 · wf-form4_161221329989220.xml · nonDerivative · entry 1

ALPERT HENRY A · CIK 0001208677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,567

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 28, 2022.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 21:28 UTC
KRAMER RONALD JDirector · Chairman of the Board and CEO
GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000087 · wf-form4_160858610687921.xml · nonDerivative · entry 2

KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,129,924

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:29 UTC
MEHMEL ROBERT FDirector · President and COO
GrantCommon Stock 45,551 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000088 · wf-form4_160858612250721.xml · nonDerivative · entry 1

MEHMEL ROBERT F · CIK 0001201289 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,590

F1 · shares: Restricted stock grant under the Company's 2016 Equity Incentive Plan. The stock will vest in one installment on December 17, 2023.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:28 UTC
KRAMER RONALD JDirector · Chairman of the Board and CEO
GrantCommon Stock 182,203 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000087 · wf-form4_160858610687921.xml · nonDerivative · entry 1

KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,144,924

F1 · shares: Restricted stock grant under the Company's 2016 Equity Incentive Plan. The stock will vest in one installment on December 17, 2023.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:28 UTC
Kaplan Seth L.Sr VP, Gen. Counsel and Secy
GrantCommon Stock 18,220 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000086 · wf-form4_160858608977802.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,035

F1 · shares: Restricted stock grant under the Company's 2016 Equity Incentive Plan. The stock will vest in one installment on December 17, 2023.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:28 UTC
Harris Brian GSVP, Chief Financial Officer
GrantCommon Stock 18,220 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000085 · wf-form4_160858606824661.xml · nonDerivative · entry 1

Harris Brian G · CIK 0001470077 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,878

F1 · shares: Restricted stock grant under the Company's 2016 Equity Incentive Plan. The stock will vest in one installment on December 17, 2023.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:11 UTC
Kaplan Seth L.Sr VP, Gen. Counsel and Secy
GrantCommon Stock 24,943 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000080 · wf-form4_160754824929110.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,815

F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on December 8, 2020, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2022.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:10 UTC
Harris Brian GSVP, Chief Financial Officer
GrantCommon Stock 27,211 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000079 · wf-form4_160754823217933.xml · nonDerivative · entry 1

Harris Brian G · CIK 0001470077 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,658

F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on December 8, 2020, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2022.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:10 UTC
Durborow W. ChristopherVice President & CAO
GrantCommon Stock 10,204 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000078 · wf-form4_160754821405888.xml · nonDerivative · entry 1

Durborow W. Christopher · CIK 0001690552 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,373

F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on December 8, 2020, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2022.

Read SEC document
December 04, 2020 Filed Dec 7, 2020 22:22 UTC GiftCommon Stock 5,603 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000074 · wf-form4_160737972965028.xml · nonDerivative · entry 2

ALPERT HENRY A · CIK 0001208677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,865

Read SEC document
December 04, 2020 Filed Dec 7, 2020 22:22 UTC PurchaseCommon Stock 5,000 $20.02 $100,100.00
Disclosure

SEC source: 0000050725-20-000074 · wf-form4_160737972965028.xml · nonDerivative · entry 1

ALPERT HENRY A · CIK 0001208677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,468

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.69 to $20.25, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:52 UTC
Kaplan Seth L.Sr VP, Gen. Counsel and Secy
Tax withholdingCommon Stock 13,211 $20.85 $275,449.35
Disclosure

SEC source: 0000050725-20-000072 · wf-form4_160693874710218.xml · nonDerivative · entry 1

Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,872

F1 · balance_after: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:52 UTC
Harris Brian GSVP, Chief Financial Officer
Tax withholdingCommon Stock 15,427 $20.85 $321,652.95
Disclosure

SEC source: 0000050725-20-000071 · wf-form4_160693873131701.xml · nonDerivative · entry 1

Harris Brian G · CIK 0001470077 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,447

F1 · balance_after: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:52 UTC
Durborow W. ChristopherVice President & CAO
Tax withholdingCommon Stock 5,419 $20.85 $112,986.15
Disclosure

SEC source: 0000050725-20-000070 · wf-form4_160693871439685.xml · nonDerivative · entry 1

Durborow W. Christopher · CIK 0001690552 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,169

F1 · balance_after: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 18:45 UTC PurchaseCommon Stock 1,000 $19.95 $19,950.00
Disclosure

SEC source: 0000050725-20-000065 · wf-form4_160563874369066.xml · nonDerivative · entry 1

Coben Jerome L · CIK 0001455210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,796

Read SEC document
August 21, 2020 Filed Aug 25, 2020 20:03 UTC
KRAMER RONALD JDirector · Chairman of the Board and CEO
SaleCommon Stock 500,000 $21.50 $10,750,000.00
Disclosure

SEC source: 0000050725-20-000059 · wf-form4_159838579790221.xml · nonDerivative · entry 1

KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,962,721

F1 · price: Shares were sold in an underwritten public offering; this is the price at which shares were sold to the public. The net price per share to the registrant, after taking into account the underwriters' discount, is $20.47875.

Read SEC document
July 29, 2020 Filed Jul 30, 2020 22:40 UTC GrantCommon Stock 4,296 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000052 · wf-form4_159613921110311.xml · nonDerivative · entry 1

Coben Jerome L · CIK 0001455210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,796

F1 · price: Restricted stock grant under the Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on July 29, 2021.

Read SEC document
March 27, 2020 Filed Mar 27, 2020 16:51 UTC PurchaseCommon Stock 4,075 $12.02 $48,961.13
Disclosure

SEC source: 0000050725-20-000037 · wf-form4_158532788701794.xml · nonDerivative · entry 1

BROSIG THOMAS · CIK 0001247390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,403

Read SEC document
March 26, 2020 Filed Mar 27, 2020 16:52 UTC PurchaseCommon Stock 8,500 $11.60 $98,583.00
Disclosure

SEC source: 0000050725-20-000038 · wf-form4_158532791302227.xml · nonDerivative · entry 1

Sullivan Kevin F · CIK 0001568057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,494

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.51 to $11.60, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:07 UTC PurchaseCommon Stock 5,000 $19.82 $99,100.00
Disclosure

SEC source: 0000050725-20-000034 · wf-form4_158110963990243.xml · nonDerivative · entry 1

Sullivan Kevin F · CIK 0001568057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,994

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.78 to $19.84, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 21:07 UTC GrantCommon Stock 4,082 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000030 · wf-form4_158050483603170.xml · nonDerivative · entry 1

BROSIG THOMAS · CIK 0001247390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,328

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 21:07 UTC GrantCommon Stock 4,082 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000029 · wf-form4_158050481384013.xml · nonDerivative · entry 1

Renuart Victor Eugene · CIK 0001597532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,661

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 21:06 UTC GrantCommon Stock 4,082 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000028 · wf-form4_158050478824618.xml · nonDerivative · entry 1

HARRISON ROBERT G · CIK 0001279448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,348

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 21:06 UTC GrantCommon Stock 4,082 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000027 · wf-form4_158050476302618.xml · nonDerivative · entry 1

WALDORF WILLIAM · CIK 0001208673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,941

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 21:05 UTC GrantCommon Stock 4,082 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000026 · wf-form4_158050473798795.xml · nonDerivative · entry 1

Grabowsky Louis J. · CIK 0001640225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,333

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 21:05 UTC GrantCommon Stock 4,082 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000024 · wf-form4_158050469321189.xml · nonDerivative · entry 1

Sullivan Kevin F · CIK 0001568057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,994

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 21:05 UTC GrantCommon Stock 4,082 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000025 · wf-form4_158050471416181.xml · nonDerivative · entry 1

SIGHT JAMES W · CIK 0001031041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,587

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 21:04 UTC GrantCommon Stock 4,082 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000023 · wf-form4_158050467294340.xml · nonDerivative · entry 1

Stewart Samanta H · CIK 0001751003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,671

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 21:04 UTC GrantCommon Stock 4,082 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000021 · wf-form4_158050462445928.xml · nonDerivative · entry 1

TURNBULL CHERYL L · CIK 0001041952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,887

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 21:04 UTC GrantCommon Stock 4,082 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000022 · wf-form4_158050464896341.xml · nonDerivative · entry 1

Johnson Lacy M. · CIK 0001681499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,228

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 21:03 UTC GrantCommon Stock 4,082 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000020 · wf-form4_158050460180085.xml · nonDerivative · entry 1

ALPERT HENRY A · CIK 0001208677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,468

F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 30, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:46 UTC
KRAMER RONALD JDirector · Chairman of the Board and CEO
Tax withholdingCommon Stock 189,905 $21.90 $4,158,919.50
Disclosure

SEC source: 0000050725-20-000032 · wf-form4_158050715678084.xml · nonDerivative · entry 4

KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,462,721

F2 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

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January 29, 2020 Filed Jan 31, 2020 21:46 UTC
KRAMER RONALD JDirector · Chairman of the Board and CEO
GrantCommon Stock 89,693 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000032 · wf-form4_158050715678084.xml · nonDerivative · entry 3

KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,652,626

F1 · shares: Represents a portion of the restricted shares granted to the reporting person on January 29, 2016 under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Such restricted shares were subject to both service period vesting (time-based) and the attainment of specified performance criteria (performance-based vesting) related to the Company's stock price and the total shareholder return of the Company's stock relative to a market index. It was previously certified that the performance criteria was achieved to a certain extent and the shares related to such certification were reported on a Form 4 filed on February 1, 2017. Following the end of the performance period, it was determined that the performance criteria was achieved with respect to an additional 89,693 shares.

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January 29, 2020 Filed Jan 31, 2020 21:44 UTC
MEHMEL ROBERT FDirector · President and COO
Tax withholdingCommon Stock 71,318 $21.90 $1,561,864.20
Disclosure

SEC source: 0000050725-20-000031 · wf-form4_158050701863547.xml · nonDerivative · entry 2

MEHMEL ROBERT F · CIK 0001201289 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,039

F2 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.

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January 29, 2020 Filed Jan 31, 2020 21:44 UTC
MEHMEL ROBERT FDirector · President and COO
GrantCommon Stock 33,635 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000031 · wf-form4_158050701863547.xml · nonDerivative · entry 1

MEHMEL ROBERT F · CIK 0001201289 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,357

F1 · shares: Represents a portion of the restricted shares granted to the reporting person on January 29, 2016 under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Such restricted shares were subject to both service period vesting (time-based) and the attainment of specified performance criteria (performance-based vesting) related to the Company's stock price and the total shareholder return of the Company's stock relative to a market index. It was previously certified that the performance criteria was achieved to a certain extent and the shares related to such certification were reported on a Form 4 filed on February 1, 2017. Following the end of the performance period, it was determined that the performance criteria was achieved with respect to an additional 33,635 shares.

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December 18, 2019 Filed Jan 31, 2020 21:46 UTC
KRAMER RONALD JDirector · Chairman of the Board and CEO
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000050725-20-000032 · wf-form4_158050715678084.xml · nonDerivative · entry 2

KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,562,933

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.